Methods of Technical Prognostics Applicable to Embedded Systems

Hlavní cílem dizertace je poskytnutí uceleného pohledu na problematiku technické prognostiky, která nachází uplatnění v tzv. prediktivní údržbě založené na trvalém monitorování zařízení a odhadu úrovně degradace systému či jeho zbývající životnosti a to zejména v oblasti komplexních zařízení a strojů. V současnosti je technická diagnostika poměrně dobře zmapovaná a reálně nasazená na rozdíl od technické prognostiky, která je stále rozvíjejícím se oborem, který ovšem postrádá větší množství reálných aplikaci a navíc ne všechny metody jsou dostatečně přesné a aplikovatelné pro embedded systémy. Dizertační práce přináší přehled základních metod použitelných pro účely predikce zbývající užitné životnosti, jsou zde popsány metriky pomocí, kterých je možné jednotlivé přístupy porovnávat ať už z pohledu přesnosti, ale také i z pohledu výpočetní náročnosti. Jedno z dizertačních jader tvoří doporučení a postup pro výběr vhodné prognostické metody s ohledem na prognostická kritéria. Dalším dizertačním jádrem je představení tzv. částicového filtrovaní (particle filtering) vhodné pro model-based prognostiku s ověřením jejich implementace a porovnáním. Hlavní dizertační jádro reprezentuje případovou studii pro velmi aktuální téma prognostiky Li-Ion baterii s ohledem na trvalé monitorování. Případová studie demonstruje proces prognostiky založené na modelu a srovnává možné přístupy jednak pro odhad doby před vybitím baterie, ale také sleduje možné vlivy na degradaci baterie. Součástí práce je základní ověření modelu Li-Ion baterie a návrh prognostického procesu.The main aim of the thesis is to provide a comprehensive overview of technical prognosis, which is applied in the condition based maintenance, based on continuous device monitoring and remaining useful life estimation, especially in the field of complex equipment and machinery. Nowadays technical prognosis is still evolving discipline with limited number of real applications and is not so well developed as technical diagnostics, which is fairly well mapped and deployed in real systems. Thesis provides an overview of basic methods applicable for prediction of remaining useful life, metrics, which can help to compare the different approaches both in terms of accuracy and in terms of computational/deployment cost. One of the research cores consists of recommendations and guide for selecting the appropriate forecasting method with regard to the prognostic criteria. Second thesis research core provides description and applicability of particle filtering framework suitable for model-based forecasting. Verification of their implementation and comparison is provided. The main research topic of the thesis provides a case study for a very actual Li-Ion battery health monitoring and prognostics with respect to continuous monitoring. The case study demonstrates the prognostic process based on the model and compares the possible approaches for estimating both the runtime and capacity fade. Proposed methodology is verified on real measured data.

Improving optimal control of grid-connected lithium-ion batteries through more accurate battery and degradation modelling

The increased deployment of intermittent renewable energy generators opens up opportunities for grid-connected energy storage. Batteries offer significant flexibility but are relatively expensive at present. Battery lifetime is a key factor in the business case, and it depends on usage, but most techno-economic analyses do not account for this. For the first time, this paper quantifies the annual benefits of grid-connected batteries including realistic physical dynamics and nonlinear electrochemical degradation. Three lithium-ion battery models of increasing realism are formulated, and the predicted degradation of each is compared with a large-scale experimental degradation data set (Mat4Bat). A respective improvement in RMS capacity prediction error from 11\% to 5\% is found by increasing the model accuracy. The three models are then used within an optimal control algorithm to perform price arbitrage over one year, including degradation. Results show that the revenue can be increased substantially while degradation can be reduced by using more realistic models. The estimated best case profit using a sophisticated model is a 175% improvement compared with the simplest model. This illustrates that using a simplistic battery model in a techno-economic assessment of grid-connected batteries might substantially underestimate the business case and lead to erroneous conclusions

A critical review of improved deep learning methods for the remaining useful life prediction of lithium-ion batteries.

