AirSync: Enabling Distributed Multiuser MIMO with Full Spatial Multiplexing

The enormous success of advanced wireless devices is pushing the demand for higher wireless data rates. Denser spectrum reuse through the deployment of more access points per square mile has the potential to successfully meet the increasing demand for more bandwidth. In theory, the best approach to density increase is via distributed multiuser MIMO, where several access points are connected to a central server and operate as a large distributed multi-antenna access point, ensuring that all transmitted signal power serves the purpose of data transmission, rather than creating "interference." In practice, while enterprise networks offer a natural setup in which distributed MIMO might be possible, there are serious implementation difficulties, the primary one being the need to eliminate phase and timing offsets between the jointly coordinated access points. In this paper we propose AirSync, a novel scheme which provides not only time but also phase synchronization, thus enabling distributed MIMO with full spatial multiplexing gains. AirSync locks the phase of all access points using a common reference broadcasted over the air in conjunction with a Kalman filter which closely tracks the phase drift. We have implemented AirSync as a digital circuit in the FPGA of the WARP radio platform. Our experimental testbed, comprised of two access points and two clients, shows that AirSync is able to achieve phase synchronization within a few degrees, and allows the system to nearly achieve the theoretical optimal multiplexing gain. We also discuss MAC and higher layer aspects of a practical deployment. To the best of our knowledge, AirSync offers the first ever realization of the full multiuser MIMO gain, namely the ability to increase the number of wireless clients linearly with the number of jointly coordinated access points, without reducing the per client rate.Comment: Submitted to Transactions on Networkin

Achieving "Massive MIMO" Spectral Efficiency with a Not-so-Large Number of Antennas

The main focus and contribution of this paper is a novel network-MIMO TDD architecture that achieves spectral efficiencies comparable with "Massive MIMO", with one order of magnitude fewer antennas per active user per cell. The proposed architecture is based on a family of network-MIMO schemes defined by small clusters of cooperating base stations, zero-forcing multiuser MIMO precoding with suitable inter-cluster interference constraints, uplink pilot signals reuse across cells, and frequency reuse. The key idea consists of partitioning the users population into geographically determined "bins", such that all users in the same bin are statistically equivalent, and use the optimal network-MIMO architecture in the family for each bin. A scheduler takes care of serving the different bins on the time-frequency slots, in order to maximize a desired network utility function that captures some desired notion of fairness. This results in a mixed-mode network-MIMO architecture, where different schemes, each of which is optimized for the served user bin, are multiplexed in time-frequency. In order to carry out the performance analysis and the optimization of the proposed architecture in a clean and computationally efficient way, we consider the large-system regime where the number of users, the number of antennas, and the channel coherence block length go to infinity with fixed ratios. The performance predicted by the large-system asymptotic analysis matches very well the finite-dimensional simulations. Overall, the system spectral efficiency obtained by the proposed architecture is similar to that achieved by "Massive MIMO", with a 10-fold reduction in the number of antennas at the base stations (roughly, from 500 to 50 antennas).Comment: Full version with appendice (proofs of theorems). A shortened version without appendice was submitted to IEEE Trans. on Wireless Commun. Appendix B was revised after submissio

