Will SDN be part of 5G?

For many, this is no longer a valid question and the case is considered settled with SDN/NFV (Software Defined Networking/Network Function Virtualization) providing the inevitable innovation enablers solving many outstanding management issues regarding 5G. However, given the monumental task of softwarization of radio access network (RAN) while 5G is just around the corner and some companies have started unveiling their 5G equipment already, the concern is very realistic that we may only see some point solutions involving SDN technology instead of a fully SDN-enabled RAN. This survey paper identifies all important obstacles in the way and looks at the state of the art of the relevant solutions. This survey is different from the previous surveys on SDN-based RAN as it focuses on the salient problems and discusses solutions proposed within and outside SDN literature. Our main focus is on fronthaul, backward compatibility, supposedly disruptive nature of SDN deployment, business cases and monetization of SDN related upgrades, latency of general purpose processors (GPP), and additional security vulnerabilities, softwarization brings along to the RAN. We have also provided a summary of the architectural developments in SDN-based RAN landscape as not all work can be covered under the focused issues. This paper provides a comprehensive survey on the state of the art of SDN-based RAN and clearly points out the gaps in the technology.Comment: 33 pages, 10 figure

An Innovative RAN Architecture for Emerging Heterogeneous Networks: The Road to the 5G Era

The global demand for mobile-broadband data services has experienced phenomenal growth over the last few years, driven by the rapid proliferation of smart devices such as smartphones and tablets. This growth is expected to continue unabated as mobile data traffic is predicted to grow anywhere from 20 to 50 times over the next 5 years. Exacerbating the problem is that such unprecedented surge in smartphones usage, which is characterized by frequent short on/off connections and mobility, generates heavy signaling traffic load in the network signaling storms . This consumes a disproportion amount of network resources, compromising network throughput and efficiency, and in extreme cases can cause the Third-Generation (3G) or 4G (long-term evolution (LTE) and LTE-Advanced (LTE-A)) cellular networks to crash. As the conventional approaches of improving the spectral efficiency and/or allocation additional spectrum are fast approaching their theoretical limits, there is a growing consensus that current 3G and 4G (LTE/LTE-A) cellular radio access technologies (RATs) won\u27t be able to meet the anticipated growth in mobile traffic demand. To address these challenges, the wireless industry and standardization bodies have initiated a roadmap for transition from 4G to 5G cellular technology with a key objective to increase capacity by 1000Ã? by 2020 . Even though the technology hasn\u27t been invented yet, the hype around 5G networks has begun to bubble. The emerging consensus is that 5G is not a single technology, but rather a synergistic collection of interworking technical innovations and solutions that collectively address the challenge of traffic growth. The core emerging ingredients that are widely considered the key enabling technologies to realize the envisioned 5G era, listed in the order of importance, are: 1) Heterogeneous networks (HetNets); 2) flexible backhauling; 3) efficient traffic offload techniques; and 4) Self Organizing Networks (SONs). The anticipated solutions delivered by efficient interworking/ integration of these enabling technologies are not simply about throwing more resources and /or spectrum at the challenge. The envisioned solution, however, requires radically different cellular RAN and mobile core architectures that efficiently and cost-effectively deploy and manage radio resources as well as offload mobile traffic from the overloaded core network. The main objective of this thesis is to address the key techno-economics challenges facing the transition from current Fourth-Generation (4G) cellular technology to the 5G era in the context of proposing a novel high-risk revolutionary direction to the design and implementation of the envisioned 5G cellular networks. The ultimate goal is to explore the potential and viability of cost-effectively implementing the 1000x capacity challenge while continuing to provide adequate mobile broadband experience to users. Specifically, this work proposes and devises a novel PON-based HetNet mobile backhaul RAN architecture that: 1) holistically addresses the key techno-economics hurdles facing the implementation of the envisioned 5G cellular technology, specifically, the backhauling and signaling challenges; and 2) enables, for the first time to the best of our knowledge, the support of efficient ground-breaking mobile data and signaling offload techniques, which significantly enhance the performance of both the HetNet-based RAN and LTE-A\u27s core network (Evolved Packet Core (EPC) per 3GPP standard), ensure that core network equipment is used more productively, and moderate the evolving 5G\u27s signaling growth and optimize its impact. To address the backhauling challenge, we propose a cost-effective fiber-based small cell backhaul infrastructure, which leverages existing fibered and powered facilities associated with a PON-based fiber-to-the-Node/Home (FTTN/FTTH)) residential access network. Due to the sharing of existing valuable fiber assets, the proposed PON-based backhaul architecture, in which the small cells are collocated with existing FTTN remote terminals (optical network units (ONUs)), is much more economical than conventional point-to-point (PTP) fiber backhaul designs. A fully distributed ring-based EPON architecture is utilized here as the fiber-based HetNet backhaul. The techno-economics merits of utilizing the proposed PON-based FTTx access HetNet RAN architecture versus that of traditional 4G LTE-A\u27s RAN will be thoroughly examined and quantified. Specifically, we quantify the techno-economics merits of the proposed PON-based HetNet backhaul by comparing its performance versus that of a conventional fiber-based PTP backhaul architecture as a benchmark. It is shown that the purposely selected ring-based PON architecture along with the supporting distributed control plane enable the proposed PON-based FTTx RAN architecture to support several key salient networking features that collectively significantly enhance the overall performance of both the HetNet-based RAN and 4G LTE-A\u27s core (EPC) compared to that of the typical fiber-based PTP backhaul architecture in terms of handoff capability, signaling overhead, overall network throughput and latency, and QoS support. It will also been shown that the proposed HetNet-based RAN architecture is not only capable of providing the typical macro-cell offloading gain (RAN gain) but also can provide ground-breaking EPC offloading gain. The simulation results indicate that the overall capacity of the proposed HetNet scales with the number of deployed small cells, thanks to LTE-A\u27s advanced interference management techniques. For example, if there are 10 deployed outdoor small cells for every macrocell in the network, then the overall capacity will be approximately 10-11x capacity gain over a macro-only network. To reach the 1000x capacity goal, numerous small cells including 3G, 4G, and WiFi (femtos, picos, metros, relays, remote radio heads, distributed antenna systems) need to be deployed indoors and outdoors, at all possible venues (residences and enterprises)

