16 research outputs found
Coordinated Beamforming with Relaxed Zero Forcing: The Sequential Orthogonal Projection Combining Method and Rate Control
In this paper, coordinated beamforming based on relaxed zero forcing (RZF)
for K transmitter-receiver pair multiple-input single-output (MISO) and
multiple-input multiple-output (MIMO) interference channels is considered. In
the RZF coordinated beamforming, conventional zero-forcing interference leakage
constraints are relaxed so that some predetermined interference leakage to
undesired receivers is allowed in order to increase the beam design space for
larger rates than those of the zero-forcing (ZF) scheme or to make beam design
feasible when ZF is impossible. In the MISO case, it is shown that the
rate-maximizing beam vector under the RZF framework for a given set of
interference leakage levels can be obtained by sequential orthogonal projection
combining (SOPC). Based on this, exact and approximate closed-form solutions
are provided in two-user and three-user cases, respectively, and an efficient
beam design algorithm for RZF coordinated beamforming is provided in general
cases. Furthermore, the rate control problem under the RZF framework is
considered. A centralized approach and a distributed heuristic approach are
proposed to control the position of the designed rate-tuple in the achievable
rate region. Finally, the RZF framework is extended to MIMO interference
channels by deriving a new lower bound on the rate of each user.Comment: Lemma 1 proof corrected; a new SOPC algorithm invented; K > N case
considere
Advanced Signal Processing Techniques for Two-Way Relaying Networks and Full-Duplex Communication Systems
Sehr hohe Datenraten und ständig verfügbare Netzabdeckung in
zukünftigen drahtlosen Netzwerken erfordern neue Algorithmen auf der
physischen Schicht. Die Nutzung von Relais stellt ein vielversprechendes
Verfahren dar, da die Netzabdeckung gesteigert werden kann. Zusätzlich
steht hierdurch im Vergleich zu Kupfer- oder Glasfaserleitungen eine
preiswerte Lösung zur Anbindung an die Netzinfrastruktur zur Verfügung.
Traditionelle Einwege-Relais-Techniken (One-Way Relaying [OWR]) nutzen
Halbduplex-Verfahren (HD-Verfahren), welche das Übertragungssystem
ausbremst und zu spektralen Verlusten führt. Einerseits erlauben es
Zweiwege-Relais-Techniken (Two-Way Relaying [TWR]), simultan sowohl an das
Relais zu senden als auch von diesem zu empfangen, wodurch im Vergleich zu
OWR das Spektrum effizienter genutzt wird. Aus diesem Grunde untersuchen
wir Zweiwege-Relais und im Speziellen TWR-Systeme für den
Mehrpaar-/Mehrnutzer-Betrieb unter Nutzung von Amplify-and-forward-Relais
(AF-Relais). Derartige Szenarien leiden unter Interferenzen zwischen Paaren
bzw. zwischen Nutzern. Um diesen Interferenzen Herr zu werden, werden
hochentwickelte Signalverarbeitungsalgorithmen – oder in anderen Worten
räumliche Mehrfachzugriffsverfahren (Spatial Division Multiple Access
[SDMA]) – benötigt. Andererseits kann der spektrale Verlust durch den
HD-Betrieb auch kompensiert werden, wenn das Relais im Vollduplexbetrieb
arbeitet. Nichtsdestotrotz ist ein FD-Gerät in der Praxis aufgrund starker
