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    ๋จธ์‹  ๋Ÿฌ๋‹ ๊ธฐ๋ฒ•๊ณผ ์ •๋ณด ์ด๋ก ์„ ์ด์šฉํ•œ ๋ฐ์ดํ„ฐ ๊ธฐ๋ฐ˜ ์ด์ƒ ๊ฐ์ง€ ๋ฐ ์ง„๋‹จ

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    ํ•™์œ„๋…ผ๋ฌธ(๋ฐ•์‚ฌ) -- ์„œ์šธ๋Œ€ํ•™๊ต๋Œ€ํ•™์› : ๊ณต๊ณผ๋Œ€ํ•™ ํ™”ํ•™์ƒ๋ฌผ๊ณตํ•™๋ถ€, 2021.8. ๋ฌธ๊ฒฝ๋นˆ.๊ณต์ • ๋ชจ๋‹ˆํ„ฐ๋ง ์‹œ์Šคํ…œ์€ ํšจ๊ณผ์ ์ด๊ณ  ์•ˆ์ „ํ•œ ๊ณต์ • ์šด์ „์„ ์œ„ํ•œ ํ•„์ˆ˜์ ์ธ ์š”์†Œ์ด๋‹ค. ๊ณต์ • ์ด์ƒ์€ ๋ชฉํ‘œ ์ƒ์„ฑ๋ฌผ์˜ ํ’ˆ์งˆ์— ์˜ํ–ฅ์„ ์ฃผ๊ฑฐ๋‚˜ ๊ณต์ •์˜ ์ •์ƒ ๊ฐ€๋™์„ ๋ฐฉํ•ดํ•˜์—ฌ ์ƒ์‚ฐ์„ฑ์„ ์ €ํ•ดํ•  ์ˆ˜ ์žˆ๋‹ค. ํญ๋ฐœ์„ฑ ๋ฐ ์ธํ™”์„ฑ ๋ฌผ์งˆ์„ ์ฃผ๋กœ ๋‹ค๋ฃจ๋Š” ํ™”ํ•™๊ณต์ •์˜ ๊ฒฝ์šฐ ๊ณต์ • ์ด์ƒ์€ ๊ฐ€์žฅ ์ค‘์š”ํ•œ ์š”์†Œ์ธ ๊ณต์ •์˜ ์•ˆ์ „์„ ์œ„ํ˜‘ํ•˜๋Š” ์š”์†Œ๋กœ ์ž‘์šฉํ•  ์ˆ˜ ์žˆ๋‹ค. ํ•œํŽธ, ํ˜„๋Œ€์˜ ๊ณต์ •์˜ ๋ฒ”์œ„๊ฐ€ ํ™•์žฅ๋˜๊ณ  ์ž๋™ํ™”์™€ ๊ณ ๋„ํ™”๊ฐ€ ์ง„ํ–‰๋จ์— ๋”ฐ๋ผ ์ ์  ๋” ์‹ ๋ขฐ๋„ ๋†’์€ ๋ชจ๋‹ˆํ„ฐ๋ง ์‹œ์Šคํ…œ์ด ์š”๊ตฌ๋˜๊ณ  ์žˆ๋‹ค. ๊ณต์ • ๋ชจ๋‹ˆํ„ฐ๋ง์€ ํฌ๊ฒŒ ์„ธ ๋‹จ๊ณ„๋กœ ๊ตฌ๋ถ„๋  ์ˆ˜ ์žˆ๋‹ค. ์‹ค์‹œ๊ฐ„์œผ๋กœ ๊ณต์ •์˜ ์ด์ƒ ์—ฌ๋ถ€๋ฅผ ํŒ๋‹จํ•˜๋Š” ๊ณต์ • ์ด์ƒ ๊ฐ์ง€, ๋‹ค์Œ์œผ๋กœ ๊ฐ์ง€๋œ ์ด์ƒ์˜ ์›์ธ์„ ํŒŒ์•…ํ•˜๋Š” ์ด์ƒ ์ง„๋‹จ, ๋งˆ์ง€๋ง‰์œผ๋กœ ๊ณต์ • ์ด์ƒ์˜ ์›์ธ์„ ์ œ๊ฑฐํ•˜๊ณ  ์ •์ƒ ์ƒํƒœ๋กœ ํšŒ๋ณต์‹œํ‚ค๋Š” ๋ณต์›์œผ๋กœ ๋‚˜๋‰˜์–ด์ง„๋‹ค. ํŠนํžˆ ๊ณต์ • ์ด์ƒ ๊ฐ์ง€์™€ ์ง„๋‹จ ์‹œ์Šคํ…œ์„ ์œ„ํ•ด ๋‹ค์–‘ํ•œ ๋ฐฉ๋ฒ•๋ก ๋“ค์ด ์ œ์•ˆ๋˜์–ด์™”์œผ๋ฉฐ, ๊ทธ ๋ฐฉ๋ฒ•๋ก ๋“ค์€ ํฌ๊ฒŒ ์„ธ ๊ฐ€์ง€๋กœ ๊ตฌ๋ถ„ํ•  ์ˆ˜ ์žˆ๋‹ค. ๋ฌผ๋ฆฌ ์ด๋ก ์„ ๊ธฐ๋ฐ˜์œผ๋กœ ํ•œ ๋ชจ๋ธ ๋ถ„์„ ๋ฐฉ๋ฒ•๊ณผ ํŠน์ • ๋ถ„์•ผ์˜ ๊ฒฝํ—˜ ์ง€์‹์„ ๋ฐ”ํƒ•์œผ๋กœ ํ•œ ์ง€์‹ ๊ธฐ๋ฐ˜ ๋ฐฉ๋ฒ•๋ก ์— ๋น„ํ•ด ๋ฒ”์šฉ์ ์ธ ์ ์šฉ ๊ฐ€๋Šฅ์„ฑ๊ณผ ํ˜„๋Œ€ ๊ณต์ •์˜ ํ’๋ถ€ํ•œ ๊ณต์ • ๋ฐ์ดํ„ฐ๊ฐ€ ์ œ๊ณต๋˜๋Š” ์กฐ๊ฑด์˜ ์ถฉ์กฑ์œผ๋กœ ์ธํ•ด ๋ฐ์ดํ„ฐ ๊ธฐ๋ฐ˜ ๋ฐฉ๋ฒ•๋ก ์ด ๋„๋ฆฌ ํ™œ์šฉ๋˜์–ด์ง€๊ณ  ์žˆ๋‹ค. ๋˜ํ•œ, ๋ฐ์ดํ„ฐ ๊ธฐ๋ฐ˜ ๊ณต์ • ๋ชจ๋‹ˆํ„ฐ๋ง ๋ฐฉ๋ฒ•๋ก ๋“ค์€ ๊ณต์ •์˜ ๊ทœ๋ชจ์™€ ๋ณต์žก๋„๊ฐ€ ์ฆ๊ฐ€ํ•จ์— ๋”ฐ๋ผ ๊ทธ ์žฅ์ ์ด ๋”์šฑ ๊ทน๋Œ€ํ™”๋˜๋Š” ํŠน์ง•์„ ๊ฐ–๋Š”๋‹ค. ๋ณธ ์—ฐ๊ตฌ์—์„œ๋Š” ๊ธฐ์กด์˜ ๋ฐ์ดํ„ฐ ๊ธฐ๋ฐ˜ ๊ณต์ • ๋ชจ๋‹ˆํ„ฐ๋ง ๋ฐฉ๋ฒ•๋ก ๋“ค์˜ ์„ฑ๋Šฅ์„ ๊ฐœ์„ ํ•˜๊ธฐ ์œ„ํ•œ ๊ณต์ • ์ด์ƒ ๊ฐ์ง€ ๋ฐฉ๋ฒ•๋ก ๊ณผ ์ด์ƒ ์ง„๋‹จ ๋ฐฉ๋ฒ•๋ก ์„ ์ œ์•ˆํ•œ๋‹ค. ์ „ํ†ต์ ์ธ ๊ณต์ • ์ด์ƒ ๊ฐ์ง€ ์‹œ์Šคํ…œ์€ ์ฐจ์› ์ถ•์†Œ๋ฐฉ๋ฒ•๋“ค์„ ๊ธฐ๋ฐ˜์œผ๋กœ ๊ฐœ๋ฐœ๋˜์—ˆ๋‹ค. ์ฐจ์› ์ถ•์†Œ๋ฅผ ๊ธฐ๋ฐ˜์œผ๋กœ ํ•œ ๊ณต์ • ์ด์ƒ ๊ฐ์ง€ ๋ชจ๋ธ์€ ๊ณต์ • ๋ฐ์ดํ„ฐ์— ๋‚ด์žฌ๋˜์–ด ์žˆ๋Š” ํŠน์ง•์œผ๋กœ ์ •์˜๋˜๋Š” ์ €์ฐจ์›์˜ ์ž ์žฌ ๊ณต๊ฐ„์„ ์ •์˜ํ•˜๊ณ , ์ด๋ฅผ ๊ธฐ์ค€์œผ๋กœ ๋ชจ๋‹ˆํ„ฐ๋ง์„ ์ˆ˜ํ–‰ํ•œ๋‹ค. ๋Œ€ํ‘œ์ ์ธ ๋ฐฉ๋ฒ•์œผ๋กœ๋Š” ์ „ํ†ต์ ์ธ ๋‹ค๋ณ€๋Ÿ‰ ๊ณต์ • ๋ชจ๋‹ˆํ„ฐ๋ง ๋ฐฉ๋ฒ•์ธ ์ฃผ ์„ฑ๋ถ„ ๋ถ„์„๊ณผ ๋จธ์‹  ๋Ÿฌ๋‹ ๊ธฐ๋ฒ•์ธ ์˜คํ† ์ธ์ฝ”๋”๊ฐ€ ์žˆ๋‹ค. ์ตœ๊ทผ ํ’๋ถ€ํ•œ ํ•™์Šต ๋ฐ์ดํ„ฐ์™€ ์šฐ์ˆ˜ํ•œ ์„ฑ๋Šฅ ๋•๋ถ„์— ๋‹ค์–‘ํ•œ ๋จธ์‹  ๋Ÿฌ๋‹ ๊ธฐ๋ฒ•์„ ์‚ฌ์šฉํ•œ ์ด์ƒ ๊ฐ์ง€ ์‹œ์Šคํ…œ์ด ๋„๋ฆฌ ํ™œ์šฉ๋˜๊ณ  ์žˆ์ง€๋งŒ, ์•ž์„œ ์†Œ๊ฐœํ•œ ํ˜„๋Œ€ ๊ณต์ •์˜ ๋‹ค์–‘ํ•œ ํŠน์ง•์œผ๋กœ ์ธํ•ด ๋”์šฑ ํ–ฅ์ƒ๋œ ์„ฑ๋Šฅ์˜ ๋ชจ๋‹ˆํ„ฐ๋ง ๊ธฐ๋ฒ•์˜ ๊ฐœ๋ฐœ์ด ์š”๊ตฌ๋˜์–ด์ง€๊ณ  ์žˆ๋‹ค. ์ด๋Ÿฌํ•œ ๋ฐ์ดํ„ฐ ๊ธฐ๋ฐ˜ ๋ชจ๋‹ˆํ„ฐ๋ง ์‹œ์Šคํ…œ์˜ ์„ฑ๋Šฅ ํ–ฅ์ƒ์„ ์œ„ํ•ด์„œ ๋ชจ๋ธ์˜ ๊ตฌ์กฐ๋ฅผ ๋ณ€๊ฒฝํ•˜๊ฑฐ๋‚˜ ๋ชจ๋ธ์˜ ํ•™์Šต ์ ˆ์ฐจ๋ฅผ ๋ณ€ํ˜•ํ•˜๋Š” ์ ‘๊ทผ๋ฒ•๋“ค์ด ์ฃผ๋กœ ์ œ์•ˆ๋˜์—ˆ๋‹ค. ํ•˜์ง€๋งŒ, ๋ฐ์ดํ„ฐ ๊ธฐ๋ฐ˜ ๋ฐฉ๋ฒ•๋ก ๋“ค์€ ๊ถ๊ทน์ ์œผ๋กœ ํ•™์Šต ๋ฐ์ดํ„ฐ์˜ ํ’ˆ์งˆ์— ์˜์กด์ ์ด๋ผ๋Š” ํŠน์„ฑ์€ ์—ฌ์ „ํžˆ ๋‚จ์•„์žˆ๋‹ค. ์ฆ‰, ํ•™์Šต ๋ฐ์ดํ„ฐ์˜ ๋ถ€์กฑํ•œ ์ •๋ณด๋ฅผ ๋ณด์™„ํ•จ์œผ๋กœ์จ ๋ชจ๋‹ˆํ„ฐ๋ง ์‹œ์Šคํ…œ์˜ ์™„์„ฑ๋„๋ฅผ ๋†’์ผ ์ˆ˜ ์žˆ๋Š” ๋ฐฉ๋ฒ•๋ก ์ด ์š”๊ตฌ๋œ๋‹ค. ๋”ฐ๋ผ์„œ, ๋ณธ ์—ฐ๊ตฌ๋Š” ์ฒซ ๋ฒˆ์งธ ์ฃผ์ œ๋กœ ๋ฐ์ดํ„ฐ ์ฆ๊ฐ• ๊ธฐ๋ฒ•์„ ๊ฒฐํ•ฉํ•œ ๊ณต์ • ์ด์ƒ ๊ฐ์ง€ ๋ฐฉ๋ฒ•๋ก ์„ ์ œ์•ˆํ•œ๋‹ค. ๋ฐ์ดํ„ฐ ์ฆ๊ฐ• ๊ธฐ๋ฒ•์€ ์—ฌ๋Ÿฌ ์ง‘ํ•ฉ์„ ๊ตฌ๋ถ„ํ•˜๋Š” ๋ถ„๋ฅ˜๊ธฐ ๋ชจ๋ธ๋ง์‹œ์— ํŠน์ • ์ง‘ํ•ฉ์˜ ํ•™์Šต ๋ฐ์ดํ„ฐ๊ฐ€ ๋ถ€์กฑํ•œ ๊ฒฝ์šฐ์— ์ฃผ๋กœ ํ™œ์šฉ๋˜์—ˆ๋‹ค. ์ด๋Ÿฌํ•œ ๊ฒฝ์šฐ ๋ฐ์ดํ„ฐ ์ฆ๊ฐ•์„ ํ†ตํ•ด ํ•™์Šต ๋ฐ์ดํ„ฐ์˜ ๊ท ํ˜•์„ ๋งž์ถค์œผ๋กœ์จ ๋ชจ๋ธ์˜ ํ•™์Šต ํšจ์œจ์„ ์ฆ์ง„์‹œํ‚ฌ ์ˆ˜ ์žˆ๋‹ค. ๋ฐ˜๋ฉด์—, ๋ณธ ์—ฐ๊ตฌ์—์„œ์˜ ๋ฐ์ดํ„ฐ ์ฆ๊ฐ•์€ ํ•œ ์ง‘ํ•ฉ ๋‚ด์—์„œ์˜ ๋ถˆ๊ท ํ˜•์„ ์™„ํ™”ํ•˜๊ธฐ ์œ„ํ•œ ๋ชฉ์ ์œผ๋กœ ์‚ฌ์šฉ๋˜์—ˆ๋‹ค. ์ •์ƒ ์กฐ๊ฑด์˜ ๊ณต์ • ๋ฐ์ดํ„ฐ๋Š” ์ •์ƒ๊ณผ ์ด์ƒ์˜ ๊ฒฝ๊ณ„์— ๋ถ„ํฌํ•˜๋Š” ๋ฐ์ดํ„ฐ๊ฐ€ ํฌ๋ฐ•ํ•˜๊ฒŒ ์กด์žฌํ•˜๋Š” ํŠน์ง•์„ ๊ฐ–๋Š”๋‹ค. ์ด์ƒ ๊ฐ์ง€ ์‹œ์Šคํ…œ์ด ์ •์ƒ ์ƒํƒœ์˜ ์ €์ฐจ์› ํŠน์ง• ๊ณต๊ฐ„์„ ํ•™์Šตํ•˜๊ณ , ์ด๋ฅผ ํ†ตํ•ด ์ •์ƒ๊ณผ ์ด์ƒ์„ ๊ตฌ๋ถ„ํ•˜๋Š” ๋ชจ๋ธ์ด๋ผ๋Š” ์ ์„ ๊ณ ๋ คํ•˜๋ฉด ๊ฒฝ๊ณ„ ์˜์—ญ์˜ ๋ฐ์ดํ„ฐ์˜ ์ฆ๊ฐ•์ด ํŠน์ง• ๊ณต๊ฐ„ ํ•™์Šต์— ๊ธ์ •์ ์œผ๋กœ ์ž‘์šฉํ•  ๊ฒƒ์„ ๊ธฐ๋Œ€ํ•ด ๋ณผ ์ˆ˜ ์žˆ๋‹ค. ์ด์™€ ๊ฐ™์€ ๋งฅ๋ฝ์—์„œ ์ œ์•ˆ๋œ ๋ฐฉ๋ฒ•๋ก ์€ ๋‹ค์Œ๊ณผ ๊ฐ™๋‹ค. ๋จผ์ €, ๊ธฐ์กด์˜ ํ•™์Šต ๋ฐ์ดํ„ฐ๋ฅผ ์ด์šฉํ•˜์—ฌ ์ธ๊ณต ๋ฐ์ดํ„ฐ๋ฅผ ์ƒ์„ฑํ•˜๊ธฐ์œ„ํ•œ ์ƒ์„ฑ๋ชจ๋ธ์ธ ๋ณ€๋ถ„ ์˜คํ† ์ธ์ฝ”๋”๋ฅผ ํ•™์Šตํ•œ๋‹ค. ์ƒ์„ฑ ๋ชจ๋ธ๋กœ ํ•™์Šตํ•œ ์ •์ƒ ์šด์ „ ๋ฐ์ดํ„ฐ์˜ ์ €์ฐจ์› ๋ถ„ํฌ์˜ ๊ฒฝ๊ณ„์˜์—ญ์— ํ•ด๋‹นํ•˜๋Š” ๋ฐ์ดํ„ฐ๋“ค์„ ์ธ๊ณต ๋ฐ์ดํ„ฐ๋กœ ์ƒ์„ฑํ•˜์—ฌ ํ•™์Šต๋ฐ์ดํ„ฐ์— ์ฆ๊ฐ•์‹œํ‚จ๋‹ค. ์ด๋ ‡๊ฒŒ ์ฆ๊ฐ•๋œ ํ•™์Šต ๋ฐ์ดํ„ฐ๋ฅผ ๊ธฐ๋ฐ˜์œผ๋กœ ์ด์ƒ ๊ฐ์ง€ ๋ชจ๋ธ์„ ์œ„ํ•œ ๋จธ์‹  ๋Ÿฌ๋‹ ๊ธฐ๋ฐ˜ ์ฐจ์› ์ถ•์†Œ ๋ฐฉ๋ฒ•์ธ ์˜คํ† ์ธ์ฝ”๋”๋ฅผ ํ•™์Šตํ•˜์—ฌ ์ด์ƒ ๊ฐ์ง€ ์‹œ์Šคํ…œ์„ ๊ตฌ์ถ•ํ•œ๋‹ค. ์ฆ๊ฐ•๋œ ํ•™์Šต ๋ฐ์ดํ„ฐ๋ฅผ ์‚ฌ์šฉํ•จ์œผ๋กœ์จ ์˜คํ† ์ธ์ฝ”๋”์˜ ์ž ์žฌ ๊ณต๊ฐ„ ํ•™์Šต์ด ๋” ํšจ๊ณผ์ ์œผ๋กœ ์ˆ˜ํ–‰๋  ์ˆ˜ ์žˆ๊ณ , ์ด๋Š” ๊ณง ์ •์ƒ๊ณผ ์ด์ƒ ์ƒํƒœ๋ฅผ ๊ตฌ๋ถ„ํ•˜๋Š” ์ด์ƒ ๊ฐ์ง€ ์‹œ์Šคํ…œ์˜ ์„ฑ๋Šฅ ๊ฐœ์„ ์œผ๋กœ ์ด์–ด์งˆ ์ˆ˜ ์žˆ๋‹ค. ์ฐจ์› ์ถ•์†Œ ๊ธฐ๋ฒ•์€ ์ „ํ†ต์ ์ธ ์ด์ƒ ์ง„๋‹จ ๋ฐฉ๋ฒ•์œผ๋กœ๋„ ํ™œ์šฉ๋˜์—ˆ๋‹ค. ํ•˜์ง€๋งŒ, ์ด๋Š” ์ฐจ์› ์ถ•์†Œ์‹œ์˜ ์ •๋ณด์˜ ์†์‹ค๋กœ ์ธํ•ด ์ €์กฐํ•˜๊ณ  ์ผ๊ด€์„ฑ์ด ๋ถ€์กฑํ•œ ์„ฑ๋Šฅ์„ ๋ณด์˜€๋‹ค. ์ „ํ†ต์ ์ธ ๋ฐฉ๋ฒ•์˜ ํ•œ๊ณ„์ ์„ ๊ฐœ์„ ํ•˜๊ธฐ ์œ„ํ•ด ๊ณต์ • ๋ณ€์ˆ˜ ๊ฐ„์˜ ์ธ๊ณผ ๊ด€๊ณ„๋ฅผ ์ง์ ‘์ ์œผ๋กœ ๋ถ„์„ํ•˜๋Š” ๊ธฐ๋ฒ•๋“ค์ด ๊ฐœ๋ฐœ๋˜์—ˆ๋‹ค. ๊ทธ ์ค‘ ํ•˜๋‚˜์ธ ์ •๋ณด ์ด๋ก  ๊ธฐ๋ฐ˜์˜ ์ „๋‹ฌ ์—”ํŠธ๋กœํ”ผ๋Š” ํŠน์ • ๋ชจ๋ธ์ด๋‚˜ ์„ ํ˜• ๊ฐ€์ •์„ ๊ธฐ๋ฐ˜์œผ๋กœ ํ•˜์ง€ ์•Š๊ธฐ ๋•Œ๋ฌธ์— ๋น„์„ ํ˜• ๊ณต์ •์˜ ์ด์ƒ ์ง„๋‹จ์— ๋Œ€ํ•ด ์ผ๋ฐ˜์ ์œผ๋กœ ์šฐ์ˆ˜ํ•œ ์„ฑ๋Šฅ์„ ๋ณด์ธ๋‹ค๊ณ  ์•Œ๋ ค์ ธ ์žˆ๋‹ค. ํ•˜์ง€๋งŒ, ์ „๋‹ฌ ์—”ํŠธ๋กœํ”ผ๋ฅผ ์ด์šฉํ•œ ์ธ๊ณผ๊ด€๊ณ„ ๋ถ„์„ ๋ฐฉ๋ฒ•์€ ๊ณ ๋น„์šฉ์˜ ๋ฐ€๋„ ์ถ”์ •์„ ํ•„์š”๋กœ ํ•œ๋‹ค๋Š” ๋‹จ์ ์œผ๋กœ ์ธํ•ด ์†Œ๊ทœ๋ชจ ๊ณต์ •์— ๋Œ€ํ•ด์„œ๋งŒ ์ œํ•œ์ ์œผ๋กœ ์ ์šฉ๋˜์–ด ์™”๋‹ค. ์ด๋Ÿฌํ•œ ํ•œ๊ณ„์ ์„ ๊ฐœ์„ ํ•˜๊ธฐ ์œ„ํ•œ ๋ฐฉ์•ˆ์œผ๋กœ ๊ทธ๋ž˜ํ”„ ๋ผ์˜๋ผ๋Š” ์กฐ์ • ๋ฐฉ๋ฒ•์„ ์ „๋‹ฌ ์—”ํŠธ๋กœํ”ผ์™€ ๊ฒฐํ•ฉํ•œ ๋ฐฉ๋ฒ•๋ก ์„ ์ œ์•ˆํ•˜์˜€๋‹ค. ๊ทธ๋ž˜ํ”„ ๋ผ์˜๋Š” ๋น„ ๋ฐฉํ–ฅ์„ฑ ๊ทธ๋ž˜ํ”„ ๋ชจ๋ธ์—์„œ ์„ฑ๊ธด ๊ตฌ์กฐ๋ฅผ ํ•™์Šตํ•˜๊ธฐ ์œ„ํ•œ ๋ฐฉ๋ฒ•๋ก ์œผ๋กœ ์ „์ฒด ๊ณต์ • ๊ทธ๋ž˜ํ”„๋กœ๋ถ€ํ„ฐ ์ƒ๊ด€ ๊ด€๊ณ„๊ฐ€ ๋†’์€ ๋ถ€๋ถ„ ๊ทธ๋ž˜ํ”„๋ฅผ ์ถ”์ถœํ•ด๋‚ผ ์ˆ˜ ์žˆ๋‹ค. ๊ฐ€์žฅ ๋†’์€ ์ƒ๊ด€ ๊ด€๊ณ„๋ฅผ ๊ฐ–๋Š” ๋ถ€๋ถ„ ๊ทธ๋ž˜ํ”„์™€ ๋…๋ฆฝ๋œ ๋‚˜๋จธ์ง€ ๋ณ€์ˆ˜๋“ค์ด ๊ทธ๋ž˜ํ”„ ๋ผ์˜์˜ ์ถœ๋ ฅ์œผ๋กœ ์ œ์‹œ๋˜๊ธฐ ๋•Œ๋ฌธ์—, ๋‚˜๋จธ์ง€ ๋ณ€์ˆ˜๋“ค์— ๋Œ€ํ•œ ๋ฐ˜๋ณต์ ์ธ ์ ์šฉ์„ ํ†ตํ•ด ์ „์ฒด ๊ณต์ • ๋ณ€์ˆ˜๋“ค์„ ์—ฐ๊ด€์„ฑ์ด ๋†’์€ ๋ช‡๋ช‡์˜ ๋ถ€๋ถ„ ๊ทธ๋ž˜ํ”„๋กœ ๋ณ€ํ™˜ํ•  ์ˆ˜ ์žˆ๋‹ค. ์—ฐ๊ด€์„ฑ์ด ๋‚ฎ์€ ๊ด€๊ณ„๋ฅผ ์‚ฌ์ „์— ๋ฐฐ์ œํ•จ์œผ๋กœ์จ ์ธ๊ณผ ๊ด€๊ณ„ ๋ถ„์„์˜ ๋Œ€์ƒ์„ ํฌ๊ฒŒ ์ถ•์†Œํ•  ์ˆ˜ ์žˆ๋‹ค. ์ฆ‰, ์ด ๋‹จ๊ณ„๋ฅผ ํ†ตํ•ด ๊ณ ๋น„์šฉ์˜ ์ „๋‹ฌ ์—”ํŠธ๋กœํ”ผ์˜ ํ•œ๊ณ„์ ์„ ์™„ํ™”ํ•˜๊ณ , ๊ทธ ์ ์šฉ ๊ฐ€๋Šฅ์„ฑ์„ ํ™•์žฅํ•  ์ˆ˜ ์žˆ๋„๋ก ํ•œ๋‹ค. ๋‘ ๋ฐฉ๋ฒ•์„ ๊ฒฐํ•ฉํ•˜์—ฌ ๋‹ค์Œ๊ณผ ๊ฐ™์€ ์ด์ƒ ์ง„๋‹จ ๋ฐฉ๋ฒ•๋ก ์„ ์ œ์•ˆํ•˜์˜€๋‹ค. ๋จผ์ €, ๊ณต์ • ์ด์ƒ์ด ๋ฐœ์ƒํ•œ ๋ฐ์ดํ„ฐ๋ฅผ ๋Œ€์ƒ์œผ๋กœ ๋ฐ˜๋ณต์  ๊ทธ๋ž˜ํ”„ ๋ผ์˜๋ฅผ ์ ์šฉํ•˜์—ฌ ์ „์ฒด ๊ณต์ • ๋ณ€์ˆ˜๋“ค์„ ์—ฐ๊ด€์„ฑ์ด ๋†’์€ 5๊ฐœ์˜ ๋ถ€๋ถ„ ์ง‘ํ•ฉ์œผ๋กœ ๊ตฌ๋ถ„ํ•œ๋‹ค. ๊ตฌ๋ถ„๋œ ๊ฐ๊ฐ์˜ ๋ถ€๋ถ„ ์ง‘ํ•ฉ์„ ๋Œ€์ƒ์œผ๋กœ ์ „๋‹ฌ ์—”ํŠธ๋กœํ”ผ๋ฅผ ์ด์šฉํ•œ ์ธ๊ณผ๊ด€๊ณ„ ์ฒ™๋„๋ฅผ ๊ณ„์‚ฐํ•˜๊ณ , ๊ฐ€์žฅ ์œ ๋ ฅํ•œ ์›์ธ ๋ณ€์ˆ˜๋ฅผ ํŒ๋ณ„ํ•ด๋‚ธ๋‹ค. ์ฆ‰, ๊ทธ๋ž˜ํ”„ ๋ผ์˜๋ฅผ ํ†ตํ•ด ํšจ๊ณผ์ ์œผ๋กœ ์ธ๊ณผ๊ด€๊ณ„ ๋ถ„์„์˜ ๋Œ€์ƒ์„ ์ถ•์†Œํ•จ์œผ๋กœ์จ ๋ถˆํ•„์š”ํ•œ ์ „๋‹ฌ ์—”ํŠธ๋กœํ”ผ ๊ณ„์‚ฐ์œผ๋กœ ๋ฐœ์ƒํ•˜๋Š” ๋น„์šฉ์„ ํฌ๊ฒŒ ์ ˆ๊ฐํ•  ์ˆ˜ ์žˆ๋‹ค. ๋”ฐ๋ผ์„œ, ์ œ์•ˆ๋œ ๋ฐฉ๋ฒ•๋ก ์€ ๋Œ€๊ทœ๋ชจ ์‚ฐ์—… ๊ณต์ •์— ๋Œ€ํ•ด์„œ๋„ ์ „๋‹ฌ ์—”ํŠธ๋กœํ”ผ๋ฅผ ์ด์šฉํ•œ ์ด์ƒ ์ง„๋‹จ ๊ธฐ๋ฒ•์˜ ์ ์šฉ์„ ๊ฐ€๋Šฅํ•˜๊ฒŒ ํ–ˆ๋‹ค๋Š” ์ ์—์„œ ์˜์˜๊ฐ€ ์žˆ๋‹ค. ๋ณธ ์—ฐ๊ตฌ์—์„œ ์ œ์•ˆ๋œ ๋ฐฉ๋ฒ•๋ก ์˜ ์„ฑ๋Šฅ์„ ๊ฒ€์ฆํ•˜๊ธฐ ์œ„ํ•˜์—ฌ ์‚ฐ์—… ๊ทœ๋ชจ์˜ ๋ฒค์น˜๋งˆํฌ ๊ณต์ • ๋ชจ๋ธ์ธ ํ…Œ๋„ค์‹œ ์ด์ŠคํŠธ๋งŒ ๊ณต์ •์— ์ด๋ฅผ ์ ์šฉํ•˜๊ณ  ๊ฒฐ๊ณผ๋ฅผ ๋ถ„์„ํ•˜์˜€๋‹ค. ๋ฒค์น˜๋งˆํฌ ๊ณต์ • ๋ชจ๋ธ์€ ๋‹ค์ˆ˜์˜ ๋‹จ์œ„ ๊ณต์ •์„ ํฌํ•จํ•˜๊ณ , ์žฌ์ˆœํ™˜ ํ๋ฆ„๊ณผ ํ™”ํ•™ ๋ฐ˜์‘์„ ํฌํ•จํ•˜๊ณ  ์žˆ์–ด ์‹ค์ œ ๊ณต์ •๊ณผ ๊ฐ™์€ ๋ณต์žก๋„๋ฅผ ๊ฐ–๋Š” ๊ณต์ • ๋ชจ๋ธ๋กœ์„œ ์ œ์•ˆํ•œ ๋ฐฉ๋ฒ•๋ก ๋“ค์˜ ์„ฑ๋Šฅ์„ ์‹œํ—˜ํ•ด๋ณด๊ธฐ์— ์ ํ•ฉํ–ˆ๋‹ค. ์„ฑ๋Šฅ ํ…Œ์ŠคํŠธ๋Š” ํ…Œ๋„ค์‹œ ์ด์ŠคํŠธ๋งŒ ๊ณต์ • ๋ชจ๋ธ์— ํฌํ•จ๋˜์–ด ์žˆ๋Š” ์‚ฌ์ „์— ์ •์˜๋œ 28๊ฐœ ์ข…๋ฅ˜์˜ ๊ณต์ • ์ด์ƒ์— ๋Œ€ํ•˜์—ฌ ์ˆ˜ํ–‰ํ•˜์˜€๋‹ค. ์ œ์•ˆํ•œ ๋ฐ์ดํ„ฐ ์ฆ๊ฐ•์„ ์ ‘๋ชฉํ•œ ๊ณต์ • ์ด์ƒ ๊ฐ์ง€ ๋ฐฉ๋ฒ•๋ก ์€ ๊ธฐ์กด ๋ฐฉ๋ฒ•๋ก  ๋Œ€๋น„ ๋†’์€ ์ด์ƒ ๊ฐ์ง€์œจ์„ ๋ณด์˜€๋‹ค. ์ผ๋ถ€์˜ ๊ฒฝ์šฐ ์ด์ƒ ๊ฐ์ง€ ์ง€์—ฐ์ธก๋ฉด์—์„œ๋„ ๊ฐœ์„ ์„ ํ™•์ธํ•  ์ˆ˜ ์žˆ์—ˆ๋‹ค. ๋˜ํ•œ, ์ด์ƒ ์ง„๋‹จ์„ ์œ„ํ•ด ์ „๋‹ฌ ์—”ํŠธ๋กœํ”ผ์™€ ๊ทธ๋ž˜ํ”„ ๋ผ์˜๋ฅผ ๊ฒฐํ•ฉํ•œ ์ œ์•ˆํ•œ ๋ฐฉ๋ฒ•๋ก ์€ ์ „์ฒด ๊ณต์ •์— ์ „๋‹ฌ ์—”ํŠธ๋กœํ”ผ๋ฅผ ์ง์ ‘ ์ ์šฉํ•œ ๊ธฐ์กด์˜ ๋ฐฉ๋ฒ•๋ก  ๋Œ€๋น„ ์•ฝ 20%์˜ ๊ณ„์‚ฐ ๋น„์šฉ๋งŒ์œผ๋กœ๋„ ํšจ๊ณผ์ ์œผ๋กœ ์ด์ƒ์˜ ์›์ธ์„ ํŒŒ์•…ํ•ด๋‚ด๋Š” ๊ฒƒ์„ ํ™•์ธํ•  ์ˆ˜ ์žˆ์—ˆ๋‹ค. ๋˜ํ•œ, ์„ฑ๋Šฅ ํ…Œ์ŠคํŠธ ๊ฒฐ๊ณผ๋Š” ์ผ๋ถ€ ๊ณต์ • ์ด์ƒ์˜ ๊ฒฝ์šฐ ์ œ์•ˆํ•œ ๋ฐฉ๋ฒ•๋ก ์ด ๊ธฐ์กด์˜ ๋ฐฉ๋ฒ•๋ณด๋‹ค ๋” ์ •ํ™•ํ•œ ์ด์ƒ ์ง„๋‹จ ๊ฒฐ๊ณผ๋ฅผ ์ œ์‹œํ•  ์ˆ˜ ์žˆ์Œ์„ ๋ณด์˜€๋‹ค.Process monitoring system is an essential component for efficient and safe operation. Process faults can affect the quality of the product or interfere with the normal operation of the process, hindering productivity. In the case of chemical processes dealing with explosive and flammable materials, process fault can act as a threat to the process safety which should be the top priority. Meanwhile, modern processes demand a more advanced monitoring system as the scope of the process expands and the process automation and intensification progress. The framework of the process monitoring system can be classified into three stages. It is divided into process fault detection that determines the existence of process faults in a system in real-time, fault diagnosis that identifies the root cause of the faults, and finally, process recovery that removes the cause of the fault and normalizes the process. In particular, various methodologies for fault detection and diagnosis have been proposed, and they can be categorized into three approaches. Data-driven methodologies are widely utilized due to the general applicability and the conditions under which abundant process data are provided compared to analytical methods based on the detailed first-principle models and knowledge-based methods on the specific domain knowledge. Furthermore, the advantage of the data-driven methods can be prominent as the scale and complexity of the process increase. In this thesis, fault detection and diagnosis methodologies to improve the performance of existing data-driven methods are proposed. Conventional data-driven fault detection systems have been developed based on dimensionality reduction methods. The fault detection models using dimensionality reduction identify the low dimensional latent space defined by features inherent in process data, performing process monitoring based on it. As the representative methods, there are principal component analysis which is the conventional multivariate process monitoring approach, and autoencoder which is one of the machine learning techniques. Although the monitoring systems using various machine learning techniques have been widely utilized thanks to sufficient process data and good performance, a monitoring scheme that improves the performance of up-to-date methods is required due to the aforementioned factors. To improve the performance of such a data-driven monitoring system, approaches that change the structure of the model or learning procedure have been mainly discussed. Meanwhile, the nature that data-driven methods are ultimately dependent on the quality of the training dataset still remains. In other words, a methodology to enhance the completeness of the monitoring system by supplementing the insufficient information in the training dataset is required. Thus, a process fault detection method that combines data augmentation techniques is proposed in the first part of the thesis. Data augmentation has been mostly employed to manage the deficiency of certain classes, between-class imbalance, in a classification problem. In this case, data augmentation can be effectively applied to improve the training performance by balancing the amount of each class. Data augmentation in this study, on the other hand, is applied to alleviate the with-in-class imbalance. The process data in normal operation has characteristics that the data samples in the borderline of normal and abnormal state are relatively sparse. Given that the modeling of the fault detection system corresponds to defining the low-dimensional feature space and monitoring the system in it, it can be expected that the supplement of the