Feasibility Study for an Aquatic Ecosystem Earth Observing System Version 1.2.

International audienceMany Earth observing sensors have been designed, built and launched with primary objectives of either terrestrial or ocean remote sensing applications. Often the data from these sensors are also used for freshwater, estuarine and coastal water quality observations, bathymetry and benthic mapping. However, such land and ocean specific sensors are not designed for these complex aquatic environments and consequently are not likely to perform as well as a dedicated sensor would. As a CEOS action, CSIRO and DLR have taken the lead on a feasibility assessment to determine the benefits and technological difficulties of designing an Earth observing satellite mission focused on the biogeochemistry of inland, estuarine, deltaic and near coastal waters as well as mapping macrophytes, macro-algae, sea grasses and coral reefs. These environments need higher spatial resolution than current and planned ocean colour sensors offer and need higher spectral resolution than current and planned land Earth observing sensors offer (with the exception of several R&D type imaging spectrometry satellite missions). The results indicate that a dedicated sensor of (non-oceanic) aquatic ecosystems could be a multispectral sensor with ~26 bands in the 380-780 nm wavelength range for retrieving the aquatic ecosystem variables as well as another 15 spectral bands between 360-380 nm and 780-1400 nm for removing atmospheric and air-water interface effects. These requirements are very close to defining an imaging spectrometer with spectral bands between 360 and 1000 nm (suitable for Si based detectors), possibly augmented by a SWIR imaging spectrometer. In that case the spectral bands would ideally have 5 nm spacing and Full Width Half Maximum (FWHM), although it may be necessary to go to 8 nm wide spectral bands (between 380 to 780nm where the fine spectral features occur -mainly due to photosynthetic or accessory pigments) to obtain enough signal to noise. The spatial resolution of such a global mapping mission would be between ~17 and ~33 m enabling imaging of the vast majority of water bodies (lakes, reservoirs, lagoons, estuaries etc.) larger than 0.2 ha and ~25% of river reaches globally (at ~17 m resolution) whilst maintaining sufficient radiometric resolution

Coastal and Inland Aquatic Data Products for the Hyperspectral Infrared Imager (HyspIRI)

The HyspIRI Aquatic Studies Group (HASG) has developed a conceptual list of data products for the HyspIRI mission to support aquatic remote sensing of coastal and inland waters. These data products were based on mission capabilities, characteristics, and expected performance. The topic of coastal and inland water remote sensing is very broad. Thus, this report focuses on aquatic data products to keep the scope of this document manageable. The HyspIRI mission requirements already include the global production of surface reflectance and temperature. Atmospheric correction and surface temperature algorithms, which are critical to aquatic remote sensing, are covered in other mission documents. Hence, these algorithms and their products were not evaluated in this report. In addition, terrestrial products (e.g., land use land cover, dune vegetation, and beach replenishment) were not considered. It is recognized that coastal studies are inherently interdisciplinary across aquatic and terrestrial disciplines. However, products supporting the latter are expected to already be evaluated by other components of the mission. The coastal and inland water data products that were identified by the HASG, covered six major environmental and ecological areas for scientific research and applications: wetlands, shoreline processes, the water surface, the water column, bathymetry and benthic cover types. Accordingly, each candidate product was evaluated for feasibility based on the HyspIRI mission characteristics and whether it was unique and relevant to the HyspIRI science objectives

An Overview of Approaches and Challenges for Retrieving Marine Inherent Optical Properties from Ocean Color Remote Sensing

Ocean color measured from satellites provides daily global, synoptic views of spectral water-leaving reflectances that can be used to generate estimates of marine inherent optical properties (IOPs). These reflectances, namely the ratio of spectral upwelled radiances to spectral downwelled irradiances, describe the light exiting a water mass that defines its color. IOPs are the spectral absorption and scattering characteristics of ocean water and its dissolved and particulate constituents. Because of their dependence on the concentration and composition of marine constituents, IOPs can be used to describe the contents of the upper ocean mixed layer. This information is critical to further our scientific understanding of biogeochemical oceanic processes, such as organic carbon production and export, phytoplankton dynamics, and responses to climatic disturbances. Given their importance, the international ocean color community has invested significant effort in improving the quality of satellite-derived IOP products, both regionally and globally. Recognizing the current influx of data products into the community and the need to improve current algorithms in anticipation of new satellite instruments (e.g., the global, hyperspectral spectroradiometer of the NASA Plankton, Aerosol, Cloud, ocean Ecosystem (PACE) mission), we present a synopsis of the current state of the art in the retrieval of these core optical properties. Contemporary approaches for obtaining IOPs from satellite ocean color are reviewed and, for clarity, separated based their inversion methodology or the type of IOPs sought. Summaries of known uncertainties associated with each approach are provided, as well as common performance metrics used to evaluate them. We discuss current knowledge gaps and make recommendations for future investment for upcoming missions whose instrument characteristics diverge sufficiently from heritage and existing sensors to warrant reassessing current approaches

