Derivation and evaluation of a new extinction coefficient for use with the n-HUT snow emission model

In this study, snow slab data collected from the Arctic Snow Microstructure Experiment were used in conjunction with a six-directional flux coefficient model to calculate individual slab absorption and scattering coefficients. These coefficients formed the basis for a new semiempirical extinction coefficient model, using both frequency and optical diameter as input parameters, along with the complex dielectric constant of snow. Radiometric observations, at 18.7, 21.0, and 36.5 GHz at both horizontal polarization (H-Pol) and vertical polarization (V-Pol), and snowpit data collected as part of the Sodankylä Radiometer Experiment were used to compare and contrast the simulated brightness temperatures produced by the multi-layer Helsinki University of Technology snow emission model, utilizing both the original empirical model and the new semiempirical extinction coefficient model described here. The results show that the V-Pol RMSE and bias values decreased when using the semiempirical extinction coefficient; however, the H-Pol RMSE and bias values increased on two of the lower microwave bands tested. The unbiased RMSE was shown to decrease across all frequencies and polarizations when using the semiempirical extinction coefficient

Coupled land surface and radiative transfer models for the analysis of passive microwave satellite observations

Soil moisture is one of the key variables controlling the water and energy exchanges between Earth’s surface and the atmosphere. Therefore, remote sensing based soil moisture information has potential applications in many disciplines. Besides numerical weather forecasting and climate research these include agriculture and hydrologic applications like flood and drought forecasting. The first satellite specifically designed to deliver operational soil moisture products, SMOS (Soil Moisture and Ocean Salinity), was launched 2009 by the European Space Agency (ESA). SMOS is a passive microwave radiometer working in the L-band of the microwave domain, corresponding to a frequency of roughly 1.4 GHz and relies on a new concept. The microwave radiation emitted by the Earth’s surface is measured as brightness temperatures in several look angles. A radiative transfer model is used in an inversion algorithm to retrieve soil moisture and vegetation optical depth, a measure for the vegetation attenuation of the soil’s microwave emission. For the application of passive microwave remote sensing products a proper validation and uncertainty assessment is essential. As these sensors have typical spatial resolutions in the order of 40 – 50 km, a validation that relies solely on ground measurements is costly and labour intensive. Here, environmental modelling can make a valuable contribution. Therefore the present thesis concentrates on the question which contribution coupled land surface and radiative transfer models can make to the validation and analysis of passive microwave remote sensing products. The objective is to study whether it is possible to explain known problems in the SMOS soil moisture products and to identify potential approaches to improve the data quality. The land surface model PROMET (PRocesses Of Mass and Energy Transfer) and the radiative transfer model L-MEB (L-band microwave emission of the Biosphere) are coupled to simulate land surface states, e.g. temperatures and soil moisture, and the resulting microwave emission. L-MEB is also used in the SMOS soil moisture processor to retrieve soil moisture and vegetation optical depth simultaneously from the measured microwave emission. The study area of this work is the Upper Danube Catchment, located mostly in Southern Germany. Since model validation is essential if model data are to be used as reference, both models are validated on different spatial scales with measurements. The uncertainties of the models are quantified. The root mean squared error between modelled and measured soil moisture at several measuring stations on the point scale is 0.065 m3/m3. On the SMOS scale it is 0.039 m3/m3. The correlation coefficient on the point scale is 0.84. As it is essential for the soil moisture retrieval from passive microwave data that the radiative transfer modelling works under local conditions, the coupled models are used to assess the radiative transfer modelling with L-MEB on the local and SMOS scales in the Upper Danube Catchment. In doing so, the emission characteristics of rape are described for the first time and the soil moisture retrieval abilities of L-MEB are assessed with a newly developed LMEB parameterization. The results show that the radiative transfer modelling works well under most conditions in the study area. The root mean squared error between modelled and airborne measured brightness temperatures on the SMOS scale is less than 6 – 9 K for the different look angles. The coupled models are used to analyse SMOS brightness temperatures and vegetation optical depth data in the Upper Danube Catchment in Southern Germany. Since the SMOS soil moisture products are degraded in Southern Germany and in different other parts of the world these analyses are used to narrow down possible reasons for this. The thorough analysis of SMOS brightness temperatures for the year 2011 reveals that the quality of the measurements is degraded like in the SMOS soil moisture product. This points towards radio frequency interference problems (RFI), that are known, but have not yet been studied thoroughly. This is consistent with the characteristics of the problems observed in the SMOS soil moisture products. In addition to that it is observed that the brightness temperatures in the lower look angles are less reliable. This finding could be used to improve the brightness temperature filtering before the soil moisture retrieval. An analysis of SMOS optical depth data in 2011 reveals that this parameter does not contain valuable information about vegetation. Instead, an unexpected correlation with SMOS soil moisture is found. This points towards problems with the SMOS soil moisture retrieval, possibly under the influence of RFI. The present thesis demonstrates that coupled land surface and radiative transfer models can make a valuable contribution to the validation and analysis of passive microwave remote sensing products. The unique approach of this work incorporates modelling with a high spatial and temporal resolution on different scales. This makes detailed process studies on the local scale as well as analyses of satellite data on the SMOS scale possible. This could be exploited for the validation of future satellite missions, e.g. SMAP (Soil Moisture Active and Passive) which is currently being prepared by NASA (National Aeronautics and Space Administration). Since RFI seems to have a considerable influence on the SMOS data due to the gained insights and the quality of the SMOS products is very good in other parts of the world, the RFI containment and mitigation efforts carried out since the launch of SMOS should be continued