As widely used for secondary energy storage, lithium-ion batteries have become the core component of the power supply system and accurate remaining useful life prediction is the key to ensure its reliability. Because of the complex working characteristics of lithium-ion batteries as well as the model parameter changing along with the aging process, the accuracy of the online remaining useful life prediction is difficult but urgent to be improved for the reliable power supply application. The deep learning algorithm improves the accuracy of the remaining useful life prediction, which also reduces the characteristic testing time requirement, providing the possibility to improve the power profitability of predictive energy management. This article analyzes, reviews, classifies, and compares different adaptive mathematical models on deep learning algorithms for the remaining useful life prediction. The features are identified for the modeling ability, according to which the adaptive prediction methods are classified. The specific criteria are defined to evaluate different modeling accuracy in the deep learning calculation procedure. The key features of effective life prediction are used to draw relevant conclusions and suggestions are provided, in which the high-accuracy deep convolutional neural network — extreme learning machine algorithm is chosen to be utilized for the stable remaining useful life prediction of lithium-ion batteries

Digital Twins for Lithium-Ion Battery Health Monitoring with Linked Clustering Model using VGG 16 for Enhanced Security Levels

Digital Twin (DT) has only been widely used since the   early 2000s. The concept of DT refers to the act of creating a  computerized replica of a physical item or physical process. There is   the physical world, the cyber world, a bridge between them, and a portal from the cyber world to the physical world. The goal of DT is   to create an accurate digital replica of a previously existent physical object by combining AI, IoT, deep learning, and data analytics. Using   the virtual copy in real time, DTs attempt to describe the actions of the physical object. Battery based DT's viability as a solution to the   industry's growing problems of degradation evaluation, usage  optimization, manufacturing irregularities, and possible second-life  applications, among others, are of fundamental importance. Through       the integration of real-time checking and DT elaboration, data can be   collected that could be used to determine which sensors/data used in a batteries to analyze their performance. This research proposes a          Linked Clustering Model using VGG 16 for Lithium-ion batteries   health condition monitoring (LCM-VGG-Li-ion-BHM). This work           explored the use of deep learning to extract battery information by           selecting the most important features gathered from the sensors. Data           from a digital twin analyzed using deep learning allowed us to         anticipate both typical and abnormal conditions, as well as those that   required closer attention. The proposed model when contrasted with            the existing models performs better in health condition monitoring

Fault Diagnosis and Failure Prognostics of Lithium-ion Battery based on Least Squares Support Vector Machine and Memory Particle Filter Framework

123456A novel data driven approach is developed for fault diagnosis and remaining useful life (RUL) prognostics for lithium-ion batteries using Least Square Support Vector Machine (LS-SVM) and Memory-Particle Filter (M-PF). Unlike traditional data-driven models for capacity fault diagnosis and failure prognosis, which require multidimensional physical characteristics, the proposed algorithm uses only two variables: Energy Efficiency (EE), and Work Temperature. The aim of this novel framework is to improve the accuracy of incipient and abrupt faults diagnosis and failure prognosis. First, the LSSVM is used to generate residual signal based on capacity fade trends of the Li-ion batteries. Second, adaptive threshold model is developed based on several factors including input, output model error, disturbance, and drift parameter. The adaptive threshold is used to tackle the shortcoming of a fixed threshold. Third, the M-PF is proposed as the new method for failure prognostic to determine Remaining Useful Life (RUL). The M-PF is based on the assumption of the availability of real-time observation and historical data, where the historical failure data can be used instead of the physical failure model within the particle filter. The feasibility of the framework is validated using Li-ion battery prognostic data obtained from the National Aeronautic and Space Administration (NASA) Ames Prognostic Center of Excellence (PCoE). The experimental results show the following: (1) fewer data dimensions for the input data are required compared to traditional empirical models; (2) the proposed diagnostic approach provides an effective way of diagnosing Li-ion battery fault; (3) the proposed prognostic approach can predict the RUL of Li-ion batteries with small error, and has high prediction accuracy; and, (4) the proposed prognostic approach shows that historical failure data can be used instead of a physical failure model in the particle filter

