Crop Growth Monitoring by Hyperspectral and Microwave Remote Sensing

Methoden und Techniken der Fernerkundung fungieren als wichtige Hilfsmittel im regionalen Umweltmanagement. Um diese zu optimieren, untersucht die folgende Arbeit sowohl die Verwendung als auch Synergien verschiedener Sensoren aus unterschiedlichen Wellenlängenbereichen. Der Fokus liegt auf der Modellentwicklung zur Ableitung von Pflanzenparametern aus fernerkundlichen Bestandsmessungen sowie auf deren Bewertung. Zu den verwendeten komplementären Fernerkundungssystemen zählen die Sensoren EO-1 Hyperion und ALI, Envisat ASAR sowie TerraSAR-X. Für die optischen Hyper- und Multispektralsysteme werden die Reflexion verschiedener Spektralbereiche sowie die Performanz der daraus abgeleiteten Vegetationsindizes untersucht und bewertet. Im Hinblick auf die verwendeten Radarsysteme konzentriert sich die Untersuchung auf Parameter wie Wellenlänge, Einfallswinkel, Radarrückstreuung und Polarisation. Die Eigenschaften verschiedener Parameterkombinationen werden hierbei dargestellt und der komplementäre Beitrag der Radarfernerkundung zur Wachstumsüberwachung bewertet. Hierzu wurden zwei Testgebiete, eines für Winterweizen in der Nordchinesischen Tiefebene und eines für Reis im Nordosten Chinas ausgewählt. In beiden Gebieten wurden während der Wachstumsperioden umfangreiche Feldmessungen von Bestandsparametern während der Satellitenüberflüge oder zeitnah dazu durchgeführt. Mit Hilfe von linearen Regressionsmodellen zwischen Satellitendaten und Biomasse wird die Sensitivität hyperspektraler Reflexion und Radarrückstreuung im Hinblick auf das Wachstum des Winterweizens untersucht. Für die optischen Daten werden drei verschiedene Modelvarianten untersucht: traditionelle Vegetationsindices berechnet aus Multispektraldaten, traditionelle Vegetationsindices berechnet aus Hyperspektraldaten sowie die Berechnung von Normalised Ratio Indices (NRI) basierend auf allen möglichen 2-Band Kombinationen im Spektralbereich zwischen 400 und 2500 nm. Weiterhin wird die gemessene Biomasse mit der gleichpolarisierten (VV) C-Band Rückstreuung des Envisat ASAR Sensors linear in Beziehung gesetzt. Um den komplementären Informationsgehalt von Hyperspektral und Radardaten zu nutzen, werden optische und Radardaten für die Parameterableitung kombiniert eingesetzt. Das Hauptziel für das Reisanbaugebiet im Nordosten Chinas ist das Verständnis über die kohärente Dualpolarimetrische X-Band Rückstreuung zu verschiedenen phänologischen Wachstumsstadien. Hierfür werden die gleichpolarisierte TerraSAR-X Rückstreuung (HH und VV) sowie abgeleitete polarimetrische Parameter untersucht und mit verschiedenen Ebenen im Bestand in Beziehung gesetzt. Weiterhin wird der Einfluss der Variation von Einfallswinkel und Auflösung auf die Bestandsparameterableitung quantifiziert. Neben der Signatur von HH und VV ermöglichen vor allem die polarimetrischen Parameter Phasendifferenz, Ratio, Koherenz und Entropy-Alpha die Bestimmung bestimmter Wachstumsstadien. Die Ergebnisse der Arbeit zeigen, dass die komplementären Fernerkundungssysteme Optik und Radar die Ableitung von Pflanzenparametern und die Bestimmung von Heterogenitäten in den Beständen ermöglichen. Die Synergien diesbezüglich müssen auch in Zukunft weiter untersucht werden, da neue und immer variablere Fernerkundungssysteme zur Verfügung stehen werden und das Umweltmanagement weiter verbessern können

Recent Advancement of Synthetic Aperture Radar (SAR) Systems and Their Applications to Crop Growth Monitoring

Synthetic aperture radars (SARs) propagate and measure the scattering of energy at microwave frequencies. These wavelengths are sensitive to the dielectric properties and structural characteristics of targets, and less affected by weather conditions than sensors that operate in optical wavelengths. Given these advantages, SARs are appealing for use in operational crop growth monitoring. Engineering advancements in SAR technologies, new processing algorithms, and the availability of open-access SAR data, have led to the recent acceleration in the uptake of this technology to map and monitor Earth systems. The exploitation of SAR is now demonstrated in a wide range of operational land applications, including the mapping and monitoring of agricultural ecosystems. This chapter provides an overview of—(1) recent advancements in SAR systems; (2) a summary of SAR information sources, followed by the applications in crop monitoring including crop classification, crop parameter estimation, and change detection; and (3) summary and perspectives for future application development

