Algorithms for Fault Detection and Diagnosis

Due to the increasing demand for security and reliability in manufacturing and mechatronic systems, early detection and diagnosis of faults are key points to reduce economic losses caused by unscheduled maintenance and downtimes, to increase safety, to prevent the endangerment of human beings involved in the process operations and to improve reliability and availability of autonomous systems. The development of algorithms for health monitoring and fault and anomaly detection, capable of the early detection, isolation, or even prediction of technical component malfunctioning, is becoming more and more crucial in this context. This Special Issue is devoted to new research efforts and results concerning recent advances and challenges in the application of “Algorithms for Fault Detection and Diagnosis”, articulated over a wide range of sectors. The aim is to provide a collection of some of the current state-of-the-art algorithms within this context, together with new advanced theoretical solutions

Fault Diagnosis of Rotating Machinery using Improved Entropy Measures

Fault diagnosis of rotating machinery is of considerable significance to ensure high reliability and safety in industrial machinery. The key to fault diagnosis consists in detecting potential incipient fault presence, recognizing fault patterns, and identifying degrees of failures in machinery. The process of data-driven fault diagnosis method often requires extracting useful feature representations from measurements to make diagnostic decision-making. Entropy measures, as suitable non-linear complexity indicators, estimate dynamic changes in measurements directly, which are challenging to be quantified by conventional statistical indicators. Compared to single-scale entropy measures, multiple-scale entropy measures have been increasingly applied to time series complexity analysis by quantifying entropy values over a range of temporal scales. However, there exist a number of challenges in traditional multiple-scale entropy measures in analyzing bearing signals for bearing fault detection. Specifically, a large majority of multiple-scale entropy methods neglect high�frequency information in bearing vibration signal analysis. Moreover, the data length of transformed multiple signals is greatly reduced as scale factor increases, which can introduce incoherence and bias in entropy values. Lastly, non-linear and non-stationary behaviors of vibration signals due to interference and noise may reduce the diagnostic performance of traditional entropy methods in bearing health identification, especially in complex industrial settings. This dissertation proposes a novel multiple-scale entropy measure, named Adaptive Multiscale Weighted Permutation Entropy (AMWPE), for extracting fault features associated with complexity change in bearing vibration analysis. A new scale-extraction mechanism - adaptive Fine-to-Coarse (F2C) procedure - is presented to generate multiple-scale time series from the original signal. It has advantages of extracting low- and high-frequency information from measurements and generating improved multiple-scale time series with a hierarchical structure. Numerical evaluation is carried out to study the performance of the AMWPE measure in analyzing the complexity change of synthetic signals. Results demonstrated that the AMWPE algorithm could provide high consistency and stable entropy values in entropy estimation. It also presents high robustness against noise in analyzing noisy bearing signals in comparison with traditional entropy methods. Additionally, a new bearing diagnosis method is put forth, where the AMWPE method is applied for entropy analysis and a multi-class support vector machine classifier is used for identifying bearing fault patterns, respectively. Three experimental case studies are carried out to investigate the effectiveness of the proposed diagnosis method for bearing diagnosis. Comparative studies are presented to compare the diagnostic performance of the proposed entropy method and traditional entropy methods in terms of computational time of entropy estimation, feature representation, and diagnosis accuracy rate. Further, noisy bearing signals with different signal-to-noise ratios are analyzed using various entropy measures to study their robustness against noise in bearing diagnosis. Additionally, the developed adaptive F2C procedure can be extended to a variety of entropy algorithms based on improved single-scale entropy method used in entropy estimation. In the combination of artificial intelligence techniques, the improved entropy algorithms are expected to apply to machine health conditions and intelligent fault diagnosis in complex industrial machinery. Besides, they are suitable to evaluate the complexity and irregularity of other non-stationary signals measured from non-linear systems, such as acoustic emission signals and physiological signals

Advanced Fault Diagnosis and Health Monitoring Techniques for Complex Engineering Systems

Over the last few decades, the field of fault diagnostics and structural health management has been experiencing rapid developments. The reliability, availability, and safety of engineering systems can be significantly improved by implementing multifaceted strategies of in situ diagnostics and prognostics. With the development of intelligence algorithms, smart sensors, and advanced data collection and modeling techniques, this challenging research area has been receiving ever-increasing attention in both fundamental research and engineering applications. This has been strongly supported by the extensive applications ranging from aerospace, automotive, transport, manufacturing, and processing industries to defense and infrastructure industries

Bearing fault diagnosis using multidomain fusion-based vibration imaging and multitask learning.