interner Selbstinterferenz (SI) und begrenztem Dynamikumfang des
Tranceivers schwer zu realisieren. Aus diesem Grunde sollten
fortschrittliche Verfahren zur SI-Ünterdrückung entwickelt werden. Diese
Dissertation trägt diesen beiden Zielen Rechnung, indem optimale und/oder
effiziente algebraische Lösungen entwickelt werden, welche verschiedenen
Nutzenfunktionen, wie Summenrate und minimale Sendeleistung, maximieren.Im
ersten Teil studieren wir zunächst Mehrpaar-TWR-Netzwerke mit einem
einzelnen Mehrantennen-AF-Relais. Dieser Anwendungsfall kann auch so
betrachtet werden, dass sich mehrere verschiedene Dienstoperatoren Relais
und Spektrum teilen, wobei verschiedene Nutzerpaare zu verschiedenen
Dienstoperatoren gehören. Aktuelle Ansätzen zielen auf
Interferenzunterdrückung ab. Wir schlagen ein auf Projektion basiertes
Verfahren zur Trennung mehrerer Dienstoperatoren (projection based
separation of multiple operators [ProBaSeMO]) vor. ProBaSeMO ist leicht
anpassbar für den Fall, dass jeder Nutzer mehrere Antennen besitzt oder
unterschiedliche Systemdesignkriterien angewendet werden müssen. Als
Bewertungsmaßstab für ProBaSeMO entwickeln wir optimale Algorithmen zur
Maximierung der Summenrate, zur Minimierung der Sendeleistung am Relais
oder zur Maximierung des minimalen
Signal-zu-Interferenz-und-Rausch-Verhältnisses (Signal to Interference and
Noise Ratio [SINR]) am Nutzer. Zur Maximierung der Summenrate wurden
spezifische gradientenbasierte Methoden entwickelt, die unabhängig davon
sind, ob ein Nutzer mit einer oder mehr Antennen ausgestattet ist. Um im
Falle eines „Worst-Case“ immer noch eine polynomielle Laufzeit zu
garantieren, entwickelten wir einen Algorithmus mit polynomieller Laufzeit.
Dieser ist inspiriert von der „Polynomial Time Difference of Convex
Functions“-Methode (POTDC-Methode). Bezüglich der Summenrate des Systems
untersuchen wir zuletzt, welche Bedingungen erfüllt sein müssen, um einen
Gewinn durch gemeinsames Nutzen zu erhalten. Hiernach untersuchen wir die
Maximierung der Summenrate eines Mehrpaar-TWR-Netzwerkes mit mehreren
Einantennen-AF-Relais und Einantennen-Nutzern. Das daraus resultierende
Problem der Summenraten-Maximierung, gebunden an eine bestimmte
Gesamtsendeleistung aller Relais im Netzwerk, ist ähnlich dem des
vorangegangenen Szenarios. Dementsprechend kann eine optimale Lösung für
das eine Szenario auch für das jeweils andere Szenario genutzt werden.
Weiterhin werden basierend auf dem Polynomialzeitalgorithmus global
optimale Lösungen entwickelt. Diese Lösungen sind entweder an eine
maximale Gesamtsendeleistung aller Relais oder an eine maximale
Sendeleistung jedes einzelnen Relais gebunden. Zusätzlich entwickeln wir
suboptimale Lösungen, die effizient in ihrer Laufzeit sind und eine
Approximation der optimalen Lösung darstellen. Hiernach verlegen wir unser
Augenmerk auf ein Mehrpaar-TWR-Netzwerk mit mehreren Mehrantennen-AF-Relais
und mehreren Repeatern. Solch ein Szenario ist allgemeiner, da die
vorherigen beiden Szenarien als spezielle Realisierungen dieses Szenarios
aufgefasst werden können. Das Interferenz-Management in diesem Szenario
ist herausfordernder aufgrund der vorhandenen Repeater.
