Assistant Vehicle Localization Based on Three Collaborative Base Stations via SBL-Based Robust DOA Estimation

As a promising research area in Internet of Things (IoT), Internet of Vehicles (IoV) has attracted much attention in wireless communication and network. In general, vehicle localization can be achieved by the global positioning systems (GPSs). However, in some special scenarios, such as cloud cover, tunnels or some places where the GPS signals are weak, GPS cannot perform well. The continuous and accurate localization services cannot be guaranteed. In order to improve the accuracy of vehicle localization, an assistant vehicle localization method based on direction-of-arrival (DOA) estimation is proposed in this paper. The assistant vehicle localization system is composed of three base stations (BSs) equipped with a multiple input multiple output (MIMO) array. The locations of vehicles can be estimated if the positions of the three BSs and the DOAs of vehicles estimated by the BSs are known. However, the DOA estimated accuracy maybe degrade dramatically when the electromagnetic environment is complex. In the proposed method, a sparse Bayesian learning (SBL)-based robust DOA estimation approach is first proposed to achieve the off-grid DOA estimation of the target vehicles under the condition of nonuniform noise, where the covariance matrix of nonuniform noise is estimated by a least squares (LSs) procedure, and a grid refinement procedure implemented by finding the roots of a polynomial is performed to refine the grid points to reduce the off-grid error. Then, according to the DOA estimation results, the target vehicle is cross-located once by each two BSs in the localization system. Finally, robust localization can be realized based on the results of three-time cross-location. Plenty of simulation results demonstrate the effectiveness and superiority of the proposed method

Sparse Array Architectures for Wireless Communication and Radar Applications

This thesis focuses on sparse array architectures for the next generation of wireless communication, known as fifth-generation (5G), and automotive radar direction-of-arrival (DOA) estimation. For both applications, array spatial resolution plays a critical role to better distinguish multiple users/sources. Two novel base station antenna (BSA) configurations and a new sparse MIMO radar, which both outperform their conventional counterparts, are proposed.\ua0We first develop a multi-user (MU) multiple-input multiple-output (MIMO) simulation platform which incorporates both antenna and channel effects based on standard network theory. The combined transmitter-channel-receiver is modeled by cascading Z-matrices to interrelate the port voltages/currents to one another in the linear network model. The herein formulated channel matrix includes physical antenna and channel effects and thus enables us to compute the actual port powers. This is in contrast with the assumptions of isotropic radiators without mutual coupling effects which are commonly being used in the Wireless Community.\ua0Since it is observed in our model that the sum-rate of a MU-MIMO system can be adversely affected by antenna gain pattern variations, a novel BSA configuration is proposed by combining field-of-view (FOV) sectorization, array panelization and array sparsification. A multi-panel BSA, equipped with sparse arrays in each panel, is presented with the aim of reducing the implementation complexities and maintaining or even improving the sum-rate.\ua0We also propose a capacity-driven array synthesis in the presence of mutual coupling for a MU-MIMO system. We show that the appearance of\ua0grating lobes is degrading the system capacity and cannot be disregarded in a MU communication, where space division\ua0multiple access (SDMA) is applied. With the aid of sparsity and aperiodicity, the adverse effects of grating lobes and mutual coupling\ua0are suppressed and capacity is enhanced. This is performed by proposing a two-phase optimization. In Phase I, the problem\ua0is relaxed to a convex optimization by ignoring the mutual coupling and weakening the constraints. The solution of Phase I\ua0is used as the initial guess for the genetic algorithm (GA) in phase II, where the mutual coupling is taken into account. The\ua0proposed hybrid algorithm outperforms the conventional GA with random initialization.\ua0A novel sparse MIMO radar is presented for high-resolution single snapshot DOA estimation. Both transmit and receive arrays are divided into two uniform arrays with increased inter-element spacings to generate two uniform sparse virtual arrays. Since virtual arrays are uniform, conventional spatial smoothing can be applied for temporal correlation suppression among sources. Afterwards, the spatially smoothed virtual arrays satisfy the co-primality concept to avoid DOA ambiguities. Physical antenna effects are incorporated in the received signal model and their effects on the DOA estimation performance are investigated