samples on the boundary of the normal state would positively affect the training process. In this context, the proposed method is as follows. First, variational autoencoder which is a generative model is constructed to generate the synthetic data using the original training data. The sample vector corresponding to the boundary region of the low-dimensional distribution of the normal state learned by the generative model is generated as the synthetic data and augmented to the original training data. Based on the augmented training data the fault detection system is established using autoencoder, a machine learning algorithm for feature extraction. The feature learning of autoencoder can be performed more effectively by using the augmented training data, which can lead to the improvement of the fault detection system that distinguishes between normal and abnormal states. The dimensionality reduction methods have been also utilized as the fault isolation method known as the contribution charts. However, the approaches showed limited performance and inconsistent analysis results due to the information loss during the dimension reduction process. To resolve the limitations of the conventional method, the approaches that directly figure out the causal relationships between process variables have been developed. As one of them, transfer entropy, an information-theoretic causality measure, is generally known to have good fault isolation performance in the fault isolation of nonlinear processes because it is neither linearity assumption nor model-based method. However, it has been limitedly applied to the small-scale process because of the drawback that the causal analysis using transfer entropy requires costly density estimation. To resolve the limitation, the method that combines graphical lasso which is a regularization method with transfer entropy is proposed. Graphical lasso is a sparse structure learning algorithm of the undirected graph model, which can be used to sort out the most relevant sub-group in the entire graph model. As graphical lasso algorithm presents the output as a highly correlated subgroup with the rest of the variables, the iterative application of graphical lasso can substitute the entire process into several subgroups. This process can greatly reduce the subject of causal analysis by excluding relationships with little relevance in advance. Accordingly, the limitation of demanding cost of transfer entropy can be mitigated and thus the applicability of fault isolation using transfer entropy can be expanded through this process. Combining the two methods, the following fault isolation method is proposed. First of all, the entire process variables are divided into the five most relevant subgroups based on the data when the fault has occurred. The root cause variable can be isolated from the most significant relationship by calculating the causality measure using transfer entropy only within each subgroup. It is possible to significantly reduce the computational cost due to transfer entropy by efficiently decreasing the subject of causal analysis through graphical lasso. Therefore, the proposed method is noteworthy in that it enables the application of fault isolation using transfer entropy for industrial-scale processes. The proposed methodologies in each stage are verified by applying them to the industrial-scale benchmark process model, the Tennessee Eastman process (TEP). The benchmark process model is suitable to test the performance of the proposed methods because it is a process model with similar complexity as a real chemical process involving multiple unit operations, recycle stream, and chemical reactions in it. The performance test is performed with respect to the 28 predefined process faults scenarios in TEP model. Application results of the proposed fault detection method performed better than the case using the conventional approach in terms of the fault detection rate. In some fault cases, the fault detection delay, the time required to first detect a fault since