Optimization of 5G Second Phase Heterogeneous Radio Access Networks with Small Cells

Due to the exponential increase in high data-demanding applications and their services per coverage area, it is becoming challenging for the existing cellular network to handle the massive sum of users with their demands. It is conceded to network operators that the current wireless network may not be capable to shelter future traffic demands. To overcome the challenges the operators are taking interest in efficiently deploying the heterogeneous network. Currently, 5G is in the commercialization phase. Network evolution with addition of small cells will develop the existing wireless network with its enriched capabilities and innovative features. Presently, the 5G global standardization has introduced the 5G New Radio (NR) under the 3rd Generation Partnership Project (3GPP). It can support a wide range of frequency bands (<6 GHz to 100 GHz). For different trends and verticals, 5G NR encounters, functional splitting and its cost evaluation are well-thought-out. The aspects of network slicing to the assessment of the business opportunities and allied standardization endeavours are illustrated. The study explores the carrier aggregation (Pico cellular) technique for 4G to bring high spectral efficiency with the support of small cell massification while benefiting from statistical multiplexing gain. One has been able to obtain values for the goodput considering CA in LTE-Sim (4G), of 40 Mbps for a cell radius of 500 m and of 29 Mbps for a cell radius of 50 m, which is 3 times higher than without CA scenario (2.6 GHz plus 3.5 GHz frequency bands). Heterogeneous networks have been under investigation for many years. Heterogeneous network can improve users service quality and resource utilization compared to homogeneous networks. Quality of service can be enhanced by putting the small cells (Femtocells or Picocells) inside the Microcells or Macrocells coverage area. Deploying indoor Femtocells for 5G inside the Macro cellular network can reduce the network cost. Some service providers have started their solutions for indoor users but there are still many challenges to be addressed. The 5G air-simulator is updated to deploy indoor Femto-cell with proposed assumptions with uniform distribution. For all the possible combinations of apartments side length and transmitter power, the maximum number of supported numbers surpassed the number of users by more than two times compared to papers mentioned in the literature. Within outdoor environments, this study also proposed small cells optimization by putting the Pico cells within a Macro cell to obtain low latency and high data rate with the statistical multiplexing gain of the associated users. Results are presented 5G NR functional split six and split seven, for three frequency bands (2.6 GHz, 3.5GHz and 5.62 GHz). Based on the analysis for shorter radius values, the best is to select the 2.6 GHz to achieve lower PLR and to support a higher number of users, with better goodput, and higher profit (for cell radius u to 400 m). In 4G, with CA, from the analysis of the economic trade-off with Picocell, the Enhanced multi-band scheduler EMBS provide higher revenue, compared to those without CA. It is clearly shown that the profit of CA is more than 4 times than in the without CA scenario. This means that the slight increase in the cost of CA gives back more than 4-time profit relatively to the ”without” CA