A Survey of Physical Layer Security Techniques for 5G Wireless Networks and Challenges Ahead

Physical layer security which safeguards data confidentiality based on the information-theoretic approaches has received significant research interest recently. The key idea behind physical layer security is to utilize the intrinsic randomness of the transmission channel to guarantee the security in physical layer. The evolution towards 5G wireless communications poses new challenges for physical layer security research. This paper provides a latest survey of the physical layer security research on various promising 5G technologies, including physical layer security coding, massive multiple-input multiple-output, millimeter wave communications, heterogeneous networks, non-orthogonal multiple access, full duplex technology, etc. Technical challenges which remain unresolved at the time of writing are summarized and the future trends of physical layer security in 5G and beyond are discussed.Comment: To appear in IEEE Journal on Selected Areas in Communication

An Overview of Physical Layer Security with Finite-Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving perfect secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and we discuss some open problems and directions for future research.Comment: Submitted to IEEE Communications Surveys & Tutorials (1st Revision

Physical Layer Security for Visible Light Communication Systems:A Survey

Due to the dramatic increase in high data rate services and in order to meet the demands of the fifth-generation (5G) networks, researchers from both academia and industry are exploring advanced transmission techniques, new network architectures and new frequency spectrum such as the visible light spectra. Visible light communication (VLC) particularly is an emerging technology that has been introduced as a promising solution for 5G and beyond. Although VLC systems are more immune against interference and less susceptible to security vulnerabilities since light does not penetrate through walls, security issues arise naturally in VLC channels due to their open and broadcasting nature, compared to fiber-optic systems. In addition, since VLC is considered to be an enabling technology for 5G, and security is one of the 5G fundamental requirements, security issues should be carefully addressed and resolved in the VLC context. On the other hand, due to the success of physical layer security (PLS) in improving the security of radio-frequency (RF) wireless networks, extending such PLS techniques to VLC systems has been of great interest. Only two survey papers on security in VLC have been published in the literature. However, a comparative and unified survey on PLS for VLC from information theoretic and signal processing point of views is still missing. This paper covers almost all aspects of PLS for VLC, including different channel models, input distributions, network configurations, precoding/signaling strategies, and secrecy capacity and information rates. Furthermore, we propose a number of timely and open research directions for PLS-VLC systems, including the application of measurement-based indoor and outdoor channel models, incorporating user mobility and device orientation into the channel model, and combining VLC and RF systems to realize the potential of such technologies

Secrecy Spectrum and Energy Efficiency Analysis in Massive MIMO-enabled Multi-Tier Hybrid HetNets

Massive multiple antenna systems in conjunction with millimeter (mmWave) communication have gained tremendous attention in the recent years owing to their high speed data delivery. However, security in these networks has been overlooked; thereby necessitating a comprehensive study. This paper analyzes the physical layer security performance of the downlink of a massive multiple-input multiple-output (MIMO)-based hybrid heterogeneous network (HetNet) where both mmWave and sub-6 GHz small cells coexist. Specifically, a tractable approach using stochastic geometry is proposed to analyze the secrecy outage probability, secrecy energy efficiency (SEE) and secrecy spectrum efficiency (SSE) of the hybrid HetNets. Our study further characterizes the impact of large antenna arrays, directional beamforming gains, transmit power, and cell density on the above mentioned secrecy performance measures. The results show that at low transmit power operation, the secrecy performance enhances for higher small cell density. It has also been observed that the higher directivity gains at mmWave cells lead to a drop in secrecy performance of the network; thus a tradeoff exists between better coverage or secrecy

An Overview of Physical Layer Security with Finite Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and discuss some open problems and directions for future research

Interference Exploitation via Symbol-Level Precoding: Overview, State-of-the-Art and Future Directions

