Quantum Dash Multi-Wavelength Lasers for Next Generation High Capacity Multi-Gb/s Millimeter-Wave Radio-over-Fiber Wireless Communication Networks

The ever-increasing proliferation of mobile users and new technologies with different applications and features, and the demand for reliable high-speed high capacity, pervasive connectivity and low latency have initiated a roadmap for the next generation wireless networks, fifth generation (5G), which is set to revolutionize the existing wireless communications. 5G will use heterogeneous higher carrier frequencies from the plentifully available spectra in the higher microwave and millimeter-wave (MMW) bands, including licensed and unlicensed spectra, for achieving multi-Gb/s wireless connectivity and overcoming the existing wireless spectrum crunch in the sub-6 GHz bands, resulting from the tremendous growth of data-intensive technologies and applications. The use of MMW when complemented by multiple-input-multiple-output (MIMO) technology can significantly increase data capacity through spatial multiplexing, and improve coverage and system reliability through spatial diversity. However, high-frequency MMW signals are prone to extreme propagation path loss and are challenging to generate and process with conventional bandwidth-limiting electronics. In addition, the existing digitized fronthaul for centralized radio access network (C-RAN) architecture is considered inefficient for 5G and beyond. Thus, to fully exploit the promising MMW 5G new radio (NR) resource and to alleviate the electronics and fronthaul bottleneck, microwave photonics with analog radio-over-fiber (A-RoF) technology becomes instrumental for optically synthesizing and processing broadband RF MMW wireless signals over optical links. The generation and distribution of high-frequency MMW signals in the optical domain over A-RoF links facilitate the seamless integration of high-capacity, reliable and transparent optical networks with flexible, mobile and pervasive wireless networks, extending the reach and coverage of high-speed broadband MMW wireless communications. Consequently, this fiber-wireless integration not only overcomes the problem of high bandwidth requirements, transmission capacity and span limitation but also significantly reduces system complexity considering the deployment of ultra-dense small cells with large numbers of 5G remote radio units (RRUs) having massive MIMO antennas with beamforming capabilities connected to the baseband units (BBU) in a C-RAN environment through an optical fiber-based fronthaul network. Nevertheless, photonic generation of spectrally pure RF MMW signals either involves complex circuitry or suffers from frequency fluctuation and phase noise due to uncorrelated optical sources, which can degrade system performance. Thus simple highly integrated and cost-efficient low-noise optical sources are required for next-generation MMW RoF wireless transmission systems. More recently, well-designed quantum confined nanostructures such as semiconductor quantum dash/dot multi-wavelength lasers (QD-MWLs) have attracted more interest in the photonic generation of RF MMW signals due to their simple compact and integrated design with highly coherent and correlated optical signals having a very low phase and intensity noise attributed to the inherent properties of QD materials. The main theme of this thesis revolves around the experimental investigation of such nanostructures on the device and system level for applications in high-speed high-capacity broadband MMW RoF-based fronthaul and wireless access networks. Several photonic-aided high-capacity long-reach MMW RoF wireless transmission systems are proposed and experimentally demonstrated based on QD-MWLs with the remote distribution and photonic generation of broadband multi-Gb/s MMW wireless signals at 5G NR (FR2) in the K-band, Ka-band and V-band in simplex, full-duplex and MIMO configurations over 10 to 50 km optical fiber and subsequent wireless transmission and detection. The QD-MWLs-based photonic MMW RoF wireless transmission systems’ designs and experimental demonstrations could usher in a new era of ultra-high-speed broadband multi-Gb/s wireless communications at the MMW frequency bands for next-generation wireless networks. The QD-MWLs investigated in this thesis include a simple monolithically integrated and highly coherent low-noise single-section semiconductor InAs/InP QD buried heterostructure passively mode-locked (PML) laser-based optical coherent frequency comb (CFC) and a novel monolithic highly correlated low-noise semiconductor InAs/InP buried heterostructure common-cavity QD dual-wavelength distributed feedback laser (QD-DW-DFBL). The performance of each device is thoroughly characterized experimentally in terms of optical phase noise, relative intensity noise (RIN), timing jitter and RF phase noise exhibiting promising results. Based on these devices, different long-reach photonic MMW RoF wireless transmission systems, including simplex single-input-single-output (SISO) and multiple-input-multiple-output (MIMO) and bidirectional configurations, are proposed and experimentally demonstrated with real-time remote electrical RF synthesizer-free all-optical frequency up-conversion, wireless transmission and successful reception of wide-bandwidth multi-level quadrature amplitude modulated (M-QAM) RF MMW wireless signals having bit rates ranging from 4 Gb/s to 36 Gb/s over different hybrid fiber-wireless links comprising of standard single mode fiber (SSMF) and indoor wireless channel. The end-to-end links are thoroughly investigated in terms of error-vector-magnitude (EVM), bit-error-rat (BER), constellations and eye diagrams, realizing successful error-free transmission. Finally, novel high-capacity spectrally efficient MIMO and optical beamforming enabled photonic MMW RoF wireless transceivers design and methods based on QD-MWLs with wavelength division multiplexing (WDM) and space division multiplexing (SDM) are proposed and discussed. A proof-of-concept implementation of the proposed photonic MMW RoF wireless transmission system is also simulated in a simple WDM-based configuration with bidirectional 4×4 MIMO MMW carrier streams

