Deep Neural Network and Data Augmentation Methodology for off-axis iris segmentation in wearable headsets

A data augmentation methodology is presented and applied to generate a large dataset of off-axis iris regions and train a low-complexity deep neural network. Although of low complexity the resulting network achieves a high level of accuracy in iris region segmentation for challenging off-axis eye-patches. Interestingly, this network is also shown to achieve high levels of performance for regular, frontal, segmentation of iris regions, comparing favorably with state-of-the-art techniques of significantly higher complexity. Due to its lower complexity, this network is well suited for deployment in embedded applications such as augmented and mixed reality headsets

Robust pre-processing techniques for non-ideal iris images

The human iris has been demonstrated to be a very accurate, non-invasive and easy-to-use biometric for personal identification. Most of the current state-of-the-art iris recognition systems require the iris acquisition to be ideal. A lot of constraints are hence put on the user and the acquisition process.;Our aim in this research is to relax these conditions and to develop a pre-processing algorithm, which can be used in conjunction with any matching algorithm to handle the so-called non-ideal iris images. In this thesis we present a few robust techniques to process the non-ideal iris images so as to give a segmented iris image to the matching algorithm. The motivation behind this work is to reduce the false reject rates of the current recognition systems and to reduce the intra-class variability. A new technique for estimating and compensating the angle in non-frontal iris images is presented. We have also developed a novel segmentation algorithm, which uses an ellipse-fitting approach for localizing the pupil. A fast and simple limbus boundary segmentation algorithm is also presented

Techniques for Ocular Biometric Recognition Under Non-ideal Conditions

The use of the ocular region as a biometric cue has gained considerable traction due to recent advances in automated iris recognition. However, a multitude of factors can negatively impact ocular recognition performance under unconstrained conditions (e.g., non-uniform illumination, occlusions, motion blur, image resolution, etc.). This dissertation develops techniques to perform iris and ocular recognition under challenging conditions. The first contribution is an image-level fusion scheme to improve iris recognition performance in low-resolution videos. Information fusion is facilitated by the use of Principal Components Transform (PCT), thereby requiring modest computational efforts. The proposed approach provides improved recognition accuracy when low-resolution iris images are compared against high-resolution iris images. The second contribution is a study demonstrating the effectiveness of the ocular region in improving face recognition under plastic surgery. A score-level fusion approach that combines information from the face and ocular regions is proposed. The proposed approach, unlike other previous methods in this application, is not learning-based, and has modest computational requirements while resulting in better recognition performance. The third contribution is a study on matching ocular regions extracted from RGB face images against that of near-infrared iris images. Face and iris images are typically acquired using sensors operating in visible and near-infrared wavelengths of light, respectively. To this end, a sparse representation approach which generates a joint dictionary from corresponding pairs of face and iris images is designed. The proposed joint dictionary approach is observed to outperform classical ocular recognition techniques. In summary, the techniques presented in this dissertation can be used to improve iris and ocular recognition in practical, unconstrained environments