Data-driven battery aging diagnostics and prognostics

Lithium-ion (Li-ion) batteries play a pivotal role in transforming the transportation sector from heavily relying on fossil fuels to a low-carbon solution. But, as an electrochemical device, a battery will inevitably undergo irreversible degradation over time. Therefore, accurate and reliable aging diagnostics and prognostics become indispensable for safe and efficient battery usage during operation. However, diverse aging mechanisms, stochastic usage patterns, and cell-to-cell variations impose significant challenges. With the ever-increasing awareness of the importance of vehicle operating data, more and more automotive companies have started to collect field data. Meanwhile, the rapid advancement in computational power has drawn tremendous attention to using machine learning algorithms to solve complex and challenging tasks. In this thesis, recent data-driven modeling techniques, using both field data collected during vehicle operation and laboratory cycling data, are applied to improve the overall performance of battery aging diagnostics and prognostics. A series of data-driven methods are proposed ranging from battery state of health estimation, future aging trajectory prediction, and remaining useful life prediction. The algorithms are extensively evaluated with various data sources of different battery kinds. The evaluation results indicate that the developed methods are accurate and robust, but more importantly, they are applicable to the harsh conditions encountered in real-world vehicle operations

불확실성 하에서 시스템의 유지 보수 최적화 및 수명 주기 예측

학위논문 (박사)-- 서울대학교 대학원 : 공과대학 화학생물공학부, 2019. 2. 이원보.The equipment and energy systems of most chemical plants have undergone repetitive physical and chemical changes and lead to equipment failure through aging process. Replacement and maintenance management at an appropriate point in time is an important issue in terms of safety, reliability and performance. However, it is difficult to find an optimal solution because there is a trade-off between maintenance cost and system performance. In many cases, operation companies follow expert opinions based on long-term industry experience or forced government policy. For cost-effective management, a quantitative state estimation method and management methodology of the target system is needed. Various monitoring technologies have been introduced from the field, and quantifiable methodologies have been introduced. This can be used to diagnose the current state and to predict the life span. It is useful for decision making of system management. This thesis propose a methodology for lifetime prediction and management optimization in energy storage system and underground piping environment. First part is about online state of health estimation algorithm for energy storage system. Lithium-ion batteries are widely used from portable electronics to auxiliary power supplies for vehicle and renewable power generation. In order for the battery to play a key role as an energy storage device, the state estimation, represented by state of charge and state of health, must be well established. Accurate rigorous dynamic models are essential for predicting the state-of health. There are various models from the first principle partial differential model to the equivalent circuit model for electrochemical phenomena of battery charge / discharge. It is important to simulate the