Coupled land surface and radiative transfer models for the analysis of passive microwave satellite observations

Soil moisture is one of the key variables controlling the water and energy exchanges between Earth’s surface and the atmosphere. Therefore, remote sensing based soil moisture information has potential applications in many disciplines. Besides numerical weather forecasting and climate research these include agriculture and hydrologic applications like flood and drought forecasting. The first satellite specifically designed to deliver operational soil moisture products, SMOS (Soil Moisture and Ocean Salinity), was launched 2009 by the European Space Agency (ESA). SMOS is a passive microwave radiometer working in the L-band of the microwave domain, corresponding to a frequency of roughly 1.4 GHz and relies on a new concept. The microwave radiation emitted by the Earth’s surface is measured as brightness temperatures in several look angles. A radiative transfer model is used in an inversion algorithm to retrieve soil moisture and vegetation optical depth, a measure for the vegetation attenuation of the soil’s microwave emission. For the application of passive microwave remote sensing products a proper validation and uncertainty assessment is essential. As these sensors have typical spatial resolutions in the order of 40 – 50 km, a validation that relies solely on ground measurements is costly and labour intensive. Here, environmental modelling can make a valuable contribution. Therefore the present thesis concentrates on the question which contribution coupled land surface and radiative transfer models can make to the validation and analysis of passive microwave remote sensing products. The objective is to study whether it is possible to explain known problems in the SMOS soil moisture products and to identify potential approaches to improve the data quality. The land surface model PROMET (PRocesses Of Mass and Energy Transfer) and the radiative transfer model L-MEB (L-band microwave emission of the Biosphere) are coupled to simulate land surface states, e.g. temperatures and soil moisture, and the resulting microwave emission. L-MEB is also used in the SMOS soil moisture processor to retrieve soil moisture and vegetation optical depth simultaneously from the measured microwave emission. The study area of this work is the Upper Danube Catchment, located mostly in Southern Germany. Since model validation is essential if model data are to be used as reference, both models are validated on different spatial scales with measurements. The uncertainties of the models are quantified. The root mean squared error between modelled and measured soil moisture at several measuring stations on the point scale is 0.065 m3/m3. On the SMOS scale it is 0.039 m3/m3. The correlation coefficient on the point scale is 0.84. As it is essential for the soil moisture retrieval from passive microwave data that the radiative transfer modelling works under local conditions, the coupled models are used to assess the radiative transfer modelling with L-MEB on the local and SMOS scales in the Upper Danube Catchment. In doing so, the emission characteristics of rape are described for the first time and the soil moisture retrieval abilities of L-MEB are assessed with a newly developed LMEB parameterization. The results show that the radiative transfer modelling works well under most conditions in the study area. The root mean squared error between modelled and airborne measured brightness temperatures on the SMOS scale is less than 6 – 9 K for the different look angles. The coupled models are used to analyse SMOS brightness temperatures and vegetation optical depth data in the Upper Danube Catchment in Southern Germany. Since the SMOS soil moisture products are degraded in Southern Germany and in different other parts of the world these analyses are used to narrow down possible reasons for this. The thorough analysis of SMOS brightness temperatures for the year 2011 reveals that the quality of the measurements is degraded like in the SMOS soil moisture product. This points towards radio frequency interference problems (RFI), that are known, but have not yet been studied thoroughly. This is consistent with the characteristics of the problems observed in the SMOS soil moisture products. In addition to that it is observed that the brightness temperatures in the lower look angles are less reliable. This finding could be used to improve the brightness temperature filtering before the soil moisture retrieval. An analysis of SMOS optical depth data in 2011 reveals that this parameter does not contain valuable information about vegetation. Instead, an unexpected correlation with SMOS soil moisture is found. This points towards problems with the SMOS soil moisture retrieval, possibly under the influence of RFI. The present thesis demonstrates that coupled land surface and radiative transfer models can make a valuable contribution to the validation and analysis of passive microwave remote sensing products. The unique approach of this work incorporates modelling with a high spatial and temporal resolution on different scales. This makes detailed process studies on the local scale as well as analyses of satellite data on the SMOS scale possible. This could be exploited for the validation of future satellite missions, e.g. SMAP (Soil Moisture Active and Passive) which is currently being prepared by NASA (National Aeronautics and Space Administration). Since RFI seems to have a considerable influence on the SMOS data due to the gained insights and the quality of the SMOS products is very good in other parts of the world, the RFI containment and mitigation efforts carried out since the launch of SMOS should be continued

