A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Regularized Channel Inversion for Simultaneous Confidential Broadcasting and Power Transfer: A Large System Analysis

We propose for the first time new transmission schemes based on linear precoding to enable simultaneous confidential broadcasting and power transfer (SCBPT) in a multiuser multi-input single-output (MISO) network, where a BS with N antennas simultaneously transmits power and confidential messages to K single-antenna users. We first design two transmission schemes based on the rules of regularized channel inversion (RCI) for both power splitting (PS) and time switching (TS) receiver architectures, namely, RCI-PS and RCI-TS schemes. For each scheme, we derive channel-independent expressions to approximate the secrecy sum rate and the harvested power in the large-system regime where K, N → ∞ with a fixed ratio β = K/N. Based on the large-system results, we jointly optimize the regularization parameter of the RCI and the PS ratio or the TS ratio such that the secrecy sum rate is maximized subject to an energy-harvesting constraint. We then present the tradeoff between the secrecy sum rate and the harvested power achieved by each scheme, and find that neither scheme always outperforms the other one. Motivated by this fact, we design an RCI-hybrid scheme based on the RCI and a newly proposed hybrid receiver architecture. The hybrid receiver architecture takes advantages of both the PS and TS receiver architectures. We show that the RCI-hybrid scheme outperforms both the RCI-PS and RCI-TS schemes.ARC Discovery Projects Grant DP15010390

Secure Transmission in Multi-Cell Massive MIMO Systems

In this paper, we consider physical layer security provisioning in multi-cell massive multiple-input multiple-output (MIMO) systems. Specifically, we consider secure downlink transmission in a multi-cell massive MIMO system with matched-filter precoding and artificial noise (AN) generation at the base station (BS) in the presence of a passive multi-antenna eavesdropper. We investigate the resulting achievable ergodic secrecy rate and the secrecy outage probability for the cases of perfect training and pilot contamination. Thereby, we consider two different AN shaping matrices, namely, the conventional AN shaping matrix, where the AN is transmitted in the null space of the matrix formed by all user channels, and a random AN shaping matrix, which avoids the complexity associated with finding the null space of a large matrix. Our analytical and numerical results reveal that in multi-cell massive MIMO systems employing matched-filter precoding (1) AN generation is required to achieve a positive ergodic secrecy rate if the user and the eavesdropper experience the same path-loss, (2) even with AN generation secure transmission may not be possible if the number of eavesdropper antennas is too large and not enough power is allocated to channel estimation, (3) for a given fraction of power allocated to AN and a given number of users, in case of pilot contamination, the ergodic secrecy rate is not a monotonically increasing function of the number of BS antennas, and (4) random AN shaping matrices provide a favourable performance/complexity tradeoff and are an attractive alternative to conventional AN shaping matrices