Mapping of multitemporal rice (Oryza sativa L.) growth stages using remote sensing with multi-sensor and machine learning : a thesis dissertation presented in partial fulfilment of the requirements for the degree of Doctor of Philosophy in Earth Science at Massey University, Manawatū, New Zealand

Figure 2.1 is adapted and re-used under a Creative Commons Attribution 4.0 International (CC BY 4.0) license.Rice (Oryza Sativa) plays a pivotal role in food security for Asian countries, especially in Indonesia. Due to the increasing pressure of environmental changes, such as land use and climate, rice cultivation areas need to be monitored regularly and spatially to ensure sustainable rice production. Moreover, timely information of rice growth stages (RGS) can lead to more efficient of inputs distribution from water, seed, fertilizer, and pesticide. One of the efficient solutions for regularly mapping the rice crop is using Earth observation satellites. Moreover, the increasing availability of open access satellite images such as Landsat-8, Sentinel-1, and Sentinel-2 provides ample opportunities to map continuous and high-resolution rice growth stages with greater accuracy. The majority of the literature has focused on mapping rice area, cropping patterns and relied mainly on the phenology of vegetation. However, the mapping process of RGS was difficult to assess the accuracy, time-consuming, and depended on only one sensor. In this work, we discuss the use of machine learning algorithms (MLA) for mapping paddy RGS with multiple remote sensing data in near-real-time. The study area was Java Island, which is the primary rice producer in Indonesia. This study has investigated: (1) the mapping of RGS using Landsat-8 imagery and different MLAs, and their rigorous performance was evaluated by conducting a multitemporal analysis; (2) the temporal consistency of predicting RGS using Sentinel-2, MOD13Q1, and Sentinel-1 data; (3) evaluating the correlation of local statistics data and paddy RGS using Sentinel-2, PROBA-V, and Sentinel-1 with MLAs. The ground truth datasets were collected from multi-year web camera data (2014-2016) and three months of the field campaign in different regions of Java (2018). The study considered the RGS in the analysis to be vegetative, reproductive, ripening, bare land, and flooding, and MLAs such as support vector machines (SVMs), random forest (RF), and artificial neural network (ANN) were used. The temporal consistency matrix was used to compare the classification maps within three sensor datasets (Landsat-8 OLI, Sentinel-2, and Sentinel-2, MOD13Q1, Sentinel-1) and in four periods (5, 10, 15, 16 days). Moreover, the result of the RGS map was also compared with monthly data from local statistics within each sub-district using cross-correlation analysis. The result from the analysis shows that SVM with a radial base function outperformed the RF and ANN and proved to be a robust method for small-size datasets (< 1,000 points). Compared to Sentinel-2, Landsat-8 OLI gives less accuracy due to the lack of a red-edge band and larger pixel size (30 x 30 m). Integration of Sentinel-2, MOD13Q1, and Sentinel-1 improved the classification performance and increased the temporal availability of cloud-free maps. The integration of PROBA-V and Sentinel-1 improved the classification accuracy from the Landsat-8 result, consistent with the monthly rice planting area statistics at the sub-district level. The western area of Java has the highest accuracy and consistency since the cropping pattern only relied on rice cultivation. In contrast, less accuracy was noticed in the eastern area because of upland rice cultivation due to limited irrigation facilities and mixed cropping. In addition, the cultivation of shallots to the north of Nganjuk Regency interferes with the model predictions because the cultivation of shallots resembles the vegetative phase due to the water banks. One future research idea is the auto-detection of the cropping index in the complex landscape to be able to use it for mapping RGS on a global scale. Detection of the rice area and RGS using Google Earth Engine (GEE) can be an action plan to disseminate the information quickly on a planetary scale. Our results show that the multitemporal Sentinel-1 combined with RF can detect rice areas with high accuracy (>91%). Similarly, accurate RGS maps can be detected by integrating multiple remote sensing (Sentinel-2, Landsat-8 OLI, and MOD13Q1) data with acceptable accuracy (76.4%), with high temporal frequency and lower cloud interference (every 16 days). Overall, this study shows that remote sensing combined with the machine learning methodology can deliver information on RGS in a timely fashion, which is easy to scale up and consistent both in time and space and matches the local statistics. This thesis is also in line with the existing rice monitoring projects such as Crop Monitor, Crop Watch, AMIS, and Sen4Agri to support disseminating information over a large area. To sum up, the proposed workflow and detailed map provide a more accurate method and information in near real-time for stakeholders, such as governmental agencies against the existing mapping method. This method can be introduced to provide accurate information to rice farmers promptly with sufficient inputs such as irrigation, seeds, and fertilisers for ensuring national food security from the shifting planting time due to climate change