Recent Trends in Communication Networks

In recent years there has been many developments in communication technology. This has greatly enhanced the computing power of small handheld resource-constrained mobile devices. Different generations of communication technology have evolved. This had led to new research for communication of large volumes of data in different transmission media and the design of different communication protocols. Another direction of research concerns the secure and error-free communication between the sender and receiver despite the risk of the presence of an eavesdropper. For the communication requirement of a huge amount of multimedia streaming data, a lot of research has been carried out in the design of proper overlay networks. The book addresses new research techniques that have evolved to handle these challenges

Cost-Effective Spectrally-Efficient Optical Transceiver Architectures for Metropolitan and Regional Links

The work presented herein explores cost-effective optical transceiver architectures for access, metropolitan and regional links. The primary requirement in such links is cost-effectiveness and secondly, spectral efficiency. The bandwidth/data demand is driven by data-intensive Internet applications, such as cloud-based services and video-on-demand, and is rapidly increasing in access and metro links. Therefore, cost-effective optical transceiver architectures offering high information spectral densities (ISDs > 1(b/s)/Hz) need to be implemented over metropolitan distances. Then, a key question for each link length and application is whether coherent- or direct (non-coherent) detection technology offers the best cost and performance trade-off. The performance and complexity limits of both technologies have been studied. Single polarization direct detection transceivers have been reviewed, focusing on their achievable ISDs and reach. It is concluded that subcarrier modulation (SCM) technique combined with single sideband (SSB) and high-order quadrature amplitude modulation (QAM) signaling, enabled by digital signal processing (DSP) based optical transceivers, must be implemented in order to exceed an ISD of 1 (b/s)/Hz in direct-detection links. The complexity can be shifted from the optical to the electrical domain using such transceivers, and hence, the cost can be minimized. In this regard, a detailed performance comparison of two spectrally-efficient direct detection SCM techniques, namely Nyquist-SCM and OFDM, is presented by means of simulations. It is found out that Nyquist-SCM format offers the transmission distances more than double that of OFDM due to its higher resilience to signal-signal beating interference. Following this, dispersion-precompensated SSB 4- and 16-QAM Nyquist-SCM signal formats were experimentally demonstrated using in-phase and quadrature (IQ)-modulators at net optical ISDs of 1.2 and 2 (b/s)/Hz over 800 km and 323 km of standard single-mode fibre (SSMF), respectively. These demonstrations represent record net optical ISDs over such distances among the reported single polarization wavelength division multiplexed (WDM) systems. Furthermore, since the cost-effectiveness is crucial, the optical complexity of Nyquist-SCM transmitters can be significantly reduced by using low-cost modulators and high-linewidth lasers. A comprehensive theoretical study on SSB signal generation using IQ- and dual-drive Mach-Zehnder modulators (DD-MZMs) was carried out to assess their performance for WDM direct detection links. This was followed by an experimental demonstration of WDM transmission over 242 km of SSMF with a net optical ISD of 1.5 (b/s)/Hz, the highest achieved ISD using a DD-MZM-based transmitter. Following the assessment of direct detection technology using various transmitter designs, cost-effective simplified coherent receiver architectures for access and metro networks have been investigated. The optical complexity of the conventional (polarization- and phase-diverse) coherent receiver is significantly simplified, i.e., consisting of a single 3 dB coupler and balanced photodetector, utilizing heterodyne reception and Alamouti polarization-time block coding. Although the achievable net optical ISD is halved compared to a conventional coherent receiver due to Alamouti coding, its receiver sensitivity provides significant gain over a direct detection receiver at M-ary QAM formats where M ≥16