scenario.Devido ao aumento exponencial de aplicações/serviços de elevado débito por unidade de área, torna-se bastante exigente, para a rede celular existente, lidar com a enormes quantidades de utilizadores e seus requisitos. É reconhecido que as redes móveis e sem fios atuais podem não conseguir suportar a procura de tráfego junto dos operadores. Para responder a estes desafios, os operadores estão-se a interessar pelo desenvolvimento de redes heterogéneas eficientes. Atualmente, a 5G está na fase de comercialização. A evolução destas redes concretizar-se-á com a introdução de pequenas células com aptidões melhoradas e características inovadoras. No presente, os organismos de normalização da 5G globais introduziram os Novos Rádios (NR) 5G no contexto do 3rd Generation Partnership Project (3GPP). A 5G pode suportar uma gama alargada de bandas de frequência (<6 a 100 GHz). Abordam-se as divisões funcionais e avaliam-se os seus custos para as diferentes tendências e verticais dos NR 5G. Ilustram-se desde os aspetos de particionamento funcional da rede à avaliação das oportunidades de negócio, aliadas aos esforços de normalização. Exploram-se as técnicas de agregação de espetro (do inglês, CA) para pico células, em 4G, a disponibilização de eficiência espetral, com o suporte da massificação de pequenas células, e o ganho de multiplexagem estatística associado. Obtiveram-se valores do débito binário útil, considerando CA no LTE-Sim (4G), de 40 e 29 Mb/s para células de raios 500 e 50 m, respetivamente, três vezes superiores em relação ao caso sem CA (bandas de 2.6 mais 3.5 GHz). Nas redes heterogéneas, alvo de investigação há vários anos, a qualidade de serviço e a utilização de recursos podem ser melhoradas colocando pequenas células (femto- ou pico-células) dentro da área de cobertura de micro- ou macro-células). O desenvolvimento de pequenas células 5G dentro da rede com macro-células pode reduzir os custos da rede. Alguns prestadores de serviços iniciaram as suas soluções para ambientes de interior, mas ainda existem muitos desafios a ser ultrapassados. Atualizou-se o 5G air simulator para representar a implantação de femto-células de interior com os pressupostos propostos e distribuição espacial uniforme. Para todas as combinações possíveis do comprimento lado do apartamento, o número máximo de utilizadores suportado ultrapassou o número de utilizadores suportado (na literatura) em mais de duas vezes. Em ambientes de exterior, propuseram-se pico-células no interior de macro-células, de forma a obter atraso extremo-a-extremo reduzido e taxa de transmissão dados elevada, resultante do ganho de multiplexagem estatística associado. Apresentam-se resultados para as divisões funcionais seis e sete dos NR 5G, para 2.6 GHz, 3.5GHz e 5.62 GHz. Para raios das células curtos, a melhor solução será selecionar a banda dos 2.6 GHz para alcançar PLR (do inglês, PLR) reduzido e suportar um maior número de utilizadores, com débito binário útil e lucro mais elevados (para raios das células até 400 m). Em 4G, com CA, da análise do equilíbrio custos-proveitos com pico-células, o escalonamento multi-banda EMBS (do inglês, Enhanced Multi-band Scheduler) disponibiliza proveitos superiores em comparação com o caso sem CA. Mostra-se claramente que lucro com CA é mais de quatro vezes superior do que no cenário sem CA, o que significa que um aumento ligeiro no custo com CA resulta num aumento de 4-vezes no lucro relativamente ao cenário sem CA