Interferenzneutralisierung (IN) stellt eine Lösung dar, um diese Art
Interferenz zu handhaben. Im Zuge dessen werden notwendige und ausreichende
Bedingungen zur Aufhebung der Interferenz hergeleitet. Weiterhin wird ein
Framework entwickelt, dass verschiedene Systemnutzenfunktionen optimiert,
wobei IN im jeweiligen Netzwerk vorhanden sein kann oder auch nicht. Dies
ist unabhängig davon, ob die Relais einer maximalen Gesamtsendeleistung
oder einer individuellen maximalen Sendeleistung unterliegen. Letztendlich
entwickeln wir ein Übertragungsverfahren sowie ein Vorkodier- und
Dekodierverfahren für Basisstationen (BS) in einem TWR-assistierten
Mehrbenutzer-MIMO-Downlink-Kanal. Im Vergleich mit dem
Mehrpaar-TWR-Netzwerk leidet dieses Szenario unter Interferenzen zwischen
den Kanälen. Wir entwickeln drei suboptimale Algorithmen, welche auf
Kanalinversion basieren. ProBaSeMO und „Zero-Forcing Dirty Paper
Coding“ (ZFDPC), welche eine geringe Zeitkomplexität aufweisen, schaffen
eine Balance zwischen Leistungsfähigkeit und Komplexität. Zusätzlich
gibt es jeweils nur geringe Einbrüche in stark beanspruchten
Kommunikationssystemen.Im zweiten Teil untersuchen wir Techniken zur
SI-Unterdrückung, um den FD-Gewinn in einem Punkt-zu-Punkt-System
auszunutzen. Zunächst entwickeln wir ein Übertragungsverfahren, dass auf
SI Rücksicht nimmt und die SI-Unterdrückung gegen den Multiplexgewinn
abwägt. Die besten Ergebnisse werden durch die perfekte Kenntnis des
Kanals erzielt, was praktisch nicht genau der Fall ist. Aus diesem Grund
werden Übertragungstechniken für den „Worst Case“ entwickelt, die den
Kanalschätzfehlern Rechnung tragen. Diese Fehler werden deterministisch
modelliert und durch Ellipsoide beschränkt. In praktischen Szenarien ist
der HF-Schaltkreise nicht perfekt. Dies hat Einfluss auf die Verfahren zur
SI-Unterdrückung und führt zu einer Restselbstinterferenz. Wir entwickeln
effiziente Übertragungstechniken mittels Beamforming, welche auf dem
Signal-zu-Verlust-und-Rausch-Verhältnis (signal to leakage plus noise
ratio [SLNR]) aufbauen, um Unvollkommenheiten der HF-Schaltkreise
auszugleichen. Zusätzlich können alle Designkonzepte auf FD-OWR-Systeme
erweitert werden.To enable ultra-high data rate and ubiquitous coverage in future wireless
networks, new physical layer techniques are desired. Relaying is a
promising technique for future wireless networks since it can boost the
coverage and can provide low cost wireless backhauling solutions, as
compared to traditional wired backhauling solutions via fiber and copper.
Traditional one-way relaying (OWR) techniques suffer from the spectral loss
due to the half-duplex (HD) operation at the relay. On one hand, two-way
relaying (TWR) allows the communication partners to transmit to and/or
receive from the relay simultaneously and thus uses the spectrum more
efficiently than OWR. Therefore, we study two-way relays and more
specifically multi-pair/multi-user TWR systems with amplify-and-forward
(AF) relays. These scenarios suffer from inter-pair or inter-user
interference. To deal with the interference, advanced signal processing
algorithms, in other words, spatial division multiple access (SDMA)
techniques, are desired. On the other hand, if the relay is a full-duplex
(FD) relay, the spectral loss due to a HD operation can also be
compensated. However, in practice, a FD device is hard to realize due to
the strong loop-back self-interference and the limited dynamic range at the
transceiver. Thus, advanced self-interference suppression techniques should
be developed. This thesis contributes to the two goals by developing
optimal and/or efficient algebraic solutions for different scenarios
subject to different utility functions of the system, e.g., sum rate
maximization and transmit power minimization. In the first part of this
thesis, we first study a multi-pair TWR network with a multi-antenna AF
relay. This scenario can be also treated as the sharing of the relay and
the spectrum among multiple operators assuming that different pairs of
users belong to different operators. Existing approaches focus on
interference suppression. We propose a projection based separation of
multiple operators (ProBaSeMO) scheme, which can be easily extended when
each user has multiple antennas or when different system design criteria
are applied. To benchmark the ProBaSeMO scheme, we develop optimal relay
transmit strategies to maximize the system sum rate, minimize the required
transmit power at the relay, or maximize the minimum signal to interference
plus noise ratio (SINR) of the users. Specifically for the sum rate
maximization problem, gradient based methods are developed regardless
