Physical Layer Service Integration in 5G: Potentials and Challenges

High transmission rate and secure communication have been identified as the key targets that need to be effectively addressed by fifth generation (5G) wireless systems. In this context, the concept of physical-layer security becomes attractive, as it can establish perfect security using only the characteristics of wireless medium. Nonetheless, to further increase the spectral efficiency, an emerging concept, termed physical-layer service integration (PHY-SI), has been recognized as an effective means. Its basic idea is to combine multiple coexisting services, i.e., multicast/broadcast service and confidential service, into one integral service for one-time transmission at the transmitter side. This article first provides a tutorial on typical PHY-SI models. Furthermore, we propose some state-of-the-art solutions to improve the overall performance of PHY-SI in certain important communication scenarios. In particular, we highlight the extension of several concepts borrowed from conventional single-service communications, such as artificial noise (AN), eigenmode transmission etc., to the scenario of PHY-SI. These techniques are shown to be effective in the design of reliable and robust PHY-SI schemes. Finally, several potential research directions are identified for future work.Comment: 12 pages, 7 figure

Optimal and Robust Transmit Designs for MISO Channel Secrecy by Semidefinite Programming

In recent years there has been growing interest in study of multi-antenna transmit designs for providing secure communication over the physical layer. This paper considers the scenario of an intended multi-input single-output channel overheard by multiple multi-antenna eavesdroppers. Specifically, we address the transmit covariance optimization for secrecy-rate maximization (SRM) of that scenario. The challenge of this problem is that it is a nonconvex optimization problem. This paper shows that the SRM problem can actually be solved in a convex and tractable fashion, by recasting the SRM problem as a semidefinite program (SDP). The SRM problem we solve is under the premise of perfect channel state information (CSI). This paper also deals with the imperfect CSI case. We consider a worst-case robust SRM formulation under spherical CSI uncertainties, and we develop an optimal solution to it, again via SDP. Moreover, our analysis reveals that transmit beamforming is generally the optimal transmit strategy for SRM of the considered scenario, for both the perfect and imperfect CSI cases. Simulation results are provided to illustrate the secrecy-rate performance gains of the proposed SDP solutions compared to some suboptimal transmit designs.Comment: 32 pages, 5 figures; to appear, IEEE Transactions on Signal Processing, 201

Artificial Noise-Aided Biobjective Transmitter Optimization for Service Integration in Multi-User MIMO Gaussian Broadcast Channel

This paper considers an artificial noise (AN)-aided transmit design for multi-user MIMO systems with integrated services. Specifically, two sorts of service messages are combined and served simultaneously: one multicast message intended for all receivers and one confidential message intended for only one receiver and required to be perfectly secure from other unauthorized receivers. Our interest lies in the joint design of input covariances of the multicast message, confidential message and artificial noise (AN), such that the achievable secrecy rate and multicast rate are simultaneously maximized. This problem is identified as a secrecy rate region maximization (SRRM) problem in the context of physical-layer service integration. Since this bi-objective optimization problem is inherently complex to solve, we put forward two different scalarization methods to convert it into a scalar optimization problem. First, we propose to prefix the multicast rate as a constant, and accordingly, the primal biobjective problem is converted into a secrecy rate maximization (SRM) problem with quality of multicast service (QoMS) constraint. By varying the constant, we can obtain different Pareto optimal points. The resulting SRM problem can be iteratively solved via a provably convergent difference-of-concave (DC) algorithm. In the second method, we aim to maximize the weighted sum of the secrecy rate and the multicast rate. Through varying the weighted vector, one can also obtain different Pareto optimal points. We show that this weighted sum rate maximization (WSRM) problem can be recast into a primal decomposable form, which is amenable to alternating optimization (AO). Then we compare these two scalarization methods in terms of their overall performance and computational complexity via theoretical analysis as well as numerical simulation, based on which new insights can be drawn.Comment: 14 pages, 5 figure

Waveform Design for Secure SISO Transmissions and Multicasting

Wireless physical-layer security is an emerging field of research aiming at preventing eavesdropping in an open wireless medium. In this paper, we propose a novel waveform design approach to minimize the likelihood that a message transmitted between trusted single-antenna nodes is intercepted by an eavesdropper. In particular, with knowledge first of the eavesdropper's channel state information (CSI), we find the optimum waveform and transmit energy that minimize the signal-to-interference-plus-noise ratio (SINR) at the output of the eavesdropper's maximum-SINR linear filter, while at the same time provide the intended receiver with a required pre-specified SINR at the output of its own max-SINR filter. Next, if prior knowledge of the eavesdropper's CSI is unavailable, we design a waveform that maximizes the amount of energy available for generating disturbance to eavesdroppers, termed artificial noise (AN), while the SINR of the intended receiver is maintained at the pre-specified level. The extensions of the secure waveform design problem to multiple intended receivers are also investigated and semidefinite relaxation (SDR) -an approximation technique based on convex optimization- is utilized to solve the arising NP-hard design problems. Extensive simulation studies confirm our analytical performance predictions and illustrate the benefits of the designed waveforms on securing single-input single-output (SISO) transmissions and multicasting