System design issues in dense urban millimeter wave cellular networks

Upcoming deployments of cellular networks will see an increasing use of millimeter wave (mmWave) frequencies, roughly between 20-100 GHz. The goal of this dissertation is to investigate some key design issues in dense urban mmWave cellular networks by developing mathematical models that are representative of these networks. In the first contribution, stochastic geometry (SG) is used to study the per user rate performance of multi-user MIMO (MU-MIMO) in downlink mmWave cellular network incorporating the impact of a spatially sparse blockage dependent multipath channel and hybrid precoding. Performance of MU-MIMO is then compared with single-user beamforming and spatial multiplexing in different network scenarios considering coverage, rate and power consumption tradeoffs to suggest when to use which MIMO scheme. The second contribution reconsiders a popular received signal power model used in system capacity analysis of MIMO wireless networks employing single user beamforming. A modification is suggested to the model by introducing a correction factor. An approximate analysis is done to justify incorporating such a factor and simulations are performed to validate it's importance. Although this contribution does not study a new system design issue for mmWave cellular, it highlights a shortcoming with using the popular received signal power model to study design issues in mmWave cellular networks. The third and fourth contributions investigate resource allocation in self-backhauled mmWave cellular networks. In order to enable affordable initial deployments of mmWave cellular, self-backhauling is envisioned as a cost-saving solution. The third contribution investigates how to divide resources between uplink and downlink for access and backhaul in self-backhauled networks with single hop wireless backhauling. The performance of dynamic time division duplexing (TDD) and integrated access-backhaul (IAB) is compared with static TDD and orthogonal access backhaul (OAB) strategies using a SG based model. The last contribution of this dissertation addresses the following key question for self-backhauled networks. What is the maximum extended coverage area that a single fiber site can support using multi-hop relaying, while still achieving a minimum target per user data rate? The problem of maximizing minimum per user rates is studied considering a series of deployments with a single fiber site and varying number of relays. Several design guidelines for multi-hop mmWave cellular networks are provided based on the analytical and empirical results.Electrical and Computer Engineerin

Separation Framework: An Enabler for Cooperative and D2D Communication for Future 5G Networks

Soaring capacity and coverage demands dictate that future cellular networks need to soon migrate towards ultra-dense networks. However, network densification comes with a host of challenges that include compromised energy efficiency, complex interference management, cumbersome mobility management, burdensome signaling overheads and higher backhaul costs. Interestingly, most of the problems, that beleaguer network densification, stem from legacy networks' one common feature i.e., tight coupling between the control and data planes regardless of their degree of heterogeneity and cell density. Consequently, in wake of 5G, control and data planes separation architecture (SARC) has recently been conceived as a promising paradigm that has potential to address most of aforementioned challenges. In this article, we review various proposals that have been presented in literature so far to enable SARC. More specifically, we analyze how and to what degree various SARC proposals address the four main challenges in network densification namely: energy efficiency, system level capacity maximization, interference management and mobility management. We then focus on two salient features of future cellular networks that have not yet been adapted in legacy networks at wide scale and thus remain a hallmark of 5G, i.e., coordinated multipoint (CoMP), and device-to-device (D2D) communications. After providing necessary background on CoMP and D2D, we analyze how SARC can particularly act as a major enabler for CoMP and D2D in context of 5G. This article thus serves as both a tutorial as well as an up to date survey on SARC, CoMP and D2D. Most importantly, the article provides an extensive outlook of challenges and opportunities that lie at the crossroads of these three mutually entangled emerging technologies.Comment: 28 pages, 11 figures, IEEE Communications Surveys & Tutorials 201

Joint Scheduling and ARQ for MU-MIMO Downlink in the Presence of Inter-Cell Interference

User scheduling and multiuser multi-antenna (MU-MIMO) transmission are at the core of high rate data-oriented downlink schemes of the next-generation of cellular systems (e.g., LTE-Advanced). Scheduling selects groups of users according to their channels vector directions and SINR levels. However, when scheduling is applied independently in each cell, the inter-cell interference (ICI) power at each user receiver is not known in advance since it changes at each new scheduling slot depending on the scheduling decisions of all interfering base stations. In order to cope with this uncertainty, we consider the joint operation of scheduling, MU-MIMO beamforming and Automatic Repeat reQuest (ARQ). We develop a game-theoretic framework for this problem and build on stochastic optimization techniques in order to find optimal scheduling and ARQ schemes. Particularizing our framework to the case of "outage service rates", we obtain a scheme based on adaptive variable-rate coding at the physical layer, combined with ARQ at the Logical Link Control (ARQ-LLC). Then, we present a novel scheme based on incremental redundancy Hybrid ARQ (HARQ) that is able to achieve a throughput performance arbitrarily close to the "genie-aided service rates", with no need for a genie that provides non-causally the ICI power levels. The novel HARQ scheme is both easier to implement and superior in performance with respect to the conventional combination of adaptive variable-rate coding and ARQ-LLC.Comment: Submitted to IEEE Transactions on Communications, v2: small correction