whether each user has a single antenna or multiple antennas. To guarantee a
worst-case polynomial time solution, we also develop a polynomial time
algorithm which has been inspired by the polynomial time difference of
convex functions (POTDC) method. Finally, we analyze the conditions for
obtaining the sharing gain in terms of the sum rate. Then we study the sum
rate maximization problem of a multi-pair TWR network with multiple single
antenna AF relays and single antenna users. The resulting sum rate
maximization problem, subject to a total transmit power constraint of the
relays in the network, yields a similar problem structure as in the
previous scenario. Therefore the optimal solution for one scenario can be
used for the other. Moreover, a global optimal solution, which is based on
the polyblock approach, and several suboptimal solutions, which are more
computationally efficient and approximate the optimal solution, are
developed when there is a total transmit power constraint of the relays in
the network or each relay has its own transmit power constraint. We then
shift our focus to a multi-pair TWR network with multiple multi-antenna AF
relays and multiple dumb repeaters. This scenario is more general because
the previous two scenarios can be seen as special realizations of this
scenario. The interference management in this scenario is more challenging
due to the existence of the repeaters. Interference neutralization (IN) is
a solution for dealing with this kind of interference. Thereby, necessary
and sufficient conditions for neutralizing the interference are derived.
Moreover, a general framework to optimize different system utility
functions in this network with or without IN is developed regardless
whether the AF relays in the network have a total transmit power limit or
individual transmit power limits. Finally, we develop the relay transmit
strategy as well as base station (BS) precoding and decoding schemes for a
TWR assisted multi-user MIMO (MU-MIMO) downlink channel. Compared to the
multi-pair TWR network, this scenario suffers from the co-channel
interference. We develop three suboptimal algorithms which are based on
channel inversion, ProBaSeMO and zero-forcing dirty paper coding (ZFDPC),
which has a low computational complexity, provides a balance between the
performance and the complexity, and suffers only a little when the system
is heavily loaded, respectively.In the second part of this thesis, we
investigate self-interference (SI) suppression techniques to exploit the FD
gain for a point-to-point MIMO system. We first develop SI aware transmit
strategies, which provide a balance between the SI suppression and the
multiplexing gain of the system. To get the best performance, perfect
channel state information (CSI) is needed, which is imperfect in practice.
Thus, worst case transmit strategies to combat the imperfect CSI are
developed, where the CSI errors are modeled deterministically and bounded
by ellipsoids. In real word applications, the RF chain is imperfect. This
affects the performance of the SI suppression techniques and thus results
in residual SI. We develop efficient transmit beamforming techniques, which
are based on the signal to leakage plus noise ratio (SLNR) criterion, to
deal with the imperfections in the RF chain. All the proposed design
concepts can be extended to FD OWR systems
Multiantenna Downlink Interference Management for Next Generation Mobile Networks
Department of Electrical EngineeringIn downlink multi-input single-output (MISO) networks, achieving optimal sum-rate with limited channel state information (CSI) is still a challenge even with a single user per cell. In this dissertation, three cooperative downlink multicell MISO beamforming schemes are proposed with highly limited information exchange among the base stations (BSs) to maximize the sum-rate. In the proposed schemes, each BS can design its beamforming vector with only local CSI based on limited information exchange on CSI. Unlike previous studies, the proposed beamforming designs are non-iterative and do not require any vector or matrix feedback but require only quantized scalar information.
In the first work, the beamforming vector at each BS is designed to minimize the sum of its weighted generating-interference (WGI) with local CSI and the aid of information exchange between the BSs. The generating-interference weight coefficients are designed in pursuit of increasing the sum-rate. Simulation results show that the proposed scheme outperforms the existing scheme in the mid to high signal-to-noise ratio (SNR) regime even with much reduced amount of information exchange via backhaul.
