Sequential decision fusion for controlled detection errors

Information fusion in biometrics has received considerable attention. The architecture proposed here is based on the sequential integration of multi-instance and multi-sample fusion schemes. This method is analytically shown to improve the performance and allow a controlled trade-off between false alarms and false rejects when the classifier decisions are statistically independent. Equations developed for detection error rates are experimentally evaluated by considering the proposed architecture for text dependent speaker verification using HMM based digit dependent speaker models. The tuning of parameters, n classifiers and m attempts/samples, is investigated and the resultant detection error trade-off performance is evaluated on individual digits. Results show that performance improvement can be achieved even for weaker classifiers (FRR-19.6%, FAR-16.7%). The architectures investigated apply to speaker verification from spoken digit strings such as credit card numbers in telephone or VOIP or internet based applications

Feature Selection and Classifier Development for Radio Frequency Device Identification

The proliferation of simple and low-cost devices, such as IEEE 802.15.4 ZigBee and Z-Wave, in Critical Infrastructure (CI) increases security concerns. Radio Frequency Distinct Native Attribute (RF-DNA) Fingerprinting facilitates biometric-like identification of electronic devices emissions from variances in device hardware. Developing reliable classifier models using RF-DNA fingerprints is thus important for device discrimination to enable reliable Device Classification (a one-to-many looks most like assessment) and Device ID Verification (a one-to-one looks how much like assessment). AFITs prior RF-DNA work focused on Multiple Discriminant Analysis/Maximum Likelihood (MDA/ML) and Generalized Relevance Learning Vector Quantized Improved (GRLVQI) classifiers. This work 1) introduces a new GRLVQI-Distance (GRLVQI-D) classifier that extends prior GRLVQI work by supporting alternative distance measures, 2) formalizes a framework for selecting competing distance measures for GRLVQI-D, 3) introducing response surface methods for optimizing GRLVQI and GRLVQI-D algorithm settings, 4) develops an MDA-based Loadings Fusion (MLF) Dimensional Reduction Analysis (DRA) method for improved classifier-based feature selection, 5) introduces the F-test as a DRA method for RF-DNA fingerprints, 6) provides a phenomenological understanding of test statistics and p-values, with KS-test and F-test statistic values being superior to p-values for DRA, and 7) introduces quantitative dimensionality assessment methods for DRA subset selection

Performance analysis of multimodal biometric fusion

Biometrics is constantly evolving technology which has been widely used in many official and commercial identification applications. In fact in recent years biometric-based authentication techniques received more attention due to increased concerns in security. Most biometric systems that are currently in use typically employ a single biometric trait. Such systems are called unibiometric systems. Despite considerable advances in recent years, there are still challenges in authentication based on a single biometric trait, such as noisy data, restricted degree of freedom, intra-class variability, non-universality, spoof attack and unacceptable error rates. Some of the challenges can be handled by designing a multimodal biometric system. Multimodal biometric systems are those which utilize or are capable of utilizing, more than one physiological or behavioural characteristic for enrolment, verification, or identification. In this thesis, we propose a novel fusion approach at a hybrid level between iris and online signature traits. Online signature and iris authentication techniques have been employed in a range of biometric applications. Besides improving the accuracy, the fusion of both of the biometrics has several advantages such as increasing population coverage, deterring spoofing activities and reducing enrolment failure. In this doctoral dissertation, we make a first attempt to combine online signature and iris biometrics. We principally explore the fusion of iris and online signature biometrics and their potential application as biometric identifiers. To address this issue, investigations is carried out into the relative performance of several statistical data fusion techniques for integrating the information in both unimodal and multimodal biometrics. We compare the results of the multimodal approach with the results of the individual online signature and iris authentication approaches. This dissertation describes research into the feature and decision fusion levels in multimodal biometrics.State of Kuwait – The Public Authority of Applied Education and Trainin

Optimising multimodal fusion for biometric identification systems

Biometric systems are automatic means for imitating the human brain’s ability of identifying and verifying other humans by their behavioural and physiological characteristics. A system, which uses more than one biometric modality at the same time, is known as a multimodal system. Multimodal biometric systems consolidate the evidence presented by multiple biometric sources and typically provide better recognition performance compared to systems based on a single biometric modality. This thesis addresses some issues related to the implementation of multimodal biometric identity verification systems. The thesis assesses the feasibility of using commercial offthe-shelf products to construct deployable multimodal biometric system. It also identifies multimodal biometric fusion as a challenging optimisation problem when one considers the presence of several configurations and settings, in particular the verification thresholds adopted by each biometric device and the decision fusion algorithm implemented for a particular configuration. The thesis proposes a novel approach for the optimisation of multimodal biometric systems based on the use of genetic algorithms for solving some of the problems associated with the different settings. The proposed optimisation method also addresses some of the problems associated with score normalization. In addition, the thesis presents an analysis of the performance of different fusion rules when characterising the system users as sheep, goats, lambs and wolves. The results presented indicate that the proposed optimisation method can be used to solve the problems associated with threshold settings. This clearly demonstrates a valuable potential strategy that can be used to set a priori thresholds of the different biometric devices before using them. The proposed optimisation architecture addressed the problem of score normalisation, which makes it an effective “plug-and-play” design philosophy to system implementation. The results also indicate that the optimisation approach can be used for effectively determining the weight settings, which is used in many applications for varying the relative importance of the different performance parameters