Statistical features extraction from bearing fault signals requires a substantial level of knowledge and domain expertise. Furthermore, existing feature extraction techniques are mostly confined to selective feature extraction methods namely, time-domain, frequency-domain, or time-frequency domain statistical parameters. Vibration signals of bearing fault are highly non-linear and non-stationary making it cumbersome to extract relevant information for existing methodologies. This process even became more complicated when the bearing operates at variable speeds and load conditions. To address these challenges, this study develops an autonomous diagnostic system that combines signal-to-image transformation techniques for multi-domain information with convolutional neural network (CNN)-aided multitask learning (MTL). To address variable operating conditions, a composite color image is created by fusing information from multi-domains, such as the raw time-domain signal, the spectrum of the time-domain signal, and the envelope spectrum of the time-frequency analysis. This 2-D composite image, named multi-domain fusion-based vibration imaging (MDFVI), is highly effective in generating a unique pattern even with variable speeds and loads. Following that, these MDFVI images are fed to the proposed MTL-based CNN architecture to identify faults in variable speed and health conditions concurrently. The proposed method is tested on two benchmark datasets from the bearing experiment. The experimental results suggested that the proposed method outperformed state-of-the-arts in both datasets

Diagnosis of low-speed bearings via vibration-based entropy indicators and acoustic emissions