NASA's surface biology and geology designated observable: A perspective on surface imaging algorithms

The 2017–2027 National Academies' Decadal Survey, Thriving on Our Changing Planet, recommended Surface Biology and Geology (SBG) as a “Designated Targeted Observable” (DO). The SBG DO is based on the need for capabilities to acquire global, high spatial resolution, visible to shortwave infrared (VSWIR; 380–2500 nm; ~30 m pixel resolution) hyperspectral (imaging spectroscopy) and multispectral midwave and thermal infrared (MWIR: 3–5 μm; TIR: 8–12 μm; ~60 m pixel resolution) measurements with sub-monthly temporal revisits over terrestrial, freshwater, and coastal marine habitats. To address the various mission design needs, an SBG Algorithms Working Group of multidisciplinary researchers has been formed to review and evaluate the algorithms applicable to the SBG DO across a wide range of Earth science disciplines, including terrestrial and aquatic ecology, atmospheric science, geology, and hydrology. Here, we summarize current state-of-the-practice VSWIR and TIR algorithms that use airborne or orbital spectral imaging observations to address the SBG DO priorities identified by the Decadal Survey: (i) terrestrial vegetation physiology, functional traits, and health; (ii) inland and coastal aquatic ecosystems physiology, functional traits, and health; (iii) snow and ice accumulation, melting, and albedo; (iv) active surface composition (eruptions, landslides, evolving landscapes, hazard risks); (v) effects of changing land use on surface energy, water, momentum, and carbon fluxes; and (vi) managing agriculture, natural habitats, water use/quality, and urban development. We review existing algorithms in the following categories: snow/ice, aquatic environments, geology, and terrestrial vegetation, and summarize the community-state-of-practice in each category. This effort synthesizes the findings of more than 130 scientists

Phytoplankton dynamics and bio-optical variables associated with Harmful Algal Blooms in aquaculture zones

The surveillance of Harmful Algal Blooms (HABs) in aquaculture zones is a crucial component in monitoring and mitigation of adverse effects caused by accumulation of high biomass of algal cells and/or associated toxins. Integrated findings of this thesis strongly stress the significance of synoptic bio-optical and conventional measures for efficient surveillance of HABs and their environmental triggers over required spatio-temporal scales, here shown for a case study in the Ebro Delta, NW Mediterranean. In particular, the installation of an environmental observatory in the Ebro Delta aquaculture area, and the capability of a radiometric sensor system as key component are highly motivated by study results. Yet it was clearly shown that for the interpretation of bio-optical data, detailed knowledge on bloom characteristics is crucial. By such effective coverage of bloom dynamics, combined with insights on environmental scenarios that promote the proliferation of certain taxa, public and private responses can be optimised. In a future scenario, this knowledge can be transferred to predictive models of HABs. In this sense, these future steps may advance towards preventive measures rather than mitigation actions to deal with this environmental hazard

Living up to the hype of hyperspectral aquatic remote sensing: science, resources and outlook