Tundra Snow Cover Properties from \u3cem\u3eIn-Situ\u3c/em\u3e Observation and Multi-Scale Passive Microwave Remote Sensing

Tundra snow cover is important to monitor as it influences local, regional, and global scale surface water balance, energy fluxes, and ecosystem and permafrost dynamics. Moreover, recent global circulation models (GCM) predict a pronounced shift in high latitude winter precipitation and mean annual air temperature due to the feedback between air temperature and snow extent. At regional and hemispheric scales, the estimation of snow extent, snow depth and, snow water equivalent (SWE) is important because high latitude snow cover both forces and reacts to atmospheric circulation patterns. Moreover, snow cover has implications on soil moisture dynamics, the depth, formation and growth of the permafrost active layer, the vegetation seasonality, and the respiration of C02. In Canada, daily snow depth observations are available from 1955 to present for most meteorological stations. Moreover, despite the abundance and dominance of a northern snow cover, most, if not all, long term snow monitoring sites are located south of 550N. Stations in high latitudes are extremely sparse and coastally biased. In Arctic regions, it can be logistically difficult and very expensive to acquire both spatially and temporally extensive in-situ snow data. Thus, the possibility of using satellite remote sensing to estimate snow cover properties is appealing for research in remote northern regions. Remote sensing techniques have been employed to monitor the snow since the 1960s when the visible light channels were used to map snow extent. Since then, satellite remote sensing has expanded to provide information on snow extent, depth, wetness, and SWE. However, the utility of satellite sensors to provide useful, operational tundra snow cover data depends on sensor parameters and data resolution. Passive microwave data are the only currently operational sources for providing estimates of dry snow extent, SWE and snow depth. Currently, no operational passive microwave algorithms exist for the spatially expansive tundra and high Arctic regions. The heterogeneity of sub-satellite grid tundra snow and terrain are the main limiting factors in using conventional SWE retrieval algorithm techniques. Moreover, there is a lack of in-situ data for algorithm development and testing. The overall objective of this research is to improve operational capabilities for estimating end of winter, pre-melt tundra SWE in a representative tundra study area using satellite passive microwave data. The study area for the project is located in the Daring-Exeter-Yamba portion of the Upper-Coppermine River Basin in the Northwest Territories. The size, orientation and boundaries of the study area were defined based on the satellite EASE grid (25 x 25 km) centroid located closest to the Tundra Ecosystem Research Station operated by the Government of the Northwest Territories. Data were collected during intensive late winter field campaigns in 2004, 2005, 2006, 2007, 2008, and 2009. During each field campaign, snow depth, density and stratigraphy were recorded at sites throughout the study area. During the 2005 and 2008 seasons, multi-scale airborne passive microwave radiometer data were also acquired. During the 2007 season, ground based passive microwave radiometer data were acquired. For each year, temporally coincident AMSR-E satellite Tb were obtained. The spatial distribution of snow depth, density and SWE in the study area is controlled by the interaction of blowing snow with terrain and land cover. Despite the spatial heterogeneity of snow cover, several inter-annual consistencies were identified. Tundra snow density is consistent when considered on a site-by-site basis and among different terrain types. A regional average density of 0.294 g/cm3 was derived from the six years of measurements. When applied to site snow depths, there is little difference in SWE derived from either the site or the regional average density. SWE is more variable from site to site and year to year than density which requires the use of a terrain based Classification to better quantify regional SWE. The variability in SWE was least on lakes and flat tundra, while greater on slopes and plateaus. Despite the variability, the interannual ratios of SWE among different terrain types does not change that much. The variability (CV) in among terrain categories was quite similar. The overall weighted mean CV for the study area was 0.40, which is a useful regional generalization. The terrain and landscape based classification scheme was used to generalize and extrapolate tundra SWE. Deriving a weighted mean SWE based on the spatial proportion of landscape and terrain features was shown as a method for generalizing the regional distribution of tundra SWE. The SWE data from each year were compared to AMSR-E satellite Tb. Within each season and among each of the seasons, there was little difference in 19 GHz Tb. However, there was always a large decrease in 37 GHz Tb from early November through April. The change in ΔTb37-19 throughout each season showed that the Tb at 37 GHz is sensitive to parameters which evolve over a winter season. A principal component analysis (PCA) showed that there are differences in ΔTb37-19 among different EASE grids and that land cover may have an influence on regional Tb. However, the PCA showed little relationship between end of season ΔTb37-19 and lake fraction. A good relationship was found between ΔTb37-19 and in-situ SWE. A quadratic function was fitted to explain 89 percent of the variance in SWE from the ΔTb37-19. The quadratic relationship provides a good fit between the data; however, the nature of the relationship is opposite to the expected linear relationship between ΔTb37-19 and SWE. Airborne Tb data were used to examine how different snow, land cover and terrain properties influence microwave emission. In flat tundra, there was a significant relationship between SWE and high resolution ΔTb37-19. On lakes and slopes, no strong relationships were found between SWE and high resolution ΔTb37-19. Due to the complexity of snow and terrain in high resolution footprints, it was a challenge to isolate a relationship between SWE and Tb. However, as the airborne footprint size increased the amplitude of variability in Tb decrease considerably to the point that Tb in large footprints is not sensitive to local scale variability in SWE. As such, most of the variability evident in the high and mid resolution airborne data will not persist at the EASE grid scale. Despite the many challenges, algorithm development should be possible at the satellite scale. The AMSR-E ΔTb37-19 changes from year to year in response to differences in snow cover properties. However, the multiple years of in-situ snow data remain the most important contribution in linking Tb with SWE