it occurred, also showed improvement. Fault isolation results by the proposed method integrating transfer entropy with graphical lasso showed that it could effectively identify the cause of the process fault with only about 20% of the computational cost compared to the base case that directly applied the transfer entropy to the entire process for fault isolation. In addition, the demonstration results suggested that the proposed method could outperform the base case in terms of accuracy in some particular cases.Chapter 1 Introduction -2 1.1. Research Motivation -2 1.2. Research Objectives 5 1.3. Outline of the Thesis 7 Chapter 2 Backgrounds and Preliminaries 8 2.1. Autoencoder 8 2.2. Variational Autoencoder 3 2.3. Transfer Entropy 7 2.4. Graphical Lasso 11 Chapter 3 Process Fault Detection Using Autoencoder with Data Augmentation via Variational Autoencoder 23 3.1. Introduction 23 3.2. Process Fault Detection Model Integrated with Data Augmentation 28 3.2.1. Info-Variational Autoencoder for Data Augmentation 31 3.2.2. Autoencoder for Process Monitoring 33 3.3. Case study and Discussion 34 3.3.1. Tennessee Eastman Process 35 3.3.2. Implementation of the Proposed Methodology 39 3.3.3. Discussion of the Results 64 Chapter 4 Process Fault Isolation using Transfer Entropy and Graphical Lasso 80 4.1. Introduction 80 4.2. Fault Isolation using Transfer Entropy Integrated with Graphical Lasso 86 4.2.1. Graphical Lasso for Sub-group Modeling 89 4.2.2. Transfer Entropy for Fault Isolation 90 4.3. Case study and Discussion 1 92 4.3.1. Selective Catalytic Reduction Process 92 4.3.2. Implementation of the Proposed Methodology 97 4.3.3. Discussion of the Results 99 4.4. Case study and Discussion 2 102 4.4.1. Tennessee Eastman Process 102 4.4.2. Implementation of the Proposed Methodology 108 4.4.3. Discussion of the Results 109 Chapter 5 Concluding Remarks 130 5.1. Summary of the Contributions 130 5.2. Future Work 133 Bibliography 135๋ฐ•

    Machine Learning-based Predictive Maintenance for Optical Networks

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    Optical networks provide the backbone of modern telecommunications by connecting the world faster than ever before. However, such networks are susceptible to several failures (e.g., optical fiber cuts, malfunctioning optical devices), which might result in degradation in the network operation, massive data loss, and network disruption. It is challenging to accurately and quickly detect and localize such failures due to the complexity of such networks, the time required to identify the fault and pinpoint it using conventional approaches, and the lack of proactive efficient fault management mechanisms. Therefore, it is highly beneficial to perform fault management in optical communication systems in order to reduce the mean time to repair, to meet service level agreements more easily, and to enhance the network reliability. In this thesis, the aforementioned challenges and needs are tackled by investigating the use of machine learning (ML) techniques for implementing efficient proactive fault detection, diagnosis, and localization schemes for optical communication systems. In particular, the adoption of ML methods for solving the following problems is explored: - Degradation prediction of semiconductor lasers, - Lifetime (mean time to failure) prediction of semiconductor lasers, - Remaining useful life (the length of time a machine is likely to operate before it requires repair or replacement) prediction of semiconductor lasers, - Optical fiber fault detection, localization, characterization, and identification for different optical network architectures, - Anomaly detection in optical fiber monitoring. Such ML approaches outperform the conventionally employed methods for all the investigated use cases by achieving better prediction accuracy and earlier prediction or detection capability

    Deep Learning-Based Machinery Fault Diagnostics