Spectral-energy efficiency trade-off for next-generation wireless communication systems

The data traffic in cellular networks has had and will experience a rapid exponential rise. Therefore, it is essential to innovate a new cellular architecture with advanced wireless technologies that can offer more capacity and enhanced spectral efficiency to manage the exponential data traffic growth. Managing such mass data traffic, however, brings up another challenge of increasing energy consumption. This is because it contributes into a growing fraction of the carbon dioxide (CO2) emission which is a global concern today due to its negative impact on the environment. This has resulted in creating a new paradigm shift towards both spectral and energy efficient orientated design for the next-generation wireless access networks. Acquiring both improved energy efficiency and spectral efficiency has, nonetheless, shown to be a difficult goal to achieve as it seems improving one is at the detriment to the other. Therefore, the trade-off between the spectral and energy efficiency is of paramount importance to assess the energy consumption in a wireless communication system required to attain a specific spectral efficiency. This thesis looks into this problem. It studies the spectral-energy efficiency tradeoff for some of the emerging wireless communication technologies which are seen as potential candidates for the fifth generation (5G) mobile cellular system. The focus is on the orthogonal frequency division multiple access (OFDMA), mobile femtocell (MFemtocell), cognitive radio (CR), and the spatial modulation (SM). Firstly, the energy-efficient resource allocation scheme for multi-user OFDMA (MU-OFDMA) system is studied. The spectral-energy efficiency trade-off is analysed under the constraint of maintaining the fairness among users. The energy-efficient optimisation problem has been formulated as integer fractional programming. We then apply an iterative method to simplify the problem to an integer linear programming (ILP) problem. Secondly, the spectral and energy efficiency for a cellular system with MFemtocell deployment is investigated using different resource partitioning schemes. Femtocells are low range, low power base stations (BSs) that improve the coverage inside a home or office building. MFemtocell adopts the femtocell solution to be deployed in public transport and emergency vehicles. Closed-form expressions for the relationships between the spectral and energy efficiency are derived for a single-user (SU) MFemtocell network. We also study the spectral efficiency for MU-MFemtocells with two opportunistic scheduling schemes. Thirdly, the spectral-energy efficiency trade-off for CR networks is analysed at both SU and MU CR systems against varying signal-to-noise ratio (SNR) values. CR is an innovative radio device that aims to utilise the spectrum more efficiently by opportunistically exploiting underutilised licensed spectrum. For the SU system, we study the required energy to achieve a specific spectral efficiency for a CR channel under two different types of power constraints in different fading environments. In this scenario, interference constraint at the primary receiver (PR) is also considered to protect the PR from harmful interference. At the system level, we study the spectral and energy efficiency for a CR network that shares the spectrum with an indoor network. Adopting the extreme-value theory, we are able to derive the average spectral efficiency of the CR network. Finally, we propose two innovative schemes to enhance the capability of (SM). SM is a recently developed technique that is employed for a low complexity multipleinput multiple-output (MIMO) transmission. The first scheme can be applied for SU MIMO (SU-MIMO) to offer more degrees of freedom than SM. Whereas the second scheme introduces a transmission structure by which the SM is adopted into a downlink MU-MIMO system. Unlike SM, both proposed schemes do not involve any restriction into the number of transmit antennas when transmitting signals. The spectral-energy efficiency trade-off for the MU-SM in the massive MIMO system is studied. In this context, we develop an iterative energy-efficient water-filling algorithm to optimises the transmit power and achieve the maximum energy efficiency for a given spectral efficiency. In summary, the research presented in this thesis reveals mathematical tools to analysis the spectral and energy efficiency for wireless communications technologies. It also offers insight to solve optimisation problems that belong to a class of problems with objectives of enhancing the energy efficiency