Filter Bank-based Multicarrier Modulation for Multiple Access in Next Generation Satellite Uplinks: A DVB-RCS2-based Experimental Study

In the context of the ongoing evolution of satellite communication systems to their next generation, involving higher data rates and increased flexibility, it is of interest to study in depth the applicability of multiple access (MA) multi-carrier modulation (MCM) schemes that have shown promise to meet the requirements of the future terrestrial networks. A comparative study of MA schemes employing offset quadrature amplitude modulation (OQAM)-based filter bank multicarrier (FBMC/OQAM) and classical orthogonal frequency division multiplexing (OFDM) is presented in this paper. The considered air-interface follows the latest Digital Video Broadcasting (DVB) family of standards for the satellite return link. Considering a high-power amplifier (HPA) of a very small aperture terminal (VSAT), the performance of the two MA schemes is evaluated in an asynchronous multiuser satellite environment involving time and frequency synchronization errors. Our results indicate that while FBMC-based MA (FBMA) is more sensitive near saturation and in the presence of timing errors, it is more robust to frequency offset errors not only in terms of the Total Degradation (TD) but also in terms of the Spectral Efficiency (SE), since it only needs minimal guard bands among the different users. This is a preliminary study of the potential gains from the integration of the FBMA technology in the satellite infrastructures and standards. Future work will include results on single-carrier modulation (SCM) FBMA as well

Waveform Advancements and Synchronization Techniques for Generalized Frequency Division Multiplexing

To enable a new level of connectivity among machines as well as between people and machines, future wireless applications will demand higher requirements on data rates, response time, and reliability from the communication system. This will lead to a different system design, comprising a wide range of deployment scenarios. One important aspect is the evolution of physical layer (PHY), specifically the waveform modulation. The novel generalized frequency division multiplexing (GFDM) technique is a prominent proposal for a flexible block filtered multicarrier modulation. This thesis introduces an advanced GFDM concept that enables the emulation of other prominent waveform candidates in scenarios where they perform best. Hence, a unique modulation framework is presented that is capable of addressing a wide range of scenarios and to upgrade the PHY for 5G networks. In particular, for a subset of system parameters of the modulation framework, the problem of symbol time offset (STO) and carrier frequency offset (CFO) estimation is investigated and synchronization approaches, which can operate in burst and continuous transmissions, are designed. The first part of this work presents the modulation principles of prominent 5G candidate waveforms and then focuses on the GFDM basic and advanced attributes. The GFDM concept is extended towards the use of OQAM, introducing the novel frequency-shift OQAM-GFDM, and a new low complexity model based on signal processing carried out in the time domain. A new prototype filter proposal highlights the benefits obtained in terms of a reduced out-of-band (OOB) radiation and more attractive hardware implementation cost. With proper parameterization of the advanced GFDM, the achieved gains are applicable to other filtered OFDM waveforms. In the second part, a search approach for estimating STO and CFO in GFDM is evaluated. A self-interference metric is proposed to quantify the effective SNR penalty caused by the residual time and frequency misalignment or intrinsic inter-symbol interference (ISI) and inter-carrier interference (ICI) for arbitrary pulse shape design in GFDM. In particular, the ICI can be used as a non-data aided approach for frequency estimation. Then, GFDM training sequences, defined either as an isolated preamble or embedded as a midamble or pseudo-circular pre/post-amble, are designed. Simulations show better OOB emission and good estimation results, either comparable or superior, to state-of-the-art OFDM system in wireless channels