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    This book offers a compilation for experts, scholars, and researchers to present the most recent advancements, from theoretical methods to the applications of sophisticated fault diagnosis techniques. The deep learning methods for analyzing and testing complex mechanical systems are of particular interest. Special attention is given to the representation and analysis of system information, operating condition monitoring, the establishment of technical standards, and scientific support of machinery fault diagnosis

    Fault diagnosis in industrial process by using LSTM and an elastic net

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    [EN] Fault diagnosis is important for industrial processes because it permits to determine the necessity of emergency stops in a process and/or to propose a maintenance plan. Two strategies for fault diagnosis are compared in this work. On the one hand, the data are preprocessed using the independent components analysis for dimension reduction, then the wavelet transform is used in order to highlight the faulty signals, with this information an artificial neural network was fed. On the other hand, the second strategy, the main contribution of this work, is the implementation of a long short term memory. This memory is fed with the most representative variables selected by an elastic net to use both, the L1 and L2 norms. These strategies are applied in the Tennessee Eastman process, a benchmark widely used for fault diagnosis. The fault isolation had better results than those reported in the literature.[ES] El diagnรณstico de fallas es importante en los procesos industriales, ya que permite determinar si es necesario detener el proceso en operaciรณn y/o proponer un plan de mantenimiento. En el presente trabajo se comparan dos estrategias para diagnosticar fallas. La primera realiza un preprocesamiento de datos usando el anรกlisis de componentes independientes para reducir la dimensiรณn de los datos, posteriormente, se emplea la transformada wavelet para resaltar las seรฑales de falla, con esta informaciรณn se alimenta una red neuronal artificial. Por su parte, la segunda estrategia, principal contribuciรณn de este trabajo, usa una memoria de corto y largo plazo. Esta memoria es alimentada por las variables mรกs significativas seleccionadas mediante una red elรกstica para usar tanto la norma L1L_1 como la L2L_2. Como ejemplo de aplicaciรณn se utilizรณ el proceso quรญmico Tennessee Eastman, un proceso ampliamente usado en el diagnรณstico de fallas. El aislamiento de fallas mostrรณ mejores resultados con respecto a los reportados en la literatura.Mรกrquez-Vera, MA.; Lรณpez-Ortega, O.; Ramos-Velasco, LE.; Ortega-Mendoza, RM.; Fernรกndez-Neri, BJ.; Zรบรฑiga-Peรฑa, NS. (2021). Diagnรณstico de fallas mediante una LSTM y una red elรกstica. Revista Iberoamericana de Automรกtica e Informรกtica industrial. 18(2):164-175. https://doi.org/10.4995/riai.2020.13611OJS164175182Adewole, A., Tzoneva, R., Behardien, S., 2016. Distribution network fault section identification and fault location using wavelet entropy and neural networks. Applied Soft Computing 46, 296-306. https://doi.org/10.1016/j.asoc.2016.05.013Alkaya, A., Eker, I., 2011. Variance sensitive adaptive threshold-based PCA method for fault detection with experimental application. 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    Application of Deep Learning in Chemical Processes: Explainability, Monitoring and Observability

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    The last decade has seen remarkable advances in speech, image, and language recognition tools that have been made available to the public through computer and mobile devicesโ€™ applications. Most of these significant improvements were achieved by Artificial Intelligence (AI)/ deep learning (DL) algorithms (Hinton et al., 2006) that generally refers to a set of novel neural network architectures and algorithms such as long-short term memory (LSTM) units, convolutional networks (CNN), autoencoders (AE), t-distributed stochastic embedding (TSNE), etc. Although neural networks