Interference is traditionally viewed as a performance limiting factor in wireless communication systems, which is to be minimized or mitigated. Nevertheless, a recent line of work has shown that by manipulating the interfering signals such that they add up constructively at the receiver side, known interference can be made beneficial and further improve the system performance in a variety of wireless scenarios, achieved by symbol-level precoding (SLP). This paper aims to provide a tutorial on interference exploitation techniques from the perspective of precoding design in a multi-antenna wireless communication system, by beginning with the classification of constructive interference (CI) and destructive interference (DI). The definition for CI is presented and the corresponding mathematical characterization is formulated for popular modulation types, based on which optimization-based precoding techniques are discussed. In addition, the extension of CI precoding to other application scenarios as well as for hardware efficiency is also described. Proof-of-concept testbeds are demonstrated for the potential practical implementation of CI precoding, and finally a list of open problems and practical challenges are presented to inspire and motivate further research directions in this area

A Tutorial on Interference Exploitation via Symbol-Level Precoding: Overview, State-of-the-Art and Future Directions

IEEE Interference is traditionally viewed as a performance limiting factor in wireless communication systems, which is to be minimized or mitigated. Nevertheless, a recent line of work has shown that by manipulating the interfering signals such that they add up constructively at the receiver side, known interference can be made beneficial and further improve the system performance in a variety of wireless scenarios, achieved by symbol-level precoding (SLP). This paper aims to provide a tutorial on interference exploitation techniques from the perspective of precoding design in a multi-antenna wireless communication system, by beginning with the classification of constructive interference (CI) and destructive interference (DI). The definition for CI is presented and the corresponding mathematical characterization is formulated for popular modulation types, based on which optimization-based precoding techniques are discussed. In addition, the extension of CI precoding to other application scenarios as well as for hardware efficiency is also described. Proof-of-concept testbeds are demonstrated for the potential practical implementation of CI precoding, and finally a list of open problems and practical challenges are presented to inspire and motivate further research directions in this area

Spectral, Energy and Computation Efficiency in Future 5G Wireless Networks

Wireless technology has revolutionized the way people communicate. From first generation, or 1G, in the 1980s to current, largely deployed 4G in the 2010s, we have witnessed not only a technological leap, but also the reformation of associated applications. It is expected that 5G will become commercially available in 2020. 5G is driven by ever-increasing demands for high mobile traffic, low transmission delay, and massive numbers of connected devices. Today, with the popularity of smart phones, intelligent appliances, autonomous cars, and tablets, communication demands are higher than ever, especially when it comes to low-cost and easy-access solutions. Existing communication architecture cannot fulfill 5G’s needs. For example, 5G requires connection speeds up to 1,000 times faster than current technology can provide. Also, from transmitter side to receiver side, 5G delays should be less than 1ms, while 4G targets a 5ms delay speed. To meet these requirements, 5G will apply several disruptive techniques. We focus on two of them: new radio and new scheme. As for the former, we study the non-orthogonal multiple access (NOMA) and as for the latter, we use mobile edge computing (MEC). Traditional communication systems allow users to communicate alternatively, which clearly avoids inter-user interference, but also caps the connection speed. NOMA, on the other hand, allows multiple users to transmit simultaneously. While NOMA will inevitably cause excessive interference, we prove such interference can be mitigated by an advanced receiver side technique. NOMA has existed on the research frontier since 2013. Since that time, both academics and industry professionals have extensively studied its performance. In this dissertation, our contribution is to incorporate NOMA with several potential schemes, such as relay, IoT, and cognitive radio networks. Furthermore, we reviewed various limitations on NOMA and proposed a more practical model. In the second part, MEC is considered. MEC is a transformation from the previous cloud computing system. In particular, MEC leverages powerful devices nearby and instead of sending information to distant cloud servers, the transmission occurs in closer range, which can effectively reduce communication delay. In this work, we have proposed a new evaluation metric for MEC which can more effectively leverage the trade-off between the amount of computation and the energy consumed thereby. A practical communication system for wearable devices is proposed in the last part, which combines all the techniques discussed above. The challenges for wearable communication are inherent in its diverse needs, as some devices may require low speed but high reliability (factory sensors), while others may need low delay (medical devices). We have addressed these challenges and validated our findings through simulations