A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

Artificial-Noise-Aided Secure Multi-Antenna Transmission with Limited Feedback

We present an optimized secure multi-antenna transmission approach based on artificial-noise-aided beamforming, with limited feedback from a desired single-antenna receiver. To deal with beamformer quantization errors as well as unknown eavesdropper channel characteristics, our approach is aimed at maximizing throughput under dual performance constraints - a connection outage constraint on the desired communication channel and a secrecy outage constraint to guard against eavesdropping. We propose an adaptive transmission strategy that judiciously selects the wiretap coding parameters, as well as the power allocation between the artificial noise and the information signal. This optimized solution reveals several important differences with respect to solutions designed previously under the assumption of perfect feedback. We also investigate the problem of how to most efficiently utilize the feedback bits. The simulation results indicate that a good design strategy is to use approximately 20% of these bits to quantize the channel gain information, with the remainder to quantize the channel direction, and this allocation is largely insensitive to the secrecy outage constraint imposed. In addition, we find that 8 feedback bits per transmit antenna is sufficient to achieve approximately 90% of the throughput attainable with perfect feedback.Comment: to appear in IEEE Transactions on Wireless Communication

An Overview of Physical Layer Security with Finite-Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving perfect secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and we discuss some open problems and directions for future research.Comment: Submitted to IEEE Communications Surveys & Tutorials (1st Revision

On the Design of Artificial-Noise-Aided Secure Multi-Antenna Transmission in Slow Fading Channels

In this paper, we investigate the design of artificial-noise-aided secure multi-antenna transmission in slow fading channels. The primary design concerns include the transmit power allocation and the rate parameters of the wiretap code. We consider two scenarios with different complexity levels: i) the design parameters are chosen to be fixed for all transmissions, ii) they are adaptively adjusted based on the instantaneous channel feedback from the intended receiver. In both scenarios, we provide explicit design solutions for achieving the maximal throughput subject to a secrecy constraint, given by a maximum allowable secrecy outage probability. We then derive accurate approximations for the maximal throughput in both scenarios in the high signal-to-noise ratio region, and give new insights into the additional power cost for achieving a higher security level, whilst maintaining a specified target throughput. In the end, the throughput gain of adaptive transmission over non-adaptive transmission is also quantified and analyzed.Comment: to appear in IEEE Transactions on Vehicular Technolog

Jamming Games in the MIMO Wiretap Channel With an Active Eavesdropper

This paper investigates reliable and covert transmission strategies in a multiple-input multiple-output (MIMO) wiretap channel with a transmitter, receiver and an adversarial wiretapper, each equipped with multiple antennas. In a departure from existing work, the wiretapper possesses a novel capability to act either as a passive eavesdropper or as an active jammer, under a half-duplex constraint. The transmitter therefore faces a choice between allocating all of its power for data, or broadcasting artificial interference along with the information signal in an attempt to jam the eavesdropper (assuming its instantaneous channel state is unknown). To examine the resulting trade-offs for the legitimate transmitter and the adversary, we model their interactions as a two-person zero-sum game with the ergodic MIMO secrecy rate as the payoff function. We first examine conditions for the existence of pure-strategy Nash equilibria (NE) and the structure of mixed-strategy NE for the strategic form of the game.We then derive equilibrium strategies for the extensive form of the game where players move sequentially under scenarios of perfect and imperfect information. Finally, numerical simulations are presented to examine the equilibrium outcomes of the various scenarios considered.Comment: 27 pages, 8 figures. To appear, IEEE Transactions on Signal Processin

Artificial Noise: Transmission Optimization in Multi-Input Single-Output Wiretap Channels

We analyze and optimize the secrecy performance of artificial noise (AN) in multi-input single-output wiretap channels with multiple antennas at the transmitter and a single antenna at the receiver and the eavesdropper. We consider two transmission schemes: 1) an on-off transmission scheme with a constant secrecy rate for all transmission periods, and 2) an adaptive transmission scheme with a varying secrecy rate during each transmission period. For the on-off transmission scheme, an easy-to-compute expression is derived for the hybrid outage probability, which allows us to evaluate the transmission outage probability and the secrecy outage probability. For the adaptive transmission scheme where transmission outage does not occur, we derive a closedform expression for the secrecy outage probability. Using these expressions, we determine the optimal power allocation between the information signal and the AN signal and also determine the optimal secrecy rate such that the effective secrecy throughput is maximized for both transmission schemes. We show that the maximum effective secrecy throughput requires more power to be allocated to the AN signal when the quality of the transmitterreceiver channel or the transmitter-eavesdropper channel improves. We also show that both transmission schemes achieve a higher maximum effective secrecy throughput while incurring a lower secrecy outage probability than existing schemes.ARC Discovery Projects Grant DP150103905