Automated dental identification: A micro-macro decision-making approach

Identification of deceased individuals based on dental characteristics is receiving increased attention, especially with the large volume of victims encountered in mass disasters. In this work we consider three important problems in automated dental identification beyond the basic approach of tooth-to-tooth matching.;The first problem is on automatic classification of teeth into incisors, canines, premolars and molars as part of creating a data structure that guides tooth-to-tooth matching, thus avoiding illogical comparisons that inefficiently consume the limited computational resources and may also mislead the decision-making. We tackle this problem using principal component analysis and string matching techniques. We reconstruct the segmented teeth using the eigenvectors of the image subspaces of the four teeth classes, and then call the teeth classes that achieve least energy-discrepancy between the novel teeth and their approximations. We exploit teeth neighborhood rules in validating teeth-classes and hence assign each tooth a number corresponding to its location in a dental chart. Our approach achieves 82% teeth labeling accuracy based on a large test dataset of bitewing films.;Because dental radiographic films capture projections of distinct teeth; and often multiple views for each of the distinct teeth, in the second problem we look for a scheme that exploits teeth multiplicity to achieve more reliable match decisions when we compare the dental records of a subject and a candidate match. Hence, we propose a hierarchical fusion scheme that utilizes both aspects of teeth multiplicity for improving teeth-level (micro) and case-level (macro) decision-making. We achieve a genuine accept rate in excess of 85%.;In the third problem we study the performance limits of dental identification due to features capabilities. We consider two types of features used in dental identification, namely teeth contours and appearance features. We propose a methodology for determining the number of degrees of freedom possessed by a feature set, as a figure of merit, based on modeling joint distributions using copulas under less stringent assumptions on the dependence between feature dimensions. We also offer workable approximations of this approach

Biometrics

Biometrics-Unique and Diverse Applications in Nature, Science, and Technology provides a unique sampling of the diverse ways in which biometrics is integrated into our lives and our technology. From time immemorial, we as humans have been intrigued by, perplexed by, and entertained by observing and analyzing ourselves and the natural world around us. Science and technology have evolved to a point where we can empirically record a measure of a biological or behavioral feature and use it for recognizing patterns, trends, and or discrete phenomena, such as individuals' and this is what biometrics is all about. Understanding some of the ways in which we use biometrics and for what specific purposes is what this book is all about

A Hybrid Multibiometric System for Personal Identification Based on Face and Iris Traits. The Development of an automated computer system for the identification of humans by integrating facial and iris features using Localization, Feature Extraction, Handcrafted and Deep learning Techniques.

