Roadmap on optical security

Postprint (author's final draft

Advancing iris biometric technology

PhD ThesisThe iris biometric is a well-established technology which is already in use in several nation-scale applications and it is still an active research area with several unsolved problems. This work focuses on three key problems in iris biometrics namely: segmentation, protection and cross-matching. Three novel methods in each of these areas are proposed and analyzed thoroughly. In terms of iris segmentation, a novel iris segmentation method is designed based on a fusion of an expanding and a shrinking active contour by integrating a new pressure force within the Gradient Vector Flow (GVF) active contour model. In addition, a new method for closed eye detection is proposed. The experimental results on the CASIA V4, MMU2, UBIRIS V1 and UBIRIS V2 databases show that the proposed method achieves state-of-theart results in terms of segmentation accuracy and recognition performance while being computationally more efficient. In this context, improvements by 60.5%, 42% and 48.7% are achieved in segmentation accuracy for the CASIA V4, MMU2 and UBIRIS V1 databases, respectively. For the UBIRIS V2 database, a superior time reduction is reported (85.7%) while maintaining a similar accuracy. Similarly, considerable time improvements by 63.8%, 56.6% and 29.3% are achieved for the CASIA V4, MMU2 and UBIRIS V1 databases, respectively. With respect to iris biometric protection, a novel security architecture is designed to protect the integrity of iris images and templates using watermarking and Visual Cryptography (VC). Firstly, for protecting the iris image, text which carries personal information is embedded in the middle band frequency region of the iris image using a novel watermarking algorithm that randomly interchanges multiple middle band pairs of the Discrete Cosine Transform (DCT). Secondly, for iris template protection, VC is utilized to protect the iii iris template. In addition, the integrity of the stored template in the biometric smart card is guaranteed by using the hash signatures. The proposed method has a minimal effect on the iris recognition performance of only 3.6% and 4.9% for the CASIA V4 and UBIRIS V1 databases, respectively. In addition, the VC scheme is designed to be readily applied to protect any biometric binary template without any degradation to the recognition performance with a complexity of only O(N). As for cross-spectral matching, a framework is designed which is capable of matching iris images in different lighting conditions. The first method is designed to work with registered iris images where the key idea is to synthesize the corresponding Near Infra-Red (NIR) images from the Visible Light (VL) images using an Artificial Neural Network (ANN) while the second method is capable of working with unregistered iris images based on integrating the Gabor filter with different photometric normalization models and descriptors along with decision level fusion to achieve the cross-spectral matching. A significant improvement by 79.3% in cross-spectral matching performance is attained for the UTIRIS database. As for the PolyU database, the proposed verification method achieved an improvement by 83.9% in terms of NIR vs Red channel matching which confirms the efficiency of the proposed method. In summary, the most important open issues in exploiting the iris biometric are presented and novel methods to address these problems are proposed. Hence, this work will help to establish a more robust iris recognition system due to the development of an accurate segmentation method working for iris images taken under both the VL and NIR. In addition, the proposed protection scheme paves the way for a secure iris images and templates storage. Moreover, the proposed framework for cross-spectral matching will help to employ the iris biometric in several security applications such as surveillance at-a-distance and automated watch-list identification.Ministry of Higher Education and Scientific Research in Ira