Software Defined Applications in Cellular and Optical Networks

abstract: Small wireless cells have the potential to overcome bottlenecks in wireless access through the sharing of spectrum resources. A novel access backhaul network architecture based on a Smart Gateway (Sm-GW) between the small cell base stations, e.g., LTE eNBs, and the conventional backhaul gateways, e.g., LTE Servicing/Packet Gateways (S/P-GWs) has been introduced to address the bottleneck. The Sm-GW flexibly schedules uplink transmissions for the eNBs. Based on software defined networking (SDN) a management mechanism that allows multiple operator to flexibly inter-operate via multiple Sm-GWs with a multitude of small cells has been proposed. This dissertation also comprehensively survey the studies that examine the SDN paradigm in optical networks. Along with the PHY functional split improvements, the performance of Distributed Converged Cable Access Platform (DCCAP) in the cable architectures especially for the Remote-PHY and Remote-MACPHY nodes has been evaluated. In the PHY functional split, in addition to the re-use of infrastructure with a common FFT module for multiple technologies, a novel cross functional split interaction to cache the repetitive QAM symbols across time at the remote node to reduce the transmission rate requirement of the fronthaul link has been proposed.Dissertation/ThesisDoctoral Dissertation Electrical Engineering 201

Efficient Management of Flexible Functional Splits in 5G Second Phase Networks

The fifth mobile network generation (5G), which offers better data speeds, reduced latency, and a huge number of network connections, promises to improve the performance of the cellular network in practically every way available. A portion of the network operations are deployed in a centralized unit in the 5G radio access network (RAN) partially centralized design. By centralizing these functions, operational expenses are decreased and coordinating strategies are made possible. To link centralized units (CU) and distributed units (DU), and the DU to remote radio units (RRU), both the midhaul and fronthaul networks must have higher capacity. The necessary fronthaul capacity is also influenced by the fluctuating instantaneous user traffic. Consequently, the 5G RAN must be able to dynamically change its centralization level to the user traffic to maximize its performance. To try to relieve this fronthaul capacity it has been considered a more flexible distribution between the base band unit (BBU) (or CU and DU if enhanced common public radio interface (eCPRI) is considered) and the RRU. It may be challenging to provide high-speed data services in crowded areas, particularly when there is imperfect coverage or significant interference. Because of this, the macrocell deployment is insufficient. This problem for outdoor users could be resolved by the introduction of low-power nodes with a limited coverage area. In this context, this MSc dissertation explores, in an urban micro cell scenario model A (UMi_A) for three frequency bands (2.6 GHz, 3.5 GHz, and 5.62 GHz), the highest data rate achievable when a numerology zero is used. For this, it was necessary the implementation of the UMi_A in the 5G-air-simulator. Allowing the determination of the saturation level using the results for the packet loss ratio (PLR=2%). By assuming Open RAN (O-RAN) and functional splitting, the performance of two schedulers in terms of quality-of-service (QoS) were also studied. The QoS-aware modified largest weighted delay first (M-LWDF) scheduler and the QoS-unaware proportional fair (PF) scheduler. PLR was evaluated for both schedulers, whilst analyzing the impact of break point distance while changing the frequency band. The costs, revenues, profit in percentage terms, and other metrics were also estimated for the PF and M-LWDF schedulers when used video (VID) and video