In the second work, the proposed beamforming design is based on the combination of the maximization of weighted signal-to-leakage-plus-noise ratio (WSLNR) and WGI. The weights in WSLNR and WGI are designed via choosing a proper set of users who shall be interference-free, which has never been endeavored in the literature. Though there have been extensive studies on downlink multicell beamforming, the proposed scheme closely achieves the optimal sum-rate bound in almost all SNR regime based on non-iterative optimization with lower amount of information exchange than existing schemes, which is justified by numerical simulations. In addition, the proposed scheme achieves a better trade-off between the amount of the information exchange and the sum-rate than existing schemes.
In the third work, a beamforming vector design based on a deep neural network (DNN) is proposed for multicell multi-input single-output channels with scalar information exchange and local CSI. The beamforming vectors are designed making zero generating-interference to the selected interference-free users (IFUs). The set of IFUs is chosen from the DNN based on supervised learning where the inputs can be obtained with only local CSI and limited scalar information exchange. Simulation results show that the DNN is well-trained in estimating the unknown CSI from the inputs with only local CSI in multicell networks.clos
Energy-aware resource allocation in next generation wireless networks : application in large-scale MIMO Systems
In this thesis, we investigate the resource allocation problem for wireless networks that incorporate large-scale multiple-input multiple-output (MIMO) systems. These systems are considered as key technologies for future 5G wireless networks and are based on using few hundreds of antennas simultaneously to serve tens of users in the same time-frequency resource. The gains obtained by large-scale MIMO systems cannot be fully exploited without adequate resource allocation strategies. Hence, the aim of this thesis is to develop energy-aware resource allocation solutions for large-scale MIMO systems that take into consideration network power cost.
Firstly, this thesis investigates the downlink of a base station equipped with large-scale MIMO system while taking into account a non-negligible transmit circuit power consumption. This consumption involves that activating all RF chains does not always necessarily achieve the maximum sum-rate. Thus, we derive the optimal number of activated RF chains. In addition, efficient antenna selection, user scheduling and power allocation algorithms in term of instantaneous sum-rate are proposed and compared. Also, fairness is investigated by considering equal receive power among users.
Secondly, this thesis investigates a large-scale MIMO system that incorporates energy harvesting that is a promising key technology for greening future wireless networks since it reduces network operation costs and carbon footprints. Hence, we consider distributed large-scale MIMO systems made up of a set of remote radio heads (RRHs), each of which is powered by both an independent energy harvesting source and the grid. The grid energy source allows to compensate for the randomness and intermittency of the harvested energy. Optimal on-line and off-line energy management strategies are developed. In addition, on-line energy management algorithm based on energy prediction is devised. The feasibility problem is addressed by proposing an efficient link removal algorithm and for better energy efficiency, RRH on/off operation is investigated.
Thirdly, wireless backhauling was proposed as an alternative solution that enable low-cost connection between the small base stations and the macro base station in heterogeneous networks (HetNets). The coexistence of massive MIMO, HetNets and wireless backhauling is a promising research direction since massive MIMO is a suitable solution to enable wireless backhauling. Thus, we propose a new transmission technique that is able to efficiently manage the interference in heterogeneous networks with massive MIMO wireless backhaul. The optimal time splitting parameter and the allocated transmit power are derived. The proposed transmission technique is shown to be more efficient in terms of transmit power consumption than the conventional reverse time division duplex with bandwidth splitting.
