The electronically steerable parasitic array radiator antenna for wireless communications : signal processing and emerging techniques

Smart antenna technology is expected to play an important role in future wireless communication networks in order to use the spectrum efficiently, improve the quality of service, reduce the costs of establishing new wireless paradigms and reduce the energy consumption in wireless networks. Generally, smart antennas exploit multiple widely spaced active elements, which are connected to separate radio frequency (RF) chains. Therefore, they are only applicable to base stations (BSs) and access points, by contrast with modern compact wireless terminals with constraints on size, power and complexity. This dissertation considers an alternative smart antenna system the electronically steerable parasitic array radiator (ESPAR) which uses only a single RF chain, coupled with multiple parasitic elements. The ESPAR antenna is of significant interest because of its flexibility in beamforming by tuning a number of easy-to-implement reactance loads connected to parasitic elements; however, parasitic elements require no expensive RF circuits. This work concentrates on the study of the ESPAR antenna for compact transceivers in order to achieve some emerging techniques in wireless communications. The work begins by presenting the work principle and modeling of the ESPAR antenna and describes the reactance-domain signal processing that is suited to the single active antenna array, which are fundamental factors throughout this thesis. The major contribution in this chapter is the adaptive beamforming method based on the ESPAR antenna. In order to achieve fast convergent beamforming for the ESPAR antenna, a modified minimum variance distortionless response (MVDR) beamfomer is proposed. With reactance-domain signal processing, the ESPAR array obtains a correlation matrix of receive signals as the input to the MVDR optimization problem. To design a set of feasible reactance loads for a desired beampattern, the MVDR optimization problem is reformulated as a convex optimization problem constraining an optimized weight vector close to a feasible solution. Finally, the necessary reactance loads are optimized by iterating the convex problem and a simple projector. In addition, the generic algorithm-based beamforming method has also studied for the ESPAR antenna. Blind interference alignment (BIA) is a promising technique for providing an optimal degree of freedom in a multi-user, multiple-inputsingle-output broadcast channel, without the requirements of channel state information at the transmitters. Its key is antenna mode switching at the receive antenna. The ESPAR antenna is able to provide a practical solution to beampattern switching (one kind of antenna mode switching) for the implementation of BIA. In this chapter, three beamforming methods are proposed for providing the required number of beampatterns that are exploited across one super symbol for creating the channel fluctuation patterns seen by receivers. These manually created channel fluctuation patterns are jointly combined with the designed spacetime precoding in order to align the inter-user interference. Furthermore, the directional beampatterns designed in the ESPAR antenna are demonstrated to improve the performance of BIA by alleviating the noise amplification. The ESPAR antenna is studied as the solution to interference mitigation in small cell networks. Specifically, ESPARs analog beamforming presented in the previous chapter is exploited to suppress inter-cell interference for the system scenario, scheduling only one user to be served by each small BS at a single time. In addition, the ESPAR-based BIA is employed to mitigate both inter-cell and intracell interference for the system scenario, scheduling a small number of users to be simultaneously served by each small BS for a single time. In the cognitive radio (CR) paradigm, the ESPAR antenna is employed for spatial spectrum sensing in order to utilize the new angle dimension in the spectrum space besides the conventional frequency, time and space dimensions. The twostage spatial spectrum sensing method is proposed based on the ESPAR antenna being targeted at identifying white spectrum space, including the new angle dimension. At the first stage, the occupancy of a specific frequency band is detected by conventional spectrum-sensing methods, including energy detector and eigenvalue-based methods implemented with the switched-beam ESPAR antenna. With the presence of primary users, their directions are estimated at the second stage, by high-resolution angle-of-arrival (AoA) estimation algorithms. Specifically, the compressive sensing technology has been studied for AoA detection with the ESPAR antenna, which is demonstrated to provide high-resolution estimation results and even to outperform the reactance-domain multiple signal classification

Beam Selection and Discrete Power Allocation in Opportunistic Cognitive Radio Systems with Limited Feedback Using ESPAR Antennas

We consider an opportunistic cognitive radio (CR) system consisting of a primary user (PU), secondary transmitter (SUtx), and secondary receiver (SUrx), where SUtx is equipped with an electrically steerable parasitic array radiator (ESPAR) antenna with the capability of choosing one beam among M beams for sensing and communication, and there is a limited feedback channel from SUrx to SUtx. Taking a holistic approach, we develop a framework for integrated sector-based spectrum sensing and sector-based data communication. Upon sensing the channel busy, SUtx determines the beam corresponding to PU's orientation. Upon sensing the channel idle, SUtx transmits data to SUrx, using the selected beam corresponding to the strongest channel between SUtx and SUrx. We formulate a constrained optimization problem, where SUtx-SUrx link ergodic capacity is maximized, subject to average transmit and interference power constraints, and the optimization variables are sensing duration, thresholds of channel quantizer at SUrx, and transmit power levels at SUtx. Since this problem is non-convex we develop a suboptimal computationally efficient iterative algorithm to find the solution. Our results demonstrate that our CR system yields a significantly higher capacity, and lower outage and symbol error probabilities, compared with a CR system that its SUtx has an omni-directional antenna.Comment: This paper has been submitted to IEEE Transactions on Cognitive Communications and Networkin