Roadmap on optical security

Information security and authentication are important challenges facing society. Recent attacks by hackers on the databases of large commercial and financial companies have demonstrated that more research and development of advanced approaches are necessary to deny unauthorized access to critical data. Free space optical technology has been investigated by many researchers in information security, encryption, and authentication. The main motivation for using optics and photonics for information security is that optical waveforms possess many complex degrees of freedom such as amplitude, phase, polarization, large bandwidth, nonlinear transformations, quantum properties of photons, and multiplexing that can be combined in many ways to make information encryption more secure and more difficult to attack. This roadmap article presents an overview of the potential, recent advances, and challenges of optical security and encryption using free space optics. The roadmap on optical security is comprised of six categories that together include 16 short sections written by authors who have made relevant contributions in this field. The first category of this roadmap describes novel encryption approaches, including secure optical sensing which summarizes double random phase encryption applications and flaws [Yamaguchi], the digital holographic encryption in free space optical technique which describes encryption using multidimensional digital holography [Nomura], simultaneous encryption of multiple signals [Pérez-Cabré], asymmetric methods based on information truncation [Nishchal], and dynamic encryption of video sequences [Torroba]. Asymmetric and one-way cryptosystems are analyzed by Peng. The second category is on compression for encryption. In their respective contributions, Alfalou and Stern propose similar goals involving compressed data and compressive sensing encryption. The very important area of cryptanalysis is the topic of the third category with two sections: Sheridan reviews phase retrieval algorithms to perform different attacks, whereas Situ discusses nonlinear optical encryption techniques and the development of a rigorous optical information security theory. The fourth category with two contributions reports how encryption could be implemented at the nano- or micro-scale. Naruse discusses the use of nanostructures in security applications and Carnicer proposes encoding information in a tightly focused beam. In the fifth category, encryption based on ghost imaging using single-pixel detectors is also considered. In particular, the authors [Chen, Tajahuerce] emphasize the need for more specialized hardware and image processing algorithms. Finally, in the sixth category, Mosk and Javidi analyze in their corresponding papers how quantum imaging can benefit optical encryption systems. Sources that use few photons make encryption systems much more difficult to attack, providing a secure method for authentication.Centro de Investigaciones ÓpticasConsejo Nacional de Investigaciones Científicas y Técnica

Automated framework for robust content-based verification of print-scan degraded text documents

Fraudulent documents frequently cause severe financial damages and impose security breaches to civil and government organizations. The rapid advances in technology and the widespread availability of personal computers has not reduced the use of printed documents. While digital documents can be verified by many robust and secure methods such as digital signatures and digital watermarks, verification of printed documents still relies on manual inspection of embedded physical security mechanisms.The objective of this thesis is to propose an efficient automated framework for robust content-based verification of printed documents. The principal issue is to achieve robustness with respect to the degradations and increased levels of noise that occur from multiple cycles of printing and scanning. It is shown that classic OCR systems fail under such conditions, moreover OCR systems typically rely heavily on the use of high level linguistic structures to improve recognition rates. However inferring knowledge about the contents of the document image from a-priori statistics is contrary to the nature of document verification. Instead a system is proposed that utilizes specific knowledge of the document to perform highly accurate content verification based on a Print-Scan degradation model and character shape recognition. Such specific knowledge of the document is a reasonable choice for the verification domain since the document contents are already known in order to verify them.The system analyses digital multi font PDF documents to generate a descriptive summary of the document, referred to as \Document Description Map" (DDM). The DDM is later used for verifying the content of printed and scanned copies of the original documents. The system utilizes 2-D Discrete Cosine Transform based features and an adaptive hierarchical classifier trained with synthetic data generated by a Print-Scan degradation model. The system is tested with varying degrees of Print-Scan Channel corruption on a variety of documents with corruption produced by repetitive printing and scanning of the test documents. Results show the approach achieves excellent accuracy and robustness despite the high level of noise