Photonic Millimeter Wave Signal Generation and Transmission Over Hybrid Links in 5G Communication Networks

[ES] El estándar de quinta generación (5G) es la clave potencial para satisfacer el aumento exponencial en la demanda de nuevas aplicaciones, servicios y usuarios. La tecnología 5G ofrecerá una latencia extremadamente baja de 1 ms, una velocidad máxima de datos de 10 Gbit/s, una alta densidad de conexión de hasta 106 dispositivos/km2 y permitirá una alta movilidad de los dispositivos de hasta 500 km/h. En esta Tesis se proponen varias soluciones basadas en tecnologías habilitadoras para el despliegue de redes 5G. La arquitectura de la red de acceso de radio en la nube (C-RAN) se emplea junto con las técnicas de Fotónica de Microondas como una solución prometedora para generar y transmitir señales de ondas milimétricas (mmW) en la próxima generación de comunicaciones móviles. La tecnología radio sobre fibra (RoF) ha demostrado ser una buena opción para enfrentarse al desafío de la distribución inalámbrica mmW debido a la gran distancia de transmisión, el gran ancho de banda y la inmunidad a las interferencias electromagnéticas, entre algunas de las principales ventajas. Además, esta tecnología se puede ampliar con comunicaciones ópticas de espacio libre (FSO) en sistemas de radio sobre FSO (RoFSO) en las redes inalámbricas. En esta Tesis, las señales mmW se generan fotónicamente mediante modulación externa de doble banda lateral con supresión de portadora (CS-DSB) y se distribuyen a través de enlaces fronthaul híbridos RoF/FSO. Además, la generación múltiple de señales permite la distribución reconfigurable en canales multiplexados por división de longitud de onda (WDM) desde una oficina central hasta las estaciones base, y se ha evaluado el impacto de las turbulencias producidas en los canales FSO sobre las señales mmW generadas fotónicamente en términos de fluctuaciones de potencia y ruido de fase de la señal. Se propone la técnica de modulación directa de un láser (DML) como solución principal para la transmisión de datos a través de enlaces ópticos híbridos que emplean un esquema de multiplicación de frecuencias ópticas, es decir, CS-DSB, para la generación de señales de mmW. En concreto, se evalúan teórica y experimentalmente los esquemas de generación fotónica local y remoto de señales mmW y se comparan para su implementación práctica en la red frontal de la C-RAN y, además, se estudia experimentalmente el impacto de la distorsión armónica y de la intermodulación en la transmisión de datos. Igualmente, con el fin de obtener la capacidad que ofrece el DML en términos de ancho de banda, también se presenta una evaluación teórica y experimental del efecto de la dispersión de la fibra y el chirp sobre diferentes anchos de banda de señales de M-modulación de amplitud en cuadratura (QAM). No obstante, la Tesis también incluye otro enfoque para la transmisión de datos basado en el uso de otro modulador externo. En este caso, la demostración experimental de la generación de señales ópticas empleando CS-DSB y la transmisión de señales a través de fibra híbrida y red frontal FSO se completa con un enlace de antena que permite transmitir señales 5G 64/256-QAM. La investigación realizada con los sistemas CS-DSB y DSB también permiten comparar la robustez frente al desvanecimiento inducido por la dispersión cromática de la fibra. Además, se ha realizado una evaluación experimental impacto las turbulencias producidas en los canales FSO sobre las señales mmW generadas fotónicamente con diferentes distribuciones térmicas y se ha cuantificado la degradación de la señal de datos de acuerdo con las condiciones de la turbulencia. Como demostradores finales, esta Tesis incluye un sistema de transmisión full-dúplex que emplea señales 5G en enlace descendente (DL) a 39 GHz y en enlace ascendente (UL) a 37 GHz; y la transmisión de señales OFDM LTE de 60 GHz (DL) y 25 GHz (UL) sobre una infraestructura heterogénea de frontal óptico que consiste en fibra óptica de 10 km, un canal FSO de 100 m y un enlace de radio inalámbrico de 2 m.