Multimodal biometric systems have been widely applied in many real-world applications due to its ability to deal with a number of significant limitations of unimodal biometric systems, including sensitivity to noise, population coverage, intra-class variability, non-universality, and vulnerability to spoofing. This PhD thesis is focused on the combination of both the face and the left and right irises, in a unified hybrid multimodal biometric identification system using different fusion approaches at the score and rank level. Firstly, the facial features are extracted using a novel multimodal local feature extraction approach, termed as the Curvelet-Fractal approach, which based on merging the advantages of the Curvelet transform with Fractal dimension. Secondly, a novel framework based on merging the advantages of the local handcrafted feature descriptors with the deep learning approaches is proposed, Multimodal Deep Face Recognition (MDFR) framework, to address the face recognition problem in unconstrained conditions. Thirdly, an efficient deep learning system is employed, termed as IrisConvNet, whose architecture is based on a combination of Convolutional Neural Network (CNN) and Softmax classifier to extract discriminative features from an iris image. Finally, The performance of the unimodal and multimodal systems has been evaluated by conducting a number of extensive experiments on large-scale unimodal databases: FERET, CAS-PEAL-R1, LFW, CASIA-Iris-V1, CASIA-Iris-V3 Interval, MMU1 and IITD and MMU1, and SDUMLA-HMT multimodal dataset. The results obtained have demonstrated the superiority of the proposed systems compared to the previous works by achieving new state-of-the-art recognition rates on all the employed datasets with less time required to recognize the person’s identity.Multimodal biometric systems have been widely applied in many real-world applications due to its ability to deal with a number of significant limitations of unimodal biometric systems, including sensitivity to noise, population coverage, intra-class variability, non-universality, and vulnerability to spoofing. This PhD thesis is focused on the combination of both the face and the left and right irises, in a unified hybrid multimodal biometric identification system using different fusion approaches at the score and rank level. Firstly, the facial features are extracted using a novel multimodal local feature extraction approach, termed as the Curvelet-Fractal approach, which based on merging the advantages of the Curvelet transform with Fractal dimension. Secondly, a novel framework based on merging the advantages of the local handcrafted feature descriptors with the deep learning approaches is proposed, Multimodal Deep Face Recognition (MDFR) framework, to address the face recognition problem in unconstrained conditions. Thirdly, an efficient deep learning system is employed, termed as IrisConvNet, whose architecture is based on a combination of Convolutional Neural Network (CNN) and Softmax classifier to extract discriminative features from an iris image. Finally, The performance of the unimodal and multimodal systems has been evaluated by conducting a number of extensive experiments on large-scale unimodal databases: FERET, CAS-PEAL-R1, LFW, CASIA-Iris-V1, CASIA-Iris-V3 Interval, MMU1 and IITD and MMU1, and SDUMLA-HMT multimodal dataset. The results obtained have demonstrated the superiority of the proposed systems compared to the previous works by achieving new state-of-the-art recognition rates on all the employed datasets with less time required to recognize the person’s identity.Higher Committee for Education Development in Ira

Poisoning Attacks on Learning-Based Keystroke Authentication and a Residue Feature Based Defense

Behavioral biometrics, such as keystroke dynamics, are characterized by relatively large variation in the input samples as compared to physiological biometrics such as fingerprints and iris. Recent advances in machine learning have resulted in behaviorbased pattern learning methods that obviate the effects of variation by mapping the variable behavior patterns to a unique identity with high accuracy. However, it has also exposed the learning systems to attacks that use updating mechanisms in learning by injecting imposter samples to deliberately drift the data to impostors’ patterns. Using the principles of adversarial drift, we develop a class of poisoning attacks, named Frog-Boiling attacks. The update samples are crafted with slow changes and random perturbations so that they can bypass the classifiers detection. Taking the case of keystroke dynamics which includes motoric and neurological learning, we demonstrate the success of our attack mechanism. We also present a detection mechanism for the frog-boiling attack that uses correlation between successive training samples to detect spurious input patterns. To measure the effect of adversarial drift in frog-boiling attack and the effectiveness of the proposed defense mechanism, we use traditional error rates such as FAR, FRR, and EER and the metric in terms of shifts in biometric menagerie

Biometric Systems

Biometric authentication has been widely used for access control and security systems over the past few years. The purpose of this book is to provide the readers with life cycle of different biometric authentication systems from their design and development to qualification and final application. The major systems discussed in this book include fingerprint identification, face recognition, iris segmentation and classification, signature verification and other miscellaneous systems which describe management policies of biometrics, reliability measures, pressure based typing and signature verification, bio-chemical systems and behavioral characteristics. In summary, this book provides the students and the researchers with different approaches to develop biometric authentication systems and at the same time includes state-of-the-art approaches in their design and development. The approaches have been thoroughly tested on standard databases and in real world applications