Time and frequency offsets in all optical OFDM systems

Ultra-high-speed data transmission (terabit-per-second per channel) is urgently required in optical communication systems to fulfill the emerging demands of 3D multimedia applications, cloud computing, and bandwidth-hungry applications. In one way by using singlecarrier optical communication systems for the data transmission rates 1 Tb/s, we need the high baud rate and/or the high-order modulation formats (i.e. 512-QAM, 1024-QAM). Another way is to group the data carrying subcarriers without a guard bands (tightly spaced) to form a superchannel which gives increase in channel capacity. In a superchannel, the requirements of high-order modulation formats and high baud rates are relaxed. In an alloptical orthogonal frequency division multiplexing (AO-OFDM) system, the subcarriers are orthogonal and closely packed which gives more suitability to form superchannel. This thesis focuses on the time and frequency offsets in AO-OFDM systems. A theoretical model to investigate the performance of on-off-keying (OOK) modulated AO-OFDM system is developed for analytical simulation. The analytical (statistical) model considers the random characteristics of time and frequency offsets in adjacent subcarriers as well as the common noise sources such as shot and thermal noises to calculate the interference variances for evaluating the BER performance. The effects of time and frequency offsets on the BER performance of AO-OFDM system is evaluated with the number of optical subcarriers (NSC), receiver bandwidth (BWRX), and cyclic prefix (CP) We further develop an analytical model to evaluate the performance of AO-OFDM system with advanced modulation format (M-QAM) in the presence of time and frequency offsets, and the performance is compared with numerical simulations of other emulation setups (oddand- even subcarriers and decorrelated systems). The performance is investigated with NSC, BWRX, and CP in AO-OFDM system. A delay-line interferometer based all-optical method to reduce the effects of time and frequency offsets is proposed and evaluated. Finally, performance of demultiplexed subcarriers from an optical discrete Fourier transform (O-DFT) in AO-OFDM system in the presence of chromatic dispersion and limited modulation bandwidth is evaluated. The fiber Bragg grating (FBG) based passive device is proposed to reduce the interference and the results are compared with existing method using sampling gates. The proposed method using FBG for interference reduction provides a cost-effective design of AO-OFDM system

Near-Instantaneously Adaptive HSDPA-Style OFDM Versus MC-CDMA Transceivers for WIFI, WIMAX, and Next-Generation Cellular Systems

Burts-by-burst (BbB) adaptive high-speed downlink packet access (HSDPA) style multicarrier systems are reviewed, identifying their most critical design aspects. These systems exhibit numerous attractive features, rendering them eminently eligible for employment in next-generation wireless systems. It is argued that BbB-adaptive or symbol-by-symbol adaptive orthogonal frequency division multiplex (OFDM) modems counteract the near instantaneous channel quality variations and hence attain an increased throughput or robustness in comparison to their fixed-mode counterparts. Although they act quite differently, various diversity techniques, such as Rake receivers and space-time block coding (STBC) are also capable of mitigating the channel quality variations in their effort to reduce the bit error ratio (BER), provided that the individual antenna elements experience independent fading. By contrast, in the presence of correlated fading imposed by shadowing or time-variant multiuser interference, the benefits of space-time coding erode and it is unrealistic to expect that a fixed-mode space-time coded system remains capable of maintaining a near-constant BER

Efficient implementation of filter bank multicarrier systems using circular fast convolution

In this paper, filter bank-based multicarrier systems using a fast convolution approach are investigated. We show that exploiting offset quadrature amplitude modulation enables us to perform FFT/IFFT-based convolution without overlapped processing, and the circular distortion can be discarded as a part of orthogonal interference terms. This property has two advantages. First, it leads to spectral efficiency enhancement in the system by removing the prototype filter transients. Second, the complexity of the system is significantly reduced as the result of using efficient FFT algorithms for convolution. The new scheme is compared with the conventional waveforms in terms of out-of-band radiation, orthogonality, spectral efficiency, and complexity. The performance of the receiver and the equalization methods are investigated and compared with other waveforms through simulations. Moreover, based on the time variant nature of the filter response of the proposed scheme, a pilot-based channel estimation technique with controlled transmit power is developed and analyzed through lower-bound derivations. The proposed transceiver is shown to be a competitive solution for future wireless networks

Inter Carrier Interference Cancellation in OFDM Systems

Orthogonal Frequency Division Multiplexing (OFDM) is an emerging multi-carrier modulation scheme, which has been adopted for several wireless standards such as IEEE 802.11a and HiperLAN2. A well-known problem of OFDM is its sensitivity to frequency offset between the transmitted and received carrier frequencies. This frequency offset introduces inter-carrier interference (ICI) in the OFDM symbol. This project investigates two methods for combating the effects of ICI: ICI self-cancellation (SC), and extended Kalman filter (EKF) method. These two methods are compared in terms of bit error rate performance, bandwidth efficiency, and computational complexity. Through simulations, it is shown that the two techniques are effective in mitigating the effects of ICI. For high values of the frequency offset and for higher order modulation schemes, EKF method performs better than the SC method