[CA] L'estàndard de quinta generació (5G) és la clau potencial per a satisfer l'augment exponencial en la demanda de noves aplicacions, serveis i usuaris. La tecnologia 5G oferirà una latència extremadament baixa d'1 ms, una velocitat màxima de dades de 10 Gbit/s, una alta densitat de connexió de fins a 106 dispositius/km2 i permetrà una alta mobilitat dels dispositius de fins a 500 km/h. En aquesta tesi es proposen diverses solucions basades en tecnologies habilitadores per al desplegament de xarxes 5G. L'arquitectura de la xarxa d'accés de ràdio en el núvol (CRAN) s'empra junt amb les tècniques de Fotònica de Microones com una solució prometedora per a generar i transmetre senyals d'ones mil·limètriques (mmW) en la pròxima generació de comunicacions mòbils. La tecnologia ràdio sobre fibra ( RoF) ha demostrat ser una bona opció per a enfrontar-se al desafiament de la distribució sense fil mmW a causa de la gran distància de transmissió, el gran ample de banda i la immunitat a les interferències electromagnètiques, entre alguns dels principals avantatges. A més, aquesta tecnologia es pot ampliar amb comunicacions òptiques d'espai lliure (FSO) en sistemes de ràdio sobre FSO (RoFSO) en les xarxes sense fil. En aquesta Tesi, els senyals mmW es generen fotònicament per mitjà de modulació externa de doble banda lateral amb supressió de portadora (CS-DSB) i es distribueixen a través d'enllaços frontals híbrids RoF/FSO.. A més, la generació múltiple de senyals permet la distribució reconfigurable en canals multiplexats per divisió de longitud d'ona ( WDM) des d'una oficina central fins a les estacions base, i s'ha avaluat l'impacte de les turbulències produïdes en els canals FSO sobre els senyals mmW generades fotònicament en termes de fluctuacions de potència i soroll de fase del senyal. Aquest treball proposa la tècnica de modulació directa d'un làser (DML) com solució principal per a la transmissió de dades a través d'enllaços òptics híbrids que fan servir un esquema de multiplicació de freqüències òptiques, és a dir, CS-DSB, per a la generació de senyals de mmW. En concret, s'avalua teòric i experimentalment els esquemes de generació fotònica local i remota de senyals mmW i es comparen per a la seua implementació pràctica a la xarxa frontal de la C-RAN i a més, s'estudia experimentalment l'impacte de la distorsió harmònica i de la intermodulació en la transmissió de dades. Igualment, amb el fi d'obtindre la capacitat que ofereix el DML en termes d'amplada de banda, també es presenta una avaluació teòrica i experimental de l'efecte de la dispersió de la fibra i el chirp sobre diferents amples de banda de senyals de M-modulació d'amplitud en quadratura (QAM). No obstant això, la Tesis també inclou altre enfocament per a la transmissió de dades basat amb l¿ús d'altre modulador extern. En aquest cas, la demostració experimental de la generació de senyals òptics emprant CS-DSB i la transmissió de senyals a través de fibra híbrida i xarxa frontal FSO es completa com un enllaç d'antena que permet transmetre senyals 5G 64/256-QAM. La investigació realitzada amb els sistemes CS-DSB i DSB també permet comparar la seua robustesa davant l¿esvaïment induït per la dispersió cromàtica. A més, s'ha avaluat experimentalment l'impacte de les turbulències produïdes en els canals FSO sobre els senyals mmW generades fotònicament amb diferents distribucions tèrmiques i s'ha quantificat la degradació del senyal de dades d'acord amb les condicions de la turbulència. Com a demostradors finals, aquesta Tesi inclou un sistema de transmissió full-dúplex que empra senyals 5G en enllaç descendent (DL) a 39 GHz i en enllaç ascendent (UL) a 37 GHz; i la transmissió de senyals OFDM LTE de 60 GHz (DL) i 25 GHz (UL) sobre una infraestructura heterogènia de frontal òptic que consisteix en fibra òptica de 10 km, un canal FSO de 100 m i un enllaç de ràdio sense fil de 2 m.