Tesi del Pla de doctorat industrial de la Generalitat de Catalunya. Tesi en modalitat compendi de publicacions, amb diferents seccions retallades per drets dels editorsWind energy is one ofthe main renewable energies to replace fossil fuels in the generation of electricityworldwide. To enhance and accelerate its implementation at a large scale, it is vital to reduce the costs associated with maintenance. As com ponent breakages force the turbine to stop for long repair times, the wind industry m ust switch from the old-fashioned preventive or corrective maintenance to condition-based maintenance (also called predictive maintenance). The condition­based maintenance of pitch bearings is especiallychallenging, as the operating conditions include high mechanical stress and low rotational speed. Since these operating conditions im pact negatively on the results of the standard methods and techniques applied in current condition-based monitoring systems, the condition-based maintenance of pitch bearings is still a challenge. Therefore, this thes is is focused on the research of novel methods and techniques that obtain reliable information on the state of pitch bearings for condition-based maintenance. lnitially, the acknowledgment ofthe state ofthe art is performed to recognize the methods and signals. This step endorses the decision to analyze the vibration signals and acoustic emissions throughout this thesis. Due to the particular operating conditions of pitch bearings, this research states the need to create data sets to replicate the particular operating conditions in a controlled laboratory experiment. As a res ult, a datas et based on vibrations, and a second datas et based on acoustic emissions are generated. The vibration datas et allows the validation of a novel algorithm for the low-speed bearing diagnosis, which is based on the concept of entropy by the definition of Shannon and Rényi. In com parison to the classical methods found in the literature, the diagnosis of low-speed bearings based on entropy-based indicators can extract more reliable information. Moreover, the research of the com bination of several indicators to improve the diagnosis revea Is that the entropy-based indicators can extract more information than regular indicators used in academia. The datas et of acoustic emissions from low-speed bearings helps to contribute to the development of methods for diagnosis. In this research, the analysis of the energyfrom the signals reveals a dependencyon the intensityand the presence of damage. In addition, a relation between the waveform ofthe analyzed energy and the existence of damage is em phas ized.La energía eólica es una de las principales energías renovables consideradas para reemplazar los combustibles fósiles en la generación de electricidad a nivel mundial. Para mejorar y acelerar su implementación a gran escala, es vital reducir los costes asociados con el mantenimiento. Como las roturas de los componentes obligan a la turbina a detenerse durante largos períodos de reparación, la industria eólica necesita cambiar del anticuado mantenimiento preventiv o correctivo al mantenimiento basado en la condición (también llamado mantenimiento predictivo). El mantenimiento basado en la condición de los rodamientos pitch es especialmente desafiante, porque las condiciones de operación incluyen un alto estrés mecánico y bajas velocidades de rotación. Debido a que estas condiciones de operación impactan negativamente en los resultados de los métodos y técnicas estándar aplicados en los sistemas actuales de monitoreo basados en el estado, el mantenimiento basado en el estado de los rodamientos pitch sigue siendo un desafío. Por tanto, esta tesis se centra en la investigación de métodos y técnicas novedosas que obtengan información fiable sobre el estado de los rodamientos pitch para el mantenimiento basado en la condición. Inicialmente, se realiza el reconocimiento del estado del arte para reconocer los métodos y señales utilizados. Este paso avala la decisión de analizar las señales de vibración y las emisiones acústicas a lo largo de esta tesis. Debido a las condiciones de funcionamiento particulares de los rodamientos pitch, esta investigación reconoce la necesidad de crear un conjunto de datos para replicar las condiciones de funcionamiento particulares del rodamiento pitch en una experiencia de laboratorio controlado. Como resultado, se genera un conjunto de datos basado en vibraciones y un segundo conjunto de datos basado en emisiones acústicas. El conjunto de datos de vibraciones permite la validación de un algoritmo novedoso para el diagnóstico de rodamientos de baja velocidad, el cual se basa en el concepto de la entropía según la definición de Shannon y Rényi. En comparación con los métodos clásicos que se encuentran en la literatura, el diagnóstico de rodamientos de baja velocidad basado en indicadores basados en la entropía puede extraer información más confiable. Además, la investigación de la combinación de varios indicadores para mejorar el diagnóstico revela que los indicadores basados en la entropía pueden extraer más información que los indicadores habituales utilizados en la academia. El conjunto de datos de las emisiones acústicas de los rodamientos de baja velocidad ayuda a contribuir al desarrollo de métodos de diagnóstico. En esta investigación, el análisis de la energía de las señales revela una dependencia de la intensidad y la presencia de daño. Además, se enfatiza una relación entre la forma de