Mutual Coupling in Phased Arrays: A Review

The mutual coupling between antenna elements affects the antenna parameters like terminal impedances, reflection coefficients and hence the antenna array performance in terms of radiation characteristics, output signal-to-interference noise ratio (SINR), and radar cross section (RCS). This coupling effect is also known to directly or indirectly influence the steady state and transient response, the resolution capability, interference rejection, and direction-of-arrival (DOA) estimation competence of the array. Researchers have proposed several techniques and designs for optimal performance of phased array in a given signal environment, counteracting the coupling effect. This paper presents a comprehensive review of the methods that model and mitigate the mutual coupling effect for different types of arrays. The parameters that get affected due to the presence of coupling thereby degrading the array performance are discussed. The techniques for optimization of the antenna characteristics in the presence of coupling are also included

Discrete and Continuous Sparse Recovery Methods and Their Applications

Low dimensional signal processing has drawn an increasingly broad amount of attention in the past decade, because prior information about a low-dimensional space can be exploited to aid in the recovery of the signal of interest. Among all the different forms of low di- mensionality, in this dissertation we focus on the synthesis and analysis models of sparse recovery. This dissertation comprises two major topics. For the first topic, we discuss the synthesis model of sparse recovery and consider the dictionary mismatches in the model. We further introduce a continuous sparse recovery to eliminate the existing off-grid mismatches for DOA estimation. In the second topic, we focus on the analysis model, with an emphasis on efficient algorithms and performance analysis. In considering the sparse recovery method with structured dictionary mismatches for the synthesis model, we exploit the joint sparsity between the mismatch parameters and original sparse signal. We demonstrate that by exploiting this information, we can obtain a robust reconstruction under mild conditions on the sensing matrix. This model is very useful for radar and passive array applications. We propose several efficient algorithms to solve the joint sparse recovery problem. Using numerical examples, we demonstrate that our proposed algorithms outperform several methods in the literature. We further extend the mismatch model to a continuous sparse model, using the mathematical theory of super resolution. Statistical analysis shows the robustness of the proposed algorithm. A number-detection algorithm is also proposed for the co-prime arrays. By using numerical examples, we show that continuous sparse recovery further improves the DOA estimation accuracy, over both the joint sparse method and also MUSIC with spatial smoothing. In the second topic, we visit the corresponding analysis model of sparse recovery. Instead of assuming a sparse decomposition of the original signal, the analysis model focuses on the existence of a linear transformation which can make the original signal sparse. In this work we use a monotone version of the fast iterative shrinkage- thresholding algorithm (MFISTA) to yield efficient algorithms to solve the sparse recovery. We examine two widely used relaxation techniques, namely smoothing and decomposition, to relax the optimization. We show that although these two techniques are equivalent in their objective functions, the smoothing technique converges faster than the decomposition technique. We also compute the performance guarantee for the analysis model when a LASSO type of reconstruction is performed. By using numerical examples, we are able to show that the proposed algorithm is more efficient than other state of the art algorithms

Three more Decades in Array Signal Processing Research: An Optimization and Structure Exploitation Perspective

The signal processing community currently witnesses the emergence of sensor array processing and Direction-of-Arrival (DoA) estimation in various modern applications, such as automotive radar, mobile user and millimeter wave indoor localization, drone surveillance, as well as in new paradigms, such as joint sensing and communication in future wireless systems. This trend is further enhanced by technology leaps and availability of powerful and affordable multi-antenna hardware platforms. The history of advances in super resolution DoA estimation techniques is long, starting from the early parametric multi-source methods such as the computationally expensive maximum likelihood (ML) techniques to the early subspace-based techniques such as Pisarenko and MUSIC. Inspired by the seminal review paper Two Decades of Array Signal Processing Research: The Parametric Approach by Krim and Viberg published in the IEEE Signal Processing Magazine, we are looking back at another three decades in Array Signal Processing Research under the classical narrowband array processing model based on second order statistics. We revisit major trends in the field and retell the story of array signal processing from a modern optimization and structure exploitation perspective. In our overview, through prominent examples, we illustrate how different DoA estimation methods can be cast as optimization problems with side constraints originating from prior knowledge regarding the structure of the measurement system. Due to space limitations, our review of the DoA estimation research in the past three decades is by no means complete. For didactic reasons, we mainly focus on developments in the field that easily relate the traditional multi-source estimation criteria and choose simple illustrative examples.Comment: 16 pages, 8 figures. This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl

Array imperfection calibration for wireless channel multipath characterisation

As one of the fastest growing technologies in modern telecommunications, wireless networking has become a very important and indispensable part in our life. A good understanding of the wireless channel and its key physical parameters are extremely useful when we want to apply them into practical applications. In wireless communications, the wireless channel refers to the propagation of electromagnetic radiation from a transmitter to a receiver. The estimation of multipath channel parameters, such as angle of depature (AoD), angle of arrival (AoA), and time difference of arrival (TDoA), is an active research problem and its typical applications are radar, communication, vehicle navigation and localization in the indoor environment where the GPS service is impractical. However, the performance of the parameter estimation deteriorates significantly in the presence of array imperfections, which include the mutual coupling, antenna location error, phase uncertainty and so on. These array imperfections are hardly to be calibrated completely via antenna design. In this thesis, we experimentally evaluate an B matrix method to cope with these array imperfection, our results shows a great improvement of AoA estimation results

Aperture-Level Simultaneous Transmit and Receive (STAR) with Digital Phased Arrays

In the signal processing community, it has long been assumed that transmitting and receiving useful signals at the same time in the same frequency band at the same physical location was impossible. A number of insights in antenna design, analog hardware, and digital signal processing have allowed researchers to achieve simultaneous transmit and receive (STAR) capability, sometimes also referred to as in-band full-duplex (IBFD). All STAR systems must mitigate the interference in the receive channel caused by the signals emitted by the system. This poses a significant challenge because of the immense disparity in the power of the transmitted and received signals. As an analogy, imagine a person that wanted to be able to hear a whisper from across the room while screaming at the top of their lungs. The sound of their own voice would completely drown out the whisper. Approaches to increasing the isolation between the transmit and receive channels of a system attempt to successively reduce the magnitude of the transmitted interference at various points in the received signal processing chain. Many researchers believe that STAR cannot be achieved practically without some combination of modified antennas, analog self-interference cancellation hardware, digital adaptive beamforming, and digital self-interference cancellation. The aperture-level simultaneous transmit and receive (ALSTAR) paradigm confronts that assumption by creating isolation between transmit and receive subarrays in a phased array using only digital adaptive transmit and receive beamforming and digital self-interference cancellation. This dissertation explores the boundaries of performance for the ALSTAR architecture both in terms of isolation and in terms of spatial imaging resolution. It also makes significant strides towards practical ALSTAR implementation by determining the performance capabilities and computational costs of an adaptive beamforming and self-interference cancellation implementation inspired by the mathematical structure of the isolation performance limits and designed for real-time operation

Time Reversal Compressive Sensing MIMO Radar Systems

Active radar systems transmit a probing signal and use the return backscatters received from the channel to determine properties of the channel. After detecting the presence of targets, the localization of targets is achieved by estimating relevant target parameters, including the range, Doppler's frequency, and azimuth associated with the targets. A major source of error in parameter estimation is the presence of clutter (undesired targets) that also reflects the probing signal back to the radar. To eliminate the fading effect introduced by backscatters originating from the clutter, the multiple input multiple output (MIMO) radar transmits a set of simultaneous uncorrelated probing signals from the transmit elements comprising the transmit array. A major problem with MIMO radars is the large amount of data generated when the recorded backscatters are discretized at the Nyquist sampling rate. This in turn necessitates the need of expensive, high speed analog-to-digital converter circuits. Compressive sensing (CS) has emerged as a new sampling paradigm for reconstructing sparse signals with relatively few observations and at a lower computational cost compared to other sparsity promoting approaching. Although compressive beamforming has the potential of high resolution estimates, the approach has several limitations arising mainly due to the difficulty in achieving complete incoherency and sparsity in the CS dictionary. This PhD thesis will apply the principle of time reversal (TR) to MIMO radars to improve the incoherency and sparsity of the compressive beamforming dictionary. The resulting CS TR MIMO radar is analytically studied and assessed for performance gains as compared to the conventional MIMO systems