Intensifying pressure on global aquatic resources and services due to population growth and climate change is inspiring new surveying technologies to provide science-based information in support of management and policy strategies. One area of rapid development is hyperspectral remote sensing: imaging across the full spectrum of visible and infrared light. Hyperspectral imagery contains more environmentally meaningful information than panchromatic or multispectral imagery and is poised to provide new applications relevant to society, including assessments of aquatic biodiversity, habitats, water quality, and natural and anthropogenic hazards. To aid in these advances, we provide resources relevant to hyperspectral remote sensing in terms of providing the latest reviews, databases, and software available for practitioners in the field. We highlight recent advances in sensor design, modes of deployment, and image analysis techniques that are becoming more widely available to environmental researchers and resource managers alike. Systems recently deployed on space- and airborne platforms are presented, as well as future missions and advances in unoccupied aerial systems (UAS) and autonomous in-water survey methods. These systems will greatly enhance the ability to collect interdisciplinary observations on-demand and in previously inaccessible environments. Looking forward, advances in sensor miniaturization are discussed alongside the incorporation of citizen science, moving toward open and FAIR (findable, accessible, interoperable, and reusable) data. Advances in machine learning and cloud computing allow for exploitation of the full electromagnetic spectrum, and better bridging across the larger scientific community that also includes biogeochemical modelers and climate scientists. These advances will place sophisticated remote sensing capabilities into the hands of individual users and provide on-demand imagery tailored to research and management requirements, as well as provide critical input to marine and climate forecasting systems. The next decade of hyperspectral aquatic remote sensing is on the cusp of revolutionizing the way we assess and monitor aquatic environments and detect changes relevant to global communities

Remote sensing, numerical modelling and ground truthing for analysis of lake water quality and temperature

Freshwater accounts for just 2.5% of the earth’s water resources, and its quality and availability are becoming an issue of global concern in the 21st century. Growing human population, over-exploitation of water sources and pressures of global warming mean that both water quantity and quality are affected. In order to effectively manage water quality there is a need for increased monitoring and predictive modelling of freshwater resources. To address these concerns in New Zealand inland waters, an approach which integrates biological and physical sciences is needed. Remote sensing has the potential to allow this integration and vastly increase the temporal and spatial resolution of current monitoring techniques, which typically involve collecting grab-samples. In a complementary way, lake modelling has the potential to enable more effective management of water resources by testing the effectiveness of a range of possible management scenarios prior to implementation. Together, the combination of remote sensing and modelling data allows for improved model initialisation, calibration and validation, which ultimately aid in understanding of complex lake ecosystem processes. This study investigated the use of remote sensing using empirical and semi-analytical algorithms for the retrieval of chlorophyll a (chl a), tripton, suspended minerals (SM), total suspended sediment (SS) and water surface temperature. It demonstrated the use of spatially resolved statistical techniques for comparing satellite estimated and 3-D simulated water quality and temperature. An automated procedure was developed for retrieval of chl a from Landsat Enhanced Thematic Mapper (ETM+) imagery, using 106 satellite images captured from 1999 to 2011. Radiative transfer-based atmospheric correction was applied to images using the Second Simulation of the Satellite in the Solar Spectrum model (6sv). For the estimation of chl a over a time series of images, the use of symbolic regression resulted in a significant improvement in the precision of chl a hindcasts compared with traditional regression equations. Results from this investigation suggest that remote sensing provides a valuable tool to assess temporal and spatial distributions of chl a. Bio-optical models were applied to quantify the physical processes responsible for the relationship between chl a concentrations and subsurface irradiance reflectance used in regression algorithms, allowing the identification of possible sources of error in chl a estimation. While the symbolic regression model was more accurate than traditional empirical models, it was still susceptible to errors in optically complex waters such as Lake Rotorua, due to the effect of variations of SS and CDOM on reflectance. Atmospheric correction of Landsat 7 ETM+ thermal data was carried out for the purpose of retrieval of lake water surface temperature in Rotorua lakes, and Lake Taupo, North Island, New Zealand. Atmospheric correction was repeated using four sources of atmospheric profile data as input to a radiative transfer model, MODerate resolution atmospheric TRANsmission (MODTRAN) v.3.7. The retrieved water temperatures from 14 images between 2007 and 2009 were validated using a high-frequency temperature sensor deployed from a mid-lake monitoring buoy at the water surface of Lake Rotorua. The most accurate temperature estimation for Lake Rotorua was with radiosonde data as an input into MODTRAN, followed by Moderate Resolution Imaging Spectroradiometer (MODIS) Level 2, Atmospheric Infrared Sounder (AIRS) Level 3, and NASA data. Retrieved surface water temperature was used for assessing spatial heterogeneity of surface water temperature simulated with a three-dimensional (3-D) hydrodynamic model (ELCOM) of Lake Rotoehu, located approximately 20 km east of Lake Rotorua. This comparison demonstrated that simulations reproduced the dominant horizontal variations in surface water temperature in the lake. The transport and mixing of a geothermal inflow and basin-scale circulation patterns were inferred from thermal distributions from satellite and model estimations of surface water temperature and a spatially resolved statistical evaluation was used to validate simulations. This study has demonstrated the potential of accurate satellite-based thermal monitoring to validate water surface temperature simulated by 3-D hydrodynamic models. Semi-analytical and empirical algorithms were derived to determine spatial and temporal variations in SS in Lake Ellesmere, South Island, New Zealand, using MODIS band 1. The semi-analytical model and empirical model had a similar level of precision in SS estimation, however, the semi-analytical model has the advantage of being applicable to different satellite sensors, spatial locations, and SS concentration ranges. The estimations of SS concentration (and estimated SM concentration) from the semi-analytical model were used for a spatially resolved validation of simulations of SM derived from ELCOM-CAEDYM. Visual comparisons were compared with spatially-resolved statistical techniques. The spatial statistics derived from the Map Comparison Kit allowed a non-subjective and quantitative method to rank simulation performance on different dates. The visual and statistical comparison between satellite estimated and model simulated SM showed that the model did not perform well in reproducing both basin-scale and fine-scale spatial variation in SM derived from MODIS satellite imagery. Application of the semi-analytical model to estimate SS over the lifetime of the MODIS sensor will greatly extend its spatial and temporal coverage for historical monitoring purposes, and provide a tool to validate SM simulated by 1-D and 3-D models on a daily basis. A bio-optical model was developed to derive chl a, SS concentrations, and coloured dissolved organic matter /detritus absorption at 443 nm, from MODIS Aqua subsurface remote sensing reflectance of Lake Taupo, a large, deep, oligotrophic lake in North Island, New Zealand. The model was optimised using in situ inherent optical properties (IOPs) from the literature. Images were atmospherically corrected using the radiative transfer model 6sv. Application of the bio-optical model using a single chl a-specific absorption spectrum (a*ϕ(λ)) resulted in low correlation between estimated and observed values. Therefore, two different absorption curves were used, based on the seasonal dominance of phytoplankton phyla with differing absorption properties. The application of this model resulted in reasonable agreement between modelled and in situ chl a concentrations. Highest concentrations were observed during winter when Bacillariophytes (diatoms) dominated the phytoplankton assemblage. On 4 and 5 March 2004 an unusually large turbidity current was observed originating from the Tongariro River inflow in the south-east of the lake. In order to resolve fine details of the plume, empirical relationships were developed between MODIS band 1 reflectance (250 m resolution) and SS estimated from MODIS bio-optical features (1 km resolution) were used estimate SS at 250 m resolution. Complex lake circulation patterns were observed including a large clockwise gyre. With the development of this bio-optical model MODIS can potentially be used to remotely sense water quality in near real time, and the relationship developed for B1 SS allows for resolution of fine-scale features such turbidity currents