Spaceborne L-Band Synthetic Aperture Radar Data for Geoscientific Analyses in Coastal Land Applications: A Review

The coastal zone offers among the world’s most productive and valuable ecosystems and is experiencing increasing pressure from anthropogenic impacts: human settlements, agriculture, aquaculture, trade, industrial activities, oil and gas exploitation and tourism. Earth observation has great capability to deliver valuable data at the local, regional and global scales and can support the assessment and monitoring of land‐ and water‐related applications in coastal zones. Compared to optical satellites, cloud‐cover does not limit the timeliness of data acquisition with spaceborne Synthetic Aperture Radar (SAR) sensors, which have all‐weather, day and night capabilities. Hence, active radar systems demonstrate great potential for continuous mapping and monitoring of coastal regions, particularly in cloud‐prone tropical and sub‐tropical climates. The canopy penetration capability with long radar wavelength enables L‐band SAR data to be used for coastal terrestrial environments and has been widely applied and investigated for the following geoscientific topics: mapping and monitoring of flooded vegetation and inundated areas; the retrieval of aboveground biomass; and the estimation of soil moisture. Human activities, global population growth, urban sprawl and climate change‐induced impacts are leading to increased pressure on coastal ecosystems causing land degradation, deforestation and land use change. This review presents a comprehensive overview of existing research articles that apply spaceborne L‐band SAR data for geoscientific analyses that are relevant for coastal land applications

Accuracies of Soil Moisture Estimations Using a Semi-Empirical Model over Bare Soil Agricultural Croplands from Sentinel-1 SAR Data

This study describes a semi-empirical model developed to estimate volumetric soil moisture ( v ϑ) in bare soils during the dry season (March–May) using C-band (5.42 GHz) synthetic aperture radar (SAR) imagery acquired from the Sentinel-1 European satellite platform at a 20 m spatial resolution. The semi-empirical model was developed using backscatter coefficient (σ° dB) and in situ soil moisture collected from Siruguppa taluk (sub-district) in the Karnataka state of India. The backscatter coefficients 0 VV σ and 0 VH σ were extracted from SAR images at 62 geo-referenced locations where ground sampling and volumetric soil moisture were measured at a 10 cm (0–10 cm) depth using a soil core sampler and a standard gravimetric method during the dry months (March–May) of 2017 and 2018. A linear equation was proposed by combining 0 VV σ and 0 VH σ to estimate soil moisture. Both localized and generalized linear models were derived. Thirty-nine localized linear models were obtained using the 13 Sentinel-1 images used in this study, considering each polarimetric channel Co-Polarization (VV) and Cross-Polarization(VH) separately, and also their linear combination of VV + VH. Furthermore, nine generalized linear models were derived using all the Sentinel-1 images acquired in 2017 and 2018; three generalized models were derived by combining the two years (2017 and 2018) for each polarimetric channel; and three more models were derived for the linear combination of 0 VV σ and 0 VH σ . The above set of equations were validated and the Root Mean Square Error (RMSE) was 0.030 and 0.030 for 2017 and 2018, respectively, and 0.02 for the combined years of 2017 and 2018. Both localized and generalized models were compared with in situ data. Both kind of models revealed that the linear combination of 0 VV σ + 0 VH σ showed a significantly higher R2 than the individual polarimetric channels

Irrigated grassland monitoring using a time series of terraSAR-X and COSMO-skyMed X-Band SAR Data

[Departement_IRSTEA]Territoires [TR1_IRSTEA]SYNERGIE [Axe_IRSTEA]TETIS-ATTOSInternational audienceThe objective of this study was to analyze the sensitivity of radar signals in the X-band in irrigated grassland conditions. The backscattered radar signals were analyzed according to soil moisture and vegetation parameters using linear regression models. A time series of radar (TerraSAR-X and COSMO-SkyMed) and optical (SPOT and LANDSAT) images was acquired at a high temporal frequency in 2013 over a small agricultural region in southeastern France. Ground measurements were conducted simultaneously with the satellite data acquisitions during several grassland growing cycles to monitor the evolution of the soil and vegetation characteristics. The comparison between the Normalized Difference Vegetation Index (NDVI) computed from optical images and the in situ Leaf Area Index (LAI) showed a logarithmic relationship with a greater scattering for the dates corresponding to vegetation well developed before the harvest. The correlation between the NDVI and the vegetation parameters (LAI, vegetation height, biomass, and vegetation water content) was high at the beginning of the growth cycle. This correlation became insensitive at a certain threshold corresponding to high vegetation (LAI ~2.5 m2/m2). Results showed that the radar signal depends on variations in soil moisture, with a higher sensitivity to soil moisture for biomass lower than 1 kg/m². HH and HV polarizations had approximately similar sensitivities to soil moisture. The penetration depth of the radar wave in the X-band was high, even for dense and high vegetation; flooded areas were visible in the images with higher detection potential in HH polarization than in HV polarization, even for vegetation heights reaching 1 m. Lower sensitivity was observed at the X-band between the radar signal and the vegetation parameters with very limited potential of the X-band to monitor grassland growth. These results showed that it is possible to track gravity irrigation and soil moisture variations from SAR X-band images acquired at high spatial resolution (an incidence angle near 30°)