plus best effort (VID+BE), with or without consideration of the functional splits 7.2 and 6, for the three frequency bands. One concluded that the profit in percentage terms with functional split option 7.2 applied is always slightly higher than with functional split option 6. It reaches a maximum profit of 366.92% in the case of the M-LWDF scheduler, and 305.51% in the case of the PF scheduler, at a cell radius of 0.4 km for the 2.6 GHz frequency band, considering a price of the traffic of 0.0002 €/min.A quinta geração de redes móveis (5G), oferece ritmos de transmissão melhorados, atraso extremo-a-extremo reduzido, e um vasto número de ligações de rede. A 5G promete melhorar o desempenho das redes celulares em praticamente todos os aspectos relevantes. Uma parte da operação da rede é colocada numa unidade centralizada na rede de acesso de rádio (RAN) 5G com dimensionamento parcialmente centralizado. Ao centralizar estas funções, os custos operacionais decrescem, viabilizando-se as estratégias de coordenação. Para ligar as unidades centralizadas e unidades distribuídas, e por sua vez, unidades distribuidas e unidades de rádio remotas, ambos os midhaul e fronthaul devem ter uma capacidade mais elevada. A capacidade da fronthaul necessária é também influenciada pela flutuação do tráfego instantâneo dos utilizadores. Consequentemente, a RAN 5G deve ser capaz de alterar dinamicamente o seu nível de centralização para o tráfego de utilizadores, com objetivo de maximizar o seu desempenho. Para tentar aliviar o aumento da capacidade suportada pelo fronthaul, tem sido considerada uma distribuição mais flexível entre a unidade de banda base, BBU (ou unidade central e unidade distribuída se a interface de rádio pública comum melhorada, eCPRI, for considerada), e a unidade de rádio remota, RRU. Em áreas densamente povoadas, pode ser um desafio fornecer serviços de dados de elevada velocidade, particularmente quando existe uma cobertura deficiente ou interferência significativa. Por este motivo, o desenvolvimento de macrocélulas pode ser insuficiente, mas este problema para utilizadores em ambiente de exterior pode ser mitigado com a introdução de nós de potência reduzida com uma área de cobertura limitada. Neste contexto, esta dissertação de mestrado explora, num cenário urbano de microcélulas caracterizado pelo modelo A (UMi_A) para três bandas de frequência (2.6 GHz, 3.5 GHz, e 5.62 GHz), o débito binário máximo que se pode alcançar quando se utiliza numerologia zero. Para tal, foi necessária a implementação do UMi_A no 5G - air - simulator. Determinou-se o nivel de saturação, considerandose os resultados para a taxa de perda de pacotes (PLR=2%). Estudou-se o desempenho de dois escalonadores de pacotes em termos de qualidade de serviço (QoS), assumindo-se o OpenRAN (O-RAN) e as divisões funcionais (functionalsplitting). Um dos escalonadores é ciente da QoS, e é de atraso máximo-superior ponderado primeiro (M-LWDF), enquanto que o outro não é ciente da QoS, e é de justiça proporcional (PF). Avaliou-se o PLR para ambos os escalonadores de pacotes, estudando-se o impacto da distância de ponto de quebra (breakpointdistance), variando-se a banda de frequências. Foram também estimados os custos, proveitos, o lucro (em percentagem), e outras metricas, para os escalonadores PF e M-LWDF, considerando o vídeo (VID) e vídeo mais besteffort (VID+BE) como aplicações, com ou sem a consideração das divisões funcionais 7.2 e 6, para as três bandas de frequência. Concluiu-se que o lucro em termos percentuais, com a escolha da opção de divisão funcional 7.2, é sempre ligeiramente mais elevado do que com a opção de divisão funcional 6. Atingese um lucro máximo de 366,92% no caso do escalonador M-LWDF, e de 305,51% no caso do escalonador PF, para um raio de célula de 0,4 km, para a banda de frequência de 2,6 GHz, considerando-se um preço do tráfego de 0,0002 €/min