Roadmap on optical security

Information security and authentication are important challenges facing our society. Recent attacks by hackers on the databases of large commercial and financial companies have demonstrated that more research and developments of advanced approaches are necessary to deny unauthorized access to critical data. Free space optical technology has been investigated by many researchers in information security, encryption, and authentication. The main motivation for using optics and photonics for information security is that optical waveforms possess many complex degrees of freedom such as amplitude, phase, polarization, large bandwidth, nonlinear transformations, quantum properties of photons, and multiplexing that can be combined in many ways to make the information encryption more secure and more difficult to attack. This roadmap article presents an overview of the potential, recent advances, and the challenges of optical security and encryption using free space optics. The roadmap on optical security is comprised of six categories that together include 16 short sections written by authors who have made relevant contributions in this field. The first category of this roadmap describes novel encryption approaches, including secure optical sensing which summarizes double random phase encryption applications and flaws [Yamaguchi], digital holographic encryption in free space optical technique which describes encryption using multidimensional digital holography [Nomura], simultaneous encryption of multiple signals [Pérez-Cabré], asymmetric methods based on information truncation [Nishchal], and dynamic encryption of video sequences [Torroba]. Asymmetric and one-way cryptosystems are analyzed by Peng. The second category is on compression for encryption. In their respective contributions, Alfalou and Stern propose similar goals involving compressed data and compressive sensing encryption. The very important area of cryptanalysis is the topic of the third category with two sections: Sheridan reviews phase retrieval algorithms to perform different attacks, whereas Situ discusses nonlinear optical encryption techniques and the development of a rigorous optical information security theory. The fourth category with two contributions reports how encryption could be implemented in the nano- or microscale. Naruse discusses the use of nanostructures in security applications and Carnicer proposes encoding information in a tightly focused beam. In the fifth category, encryption based on ghost imaging using single-pixel detectors is also considered. In particular, the authors [Chen, Tajahuerce] emphasize the need for more specialized hardware and image processing algorithms. Finally, in the sixth category, Mosk and Javidi analyze in their corresponding papers how quantum imaging can benefit optical encryption systems. Sources that use few photons make encryption systems much more difficult to attack, providing a secure method for authentication

Soft computing applied to optimization, computer vision and medicine

Artificial intelligence has permeated almost every area of life in modern society, and its significance continues to grow. As a result, in recent years, Soft Computing has emerged as a powerful set of methodologies that propose innovative and robust solutions to a variety of complex problems. Soft Computing methods, because of their broad range of application, have the potential to significantly improve human living conditions. The motivation for the present research emerged from this background and possibility. This research aims to accomplish two main objectives: On the one hand, it endeavors to bridge the gap between Soft Computing techniques and their application to intricate problems. On the other hand, it explores the hypothetical benefits of Soft Computing methodologies as novel effective tools for such problems. This thesis synthesizes the results of extensive research on Soft Computing methods and their applications to optimization, Computer Vision, and medicine. This work is composed of several individual projects, which employ classical and new optimization algorithms. The manuscript presented here intends to provide an overview of the different aspects of Soft Computing methods in order to enable the reader to reach a global understanding of the field. Therefore, this document is assembled as a monograph that summarizes the outcomes of these projects across 12 chapters. The chapters are structured so that they can be read independently. The key focus of this work is the application and design of Soft Computing approaches for solving problems in the following: Block Matching, Pattern Detection, Thresholding, Corner Detection, Template Matching, Circle Detection, Color Segmentation, Leukocyte Detection, and Breast Thermogram Analysis. One of the outcomes presented in this thesis involves the development of two evolutionary approaches for global optimization. These were tested over complex benchmark datasets and showed promising results, thus opening the debate for future applications. Moreover, the applications for Computer Vision and medicine presented in this work have highlighted the utility of different Soft Computing methodologies in the solution of problems in such subjects. A milestone in this area is the translation of the Computer Vision and medical issues into optimization problems. Additionally, this work also strives to provide tools for combating public health issues by expanding the concepts to automated detection and diagnosis aid for pathologies such as Leukemia and breast cancer. The application of Soft Computing techniques in this field has attracted great interest worldwide due to the exponential growth of these diseases. Lastly, the use of Fuzzy Logic, Artificial Neural Networks, and Expert Systems in many everyday domestic appliances, such as washing machines, cookers, and refrigerators is now a reality. Many other industrial and commercial applications of Soft Computing have also been integrated into everyday use, and this is expected to increase within the next decade. Therefore, the research conducted here contributes an important piece for expanding these developments. The applications presented in this work are intended to serve as technological tools that can then be used in the development of new devices

Shot noise, refractive index tomography and aberrations estimation in digital holographic microscopy