Surface soil moisture estimate from Sentinel-1 and Sentinel-2 data in agricultural fields in areas of high vulnerability to climate variations: the Marche region (Italy) case study

Surface soil moisture is a key hydrologic state variable that greatly influences the global environment and human society. Its significant decrease in the Mediterranean region, registered since the 1950s, and expected to continue in the next century, threatens soil health and crops. Microwave remote sensing techniques are becoming a key tool for the implementation of climate-smart agriculture, as a means for surface soil moisture retrieval that exploits the correlation between liquid water and the dielectric properties of soil. In this study, a workflow in Google Earth Engine was developed to estimate surface soil moisture in the agricultural fields of the Marche region (Italy) through Synthetic Aperture Radar data. Firstly, agricultural areas were extracted with both Sentinel-2 optical and Sentinel-1 radar satellites, investigating the use of Dual-Polarimetric Entropy-Alpha decomposition's bands to improve the accuracy of radar data classification. The results show that Entropy and Alpha bands improve the kappa index obtained from the radar data only by 4% (K = 0.818), exceeding optical accuracy in urban and water areas. However, they still did not allow to reach the overall optical accuracy (K = 0.927). The best classification results are reached with the total dataset (K = 0.949). Subsequently, Water Cloud and Tu Wien models were implemented on the crop areas using calibration parameters derived from literature, to test if an acceptable accuracy is reached without in situ observation. While the first model’s accuracy was inadequate (RMSD = 12.3), the extraction of surface soil moisture using Tu Wien change detection method was found to have acceptable accuracy (RMSD = 9.4)

Dual polarimetric radar vegetation index for crop growth monitoring using sentinel-1 SAR data

Sentinel-1 Synthetic Aperture Radar (SAR) data have provided an unprecedented opportunity for crop monitoring due to its high revisit frequency and wide spatial coverage. The dual-pol (VV-VH) Sentinel-1 SAR data are being utilized for the European Common Agricultural Policy (CAP) as well as for other national projects, which are providing Sentinel derived information to support crop monitoring networks. Among the Earth observation products identified for agriculture monitoring, indicators of vegetation status are deemed critical by end-user communities. In literature, several experiments usually utilize the backscatter intensities to characterize crops. In this study, we have jointly utilized the scattering information in terms of the degree of polarization and the eigenvalue spectrum to derive a new vegetation index from dual-pol (DpRVI) SAR data. We assess the utility of this index as an indicator of plant growth dynamics for canola, soybean, and wheat, over a test site in Canada. A temporal analysis of DpRVI with crop biophysical variables (viz., Plant Area Index (PAI), Vegetation Water Content (VWC), and dry biomass (DB)) at different phenological stages confirms its trend with plant growth dynamics. For each crop type, the DpRVI is compared with the cross and co-pol ratio (σVH0/σVV0) and dual-pol Radar Vegetation Index (RVI = 4σVH0/(σVV0 + σVH0)), Polarimetric Radar Vegetation Index (PRVI), and the Dual Polarization SAR Vegetation Index (DPSVI). Statistical analysis with biophysical variables shows that the DpRVI outperformed the other four vegetation indices, yielding significant correlations for all three crops. Correlations between DpRVI and biophysical variables are highest for canola, with coefficients of determination (R2) of 0.79 (PAI), 0.82 (VWC), and 0.75 (DB). DpRVI had a moderate correlation (R2≳ 0.6) with the biophysical parameters of wheat and soybean. Good retrieval accuracies of crop biophysical parameters are also observed for all three crops.This work was supported by the Spanish Ministry of Science, Innovation and Universities, the State Agency of Research (AEI) and the European Funds for Regional Development (EFRD) under Project TEC2017-85244-C2-1-P