In this thesis, we developed efficient resource allocation solutions related to system power for wireless networks that incorporate large-scale MIMO systems under different assumptions and network architectures. The results in this thesis can be expanded by investigating the research problems given at the end of the dissertation
D 3. 3 Final performance results and consolidated view on the most promising multi -node/multi -antenna transmission technologies
This document provides the most recent updates on the technical contributions and research
challenges focused in WP3. Each Technology Component (TeC) has been evaluated
under possible uniform assessment framework of WP3 which is based on the simulation guidelines
of WP6. The performance assessment is supported by the simulation results which are in their
mature and stable state. An update on the Most Promising Technology Approaches (MPTAs)
and their associated TeCs is the main focus of this document. Based on the input of all the TeCs in WP3, a consolidated view of WP3 on the role of multinode/multi-antenna transmission
technologies in 5G systems has also been provided. This consolidated view is further
supported in this document by the presentation of the impact of MPTAs on METIS scenarios
and the addressed METIS goals.Aziz, D.; Baracca, P.; De Carvalho, E.; Fantini, R.; Rajatheva, N.; Popovski, P.; Sørensen, JH.... (2015). D 3. 3 Final performance results and consolidated view on the most promising multi -node/multi -antenna transmission technologies. http://hdl.handle.net/10251/7675
Performance Analysis of Directional Modulation With Finite-Quantized RF Phase Shifters in Analog Beamforming Structure
The radio frequency (RF) phase shifter with finite quantization bits in analog beamforming (AB) structure forms quantization error (QE) and causes a performance loss of received signal to interference plus noise ratio (SINR) at the receiver (called Bob). By using the law of large numbers in probability theory, the closed-form expression of the SINR performance loss is derived to be inversely proportional to the square of Sinc (or sin(x)/x) function. Here, a phase alignment method is applied in the directional modulation transmitter with the AB structure. Also, the secrecy rate (SR) expression is derived with the QE. From the numerical simulation results, we find that the SINR performance loss gradually decreases as the number L of quantization bits increases. This loss is less than 0.3 dB when L is larger than or equal to three. As L exceeds five, the SINR performance loss at Bob can be approximately trivial. Similarly, the SR performance loss gradually reduces as L increases. In particular, the SR performance loss is about 0.1 bits/s/Hz for L = 3 at signal-to-noise ratio of 15 dB
Alocação de recursos para sistemas móveis multi-utilizador e multi-antena
Doutoramento em Engenharia ElectrotécnicaThe thesis addresses the sum rate or spectral e ciency maximization problem
in cellular systems with two main components, multiple antennas and
multiple users. In order to solve such a problem, several resource allocation
techniques are studied and developed for di erent cellular scenarios. The
antennas at the transmitters are arranged in several con gurations, i.e.,
co-located or distributed and for such arrangements di erent levels of coordination
and cooperation between transmitters are investigated. Accounting
for more receiver antennas than transmitter antennas implies that system
optimization must select the best transmitter-receiver match (combinatorial
problem) which can be solved with di erent degrees of cooperation between
transmitters. The system models studied can be classi ed either as interference
limited or as power limited systems.
In interference limited systems the resource allocation is carried out independently
by each transmitter which yield power leakage to unintended
receivers. For this kind of systems, the access network using distributed
antenna architectures is examined. The properties of distributed antenna
in cellular systems as well as the gains they provide in terms of frequency
reuse and throughput are assessed. Accounting for multiple user scenarios,
several techniques and algorithms for transmitter-receiver assignment,
power allocation, and rate allocation are developed in order to maximize
the spectral e ciency.
In power limited systems the transmitters jointly allocate resources among
transmit and receive antennas. The transmitters are equipped with multiple
antennas and signal processing is implemented in order to suppress inter-user
interference. Single-cell and multi-cell systems are studied and the problem
of sum rate maximization is tackled by decoupling the user selection and
the resource allocation (power and precoding) processes. The user selection
is a function of the type of precoding technique that is implemented
and the level of information that can be processed at the transmitter. The
developed user selection algorithms exploit information provided by novel
channel metrics which establish the spatial compatibility between users.
Each metric provides a di erent trade-o between the accuracy to identify
compatible users, and the complexity required to compute it. Numerical
simulations are used to assess the performance of the proposed user selection
techniques (metrics and algorithms) whose performance are compared
to state-of-the-art techniques.Esta tese descreve o problema da maximização da taxa de transmissão ou
e ciência espectral em sistemas moveis tomando em atenção duas características fundamentais destes, o número de antenas e utilizadores.
