Capacity, coding and interference cancellation in multiuser multicarrier wireless communications systems

Multicarrier modulation and multiuser systems have generated a great deal of research during the last decade. Orthogonal Frequency Division Multiplexing (OFDM) is a multicarrier modulation generated with the inverse Discrete Fourier Transform, which has been adopted for standards in wireless and wire-line communications. Multiuser wireless systems using multicarrier modulation suffer from the effects of dispersive fading channels, which create multi-access, inter-symbol, and inter-carrier interference (MAI, ISI, ICI). Nevertheless, channel dispersion also provides diversity, which can be exploited and has the potential to increase robustness against fading. Multiuser multi-carrier systems can be implemented using Orthogonal Frequency Division Multiple Access (OFDMA), a flexible orthogonal multiplexing scheme that can implement time and frequency division multiplexing, and using multicarrier code division multiple access (MC-CDMA). Coding, interference cancellation, and resource sharing schemes to improve the performance of multiuser multicarrier systems on wireless channels were addressed in this dissertation. Performance of multiple access schemes applied to a downlink multiuser wireless system was studied from an information theory perspective and from a more practical perspective. For time, frequency, and code division, implemented using OFDMA and MC-CDMA, the system outage capacity region was calculated for a correlated fading channel. It was found that receiver complexity determines which scheme offers larger capacity regions, and that OFDMA results in a better compromise between complexity and performance than MC-CDMA. From the more practical perspective of bit error rate, the effects of channel coding and interleaving were investigated. Results in terms of coding bounds as well as simulation were obtained, showing that OFDMAbased orthogonal multiple access schemes are more sensitive to the effectiveness of the code to provide diversity than non-orthogonal, MC-CDMA-based schemes. While cellular multiuser schemes suffer mainly from MAI, OFDM-based broadcasting systems suffer from ICI, in particular when operating as a single frequency network (SFN). It was found that for SFN the performance of a conventional OFDM receiver rapidly degrades when transmitters have frequency synchronization errors. Several methods based on linear and decision-feedback ICI cancellation were proposed and evaluated, showing improved robustness against ICI. System function characterization of time-variant dispersive channels is important for understanding their effects on single carrier and multicarrier modulation. Using time-frequency duality it was shown that MC-CDMA and DS-CDMA are strictly dual on dispersive channels. This property was used to derive optimal matched filter structures, and to determine a criterion for the selection of spreading sequences for both DS and MC CDMA. The analysis of multiple antenna systems provided a unified framework for the study of DS-CDMA and MC-CDMA on time and frequency dispersive channels, which can also be used to compare their performance

Performance Analysis of Multicarrier Code Division Multiple Access (MC-CDMA) Systems

A thesis presented to the faculty of the College of Science and Technology at Morehead State University in partial fulfillment of the requirements for the Degree of Master of Science by Pravinkumar Patil on August 11, 2008

Esquemas de pré-codificação IA com IB-DFE para sistemas MC-CDMA

Mestrado em Engenharia Eletrónica e TelecomunicaçõesTo achieve high bit rates, needed to meet the quality of service requirements of future multimedia applications, multi-carrier code division multiple access (MC-CDMA) has been considered as a candidate air-interface. Interference alignment (IA) is a promising technique that allows high capacity gains in interfering channels. On the other hand, iterative block decision feedback equalization (IB-DFE) based receivers can efficiently exploit the inherent space-frequency diversity of the MIMO MC-CDMA systems. In this thesis we proposed an IA precoding at the transmitter with IB-DFE based processing at the receiver for MC-CDMA systems. The IA precoding is applied at chip level instead of the data symbols level, as in the conventional IA based systems. The receiver is designed in two steps: first the equalizers based on zero forcing (ZF) or minimum mean square error (MMSE) are used to remove the aligned users´ interference. Then and after a whitening noise process, an IB-DFE based equalizer is designed to remove both the residual inter-user aligned and inter-carrier interferences. The results have shown that the obtained performance is very close to the one obtained by the optimal matched filter, with few iterations at the receiver side.Para atingir maiores ritmos de transmissão, as futures aplicações multimédia necessitam de atingir a qualidade de serviço necessária. Para isso, o multi-carrier code division multiple access (MC-CDMA) tem sido apontado como um forte candidato para interface ar dos futuros sistemas celulares. O Interference Alignment (IA) ou alinhamento de interferência é uma técnica promissora que permite ter altos ganhos de capacidade em canais com interferência. Por outro lado, temos receptores baseados no conceito iterative block decision feedback equalization(IB-DFE) que conseguem tirar partido, de uma forma eficiente, da inerente diversidade espaço-frequência dos sistemas MIMO MC-CDMA. Nesta dissertação é implementada uma pré-codificação baseada no conceito de IA considerando três transmissores (ou estações base) juntamente, com um processamento IB-DFE no receptor para sistemas MC-CDMA.A pré-codificação é aplicada ao nível de chip em vez de ser aplicado ao nível dos dados. O receptor é projectado em dois passos: em primeiro lugar equalizadores baseados em ZF ou em MMSE são utilizados para remover a interferência alinhada dos restantes utilizadores. De seguida, e após aplicar um processo de branqueamento do ruído ao sinal à saída do primeiro equalizador, um segundo equalizador baseado em IB-DFE é projectado para remover a interferência inter-utilizador residual e também a interferência residual entre portadoras. Os resultados obtidos mostraram-se satisfatórios na remoção da interferência obtendo-se um desempenho muito próximo do obtido considerando um filtro adaptado

Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Performance study of air interface for broadband wireless packet access

Ph.DDOCTOR OF PHILOSOPH

Performance evaluation of IB-DFE-based strategies for SC-FDMA systems

The aim of this paper is to propose and evaluate multi-user iterative block decision feedback equalization (IB-DFE) schemes for the uplink of single-carrier frequency-division multiple access (SC-FDMA)-based systems. It is assumed that a set of single antenna users share the same physical channel to transmit its own information to the base station, which is equipped with an antenna array. Two space-frequency multi-user IB-DFE-based processing are considered: iterative successive interference cancellation and parallel interference cancellation. In the first approach, the equalizer vectors are computed by minimizing the mean square error (MSE) of each individual user, at each subcarrier. In the second one, the equalizer matrices are obtained by minimizing the overall MSE of all users at each subcarrier. For both cases, we propose a simple yet accurate analytical approach for obtaining the performance of the discussed receivers. The proposed schemes allow an efficient user separation, with a performance close to the one given by the matched filter bound for severely time-dispersive channels, with only a few iterations

Técnicas de igualização adaptativas com estimativas imperfeitas do canal para os futuros sistemas 5G

Wireless communication networks have been continuously experiencing an exponential growth since their inception. The overwhelming demand for high data rates, support of a large number of users while mitigating disruptive interference are the constant research focus and it has led to the creation of new technologies and efficient techniques. Orthogonal frequency division multiplexing (OFDM) is the most common example of a technology that has come to the fore in this past decade as it provided a simple and generally ideal platform for wireless data transmission. It’s drawback of a rather high peak-to-average power ratio (PAPR) and sensitivity to phase noise, which in turn led to the adoption of alternative techniques, such as the single carrier systems with frequency domain equalization (SC-FDE) or the multi carrier systems with code division multiple access (MC-CDMA), but the nonlinear Frequency Domain Equalizers (FDE) have been of special note due to their improved performance. From these, the Iterative Block Decision Feedback Equalizer (IB-DFE) has proven itself especially promising due to its compatibility with space diversity, MIMO systems and CDMA schemes. However, the IB-DFE requires the system to have constant knowledge of the communication channel properties, that is, to have constantly perfect Channel State Information (CSI), which is both unrealistic and impractical to implement. In this dissertation we shall design an altered IB-DFE receiver that is able to properly detect signals from SC-FDMA based transmitters, even with constantly erroneous channel states. The results shall demonstrate that the proposed equalization scheme is robust to imperfect CSI (I-CSI) situations, since its performance is constantly close to the perfect CSI case, within just a few iterations.Redes sem fios têm crescido de maneira contínua e exponencial desde a sua incepção. A tremenda exigência para altas taxas de dados e o suporte para um elevado número de utilizadores sem aumentar a interferência disruptiva originada por estes são alguns dos focos que levaram ao desenvolvimento de técnicas de compensação e novas tecnologias. “Orthogonal frequency division multiplexing” (OFDM) é um dos exemplos de tecnologias que se destacaram nesta última década, visto ter fornecido uma plataforma para transmissão de dados sem-fio eficaz e simples. O seu maior problema é a alta “peak-to-average power ratio” (PAPR) e a sua sensibilidade a ruído de fase que deram motivo à adoção de técnicas alternativas, tais como os sistemas “single carrier” com “frequency domain equalization” (SC-FDE) ou os sistemas “multi-carrier” com “code division multiple access” (MC-CDMA), mas equalizadores não lineares no domínio de frequência têm sido alvo de especial atenção devido ao seu melhor desempenho. Destes, o “iterative block decision feedback equalizer” (IB-DFE) tem-se provado especialmente promissor devido à sua compatibilidade com técnicas de diversidade no espaço, sistemas MIMO e esquemas CDMA. No entanto, IB-DFE requer que o sistema tenha constante conhecimento das propriedades dos canais usados, ou seja, necessita de ter perfeito “channel state information” (CSI) constantemente, o que é tanto irrealista como impossível de implementar. Nesta dissertação iremos projetar um recetor IB-DFE alterado de forma a conseguir detetar sinais dum transmissor baseado em tecnologia SC-FDMA, mesmo com a informação de estado de canal errada. Os resultados irão então demonstrar que o novo esquema de equalização proposto é robusto para situações de CSI imperfeito (I-CSI), visto que o seu desempenho se mantém próximo dos valores esperados para CSI perfeito, em apenas algumas iterações.Mestrado em Engenharia Eletrónica e Telecomunicaçõe

