Document Image Analysis for World War II Personal Records

Complete collections of invaluable documents of unique historical and political significance are decaying and at the same time they are virtually inaccessible, necessitating the invention of robust and efficient methods for their conversion into a searchable electronic form. This paper presents the issues encountered and problems addressed in the MEMORIAL project, whose goal is the establishment of a digital document workbench enabling the creation of distributed virtual archives based on documents existing in libraries, archives, museums, memorials, and public record offices. Successful approaches are described in the context of the chosen data class: a variety of typewritten documents containing personal information relating to the presence of individuals in World War II Nazi concentration camps

Use of colour for hand-filled form analysis and recognition

Colour information in form analysis is currently under utilised. As technology has advanced and computing costs have reduced, the processing of forms in colour has now become practicable. This paper describes a novel colour-based approach to the extraction of filled data from colour form images. Images are first quantised to reduce the colour complexity and data is extracted by examining the colour characteristics of the images. The improved performance of the proposed method has been verified by comparing the processing time, recognition rate, extraction precision and recall rate to that of an equivalent black and white system

Autonomous Cleaning of Corrupted Scanned Documents - A Generative Modeling Approach

We study the task of cleaning scanned text documents that are strongly corrupted by dirt such as manual line strokes, spilled ink etc. We aim at autonomously removing dirt from a single letter-size page based only on the information the page contains. Our approach, therefore, has to learn character representations without supervision and requires a mechanism to distinguish learned representations from irregular patterns. To learn character representations, we use a probabilistic generative model parameterizing pattern features, feature variances, the features' planar arrangements, and pattern frequencies. The latent variables of the model describe pattern class, pattern position, and the presence or absence of individual pattern features. The model parameters are optimized using a novel variational EM approximation. After learning, the parameters represent, independently of their absolute position, planar feature arrangements and their variances. A quality measure defined based on the learned representation then allows for an autonomous discrimination between regular character patterns and the irregular patterns making up the dirt. The irregular patterns can thus be removed to clean the document. For a full Latin alphabet we found that a single page does not contain sufficiently many character examples. However, even if heavily corrupted by dirt, we show that a page containing a lower number of character types can efficiently and autonomously be cleaned solely based on the structural regularity of the characters it contains. In different examples using characters from different alphabets, we demonstrate generality of the approach and discuss its implications for future developments.Comment: oral presentation and Google Student Travel Award; IEEE conference on Computer Vision and Pattern Recognition 201

MIDV-2020: A Comprehensive Benchmark Dataset for Identity Document Analysis

Identity documents recognition is an important sub-field of document analysis, which deals with tasks of robust document detection, type identification, text fields recognition, as well as identity fraud prevention and document authenticity validation given photos, scans, or video frames of an identity document capture. Significant amount of research has been published on this topic in recent years, however a chief difficulty for such research is scarcity of datasets, due to the subject matter being protected by security requirements. A few datasets of identity documents which are available lack diversity of document types, capturing conditions, or variability of document field values. In addition, the published datasets were typically designed only for a subset of document recognition problems, not for a complex identity document analysis. In this paper, we present a dataset MIDV-2020 which consists of 1000 video clips, 2000 scanned images, and 1000 photos of 1000 unique mock identity documents, each with unique text field values and unique artificially generated faces, with rich annotation. For the presented benchmark dataset baselines are provided for such tasks as document location and identification, text fields recognition, and face detection. With 72409 annotated images in total, to the date of publication the proposed dataset is the largest publicly available identity documents dataset with variable artificially generated data, and we believe that it will prove invaluable for advancement of the field of document analysis and recognition. The dataset is available for download at ftp://smartengines.com/midv-2020 and http://l3i-share.univ-lr.fr

Electronic marking and identification techniques to discourage document copying

Modern computer networks make it possible to distribute documents quickly and economically by electronic means rather than by conventional paper means. However, the widespread adoption of electronic distribution of copyrighted material is currently impeded by the ease of illicit copying and dissemination. In this paper we propose techniques that discourage illicit distribution by embedding each document with a unique codeword. Our encoding techniques are indiscernible by readers, yet enable us to identify the sanctioned recipient of a document by examination of a recovered document. We propose three coding methods, describe one in detail, and present experimental results showing that our identification techniques are highly reliable, even after documents have been photocopied

Registration and categorization of camera captured documents

Camera captured document image analysis concerns with processing of documents captured with hand-held sensors, smart phones, or other capturing devices using advanced image processing, computer vision, pattern recognition, and machine learning techniques. As there is no constrained capturing in the real world, the captured documents suffer from illumination variation, viewpoint variation, highly variable scale/resolution, background clutter, occlusion, and non-rigid deformations e.g., folds and crumples. Document registration is a problem where the image of a template document whose layout is known is registered with a test document image. Literature in camera captured document mosaicing addressed the registration of captured documents with the assumption of considerable amount of single chunk overlapping content. These methods cannot be directly applied to registration of forms, bills, and other commercial documents where the fixed content is distributed into tiny portions across the document. On the other hand, most of the existing document image registration methods work with scanned documents under affine transformation. Literature in document image retrieval addressed categorization of documents based on text, figures, etc. However, the scalability of existing document categorization methodologies based on logo identification is very limited. This dissertation focuses on two problems (i) registration of captured documents where the overlapping content is distributed into tiny portions across the documents and (ii) categorization of captured documents into predefined logo classes that scale to large datasets using local invariant features. A novel methodology is proposed for the registration of user defined Regions Of Interest (ROI) using corresponding local features from their neighborhood. The methodology enhances prior approaches in point pattern based registration, like RANdom SAmple Consensus (RANSAC) and Thin Plate Spline-Robust Point Matching (TPS-RPM), to enable registration of cell phone and camera captured documents under non-rigid transformations. Three novel aspects are embedded into the methodology: (i) histogram based uniformly transformed correspondence estimation, (ii) clustering of points located near the ROI to select only close by regions for matching, and (iii) validation of the registration in RANSAC and TPS-RPM algorithms. Experimental results on a dataset of 480 images captured using iPhone 3GS and Logitech webcam Pro 9000 have shown an average registration accuracy of 92.75% using Scale Invariant Feature Transform (SIFT). Robust local features for logo identification are determined empirically by comparisons among SIFT, Speeded-Up Robust Features (SURF), Hessian-Affine, Harris-Affine, and Maximally Stable Extremal Regions (MSER). Two different matching methods are presented for categorization: matching all features extracted from the query document as a single set and a segment-wise matching of query document features using segmentation achieved by grouping area under intersecting dense local affine covariant regions. The later approach not only gives an approximate location of predicted logo classes in the query document but also helps to increase the prediction accuracies. In order to facilitate scalability to large data sets, inverted indexing of logo class features has been incorporated in both approaches. Experimental results on a dataset of real camera captured documents have shown a peak 13.25% increase in the F–measure accuracy using the later approach as compared to the former