[EN] The fifth generation (5G) standard is the potential key to meet the exponentially increasing demand of the emerging applications, services and mobile end users. 5G technology will offer an extremely low latency of 1 ms, peak data rate of 10 Gbit/s, high contention density up to 106 devices/km2 and enable high mobility up to 500 km/h. This Thesis proposes several solutions based on enabling technologies for deploying 5G networks. Cloud-radio access network (C-RAN) architecture is employed in conjunction with microwave photonics techniques as a promising solution to generate and transmit millimeter wave (mmW) signals in the next generation of mobile communications. Radio over fiber (RoF) has been demonstrated as a good option to face the challenge of mmW wireless distribution, due to long transmission distance, large bandwidth and immunity to electromagnetic interference, as some of the main advantages. Moreover, this technology can be extended with free-space optical (FSO) communications in Radio over FSO systems (RoFSO) as wireless networks. In this Thesis, mmW signals are photonically generated by carrier suppressed double sideband (CS-DSB) external modulation and distributed over hybrid RoF/FSO fronthaul links. Moreover, multiple generated signals allow reconfigurable distribution in wavelength-division multiplexed (WDM) channels from a central office to the base stations, and the impact of turbulent FSO channels on photonically generated mmW signals has been evaluated in terms of power signal fluctuations and phase noise. A directly modulated laser (DML) is proposed as a major solution for signal transmission over hybrid optical links employing optical frequency multiplication scheme, i.e. CS-DSB, for mmW signal generation. Moreover, local and remote photonic mmW signal generation schemes are theoretically and experimentally evaluated and compared for practical deployment in C-RAN fronthaul network while the impact of harmonic and intermodulation distortion on data transmission is also experimentally studied. Furthermore, for the sake of obtaining the DML usability in terms of bandwidth, theoretical and experimental evaluation of the effect of fiber dispersion and chirp over different M-quadrature amplitude modulation (QAM) signals bandwidth is also presented. Another data transmission approach based on the cascade of two external modulators is also employed in the Thesis. In this case, the experimental demonstration of optical signal generation employing CS-DSB and signal transmission over hybrid fiber and FSO fronthaul network is completed with a seamless antenna link leading to successful transmission of 64/256-QAM 5G signals. The CS-DSB and DSB schemes are also investigated for the sake of comparison in terms of robustness against fiber chromatic dispersion-induced fading. Furthermore, experimental evaluation of the impact of turbulent FSO links on photonically generated mmW signals with different thermal distributions has been performed and data signal degradation has been quantified according to the turbulence conditions. As final demonstrators, the Thesis includes a full-duplex transmission system employing 39 GHz downlink (DL) and 37 GHz uplink (UL) 5G signals over hybrid links; and 60 GHz (DL) and 25 GHz (UL) OFDM LTE signal transmission over an heterogeneous optical fronthaul infrastructure consisting of 10 km optical fiber, 100 m FSO channel and 2 m wireless radio link.I would like to acknowledge the financial support given by Research Excellence Award Programme GVA PROMETEO 2017/103 Future Microwave Photonics and European Network for High Performance Integrated Microwave Photonics (EUIMWP) CA16220.Vallejo Castro, L. (2022). Photonic Millimeter Wave Signal Generation and Transmission Over Hybrid Links in 5G Communication Networks [Tesis doctoral]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/19025