are not new, due to a combination of relatively novel improvements in methods for training the networks and the availability of increasingly powerful computers, one can now model much more complex nonlinear dynamic behaviour by using complex structures of neurons, i.e. more layers of neurons, than ever before (Goodfellow et al., 2016). However, it is recognized that the training of neural nets of such complex structures requires a vast amount of data. In this sense manufacturing processes are good candidates for deep learning applications since they utilize computers and information systems for monitoring and control thus generating a massive amount of data. This is especially true in pharmaceutical companies such as Sanofi Pasteur, the industrial collaborator for the current study, where large data sets are routinely stored for monitoring and regulatory purposes. Although novel DL algorithms have been applied with great success in image analysis, speech recognition, and language translation, their applications to chemical processes and pharmaceutical processes, in particular, are scarce. The current work deals with the investigation of deep learning in process systems engineering for three main areas of application: (i) Developing a deep learning classification model for profit-based operating regions. (ii) Developing both supervised and unsupervised process monitoring algorithms. (iii) Observability Analysis It is recognized that most empirical or black-box models, including DL models, have good generalization capabilities but are difficult to interpret. For example, using these methods it is difficult to understand how a particular decision is made, which input variable/feature is greatly influencing the decision made by the DL models etc. This understanding is expected to shed light on why biased results can be obtained or why a wrong class is predicted with a higher probability in classification problems. Hence, a key goal of the current work is on deriving process insights from DL models. To this end, the work proposes both supervised and unsupervised learning approaches to identify regions of process inputs that result in corresponding regions, i.e. ranges of values, of process profit. Furthermore, it will be shown that the ability to better interpret the model by identifying inputs that are most informative can be used to reduce over-fitting. To this end, a neural network (NN) pruning algorithm is developed that provides important physical insights on the system regarding the inputs that have positive and negative effect on profit function and to detect significant changes in process phenomenon. It is shown that pruning of input variables significantly reduces the number of parameters to be estimated and improves the classification test accuracy for both case studies: the Tennessee Eastman Process (TEP) and an industrial vaccine manufacturing process. The ability to store a large amount of data has permitted the use of deep learning (DL) and optimization algorithms for the process industries. In order to meet high levels of product quality, efficiency, and reliability, a process monitoring system is needed. The two aspects of Statistical Process Control (SPC) are fault detection and diagnosis (FDD). Many multivariate statistical methods like PCA and PLS and their dynamic variants have been extensively used for FD. However, the inherent non-linearities in the process pose challenges while using these linear models. Numerous deep learning FDD approaches have also been developed in the literature. However, the contribution plots for identifying the root cause of the fault have not been derived from Deep Neural Networks (DNNs). To this end, the supervised fault detection problem in the current work is formulated as a binary classification problem while the supervised fault diagnosis problem is formulated as a multi-class classification problem to identify the type of fault. Then, the application of the concept of explainability of DNNs is explored with its particular application in