Signal-perturbation-free semi-blind channel estimation for MIMO-OFDM systems

Multiple-input multiple-output orthogonal frequency division multiplexing (MIMO-OFDM) has been considered as a strong candidate for the beyond 3G (B3G) wireless communication systems, due to its high data-rate wireless transmission performance. It is well known that the advantages promised by MIMO-OFDM systems rely on the precise knowledge of the channel state information (CSI). In real wireless environments, however, the channel condition is unknown. Therefore, channel estimation is of crucial importance in MIMO-OFDM systems. Semi-blind channel estimation as a combination of the training-based or pilot-assisted method and the pure blind approach is considered to be a feasible solution for practical wireless systems due to its better estimation accuracy as well as spectral efficiency. In this thesis, we address the semi-blind channel estimation issue of MIMO-OFDM systems with an objective to develop very efficient channel estimation approaches. In the first part of the dissertation, several nulling-based semi-blind approaches are presented for the estimation of time-domain MIMO-OFDM channels. By incorporating a blind constraint that is derived from MIMO linear prediction (LP) into a training-based least-square method, a semi-blind solution for the time-domain channel estimation is first obtained. It is revealed through a perturbation analysis that the semi-blind solution is not subject to signal perturbation and therefore is superior to pure blind estimation methods. The LP-based semi-blind method is then extended for the channel estimation of MIMO-OFDM systems with pulse-shaping. By exploiting the pulse-shaping filter in the transmitter and the matched filter in the receiver, a very efficient semi-blind approach is developed for the estimation of sampling duration based multipath channels. A frequency-domain correlation matrix estimation algorithm is also presented to facilitate the computation of time-domain second-order statistics required in the LP-based method. The nulling-based semi-blind estimation issue of sparse MIMO-OFDM channels is also addressed. By disclosing and using a relationship between the positions of the most significant taps (MST) of the sparse channel and the lags of nonzero correlation matrices of the received signal, a novel estimation approach consisting of the MST detection and the sparse channel estimation, both in a semi-blind fashion, is developed. An intensive simulation study of all the proposed nulling-based methods with comparison to some existing techniques is conducted, showing a significant superiority of the new methodologies. The second part of the dissertation is dedicated to the development of two signal-perturbation-free (SPF) semi-blind channel estimation algorithms based on a novel transmit scheme that bears partial information of the second-order statistics of the transmitted signal to receiver. It is proved that the new transmit scheme can completely cancel the signal perturbation error in the noise-free case, thereby improving largely the estimation accuracy of correlation matrix for channel estimation in noisy conditions. It is also shown that the overhead caused by the transmission of the 8PF data is negligible as compared to that of regular pilot signals. By using the proposed transmit scheme, a whitening rotation (WR)-based algorithm is first developed for frequency-domain MIMO-OFDM channel estimation. It is shown through both theoretical analysis and simulation study that the new WR-based algorithm significantly outperforms the conventional WR-based method and the nulling-based semi-blind method. By using MIMO linear prediction, the new WR-based algorithm utilizing the 8PF transmit scheme is then extended for time-domain MIMO-OFDM channel estimation. Computer simulations show that the proposed signal-perturbation-free LP-based semi-blind solution performs much better than the LP semi-blind method without using the proposed transmit scheme, the LS method as well as the nulling-based semi-blind method in terms of the MSE of the channel estimate

MIMO signal processing in offset-QAM based filter bank multicarrier systems

Next-generation communication systems have to comply with very strict requirements for increased flexibility in heterogeneous environments, high spectral efficiency, and agility of carrier aggregation. This fact motivates research in advanced multicarrier modulation (MCM) schemes, such as filter bank-based multicarrier (FBMC) modulation. This paper focuses on the offset quadrature amplitude modulation (OQAM)-based FBMC variant, known as FBMC/OQAM, which presents outstanding spectral efficiency and confinement in a number of channels and applications. Its special nature, however, generates a number of new signal processing challenges that are not present in other MCM schemes, notably, in orthogonal-frequency-division multiplexing (OFDM). In multiple-input multiple-output (MIMO) architectures, which are expected to play a primary role in future communication systems, these challenges are intensified, creating new interesting research problems and calling for new ideas and methods that are adapted to the particularities of the MIMO-FBMC/OQAM system. The goal of this paper is to focus on these signal processing problems and provide a concise yet comprehensive overview of the recent advances in this area. Open problems and associated directions for future research are also discussed.Peer ReviewedPostprint (author's final draft

An Iterative Receiver for OFDM With Sparsity-Based Parametric Channel Estimation

In this work we design a receiver that iteratively passes soft information between the channel estimation and data decoding stages. The receiver incorporates sparsity-based parametric channel estimation. State-of-the-art sparsity-based iterative receivers simplify the channel estimation problem by restricting the multipath delays to a grid. Our receiver does not impose such a restriction. As a result it does not suffer from the leakage effect, which destroys sparsity. Communication at near capacity rates in high SNR requires a large modulation order. Due to the close proximity of modulation symbols in such systems, the grid-based approximation is of insufficient accuracy. We show numerically that a state-of-the-art iterative receiver with grid-based sparse channel estimation exhibits a bit-error-rate floor in the high SNR regime. On the contrary, our receiver performs very close to the perfect channel state information bound for all SNR values. We also demonstrate both theoretically and numerically that parametric channel estimation works well in dense channels, i.e., when the number of multipath components is large and each individual component cannot be resolved.Comment: Major revision, accepted for IEEE Transactions on Signal Processin