Principles of Physical Layer Security in Multiuser Wireless Networks: A Survey

This paper provides a comprehensive review of the domain of physical layer security in multiuser wireless networks. The essential premise of physical-layer security is to enable the exchange of confidential messages over a wireless medium in the presence of unauthorized eavesdroppers without relying on higher-layer encryption. This can be achieved primarily in two ways: without the need for a secret key by intelligently designing transmit coding strategies, or by exploiting the wireless communication medium to develop secret keys over public channels. The survey begins with an overview of the foundations dating back to the pioneering work of Shannon and Wyner on information-theoretic security. We then describe the evolution of secure transmission strategies from point-to-point channels to multiple-antenna systems, followed by generalizations to multiuser broadcast, multiple-access, interference, and relay networks. Secret-key generation and establishment protocols based on physical layer mechanisms are subsequently covered. Approaches for secrecy based on channel coding design are then examined, along with a description of inter-disciplinary approaches based on game theory and stochastic geometry. The associated problem of physical-layer message authentication is also introduced briefly. The survey concludes with observations on potential research directions in this area.Comment: 23 pages, 10 figures, 303 refs. arXiv admin note: text overlap with arXiv:1303.1609 by other authors. IEEE Communications Surveys and Tutorials, 201

Physical Layer Security in Integrated Sensing and Communication Systems

The development of integrated sensing and communication (ISAC) systems has been spurred by the growing congestion of the wireless spectrum. The ISAC system detects targets and communicates with downlink cellular users simultaneously. Uniquely for such scenarios, radar targets are regarded as potential eavesdroppers which might surveil the information sent from the base station (BS) to communication users (CUs) via the radar probing signal. To address this issue, we propose security solutions for ISAC systems to prevent confidential information from being intercepted by radar targets. In this thesis, we firstly present a beamformer design algorithm assisted by artificial noise (AN), which aims to minimize the signal-to-noise ratio (SNR) at the target while ensuring the quality of service (QoS) of legitimate receivers. Furthermore, to reduce the power consumed by AN, we apply the directional modulation (DM) approach to exploit constructive interference (CI). In this case, the optimization problem is designed to maximize the SINR of the target reflected echoes with CI constraints for each CU, while constraining the received symbols at the target in the destructive region. Apart from the separate functionalities of radar and communication systems above, we investigate sensing-aided physical layer security (PLS), where the ISAC BS first emits an omnidirectional waveform to search for and estimate target directions. Then, we formulate a weighted optimization problem to simultaneously maximize the secrecy rate and minimize the Cram\'er-Rao bound (CRB) with the aid of the AN, designing a beampattern with a wide main beam covering all possible angles of targets. The main beam width of the next iteration depends on the optimal CRB. In this way, the sensing and security functionalities provide mutual benefits, resulting in the improvement of mutual performances with every iteration of the optimization, until convergence. Overall, numerical results show the effectiveness of the ISAC security designs through the deployment of AN-aided secrecy rate maximization and CI techniques. The sensing-assisted PLS scheme offers a new approach for obtaining channel information of eavesdroppers, which is treated as a limitation of conventional PLS studies. This design gains mutual benefits in both single and multi-target scenarios

Transmitter Optimization Techniques for Physical Layer Security

Information security is one of the most critical issues in wireless networks as the signals transmitted through wireless medium are more vulnerable for interception. Although the existing conventional security techniques are proven to be safe, the broadcast nature of wireless communications introduces different challenges in terms of key exchange and distributions. As a result, information theoretic physical layer security has been proposed to complement the conventional security techniques for enhancing security in wireless transmissions. On the other hand, the rapid growth of data rates introduces different challenges on power limited mobile devices in terms of energy requirements. Recently, research work on wireless power transfer claimed that it has been considered as a potential technique to extend the battery lifetime of wireless networks. However, the algorithms developed based on the conventional optimization approaches often require iterative techniques, which poses challenges for real-time processing. To meet the demanding requirements of future ultra-low latency and reliable networks, neural network (NN) based approach can be employed to determine the resource allocations in wireless communications. This thesis developed different transmission strategies for secure transmission in wireless communications. Firstly, transmitter designs are focused in a multiple-input single-output simultaneous wireless information and power transfer system with unknown eavesdroppers. To improve the performance of physical layer security and the harvested energy, artificial noise is incorporated into the network to mask the secret information between the legitimate terminals. Then, different secrecy energy efficiency designs are considered for a MISO underlay cognitive radio network, in the presence of an energy harvesting receiver. In particular, these designs are developed with different channel state information assumptions at the transmitter. Finally, two different power allocation designs are investigated for a cognitive radio network to maximize the secrecy rate of the secondary receiver: conventional convex optimization framework and NN based algorithm