A 5G Communication system based on flexible spectrum technology for the SKA

Faculty of Science Radio astronomy research is rapidly expanding across the African continent. At the same time, the fifth generation (5G) of mobile communication systems are also being researched and developed. Throughout history, mobile communication networks are known to affect the activities of radio astronomy. If not carefully managed, radio frequencies from mobile communication devices can severely affect radio astronomy observations. To that end, many techniques have been proposed to protect the radio astronomer from RFIs coming from radio communication networks. Some of the proposed techniques such as RFI quite zones and spectrum assignment by regulatory authorities will not be convenient during the implementation of 5G mobile networks. This is because 5G radio communication systems are expected to support spectrum-hungry application such as video-on-demand, augmented realities, high-definition television and so on. To realize this, the 5G networks will be forced to have access to protected radio spectrum, including those at which radio astronomy activities are being researched. To facilitate this, the 5G radio communication networks should have the intelligence to coexist within such protected spectrums without the consequences of radio frequency interferences (RFI) to the primary user. In this thesis, we present novel 5G networks with the intelligence that allow them to coexist within radio astronomy areas without introducing RFIs to the primary user. We proposed a photonic solution, keeping in mind the characteristic requirements for future 5G radio communication networks. The thesis begins by reviewing the current trend of radio astronomy research in Africa. It was found that radio astronomy research in Africa is growing rapidly. Many African countries such as South Africa and Ghana are at advanced stages when it comes to radio astronomy research. Therefore, the finding and proposal of this thesis will be valuable to such countries. In order to develop a radio access network (RAN) that can coexist within radio astronomy areas, the thesis reviewed past and present state-of-the-art RANs. Each access network was analyses for its feasibility to be implemented within radio astronomy areas to realize mobile communication without the consequences of RFIs to the astronomer. It was motivated that the current centralized radio access network (C-RAN) the best solution to be developed for radio communication within radio astronomy areas. This is because the C-RAN architecture is centralized by pooling network resources to a common point. From such pool, network resources can be controlled and shared among 5G network user, including radio astronomers and the surrounding communities. The next chapters reviewed photonic RF transmitters and their associated lasers currently being proposed to be used within C-RANs.Thesis (PhD) -- Faculty of Science, School of Computer Science, Mathematics, Physics and Statistics, 202

A 5G Communication system based on flexible spectrum technology for the SKA

Faculty of Science Radio astronomy research is rapidly expanding across the African continent. At the same time, the fifth generation (5G) of mobile communication systems are also being researched and developed. Throughout history, mobile communication networks are known to affect the activities of radio astronomy. If not carefully managed, radio frequencies from mobile communication devices can severely affect radio astronomy observations. To that end, many techniques have been proposed to protect the radio astronomer from RFIs coming from radio communication networks. Some of the proposed techniques such as RFI quite zones and spectrum assignment by regulatory authorities will not be convenient during the implementation of 5G mobile networks. This is because 5G radio communication systems are expected to support spectrum-hungry application such as video-on-demand, augmented realities, high-definition television and so on. To realize this, the 5G networks will be forced to have access to protected radio spectrum, including those at which radio astronomy activities are being researched. To facilitate this, the 5G radio communication networks should have the intelligence to coexist within such protected spectrums without the consequences of radio frequency interferences (RFI) to the primary user. In this thesis, we present novel 5G networks with the intelligence that allow them to coexist within radio astronomy areas without introducing RFIs to the primary user. We proposed a photonic solution, keeping in mind the characteristic requirements for future 5G radio communication networks. The thesis begins by reviewing the current trend of radio astronomy research in Africa. It was found that radio astronomy research in Africa is growing rapidly. Many African countries such as South Africa and Ghana are at advanced stages when it comes to radio astronomy research. Therefore, the finding and proposal of this thesis will be valuable to such countries. In order to develop a radio access network (RAN) that can coexist within radio astronomy areas, the thesis reviewed past and present state-of-the-art RANs. Each access network was analyses for its feasibility to be implemented within radio astronomy areas to realize mobile communication without the consequences of RFIs to the astronomer. It was motivated that the current centralized radio access network (C-RAN) the best solution to be developed for radio communication within radio astronomy areas. This is because the C-RAN architecture is centralized by pooling network resources to a common point. From such pool, network resources can be controlled and shared among 5G network user, including radio astronomers and the surrounding communities. The next chapters reviewed photonic RF transmitters and their associated lasers currently being proposed to be used within C-RANs.Thesis (PhD) -- Faculty of Science, School of Computer Science, Mathematics, Physics and Statistics, 202