Advanced Techniques for High-Throughput Cellular Communications

The next generation wireless communication systems require ubiquitous high-throughput mobile connectivity under a range of challenging network settings (urban versus rural, high device density, mobility, etc). To improve the performance of the system, the physical layer design is of great importance. The previous research on improving the physical layer properties includes: a) highly directional transmissions that can enhance the throughput and spatial reuse; b) enhanced MIMO that can eliminate contention, enabling linear increase of capacity with number of antennas; c) mmWave technologies which operate on GHz bandwidth to over substantially higher throughput; d) better cooperative spectrum sharing with cognitive radios; e) better multiple access method which can mitigate multiuser interference and allow more multi-users. This dissertation addresses several techniques in the physical layer design of the next generation wireless communication systems. In chapter two, an orthogonal frequency division with code division multiple access (OFDM-CDMA) systems is proposed and a polyphase code is used to improve multiple access performance and make the OFDM signal satisfy the peak to average ratio (PAPR) constraint. Chapter three studies the I/Q imbalance for direct down converter. For wideband transmitter and receiver that use direct conversion for I/Q sampling, the I/Q imbalance becomes a critical issue. With higher I/Q imbalance, there will be higher degradation in quadrature amplitude modulation, which degrades the throughput tremendously. Chapter four investigate a problem of spectrum sharing for cognitive wideband communication. An energy-efficient sub-Nyquist sampling algorithm is developed for optimal sampling and spectrum sensing. In chapter ve, we study the channel estimation of millimeter wave full-dimensional MIMO communication. The problem is formulated as an atomic-norm minimization problem and algorithms are derived for the channel estimation in different situations. In this thesis, mathematical optimization is applied as the main approach to analyze and solve the problems in the physical layer of wireless communication so that the high-throughput is achieved. The algorithms are derived along with the theoretical analysis, which are validated with numerical results

High mobility in OFDM based wireless communication systems

Orthogonal Frequency Division Multiplexing (OFDM) has been adopted as the transmission scheme in most of the wireless systems we use on a daily basis. It brings with it several inherent advantages that make it an ideal waveform candidate in the physical layer. However, OFDM based wireless systems are severely affected in High Mobility scenarios. In this thesis, we investigate the effects of mobility on OFDM based wireless systems and develop novel techniques to estimate the channel and compensate its effects at the receiver. Compressed Sensing (CS) based channel estimation techniques like the Rake Matching Pursuit (RMP) and the Gradient Rake Matching Pursuit (GRMP) are developed to estimate the channel in a precise, robust and computationally efficient manner. In addition to this, a Cognitive Framework that can detect the mobility in the channel and configure an optimal estimation scheme is also developed and tested. The Cognitive Framework ensures a computationally optimal channel estimation scheme in all channel conditions. We also demonstrate that the proposed schemes can be adapted to other wireless standards easily. Accordingly, evaluation is done for three current broadcast, broadband and cellular standards. The results show the clear benefit of the proposed schemes in enabling high mobility in OFDM based wireless communication systems.Orthogonal Frequency Division Multiplexing (OFDM) wurde als Übertragungsschema in die meisten drahtlosen Systemen, die wir täglich verwenden, übernommen. Es bringt mehrere inhärente Vorteile mit sich, die es zu einem idealen Waveform-Kandidaten in der Bitübertragungsschicht (Physical Layer) machen. Allerdings sind OFDM-basierte drahtlose Systeme in Szenarien mit hoher Mobilität stark beeinträchtigt. In dieser Arbeit untersuchen wir die Auswirkungen der Mobilität auf OFDM-basierte drahtlose Systeme und entwickeln neuartige Techniken, um das Verhalten des Kanals abzuschätzen und seine Auswirkungen am Empfänger zu kompensieren. Auf Compressed Sensing (CS) basierende Kanalschätzverfahren wie das Rake Matching Pursuit (RMP) und das Gradient Rake Matching Pursuit (GRMP) werden entwickelt, um den Kanal präzise, robust und rechnerisch effizient abzuschätzen. Darüber hinaus wird ein Cognitive Framework entwickelt und getestet, das die Mobilität im Kanal erkennt und ein optimales Schätzungsschema konfiguriert. Das Cognitive Framework gewährleistet ein rechnerisch optimales Kanalschätzungsschema für alle möglichen Kanalbedingungen. Wir zeigen außerdem, dass die vorgeschlagenen Schemata auch leicht an andere Funkstandards angepasst werden können. Dementsprechend wird eine Evaluierung für drei aktuelle Rundfunk-, Breitband- und Mobilfunkstandards durchgeführt. Die Ergebnisse zeigen den klaren Vorteil der vorgeschlagenen Schemata bei der Ermöglichung hoher Mobilität in OFDM-basierten drahtlosen Kommunikationssystemen