The present thesis develops some specific aspects of digital holographic microscopy (DHM), namely the effect of shot noise on the phase image accuracy, the use of DHM in micro-tomography and in aberrations evaluation of a microscope objective (MO). DHM is an imaging technique, allowing to measure quantitatively the wavefront transmitted through or reflected by a specimen seen through a MO. A hologram, composed by the interference of the wave coming from the object with a reference wave, is recorded with a camera and then numerically processed to extract both amplitude and phase information. Thanks to its interferometric nature, DHM provides phase images, corresponding to a nanometric accuracy along the optical axis of the microscope, revealing extremely detailed information about the specimen surface in reflection configuration or its internal structure in transmission configuration. DHM has proven its efficiency on numerous applications fields going from cells biology to MEMS-MOEMS devices. In a first part, the use of DHM as metrological tools in the field of micro-optics testing is demonstrated. DHM measurement principle is compared with techniques employed in Twyman-Green, Mach-Zehnder, and white-light interferometers. Refractive microlenses are characterized with reflection DHM and the data are confronted with data obtained with standard interferometers. Specific features of DHM such as digital focussing, measurement of shape differences with respect to a perfect model, surface roughness measurements, and evaluation of a lens optical performance are discussed. The capability to image nonspherical lenses without modification of the optical setup, a key advantage of DHM against conventional interferometers, is demonstrated on a cylindrical mircrolens and a square lenses array. A second part treats the effect of shot noise in DHM. DHM is a single shot imaging technique, and its short hologram acquisition time (down to microseconds) offers a reduced sensitivity to vibrations. Real time observation is achievable, thanks to present performances of personal computers and digital camera. Fast dynamic imaging at low-light level involves few photons, requiring proper settings of the system (integration time and gain of the camera; power of the light source) to minimize the influence of shot noise on the hologram when the highest phase accuracy is aimed. With simulated and experimental data, a systematic analysis of the fundamental shot noise influence on phase accuracy in DHM is presented. Different configurations of the reference wave and the object wave intensities are also discussed, illustrating the detection limit and the coherent amplification of the object wave. In a third part, DHM has for the first time been applied to perform optical diffraction tomography of biological specimens: a pollen grain and living amoebas. Quantitative 2D phase images are acquired for regularly-spaced angular positions of the specimen covering a total angle of π, allowing to build 3D quantitative refractive index distributions by an inverse Radon transform. A precision of 0.01 for the refractive index estimation and a spatial resolution in the micron range are shown. For the amoebas, morphometric measurements are extracted from the tomographic reconstructions. The fourth part presents a DHM technique to determine the integral refractive index and morphology of cells. As the refractive index is a function of the cell dry mass, depending on the intra-cellular concentration and the organelles arrangement, the optical phase shift induced by the specimen on the transmitted wave can be regarded as a powerful endogenous contrast agent. The dual-wavelengths technique proposed in this thesis exploits the dispersion of the perfusion medium to obtain a set of equations, allowing decoupling the contributions of the refractive index and the cellular thickness to the total phase signal. The two wavelengths are chosen in the vicinity of the absorption peak of a dye added to the perfusion medium, where the absorption is accompanied by a strong variation of the refractive index as a function of the wavelength. The technique is demonstrated on yeasts. The last part exposes two methods capable of measuring the complex 3D amplitude point spread function (APSF) of an optical imaging system. The first approach consists in evaluating in amplitude and phase the image of a single emitting point, a 60 nm diameter tip of a Scanning Near Field Optical Microscopy (SNOM) fiber, with an original digital holographic setup. A single hologram giving access to the transverse APSF, the 3D APSF is obtained by performing an axial scan of the SNOM fiber. The method is demonstrated on an 20x 0.4 NA MO. For a 100x 1.3 NA MO, measurements performed with the new setup are compared with the prediction of an analytical aberrations model. The second method allows measuring the APSF of a MO with a single holographic acquisition of its pupil wavefront. The aberration function is extracted from this pupil measurement and then inserted in a scalar model of diffraction allowing to calculate the distribution of the complex wavefront propagated around the focal point. The results are compared with a direct measurement of the APSF achieved with the first proposed approach