onda de la energía analizada y la existencia de daño.L'energia eòlica és una de les principals energies renovables considerades per reemplaçar els combustibles fòssils en la generació d'electricitat a nivell mundial. Per millorar i accelerar la seva implementació a gran escala, és vital reduir els costos associats amb el manteniment. Com els trencaments dels components obliguen a la turbina a aturar-se durant llargs períodes de reparació, la industria eòlica necessita canviar de l'antiquat manteniment preventiu o correctiu al manteniment basat en la condició (també anomenat manteniment predictiu). El manteniment basat en la condició dels rodaments de pas és especialment desafiant, perquè les condicions d’operació inclouen un alt estrès mecànic i baixes velocitats de rotació. A causa de que aquestes condicions d’operació impacten negativament en els resultats dels mètodes i tècniques estàndard aplicats en els sistemes actuals de monitorització basats en l'estat, el manteniment basat en l'estat dels rodaments de pas segueix sent un desafiament. Per tant, aquesta tesi se centra en la investigació de mètodes i tècniques noves que obtinguin informació fiable sobre l'estat dels rodaments de pas per al manteniment basat en la condició. Inicialment, es realitza el reconeixement de l'estat de l'art per reconèixer els mètodes i senyals utilitzats. Aquest pas avala la decisió d'analitzar els senyals de vibració i les emissions acústiques al llarg d'aquesta tesi. A causa de les condicions de funcionament particulars dels rodaments de pas, aquesta investigació reconeix la necessitat de crear un conjunt de dades per replicar les condicions de funcionament particulars del rodament de pas en un experiment de laboratori controlat. Com a resultat, es genera un conjunt de dades basat en vibracions i un segon conjunt de dades basat en emissions acústiques. El conjunt de dades de vibracions permet la validació d'un algoritme nou per al diagnòstic de rodaments de baixa velocitat, el qual es basa en el concepte de l'entropia segons la definició de Shannon i Renyi. En comparació amb els mètodes clàssics que es troben a la literatura, el diagnòstic de rodaments de baixa velocitat basat en indicadors basats en l'entropia pot extreure informació més fiable. A més, la investigació de la combinació de diversos indicadors per millorar el diagnòstic revela que els indicadors basats en l'entropia poden extreure més informació que els indicadors habituals utilitzats en la literatura. El conjunt de dades de les emissions acústiques dels rodaments de baixa velocitat ajuda a contribuir al desenvolupament de mètodes de diagnòstic. En aquesta investigació, l’anàlisi de l'energia de les senyals revela una dependència de la intensitat i la presència de dany. A més, s'emfatitza una relació entre la forma d'ona de l'energia analitzada i l’existència de dany.Energia eolikoa mundu mailan elektrizitatea sortu eta erregai fosilak ordezkatzeko energia berriztagarri nagusietako bat da. Eskala handiko ezarpena hobetu eta bizkortzeko, ezinbestekoa da mantentze-lanekin lotutako kostuak murriztea. Osagaien hausturek turbina konponketa-aldi luzeetan gelditzera behartzen dutenez, industria eolikoak mantentze-lan prebentibo edo zuzentzaile zaharkitutik egoeran oinarritutako mantentzelanetara aldatu behar du (mantentze-lan prediktiboa ere esaten zaio). Pitch errodamenduen egoeran oinarritutako mantentzea bereziki desa atzailea da, tentsio mekaniko handiak jasaten baitituzte eta errotazio-abiadura txikietan egoten baitira abian. Operaziobaldintza horiek eragin negatiboa dutenez egoeran oinarritutako egungo monitorizazio sistemetan erabiltzen diren metodo eta teknika estandarren emaitzetan, pitch errodamenduen egoeran oinarritutako mantentze-lanak erronka bat izaten jarraitzen du. Tesi hau egoeran oinarritutako mantenurako pitch errodamenduen egoerari buruzko informazio dagarria lortzen duten metodo eta teknika berritzaileen ikerketan oinarritzen da. Hasieran, teknologiaren egungo egoera aztertzen da, erabilitako metodoak eta seinaleak ezagutzeko. Urrats honek tesi honetan zehar bibrazio-seinaleak eta emisio akustikoak aztertzeko erabakia bermatzen du. Pitch errodamenduen funtzionamendu baldintza bereziak direla eta, ikerketa honek adierazten du beharrezkoa dela datu multzo bat sortzea pitch errodamenduaren funtzionamendu baldintza partikularrak erreplikatzeko laborategi kontrolatuko testuinguru batean. Ondorioz, bibrazioetan oinarritutako datu-multzo bat eta emisio akustikoetan oinarritutako bigarren datu-multzo bat sortzen dira. Bibrazioen datu-multzoak abiadura txikiko errodamenduen diagnostikorako algoritmo berritzaile bat baliozkotzea ahalbidetzen du, zeina entropiaren kontzeptuan oinarritzen baita Shannon eta R enyiren de nizioaren arabera. Literaturan dauden metodo klasikoekin alderatuta, entropian oinarritutako adierazleek abiadura txikiko errodamenduen diagnostikorako informazio dagarriagoa atera dezakete. Gainera, diagnostikoa hobetzeko hainbat adierazleren konbinazioaren ikerketak agerian uzten du entropian oinarritutako adierazleek akademian erabiltzen diren ohiko adierazleek baino informazio gehiago atera dezaketela. Abiadura txikiko errodamenduen emisio akustikoen datu multzoak diagnostiko metodoak garatzen laguntzen du. Ikerketa lan honetan, seinaleen energiaren azterketak intentsitatearekiko eta kaltearen presentziarekiko dependentzia adierazten du. Gainera, aztertutako energiaren uhin-formaren eta kaltearen arteko erlazioa nabarmentzen da.Postprint (published version