Face recognition by means of advanced contributions in machine learning

Face recognition (FR) has been extensively studied, due to both scientific fundamental challenges and current and potential applications where human identification is needed. FR systems have the benefits of their non intrusiveness, low cost of equipments and no useragreement requirements when doing acquisition, among the most important ones. Nevertheless, despite the progress made in last years and the different solutions proposed, FR performance is not yet satisfactory when more demanding conditions are required (different viewpoints, blocked effects, illumination changes, strong lighting states, etc). Particularly, the effect of such non-controlled lighting conditions on face images leads to one of the strongest distortions in facial appearance. This dissertation addresses the problem of FR when dealing with less constrained illumination situations. In order to approach the problem, a new multi-session and multi-spectral face database has been acquired in visible, Near-infrared (NIR) and Thermal infrared (TIR) spectra, under different lighting conditions. A theoretical analysis using information theory to demonstrate the complementarities between different spectral bands have been firstly carried out. The optimal exploitation of the information provided by the set of multispectral images has been subsequently addressed by using multimodal matching score fusion techniques that efficiently synthesize complementary meaningful information among different spectra. Due to peculiarities in thermal images, a specific face segmentation algorithm has been required and developed. In the final proposed system, the Discrete Cosine Transform as dimensionality reduction tool and a fractional distance for matching were used, so that the cost in processing time and memory was significantly reduced. Prior to this classification task, a selection of the relevant frequency bands is proposed in order to optimize the overall system, based on identifying and maximizing independence relations by means of discriminability criteria. The system has been extensively evaluated on the multispectral face database specifically performed for our purpose. On this regard, a new visualization procedure has been suggested in order to combine different bands for establishing valid comparisons and giving statistical information about the significance of the results. This experimental framework has more easily enabled the improvement of robustness against training and testing illumination mismatch. Additionally, focusing problem in thermal spectrum has been also addressed, firstly, for the more general case of the thermal images (or thermograms), and then for the case of facialthermograms from both theoretical and practical point of view. In order to analyze the quality of such facial thermograms degraded by blurring, an appropriate algorithm has been successfully developed. Experimental results strongly support the proposed multispectral facial image fusion, achieving very high performance in several conditions. These results represent a new advance in providing a robust matching across changes in illumination, further inspiring highly accurate FR approaches in practical scenarios.El reconeixement facial (FR) ha estat àmpliament estudiat, degut tant als reptes fonamentals científics que suposa com a les aplicacions actuals i futures on requereix la identificació de les persones. Els sistemes de reconeixement facial tenen els avantatges de ser no intrusius,presentar un baix cost dels equips d’adquisició i no la no necessitat d’autorització per part de l’individu a l’hora de realitzar l'adquisició, entre les més importants. De totes maneres i malgrat els avenços aconseguits en els darrers anys i les diferents solucions proposades, el rendiment del FR encara no resulta satisfactori quan es requereixen condicions més exigents (diferents punts de vista, efectes de bloqueig, canvis en la il·luminació, condicions de llum extremes, etc.). Concretament, l'efecte d'aquestes variacions no controlades en les condicions d'il·luminació sobre les imatges facials condueix a una de les distorsions més accentuades sobre l'aparença facial. Aquesta tesi aborda el problema del FR en condicions d'il·luminació menys restringides. Per tal d'abordar el problema, hem adquirit una nova base de dades de cara multisessió i multiespectral en l'espectre infraroig visible, infraroig proper (NIR) i tèrmic (TIR), sota diferents condicions d'il·luminació. En primer lloc s'ha dut a terme una anàlisi teòrica utilitzant la teoria de la informació per demostrar la complementarietat entre les diferents bandes espectrals objecte d’estudi. L'òptim aprofitament de la informació proporcionada pel conjunt d'imatges multiespectrals s'ha abordat posteriorment mitjançant l'ús de tècniques de fusió de puntuació multimodals, capaces de sintetitzar de manera eficient el conjunt d’informació significativa complementària entre els diferents espectres. A causa de les característiques particulars de les imatges tèrmiques, s’ha requerit del desenvolupament d’un algorisme específic per la segmentació de les mateixes. En el sistema proposat final, s’ha utilitzat com a eina de reducció de la dimensionalitat de les imatges, la Transformada del Cosinus Discreta i una distància fraccional per realitzar les tasques de classificació de manera que el cost en temps de processament i de memòria es va reduir de forma significa. Prèviament a aquesta tasca de classificació, es proposa una selecció de les bandes de freqüències més rellevants, basat en la identificació i la maximització de les relacions d'independència per mitjà de criteris discriminabilitat, per tal d'optimitzar el conjunt del sistema. El sistema ha estat àmpliament avaluat sobre la base de dades de cara multiespectral, desenvolupada pel nostre propòsit. En aquest sentit s'ha suggerit l’ús d’un nou procediment de visualització per combinar diferents bandes per poder establir comparacions vàlides i donar informació estadística sobre el significat dels resultats. Aquest marc experimental ha permès més fàcilment la millora de la robustesa quan les condicions d’il·luminació eren diferents entre els processos d’entrament i test. De forma complementària, s’ha tractat la problemàtica de l’enfocament de les imatges en l'espectre tèrmic, en primer lloc, pel cas general de les imatges tèrmiques (o termogrames) i posteriorment pel cas concret dels termogrames facials, des dels punt de vista tant teòric com pràctic. En aquest sentit i per tal d'analitzar la qualitat d’aquests termogrames facials degradats per efectes de desenfocament, s'ha desenvolupat un últim algorisme. Els resultats experimentals recolzen fermament que la fusió d'imatges facials multiespectrals proposada assoleix un rendiment molt alt en diverses condicions d’il·luminació. Aquests resultats representen un nou avenç en l’aportació de solucions robustes quan es contemplen canvis en la il·luminació, i esperen poder inspirar a futures implementacions de sistemes de reconeixement facial precisos en escenaris no controlats.Postprint (published version