FDD problem. The developed methodology is demonstrated on TEP with non-incipient faults. Incipient faults are faulty conditions where signal to noise ratio is small and have not been widely studied in the literature. To address the same, a hierarchical dynamic deep learning algorithm is developed specifically to address the issue of fault detection and diagnosis of incipient faults. One of the major drawbacks of both the methods described above is the availability of labeled data i.e. normal operation and faulty operation data. From an industrial point of view, most data in an industrial setting, especially for biochemical processes, is obtained during normal operation and faulty data may not be available or may be insufficient. Hence, we also develop an unsupervised DL approach for process monitoring. It involves a novel objective function and a NN architecture that is tailored to detect the faults effectively. The idea is to learn the distribution of normal operation data to differentiate among the fault conditions. In order to demonstrate the advantages of the proposed methodology for fault detection, systematic comparisons are conducted with Multiway Principal Component Analysis (MPCA) and Multiway Partial Least Squares (MPLS) on an industrial scale Penicillin Simulator. Past investigations reported that the variability in productivity in the Sanofi's Pertussis Vaccine Manufacturing process may be highly correlated to biological phenomena, i.e. oxidative stresses, that are not routinely monitored by the company. While the company monitors and stores a large amount of fermentation data it may not be sufficiently informative about the underlying phenomena affecting the level of productivity. Furthermore, since the addition of new sensors in pharmaceutical processes requires extensive and expensive validation and certification procedures, it is very important to assess the potential ability of a sensor to observe relevant phenomena before its actual adoption in the manufacturing environment. This motivates the study of the observability of the phenomena from available data. An algorithm is proposed to check the observability for the classification task from the observed data (measurements). The proposed methodology makes use of a Supervised AE to reduce the dimensionality of the inputs. Thereafter, a criterion on the distance between the samples is used to calculate the percentage of overlap between the defined classes. The proposed algorithm is tested on the benchmark Tennessee Eastman process and then applied to the industrial vaccine manufacturing process

    Sensors Fault Diagnosis Trends and Applications

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    Fault diagnosis has always been a concern for industry. In general, diagnosis in complex systems requires the acquisition of information from sensors and the processing and extracting of required features for the classification or identification of faults. Therefore, fault diagnosis of sensors is clearly important as faulty information from a sensor may lead to misleading conclusions about the whole system. As engineering systems grow in size and complexity, it becomes more and more important to diagnose faulty behavior before it can lead to total failure. In the light of above issues, this book is dedicated to trends and applications in modern-sensor fault diagnosis

    Novel Deep Learning Techniques For Computer Vision and Structure Health Monitoring

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    This thesis proposes novel techniques in building a generic framework for both the regression and classification tasks in vastly different applications domains such as computer vision and civil engineering. Many frameworks have been proposed and combined into a complex deep network design to provide a complete solution to a wide variety of problems. The experiment results demonstrate significant improvements of all the proposed techniques towards accuracy and efficiency
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