battery dynamic behavior to estimate system state. However, there is a limitation on the calculation load, therefore an equivalent circuit model is widely used for state estimation. Author presents a state of health estimation algorithm for energy storage system. The proposed methodology is intended for state of health estimation under various operating conditions including changes in temperature, current and voltage. Using a recursive estimator, this method estimate the current battery state variable related to battery cell life. State of health estimation algorithm uses estimated capacity as a cell life-time indicator. Adaptive parameters are calibrated by a least sum square error estimation method based on nonlinear programming. The proposed state-of health estimation methodology is validated with cell experimental lithium ion battery pack data under typical operation schedules and demonstration site operating data. The presented results show that the proposed method is appropriate for state of health estimation under various conditions. The suitability of algorithm is demonstrated with on and off line monitoring of new and aged cells using cyclic degradation experiments. The results from diverse experimental data and data of demonstration sites show the appropriateness of the accuracy, robustness. Second part is structural reliability model for quantification about underground pipeline risk. Since the long term usage and irregular inspection activities about detection of corrosion defect, catastrophic accidents have been increasing in underground pipelines. Underground pipeline network is a complex infrastructure system that has significant impact on the economic, environmental and social aspects of modern societies. Reliability based quantitative risk assessment model is useful for underground pipeline involving uncertainties. Firstly, main pipeline failure threats and failure modes are defined. External corrosion is time-dependent factor and equipment impact is time-independent factor. The limit state function for each failure cause is defined and the accident probability is calculated by Monte Carlo simulation. Simplified consequence model is used for quantification about expected failure cost. It is applied to an existing underground pipeline for several fluids in Ulsan industrial complex. This study would contribute to introduce quantitative results to prioritize pipeline management with relative risk comparisons Third part is maintenance optimization about aged underground pipeline system. In order to detect and respond to faults causing major accidents, high resolution devices such as ILI(Inline inspection), Hydrostatic Testing, and External Corrosion Direct Assessment(ECDA) can be used. The proposed method demonstrates the structural adequacy of a pipeline by making an explicit estimate of its reliability and comparing it to a specified reliability target. Structural reliability analysis is obtaining wider acceptance as a basis for evaluating pipeline integrity and these methods are ideally suited to managing metal corrosion damage as identified risk reduction strategies. The essence of this approach is to combine deterministic failure models with maintenance data and the pipeline attributes, experimental corrosion growth rate database, and the uncertainties inherent in this information. The calculated failure probability suggests the basis for informed decisions on which defects to repair, when to repair them and when to re-inspect or replace them. This work could contribute to state estimation and control of the lithium ion battery for the energy storage system. Also, maintenance optimization model helps pipeline decision-maker determine which integrity action is better option based on total cost and risk.