Reconfigurable Intelligent Surfaces Aided mmWave NOMA: Joint Power Allocation,Phase Shifts, and Hybrid Beamforming Optimization

In this paper, an reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) non-orthogonal multiple access (NOMA) system is considered. In particular, we consider an RIS-aided mmWave-NOMA downlink system with a hybrid beamforming structure. To maximize the achievable sum-rate under a minimum rate constraint for the users and a minimum transmit power constraint, a joint RIS phase shifts, hybrid beamforming, and power allocation problem is formulated. To solve this non-convex optimization problem, we develop an alternating optimization algorithm. Specifically, first, the non-convex problem is transformed into three subproblems, i.e., power allocation, joint phase shifts and analog beamforming optimization, and digital beamforming design. Then, we solve the power allocation problem under fixed phase shifts of the RIS and hybrid beamforming. Finally, given the power allocation matrix, an alternating manifold optimization (AMO)-based method and a successive convex approximation (SCA)-based method are utilized to design the phase shifts, analog beamforming, and transmit beamforming, respectively. Numerical results reveal that the proposed alternating optimization algorithm outperforms state-of-the-art schemes in terms of sum-rate. Moreover, compared to a conventional mmWave-NOMA system without RIS, the proposed RIS-aided mmWave-NOMA system is capable of improving the achievable sum-rate of the system

Joint Design for Simultaneously Transmitting And Reflecting (STAR) RIS Assisted NOMA Systems

Different from traditional reflection-only reconfigurable intelligent surfaces (RISs), simultaneously transmitting and reflecting RISs (STAR-RISs) represent a novel technology, which extends the half-space coverage to full-space coverage by simultaneously transmitting and reflecting incident signals. STAR-RISs provide new degrees-of-freedom (DoF) for manipulating signal propagation. Motivated by the above, a novel STAR-RIS assisted non-orthogonal multiple access (NOMA) (STAR-RIS-NOMA) system is proposed in this paper. Our objective is to maximize the achievable sum rate by jointly optimizing the decoding order, power allocation coefficients, active beamforming, and transmission and reflection beamforming. However, the formulated problem is non-convex with intricately coupled variables. To tackle this challenge, a suboptimal two-layer iterative algorithm is proposed. Specifically, in the inner-layer iteration, for a given decoding order, the power allocation coefficients, active beamforming, transmission and reflection beamforming are optimized alternatingly. For the outer-layer iteration, the decoding order of NOMA users in each cluster is updated with the solutions obtained from the inner-layer iteration. Moreover, an efficient decoding order determination scheme is proposed based on the equivalent-combined channel gains. Simulation results are provided to demonstrate that the proposed STAR-RIS-NOMA system, aided by our proposed algorithm, outperforms conventional RIS-NOMA and RIS assisted orthogonal multiple access (RIS-OMA) systems