Efficient Robust Adaptive Beamforming Algorithms for Sensor Arrays

Sensor array processing techniques have been an important research area in recent years. By using a sensor array of a certain configuration, we can improve the parameter estimation accuracy from the observation data in the presence of interference and noise. In this thesis, we focus on sensor array processing techniques that use antenna arrays for beamforming, which is the key task in wireless communications, radar and sonar systems. Firstly, we propose a low-complexity robust adaptive beamforming (RAB) technique which estimates the steering vector using a Low-Complexity Shrinkage-Based Mismatch Estimation (LOCSME) algorithm. The proposed LOCSME algorithm estimates the covariance matrix of the input data and the interference-plus-noise covariance (INC) matrix by using the Oracle Approximating Shrinkage (OAS) method. Secondly, we present cost-effective low-rank techniques for designing robust adaptive beamforming (RAB) algorithms. The proposed algorithms are based on the exploitation of the cross-correlation between the array observation data and the output of the beamformer. Thirdly, we propose distributed beamforming techniques that are based on wireless relay systems. Algorithms that combine relay selections and SINR maximization or Minimum Mean-Square- Error (MMSE) consensus are developed, assuming the relay systems are under total relay transmit power constraint. Lastly, we look into the research area of robust distributed beamforming (RDB) and develop a novel RDB approach based on the exploitation of the cross-correlation between the received data at the relays and the destination and a subspace projection method to estimate the channel errors, namely, the cross-correlation and subspace projection (CCSP) RDB technique, which efficiently maximizes the output SINR and minimizes the channel errors. Simulation results show that the proposed techniques outperform existing techniques in various performance metrics

Multi-Step Knowledge-Aided Iterative ESPRIT for Direction Finding

In this work, we propose a subspace-based algorithm for DOA estimation which iteratively reduces the disturbance factors of the estimated data covariance matrix and incorporates prior knowledge which is gradually obtained on line. An analysis of the MSE of the reshaped data covariance matrix is carried out along with comparisons between computational complexities of the proposed and existing algorithms. Simulations focusing on closely-spaced sources, where they are uncorrelated and correlated, illustrate the improvements achieved.Comment: 7 figures. arXiv admin note: text overlap with arXiv:1703.1052

A Generalized Framework on Beamformer Design and CSI Acquisition for Single-Carrier Massive MIMO Systems in Millimeter Wave Channels

In this paper, we establish a general framework on the reduced dimensional channel state information (CSI) estimation and pre-beamformer design for frequency-selective massive multiple-input multiple-output MIMO systems employing single-carrier (SC) modulation in time division duplex (TDD) mode by exploiting the joint angle-delay domain channel sparsity in millimeter (mm) wave frequencies. First, based on a generic subspace projection taking the joint angle-delay power profile and user-grouping into account, the reduced rank minimum mean square error (RR-MMSE) instantaneous CSI estimator is derived for spatially correlated wideband MIMO channels. Second, the statistical pre-beamformer design is considered for frequency-selective SC massive MIMO channels. We examine the dimension reduction problem and subspace (beamspace) construction on which the RR-MMSE estimation can be realized as accurately as possible. Finally, a spatio-temporal domain correlator type reduced rank channel estimator, as an approximation of the RR-MMSE estimate, is obtained by carrying out least square (LS) estimation in a proper reduced dimensional beamspace. It is observed that the proposed techniques show remarkable robustness to the pilot interference (or contamination) with a significant reduction in pilot overhead

Two-Stage Subspace Constrained Precoding in Massive MIMO Cellular Systems

We propose a subspace constrained precoding scheme that exploits the spatial channel correlation structure in massive MIMO cellular systems to fully unleash the tremendous gain provided by massive antenna array with reduced channel state information (CSI) signaling overhead. The MIMO precoder at each base station (BS) is partitioned into an inner precoder and a Transmit (Tx) subspace control matrix. The inner precoder is adaptive to the local CSI at each BS for spatial multiplexing gain. The Tx subspace control is adaptive to the channel statistics for inter-cell interference mitigation and Quality of Service (QoS) optimization. Specifically, the Tx subspace control is formulated as a QoS optimization problem which involves an SINR chance constraint where the probability of each user's SINR not satisfying a service requirement must not exceed a given outage probability. Such chance constraint cannot be handled by the existing methods due to the two stage precoding structure. To tackle this, we propose a bi-convex approximation approach, which consists of three key ingredients: random matrix theory, chance constrained optimization and semidefinite relaxation. Then we propose an efficient algorithm to find the optimal solution of the resulting bi-convex approximation problem. Simulations show that the proposed design has significant gain over various baselines.Comment: 13 pages, accepted by IEEE Transactions on Wireless Communication