Optical Switching for Scalable Data Centre Networks

This thesis explores the use of wavelength tuneable transmitters and control systems within the context of scalable, optically switched data centre networks. Modern data centres require innovative networking solutions to meet their growing power, bandwidth, and scalability requirements. Wavelength routed optical burst switching (WROBS) can meet these demands by applying agile wavelength tuneable transmitters at the edge of a passive network fabric. Through experimental investigation of an example WROBS network, the transmitter is shown to determine system performance, and must support ultra-fast switching as well as power efficient transmission. This thesis describes an intelligent optical transmitter capable of wideband sub-nanosecond wavelength switching and low-loss modulation. A regression optimiser is introduced that applies frequency-domain feedback to automatically enable fast tuneable laser reconfiguration. Through simulation and experiment, the optimised laser is shown to support 122×50 GHz channels, switching in less than 10 ns. The laser is deployed as a component within a new wavelength tuneable source (WTS) composed of two time-interleaved tuneable lasers and two semiconductor optical amplifiers. Switching over 6.05 THz is demonstrated, with stable switch times of 547 ps, a record result. The WTS scales well in terms of chip-space and bandwidth, constituting the first demonstration of scalable, sub-nanosecond optical switching. The power efficiency of the intelligent optical transmitter is further improved by introduction of a novel low-loss split-carrier modulator. The design is evaluated using 112 Gb/s/λ intensity modulated, direct-detection signals and a single-ended photodiode receiver. The split-carrier transmitter is shown to achieve hard decision forward error correction ready performance after 2 km of transmission using a laser output power of just 0 dBm; a 5.2 dB improvement over the conventional transmitter. The results achieved in the course of this research allow for ultra-fast, wideband, intelligent optical transmitters that can be applied in the design of all-optical data centres for power efficient, scalable networking

Design and analysis of adaptively modulated optical orthogonal frequency division multiple access multiband passive optical networks

The aim of this thesis is to explore innovative technical solutions of utilising Optical Orthogonal Frequency Division Multiplexing (OOFDM) in intensity modulation and direct detection (IMDD) based future access networks to provide multi-service capability with a minimum 1 Gb/s per user. This thesis extensively investigates and analyses the feasibility and performance of adaptively modulated optical orthogonal frequency division multiplexing multiple access passive optical networks (AMOOFDMA PONs) upstream transmission systems by numerically simulating AMOOFDMA PONs using experimentally determined parameters. OOFDM transceivers incorporating reflective semiconductor optical amplifiers (RSOAs) and distributed feedback (DFB) lasers are utilised in the transceivers and intensity modulation and direct detection (IMDD) transmission systems are also employed to achieve a low complexity, high speed and large bandwidth PON as a solution for next generation access networks. Numerical simulations has also being undertaken to improve overall AMOOFDMA PON performance and power budget by incorporating optical band-pass filters (OBPFs) at the output of optical network units (ONUs). A major challenge of making PONs spectrally efficient has been addressed in this thesis by investigating the AMOOFDMA PON with ONUs on a single upstream wavelength. The performance of the single upstream wavelength AMOOFDMA PON is compared to the multiple wavelength AMOOFDMA PON. Another major challenge in AMOOFDMA PONs namely improving system capacity has also been addressed by implementing multiband transmission in an AMOOFDMA PON. Results show that for a multiple upstream OOFDMA IMDD PON system over 25 km single mode fibre (SMF) can achieve an aggregated data rate of 11.25 Gb/s and the minimum wavelength spacing between ONUs are independent of the number of ONUs. Results also show that a single upstream wavelength AMOOFDMA IMDD PON with multiband incorporated at the ONUs can achieve a aggregated line rate of 21.25 Gb/s over 25 km SMF