Linear feature selection and classification using PNN and SFAM neural networks for a nearly online diagnosis of bearing naturally progressing degradations.

International audienceIn this work, an effort is made to characterize seven bearing states depending on the energy entropy of Intrinsic Mode Functions (IMFs) resulted from the Empirical Modes Decomposition (EMD).Three run-to-failure bearing vibration signals representing different defects either degraded or different failing components (roller, inner race and outer race) with healthy state lead to seven bearing states under study. Principal Component Analysis (PCA) and Linear Discriminant Analysis (LDA) are used for feature reduction. Then, six classification scenarios are processed via a Probabilistic Neural Network (PNN) and a Simplified Fuzzy Adaptive resonance theory Map (SFAM) neural network. In other words, the three extracted feature data bases (EMD, PCA and LDA features) are processed firstly with SFAM and secondly with a combination of PNN-SFAM. The computation of classification accuracy and scattering criterion for each scenario shows that the EMD-LDA-PNN-SFAM combination is the suitable strategy for online bearing fault diagnosis. The proposed methodology reveals better generalization capability compared to previous works and it’s validated by an online bearing fault diagnosis. The proposed strategy can be applied for the decision making of several assets

Application of variational mode decomposition in vibration analysis of machine components

Monitoring and diagnosis of machinery in maintenance are often undertaken using vibration analysis. The machine vibration signal is invariably complex and diverse, and thus useful information and features are difficult to extract. Variational mode decomposition (VMD) is a recent signal processing method that able to extract some of important features from machine vibration signal. The performance of the VMD method depends on the selection of its input parameters, especially the mode number and balancing parameter (also known as quadratic penalty term). However, the current VMD method is still using a manual effort to extract the input parameters where it subjects to interpretation of experienced experts. Hence, machine diagnosis becomes time consuming and prone to error. The aim of this research was to propose an automated parameter selection method for selecting the VMD input parameters. The proposed method consisted of two-stage selections where the first stage selection was used to select the initial mode number and the second stage selection was used to select the optimized mode number and balancing parameter. A new machine diagnosis approach was developed, named as VMD Differential Evolution Algorithm (VMDEA)-Extreme Learning Machine (ELM). Vibration signal datasets were then reconstructed using VMDEA and the multi-domain features consisted of time-domain, frequency-domain and multi-scale fuzzy entropy were extracted. It was demonstrated that the VMDEA method was able to reduce the computational time about 14% to 53% as compared to VMD-Genetic Algorithm (GA), VMD-Particle Swarm Optimization (PSO) and VMD-Differential Evolution (DE) approaches for bearing, shaft and gear. It also exhibited a better convergence with about two to nine less iterations as compared to VMD-GA, VMD-PSO and VMD-DE for bearing, shaft and gear. The VMDEA-ELM was able to illustrate higher classification accuracy about 11% to 20% than Empirical Mode Decomposition (EMD)-ELM, Ensemble EMD (EEMD)-ELM and Complimentary EEMD (CEEMD)-ELM for bearing shaft and gear. The bearing datasets from Case Western Reserve University were tested with VMDEA-ELM model and compared with Support Vector Machine (SVM)-Dempster-Shafer (DS), EEMD Optimal Mode Multi-scale Fuzzy Entropy Fault Diagnosis (EOMSMFD), Wavelet Packet Transform (WPT)-Local Characteristic-scale Decomposition (LCD)- ELM, and Arctangent S-shaped PSO least square support vector machine (ATSWPLM) models in term of its classification accuracy. The VMDEA-ELM model demonstrates better diagnosis accuracy with small differences between 2% to 4% as compared to EOMSMFD and WPT-LCD-ELM but less diagnosis accuracy in the range of 4% to 5% as compared to SVM-DS and ATSWPLM. The diagnosis approach VMDEA-ELM was also able to provide faster classification performance about 6 40 times faster than Back Propagation Neural Network (BPNN) and Support Vector Machine (SVM). This study provides an improved solution in determining an optimized VMD parameters by using VMDEA. It also demonstrates a more accurate and effective diagnostic approach for machine maintenance using VMDEA-ELM

Development of new fault detection methods for rotating machines (roller bearings)

