Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Physical Layer Service Integration in 5G: Potentials and Challenges

High transmission rate and secure communication have been identified as the key targets that need to be effectively addressed by fifth generation (5G) wireless systems. In this context, the concept of physical-layer security becomes attractive, as it can establish perfect security using only the characteristics of wireless medium. Nonetheless, to further increase the spectral efficiency, an emerging concept, termed physical-layer service integration (PHY-SI), has been recognized as an effective means. Its basic idea is to combine multiple coexisting services, i.e., multicast/broadcast service and confidential service, into one integral service for one-time transmission at the transmitter side. This article first provides a tutorial on typical PHY-SI models. Furthermore, we propose some state-of-the-art solutions to improve the overall performance of PHY-SI in certain important communication scenarios. In particular, we highlight the extension of several concepts borrowed from conventional single-service communications, such as artificial noise (AN), eigenmode transmission etc., to the scenario of PHY-SI. These techniques are shown to be effective in the design of reliable and robust PHY-SI schemes. Finally, several potential research directions are identified for future work.Comment: 12 pages, 7 figure

MIMO Gaussian Broadcast Channels with Confidential and Common Messages

This paper considers the problem of secret communication over a two-receiver multiple-input multiple-output (MIMO) Gaussian broadcast channel. The transmitter has two independent, confidential messages and a common message. Each of the confidential messages is intended for one of the receivers but needs to be kept perfectly secret from the other, and the common message is intended for both receivers. It is shown that a natural scheme that combines secret dirty-paper coding with Gaussian superposition coding achieves the secrecy capacity region. To prove this result, a channel-enhancement approach and an extremal entropy inequality of Weingarten et al. are used.Comment: Submitted to 2010 IEEE International Symposium on Information Theory, Austin, Texa

Multiple-Input Multiple-Output Gaussian Broadcast Channels with Common and Confidential Messages

This paper considers the problem of the multiple-input multiple-output (MIMO) Gaussian broadcast channel with two receivers (receivers 1 and 2) and two messages: a common message intended for both receivers and a confidential message intended only for receiver 1 but needing to be kept asymptotically perfectly secure from receiver 2. A matrix characterization of the secrecy capacity region is established via a channel enhancement argument. The enhanced channel is constructed by first splitting receiver 1 into two virtual receivers and then enhancing only the virtual receiver that decodes the confidential message. The secrecy capacity region of the enhanced channel is characterized using an extremal entropy inequality previously established for characterizing the capacity region of a degraded compound MIMO Gaussian broadcast channel.Comment: Submitted to the IEEE Transactions on Information Theory, July 200

Artificial Noise-Aided Biobjective Transmitter Optimization for Service Integration in Multi-User MIMO Gaussian Broadcast Channel

This paper considers an artificial noise (AN)-aided transmit design for multi-user MIMO systems with integrated services. Specifically, two sorts of service messages are combined and served simultaneously: one multicast message intended for all receivers and one confidential message intended for only one receiver and required to be perfectly secure from other unauthorized receivers. Our interest lies in the joint design of input covariances of the multicast message, confidential message and artificial noise (AN), such that the achievable secrecy rate and multicast rate are simultaneously maximized. This problem is identified as a secrecy rate region maximization (SRRM) problem in the context of physical-layer service integration. Since this bi-objective optimization problem is inherently complex to solve, we put forward two different scalarization methods to convert it into a scalar optimization problem. First, we propose to prefix the multicast rate as a constant, and accordingly, the primal biobjective problem is converted into a secrecy rate maximization (SRM) problem with quality of multicast service (QoMS) constraint. By varying the constant, we can obtain different Pareto optimal points. The resulting SRM problem can be iteratively solved via a provably convergent difference-of-concave (DC) algorithm. In the second method, we aim to maximize the weighted sum of the secrecy rate and the multicast rate. Through varying the weighted vector, one can also obtain different Pareto optimal points. We show that this weighted sum rate maximization (WSRM) problem can be recast into a primal decomposable form, which is amenable to alternating optimization (AO). Then we compare these two scalarization methods in terms of their overall performance and computational complexity via theoretical analysis as well as numerical simulation, based on which new insights can be drawn.Comment: 14 pages, 5 figure

Exploiting Full-duplex Receivers for Achieving Secret Communications in Multiuser MISO Networks

We consider a broadcast channel, in which a multi-antenna transmitter (Alice) sends $K$ confidential information signals to $K$ legitimate users (Bobs) in the presence of $L$ eavesdroppers (Eves). Alice uses MIMO precoding to generate the information signals along with her own (Tx-based) friendly jamming. Interference at each Bob is removed by MIMO zero-forcing. This, however, leaves a "vulnerability region" around each Bob, which can be exploited by a nearby Eve. We address this problem by augmenting Tx-based friendly jamming (TxFJ) with Rx-based friendly jamming (RxFJ), generated by each Bob. Specifically, each Bob uses self-interference suppression (SIS) to transmit a friendly jamming signal while simultaneously receiving an information signal over the same channel. We minimize the powers allocated to the information, TxFJ, and RxFJ signals under given guarantees on the individual secrecy rate for each Bob. The problem is solved for the cases when the eavesdropper's channel state information is known/unknown. Simulations show the effectiveness of the proposed solution. Furthermore, we discuss how to schedule transmissions when the rate requirements need to be satisfied on average rather than instantaneously. Under special cases, a scheduling algorithm that serves only the strongest receivers is shown to outperform the one that schedules all receivers.Comment: IEEE Transactions on Communication