A review of ocean color remote sensing methods and statistical techniques for the detection, mapping and analysis of phytoplankton blooms in coastal and open oceans

The need for more effective environmental monitoring of the open and coastal ocean has recently led to notable advances in satellite ocean color technology and algorithm research. Satellite ocean color sensors' data are widely used for the detection, mapping and monitoring of phytoplankton blooms because earth observation provides a synoptic view of the ocean, both spatially and temporally. Algal blooms are indicators of marine ecosystem health; thus, their monitoring is a key component of effective management of coastal and oceanic resources. Since the late 1970s, a wide variety of operational ocean color satellite sensors and algorithms have been developed. The comprehensive review presented in this article captures the details of the progress and discusses the advantages and limitations of the algorithms used with the multi-spectral ocean color sensors CZCS, SeaWiFS, MODIS and MERIS. Present challenges include overcoming the severe limitation of these algorithms in coastal waters and refining detection limits in various oceanic and coastal environments. To understand the spatio-temporal patterns of algal blooms and their triggering factors, it is essential to consider the possible effects of environmental parameters, such as water temperature, turbidity, solar radiation and bathymetry. Hence, this review will also discuss the use of statistical techniques and additional datasets derived from ecosystem models or other satellite sensors to characterize further the factors triggering or limiting the development of algal blooms in coastal and open ocean waters

Estimation of CDOM in Inland Waters via Water Bio-Optical Properties Using a Remote Sensing Approach