A fim de resolver este tipo de problema, várias técnicas de alocação de recursos
foram estudadas e propostas para diferentes cenários. As antenas nos transmissores
estão organizadas em diferentes configurações, podendo ser localizadas
ou distribuídas e para estes esquemas, diferentes níveis de cooperação
e coordenação entre transmissores foram investigados. Assumindo mais antenas
receptoras do que antenas transmissoras, implica que a otimização do
sistema seleccione as melhores combinações de transmissor-receptor (problema
combinatório), o que pode ser concretizado usando diferentes graus
de cooperação entre transmissores. Os modelos de sistemas estudados, podem
ser classificados como sistemas limitados por interferência ou sistemas
limitados por potência.
Em sistemas limitados por interferência a alocação de recursos e feita independentemente
para cada transmissor o que resulta em perda de energia
para os receptores não tomados em consideração. Para este tipo de sistemas,
e considerado o caso em que a rede de acesso e constituída por antenas
distribuídas. Os ganhos obtidos devido ao uso de antenas distribuídas,
quer em termos do planeamento de frequências quer da maximização da taxa
de transmissão são considerados. Assumindo esquemas multi-utilizador,
várias técnicas e algoritmos de transmissão-recepção, alocação de potência
e de taxa de transmissão foram desenvolvidos para maximizar a e ciência
espectral.
Para sistemas limitados em potência os transmissores alocam os recursos
quer de antenas de transmissão quer de recepção conjuntamente. Os transmissores
estão equipados com várias antenas e o processamento de sinal e
implementado de modo a eliminar a interferência entre utilizadores. Sistemas
de célula única e de múltiplas células foram estudados. Para estes foi
considerado o problema da maximização de taxa de transmissão o qual foi
resolvido heuristicamente, através do desacoplamento do problema em duas
partes, uma onde se efectua a seleção de utilizadores e outra onde se considera
a alocação de recursos. A seleção de utilizadores e feita em função do
tipo de técnicas de pré-codificação implementadas e do nível de informação
que o transmissor possui. Os algoritmos de seleção de utilizadores desenvolvidos
verificam a compatibilidade espacial entre utilizadores, usando para
tal métricas propostas. Cada uma das métricas oferece um trade-off diferente
entre a precisão para identificar um utilizador compatível e a complexidade
necessária para a implementar. Foram usadas simulações numéricas
para avaliar a performance das técnicas de seleção de utilizadores propostas
(métricas e algoritmos), performance que foi comparada com as técnicas
mais inovadoras
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MIMO-based Friendly Jamming and Interference Management Techniques for Secure Wireless Communications
The ever-increasing growth of wireless systems has made them an essential part of our daily life. People rely heavily on wireless networks for communications and to conduct critical transactions from their mobile devices, including financial transactions, access to health records, etc. The proliferation of wireless communication devices opens the door for many security breaches, ranging from eavesdropping to jamming attacks. Such a disadvantage stems from the broadcast nature of wireless transmissions, which creates an exposed environment.
In this dissertation, we focus on eavesdropping attacks. While cryptographic techniques can be used to thwart eavesdropping attacks and enable secure wireless communications, they are not sufficient to protect the lower-layer headers of a packet (i.e., PHY and MAC headers). Hence, even though the secret message is encrypted, these unencrypted headers can be exploited by an adversary to extract invaluable information and initiate malicious attacks (e.g., traffic classification). Physical-layer (PHY-layer) security has been introduced as a promising candidate to prevent attacks that exploit unencrypted lower layer headers.
PHY-layer security techniques typically rely on injecting an intentional interference into the medium so as to confuse nearby eavesdroppers (Eve). Specifically, a legitimate transmit-receive (Alice-Bob) pair generates a bogus signal, namely friendly jamming (FJ), along with the information signal, to increase interference at Eve(s) but without affecting the legitimate receiver (Bob). Depending on which end of a legitimate link is responsible for generating the FJ signal, two types of FJ techniques exist: transmitter-based (TxFJ) and receiver-based (RxFJ).
In this dissertation, we propose to advance the state-of-art in PHY-layer security by considering multi-link scenarios, including multi-user multiple-input multiple-output (MU-MIMO) and peer-to-peer (P2P) networks. Specifically, we consider a scenario where one or more external Eve(s) attempt to snoop on communications of various links. In such networks, transmission of one link may be interfered with neighboring links' transmissions. Thus, special care must be dedicated to handling interference.