The influence of winter time boreal forest tree transmissivity on tree emission and passive microwave snow observations

Forest cover significantly attenuates natural upwelling ground microwave emission from seasonal terrestrial snow. This presents a major challenge for the accurate retrieval of snow from airborne or spaceborne passive microwave (PM) observations. Forest transmissivity is a key parameter describing tree emission because not only does it influence the proportion of sub-canopy upwelling microwave emission penetrating through the forest canopy, it also controls the forest thermal emission. Hence, it is a very important parameter for correcting the influence of forests on spaceborne or airborne observations of the Earth’s land surface. Under sub-zero temperatures, vegetation water content can be frozen influencing the microwave transmissivity of trees. Yet this phenomenon has not been verified through experimentation leaving significant uncertainty in tree emission modelling and spaceborne microwave observations. Therefore, a season-long experiment was designed to study this phenomenon. Ground-based radiometer observations of tree emission, spaceborne observations of forest emission, and model simulations of canopy emission were conducted during this experiment. Based on this experiment, the influence of physical temperature on tree transmissivity was verified, and a model developed to quantitatively describe this temperature-transmissivity relationship. An evaluation of this temperature-transmissivity relationship was conducted showing that both ground-based and spaceborne observations of tree emission are significantly influenced by this phenomenon. Furthermore, passive microwave spaceborne snow retrievals in forested regions are influenced by this phenomenon. Finally, an approach to reduce the influence of the temperature-transmissivity relationship on passive microwave spaceborne snow retrievals is demonstrated

Remote Sensing of Environmental Changes in Cold Regions

This Special Issue gathers papers reporting recent advances in the remote sensing of cold regions. It includes contributions presenting improvements in modeling microwave emissions from snow, assessment of satellite-based sea ice concentration products, satellite monitoring of ice jam and glacier lake outburst floods, satellite mapping of snow depth and soil freeze/thaw states, near-nadir interferometric imaging of surface water bodies, and remote sensing-based assessment of high arctic lake environment and vegetation recovery from wildfire disturbances in Alaska. A comprehensive review is presented to summarize the achievements, challenges, and opportunities of cold land remote sensing