Monitoring of Colored dissolved organic matter (CDOM) in inland waters provides important information for tracing carbon cycle at the land-water interface and studying aquatic ecosystem. Remote sensing estimation of CDOM in the inland waters offers an alternative approach to field samplings in examining CDOM spatial-temporal dynamics. However, CDOM retrieval is a challenge due to the lack of algorithm for resolving bottom effect in shallow inland waters. Moreover, an effective approach based on multi-spectral, high spatial resolution and global coverage satellite images is in urgent need. To resolve these challenges, shallow water bio-optical properties (SBOP) algorithm was developed to overcome bottom reflectance effect on the total water leaving reflectance in shallow inland water. SBOP algorithm included the bottom reflectance in building underwater light transfer model. It was designed based on the field spectral data from four cruises in Lake Huron. SBOP algorithm had an obviously advantage over previous deep water CDOM algorithm (e.g. QAA-CDOM). In this study, Landsat-8 multi-spectral satellite imagery was selected to derive CDOM spatial-temporal dynamics in lake and river waters. The coastal blue band (443 nm), global coverage and high spatial resolution (30 m) of Landsat-8 images offered suitable data for inland water CDOM mapping. The SBOP algorithm was applied on Landsat-8 images in broad ranges of inland waters with high accuracy (Lake Huron (R2 = 0.87), 14 northeastern freshwater lakes (R2 = 0.80), and 6 large Arctic Rivers (R2 = 0.87)). Both the spatial patterns and seasonal dynamics were derived to study the multiple factors’ impact on terrestrially derived CDOM input to the rivers and lakes, including river discharge, watershed landcover, and temperature. This new satellite approach of CDOM estimation in inland waters provided high accuracy spatial-temporal information for studying land-water carbon cycle and aquatic environment

Towards high fidelity mapping of global inland water quality using earth observation data

This body of work aims to contribute advancements towards developing globally applicable water quality retrieval models using Earth Observation data for freshwater systems. Eutrophication and increasing prevalence of potentially toxic algal blooms among global inland water bodies have become a major ecological concersn and require direct attention. There is now a growing necessity to develop pragmatic approaches that allow timely and effective extrapolation of local processes, to spatially resolved global products. This study provides one of the first assessments of the state-ofthe-art for trophic status (chlorophyll-a) retrievals for small water bodies using Sentinel-3 Ocean and Land Color Imager (OLCI). Multiple fieldwork campaigns were undertaken for the collection of common aquatic biogeophysical and bio-optical parameters that were used to validate current atmospheric correction and chlorophyll-a retrieval algorithms. The study highlighted the difficulties of obtaining robust retrieval estimates from a coarse spatial resolution sensor from highly variable eutrophic water bodies. Atmospheric correction remains a difficult challenge to operational freshwater monitoring, however, the study further validated previous work confirming applicability of simple, empirically derived retrieval algorithms using top-of-atmosphere data. The apparent scarcity of paired in-situ optical and biogeophysical data for productive inland waters also hinders our capability to develop and validate robust retrieval algorithms. Radiative transfer modeling was used to fill this gap through the development of a novel synthetic dataset of top-of-atmosphere and bottom-of-atmosphere reflectances, which attempts to encompass the immense natural optical variability present in inland waters. Novel aspects of the synthetic dataset include: 1) physics-based, two-layered, size and type specific phytoplankton IOPs for mixed eukaryotic/cyanobacteria 6 assemblages, 2) calculations of mixed assemblage chl-a fluorescence, 3) modeled phycocyanin concentration derived from assemblage based phycocyanin absorption, 4) and paired sensor-specific TOA reflectances which include optically extreme cases and contribution of green vegetation adjacency. The synthetic bottom-of-atmosphere reflectance spectra were compiled into 13 distinct optical water types similar to those discovered using in-situ data. Inspection showed similar relationships and ranges of concentrations and inherent optical properties of natural waters. This dataset was used to calculate typical surviving water-leaving signal at top-of-atmosphere, as well as first order calculations of the signal-to-noise-ratio (SNR) for the various optical water types, a first for productive inland waters, as well as conduct a sensitivity analysis of cyanobacteria detection from top-of-atmosphere. Finally, the synthetic dataset was used to train and test four state-of-the-art machine learning architectures for multi-parameter retrieval and cross-sensor capability. Initial results provide reliable estimates of water quality parameters and inherent optical properties over a highly dynamic range of water types, at various spectral and spatial sensor resolutions. It is hoped the results of this work incrementally improves inland water Earth observation on multiple aspects of the forward and inverse modelling process, and provides an improvement in our capabilities for routine, global monitoring of inland water quality