Multi-rate access schemes and successive interference cancellation for wireless multimedia MC-CDMA communications

To catch up with the fast changes of the information challenges, providing multimedia services has become a very important requirement for future wireless communications. A proper system, capable of supporting multi-rate transmissions as well as handling high quality of service (QoS) requirements in hostile wireless communication environments, should be sought. Multi-carrier CDMA (MC-CDMA), a combination of multi-carrier modulation (MCM) and direct-sequence CDMA (DS-CDMA), appears to be one of the most elegant solutions. In this dissertation, four multi-rate access schemes, termed uncoded fixed spreading length (UFSL), coded fixed spreading length (CFSL), multi-code fixed spreading length (MFSL) and variable spreading length (VSL), are constructed for MC-CDMA. Due to different sub-carrier assignment strategies, they present different properties in spectral utilization efficiency (SUE), rate matching capability, receiver structure and bit-error-rate (BER) performance in correlated Rayleigh fading channels. With these schemes, different information traffic such as voice, video and higher rate data can be transmitted seanilessly through one MC-CDMA infrastructure. The performance of the multi-rate MC-CDMA is mainly limited by multiple access interference (MAI). For example, in the MFSL MC-CDMA systems, the interference is not only presented among different users, but also among different symbols of the same user transmitted in parallel on different spreading codes. To mitigate this problem, a nonlinear zero-forcing successive interference cancellation (ZF-SIC) receiver and a minimum mean square error SIC (MMSE-SIC) receiver are applied in the MFSL MC-CDMA systems. It is well known that SIC is sensitive to the receive power distribution. By providing channel state information (CSI) at the receiver and reliable feedback of power distribution from the receiver to the transmitter, SIC can be integrated with power distribution control (PDC), which improves the system capacity significantly. In this dissertation, the PDC algorithms, under both a short-term power constraint (STPC) and a long-term power constraint (LTPC) are investigated for two different SIC receivers. For the ZF-SIC receiver, the PDC under the equal BER criterion, which ensures the same performance after SIC for all parallel transmit symbols, is first considered. It is found that for a multi-code system, such equal BER PDC is only suboptimal from the viewpoint of minimizing each user\u27s BER, hence, an optimal PDC algorithm is proposed, which significantly outperforms the equal BER PDC, particularly under the STPC and highly-loaded systems. For the MMSE-SIC, the PDC under the equal BER criterion is derived, which cancels interference very effectively, resulting in a performance of a fully-loaded system close to the single user bound (SUB). In comparison to the nonlinear matched-filter SIC (MF-SIC) with the equal BER PDC, studied extensively in the literature, the ZF-SIC and MMSE-SIC with the proposed PDC algorithms present remarkable performance advantage. Finally, the effect of channel estimation errors (CEE) on the performance of the MMSE-SIC with the equal BER PDC is analyzed. A method of second-order approximation is used to estimate the mean excess MSE (MEMSE) of the parallel transmit symbols, under a given decision order. The approximation accuracy is confirmed by simulation results. Furthermore, it is also interesting to find out that the MMSE-SIC with the equal BER PDC presents significant robustness to CEE