In our first contribution in this dissertation, we consider a P2P network tapped by external Eve(s) in which each Alice-Bob pair conceals its communications using TxFJ. TxFJ is realized at Alice side using MIMO precoding. The goal is to design the precoders for both information and TxFJ signals at all Alices so as to maximize a given utility (e.g., sum of communication rates) while preventing eavesdropping elsewhere. Because legitimate links do not cooperate with each other and there is no centralized authority to perform optimization, every link selfishly aims at maximizing its secrecy rate. Using non-cooperative game theory, we design a distributed method for maximizing the sum of secrecy rates. Under the exact knowledge of eavesdropping channels, we show that our distributed method has a comparable secrecy sum-rate to a centralized approach.
In our next contribution, we focus on employing practical precoders in our design for a P2P network. Specifically, we employed a zero-forcing-based (ZF-based) precoder for the TxFJ of each Alice-Bob pair in a P2P network. We also assume that each link has a certain rate demand to be satisfied. In such a scenario, even though the non-cooperative game designed for this P2P network is shown to be convergent to its unique Nash Equilibrium (NE), there is still no guarantee that the resulting NE is Pareto-optimal. Hence, we propose a modified price-based game, in which each link is penalized for generating interference on other legitimate links. We show that the price-based game converges to the Pareto-optimal point of secrecy rate region. We then leverage mixed-strategy games to provide solutions that are robust to uncertainties in knowledge of eavesdropping channels. The proposed ZF-based design of precoders is also implemented on software-defined radios to assess its performance on a single link in real-world scenarios.
In another contribution of this dissertation, we consider to further enhance the secrecy of each link in a P2P network by equipping each receiver with RxFJ. Hence, in addition to the power allocation between TxFJ and information signals, we optimize RxFJ power as well. We show that by using RxFJ at each Bob, we could leverage the well-established concept of concave games, which compared to non-convex games enjoy more simplified game-theoretic analysis. We derive sufficient conditions under which the game admits a unique NE. We also propose another version of our power control algorithm that can be implemented asynchronously, making it robust to transmission delays in the network.
In our last contribution, we consider the downlink of a MU-MIMO network in the presence of an external Eve. No knowledge of Eve's location is assumed at the access point. The network is studied in underloaded and overloaded conditions. In an underloaded (overloaded) network, the number of antennas at the access point is larger (smaller) than the total number of downlink users' antennas. In the overloaded setting, traditional methods of creating TxFJ, such as ZF-based methods, are infeasible. We propose a linear precoding scheme that relaxes such infeasibility in overloaded MU-MIMO networks. In the worst-case scenario where Eve has knowledge of the channels between access point and downlink users, we show that our method imposes the most stringent condition on the number of antennas required at Eve to cancel out TxFJ signals. We also show that choosing the number of independent streams to be sent to downlink users has an important role in achieving a tradeoff between security, reliability, and the achievable rate
Joint beamforming design for secure RIS-assisted IoT networks
This paper studies secure communication in an internet-of-things (IoT) network, where the confidential signal is sent by an active refracting reconfigurable intelligent surface (RIS)-based transmitter, and a passive reflective RIS is utilized to improve the secrecy performance of users in the presence of multiple eavesdroppers. Specifically, we aim to maximize the weighted sum secrecy rate by jointly designing the power allocation, transmit beamforming (BF) of the refracting RIS, and the phase shifts of the reflective RIS. To solve the non-convex optimization problem, we propose a linearization method to approximate the objective function into a linear form. Then, an alternating optimization (AO) scheme is proposed to jointly optimize the power allocation factors, BF vector and phase shifts, where the first one is found using the Lagrange dual method, while the latter two are obtained by utilizing the penalty dual decomposition method. Moreover, considering the demands of green and secure communications, by applying the Dinkelbach’s method, we extend our proposed scheme to solving a secrecy energy maximization problem. Finally, simulation results demonstrate the effectiveness of the proposed design