Generic Multiuser Coordinated Beamforming for Underlay Spectrum Sharing

The beamforming techniques have been recently studied as possible enablers for underlay spectrum sharing. The existing beamforming techniques have several common limitations: they are usually system model specific, cannot operate with arbitrary number of transmit/receive antennas, and cannot serve arbitrary number of users. Moreover, the beamforming techniques for underlay spectrum sharing do not consider the interference originating from the incumbent primary system. This work extends the common underlay sharing model by incorporating the interference originating from the incumbent system into generic combined beamforming design that can be applied on interference, broadcast or multiple access channels. The paper proposes two novel multiuser beamforming algorithms for user fairness and sum rate maximization, utilizing newly derived convex optimization problems for transmit and receive beamformers calculation in a recursive optimization. Both beamforming algorithms provide efficient operation for the interference, broadcast and multiple access channels, as well as for arbitrary number of antennas and secondary users in the system. Furthermore, the paper proposes a successive transmit/receive optimization approach that reduces the computational complexity of the proposed recursive algorithms. The results show that the proposed complexity reduction significantly improves the convergence rates and can facilitate their operation in scenarios which require agile beamformers computation.Comment: 30 pages, 5 figure

MIMO Transmission for Single-fed ESPAR with Quantized Loads

Compact parasitic arrays in the form of electronically steerable parasitic antenna radiators (ESPARs) have emerged as a new antenna structure that achieves multipleinput- multiple-output (MIMO) transmission with a single RF chain. In this paper, we study the application of precoding on practical ESPARs, where the antennas are equipped with load impedances of quantized values. We analytically study the impact of the quantization on the system performance, where it is shown that while ideal ESPARs with ideal loads can achieve a similar performance to conventional MIMO, the performance of ESPARs will be degraded when only loads with quantized values are available. We further extend the performance analysis to imperfect channel state information (CSI). In order to alleviate the performance loss, we propose to approximate the ideal current vector by optimization, where a closed-form solution is further obtained. This enables the use of ESPARs in practice with quantized loads. Simulation results validate our analysis and show that a significant performance gain can be achieved with the proposed scheme over ESPARs with quantized loads. Finally, the tradeoff between performance and power consumption is shown to be favorable for the proposed ESPAR approaches compared to conventional MIMO, as evidenced by our energy efficiency results

3D BEAMSTEERING LOW COMPLEXITY RECONFIGURABLE MULTILEVEL ANTENNA

The main idea of the thesis is to develop a new reconfigurable antenna that makes beamsteering in 3D, with the minimum number of possible switches (maximum 9) and as simple as possible for use in a car vehicle. The design will explore an active dipole located in the center of the antenna (which is fed by a tapered balun), and 4 parasitic dipoles around, placed so that the steering can be done in 9 3D directions according to which parasites we activate by means of switches. The basic idea is to study the physical principle of double reflection, the first reflection due toBeamforming, in its many variants, is a key spatial processing technique to improve user throughput, system capacity, system coverage as well as reducing interference. Simple architectures enabling beamforming either in predefined or arbitrary directions are very desirable for the Fifth Generation of Mobile Communications (5G) to boost power efficiency. Furthermore, it is expected that the number of 5G mobile subscribers grows from 5 million in 2019 to nearly 600 million by 2023, increasing traffic, connections density, and latency which will increase the demand of capacity to the network. Therefore, a broadband intelligent antenna must be at the basis to provide reliable data service, capable to adapt the antenna's capabilities to environment changes. The scope of this thesis focuses on a novel multilevel reconfigurable antenna incorporating beamsteering capabilities by using the lowest number of switches possible

Exploiting Constructive Mutual Coupling in P2P MIMO by Analog-Digital Phase Alignment

In this paper, we propose a joint analog-digital (A/D) beamforming scheme for the point-to-point multiple-input-multiple-output system, where we exploit mutual coupling by optimizing the load impedances of the transmit antennas. Contrary to the common conception that mutual coupling strictly harms the system performance, we show that mutual coupling can be beneficial by exploiting the concept of constructive interference. By changing the value of each load impedance for the antenna array based on convex optimization, the mutual coupling effect can be manipulated so that the resulting interference aligns constructively to the useful signal vector. We first prove that the full elimination of mutual coupling effect is not achievable solely by tuning the values of the antenna load impedances. We then introduce the proposed A/D scheme for both PSK and QAM modulations, where performance gains with respect to conventional techniques are obtained. The implementation of the proposed schemes is also discussed, where a lookup table can be built to efficiently apply the calculated load impedances. The numerical results show that the proposed schemes can achieve an improved performance compared to systems with fixed mutual coupling, especially when the antenna spacing is small