Abstract Early fault diagnosis of roller bearings is extremely important for rotating machines, especially for high speed, automatic and precise machines. Many research efforts have been focused on fault diagnosis and detection of roller bearings, since they constitute one the most important elements of rotating machinery. In this study a combination method is proposed for early damage detection of roller bearing. Wavelet packet transform (WPT) is applied to the collected data for denoising and the resulting clean data are break-down into some elementary components called Intrinsic mode functions (IMFs) using Ensemble empirical mode decomposition (EEMD) method. The normalized energy of three first IMFs are used as input for Support vector machine (SVM) to recognize whether signals are sorting out from healthy or faulty bearings. Then, since there is no robust guide to determine amplitude of added noise in EEMD technique, a new Performance improved EEMD (PIEEMD) is proposed to determine the appropriate value of added noise. A novel feature extraction method is also proposed for detecting small size defect using Teager-Kaiser energy operator (TKEO). TKEO is applied to IMFs obtained to create new feature vectors as input data for one-class SVM. The results of applying the method to acceleration signals collected from an experimental bearing test rig demonstrated that the method can be successfully used for early damage detection of roller bearings. Most of the diagnostic methods that have been developed up to now can be applied for the case stationary working conditions only (constant speed and load). However, bearings often work at time-varying conditions such as wind turbine supporting bearings, mining excavator bearings, vehicles, robots and all processes with run-up and run-down transients. Damage identification for bearings working under non-stationary operating conditions, especially for early/small defects, requires the use of appropriate techniques, which are generally different from those used for the case of stationary conditions, in order to extract fault-sensitive features which are at the same time insensitive to operational condition variations. Some methods have been proposed for damage detection of bearings working under time-varying speed conditions. However, their application might increase the instrumentation cost because of providing a phase reference signal. Furthermore, some methods such as order tracking methods still can be applied when the speed variation is limited. In this study, a novel combined method based on cointegration is proposed for the development of fault features which are sensitive to the presence of defects while in the same time they are insensitive to changes in the operational conditions. It does not require any additional measurements and can identify defects even for considerable speed variations. The signals acquired during run-up condition are decomposed into IMFs using the performance improved EEMD method. Then, the cointegration method is applied to the intrinsic mode functions to extract stationary residuals. The feature vectors are created by applying the Teager-Kaiser energy operator to the obtained stationary residuals. Finally, the feature vectors of the healthy bearing signals are utilized to construct a separating hyperplane using one-class support vector machine. Eventually the proposed method was applied to vibration signals measured on an experimental bearing test rig. The results verified that the method can successfully distinguish between healthy and faulty bearings even if the shaft speed changes dramatically

Novel deep cross-domain framework for fault diagnosis or rotary machinery in prognostics and health management

Improving the reliability of engineered systems is a crucial problem in many applications in various engineering fields, such as aerospace, nuclear energy, and water declination industries. This requires efficient and effective system health monitoring methods, including processing and analyzing massive machinery data to detect anomalies and performing diagnosis and prognosis. In recent years, deep learning has been a fast-growing field and has shown promising results for Prognostics and Health Management (PHM) in interpreting condition monitoring signals such as vibration, acoustic emission, and pressure due to its capacity to mine complex representations from raw data. This doctoral research provides a systematic review of state-of-the-art deep learning-based PHM frameworks, an empirical analysis on bearing fault diagnosis benchmarks, and a novel multi-source domain adaptation framework. It emphasizes the most recent trends within the field and presents the benefits and potentials of state-of-the-art deep neural networks for system health management. Besides, the limitations and challenges of the existing technologies are discussed, which leads to opportunities for future research. The empirical study of the benchmarks highlights the evaluation results of the existing models on bearing fault diagnosis benchmark datasets in terms of various performance metrics such as accuracy and training time. The result of the study is very important for comparing or testing new models. A novel multi-source domain adaptation framework for fault diagnosis of rotary machinery is also proposed, which aligns the domains in both feature-level and task-level. The proposed framework transfers the knowledge from multiple labeled source domains into a single unlabeled target domain by reducing the feature distribution discrepancy between the target domain and each source domain. Besides, the model can be easily reduced to a single-source domain adaptation problem. Also, the model can be readily updated to unsupervised domain adaptation problems in other fields such as image classification and image segmentation. Further, the proposed model is modified with a novel conditional weighting mechanism that aligns the class-conditional probability of the domains and reduces the effect of irrelevant source domain which is a critical issue in multi-source domain adaptation algorithms. The experimental verification results show the superiority of the proposed framework over state-of-the-art multi-source domain-adaptation models