화학공장 내 장치 및 에너지 시스템은 반복적인 사용으로 물리화학적 변화를 겪으며 노후화되고 설계 수명에 가까워지게 된다. 적절한 시점에 장비 교체와 보수 관리는 안전과 신뢰도, 전체 시스템 성능을 좌우하는 중요한 문제이다. 그러나, 보수 비용과 시스템 성능을 유지하는 것 사이에는 트레이드 오프가 존재하기 때문에 이에 대한 최적점을 찾는 것은 어려운 문제이다. 많은 경우에 운영회사에서는 경험에 기반한 전문가 의견을 따르거나, 정부차원의 안전관리 정책 최소 기준에 맞추어 진행한다. 비용효율적 관리를 위하여 정량적인 상태 추정 기법이나 유지보수 관리 방법론은 필요하다. 많은 모니터링 기술이 개발되어지고 있고 점차 실시간 측정 방법이나 센서 기술이 발달 하고 있다. 그러나, 여전히 직접 측정 및 검사 이전 장비의 수명 예측과 시스템 관리에 대한 의사결정을 도울 방법론은 부족한 실정이다. 본 논문에서는 리튬 이온 배터리의 수명예측 방법론과 지하매설배관의 관리 최적화 문제를 다룬다. 첫 장에서는 에너지 저장시스템 운전패턴에 적합한 배터리 SOH 추정 방법론에 대한 것이다. 리튬 이온 배터리는 이동가능 전자장치에서부터 자동차 및 신재생발전 등의 보조 전력 저장장치로서 활용이 이루어지고 있다. 배터리가 정상적인 역할을 하기 위하여 SOC와 SOH의 정확한 추정이 중요하다. 정확한 동적 모델은 SOH 예측을 위하여 필수적이다. BMS에는 계산 로드에 한계가 있기 때문에 상태 추정을 위하여 계산 부하가 비교적 적은 등가회로 모델이 사용된다. 본 논문에서는 SOH 예측 알고리즘을 제시하고, 셀 및 실증 사이트 데이터로 검증한다. 반복 예측기와 관측기 기법을 활용하여 SOH를 추정을 통하여 현재의 배터리 상태를 제시한다. SOH 예측 알고리즘은 용량을 중요 상태변수로 하여 예측된다. 제안 알고리즘에서는 SOH를 정확히 추정하기 위하여 확장칼만필터를 도입하여 배터리 상태변수들을 정확히 예측하고 이를 기반으로 SOH를 추정하는 알고리즘을 제안한다. 두번째 장은 구조 신뢰도 분석을 통하여 지하배관의 정량적 위험성 모델을 수립한다. 배관의 장기 사용과 불규칙한 검사/보수 활동에 대한 불확실성은 지하배관 안전 사고의 위험성을 증대시키는 요인이다. 산업단지 내의 지하배관 네트워크는 복잡한 인프라를 갖추고 있기 때문에 사고 발생시 경제적, 환경적, 사회적으로 큰 위협요소가 된다. 신뢰도 기반 정량적 위험도 모델은 지하배관의 큰 불확실성 요소를 고려하는데 유용한 방법론이다. 배관 사고 위협요인과 사고 모드를 정의하고, 부식과 타공사에 이르는 시간 의존적, 비의존적 요소를 고려하여 한계상태함수를 결정한다. 몬테카를로 시뮬레이션을 통하여 연간 사고확률이 유추되며 사고 영향거리 및 누출량 계산 모델과 합하여 정량적 위험성 분석을 할 수 있다. 배관에 존재하는 다양한 물질들에 대하여 케이스 스터디를 진행하여 정량화된 위험도에 근거하여 배관관리 우선순위를 정하는 의사결정에 반영할 수 있다. 세번째 장은 노후화된 배관 시스템의 관리 최적화에 대한 내용이다. 사고의 위험성을 미연에 방지하기 위하여 다양한 검사, 보수 방법론이 사용된다. 그러나, 이에 대한 효과가 위험성과 어떻게 관련되어서 나타나는지 알기 어렵다. 대부분 경험적으로 혹은 제도적인 방안을 통하여 보수적인 안전관리를 진행하는 한계성이 있다. 제안된 방법론을 토대로 하여 안전관리 방법에 대한 실제적인 부식 관리에 영향 정도를 정량화 한다. 신뢰도 목표와 제안 되어진 예산 등을 제한조건으로 하는 최적화를 실시하여 최적의 검사 주기, 최적의 검사 방법론을 확인한다. 위 연구를 토대로 개선된 리튬이온 배터리의 온라인 상태추정 알고리즘 제시하고 위험도 환산 비용을 결합한 구조 신뢰도 모델로 지하배관 관리 최적화 방법론을 제시한다.Abstract i Contents vi List of Figures ix List of Tables xii CHAPTER 1. Introduction 14 1.1. Research motivation 14 1.2. Research objectives 19 1.3. Outline of the thesis 20 CHAPTER 2. Lithium ion battery modeling and state of health Estimation 21 2.1. Background 21 2.2. Literature Review 22 2.2.1. Battery model 23 2.2.2. Qualitative comparative review of state of health estimation algorithm 29 2.3. Previous estimation algorithm 32 2.3.1. Nonlinear State estimation method 32 2.3.2. Sliding mode observer 35 2.3.3. Proposed Algorithm 37 2.3.4. Uncertainty Factors for SOH estimation in ESS 42 2.4. Data acquisition 44 2.4.1. Lithium ion battery specification 45 2.4.2. ESS Experimental setup 47 2.4.3. Sensitivity Analysis for Model Parameter 54 2.5. Result and Discussion 59 2.5.1. Estimation results of battery model 59 2.5.2. Estimation results of proposed method 63 2.6. Conclusion 68 CHAPTER 3. Reliability estimation modeling for quantitative risk assessment about underground pipeline 69 3.1. Introduction 69 3.2. Uncertainties in underground pipeline system 72 3.3. Probabilistic based Quantitative Risk Assessment Model 73 3.3.1. Structural Reliability Assessment 73 3.3.2. Failure mode 75 3.3.3. Limit state function and variables 79 3.3.4. Reliability Target 86 3.3.5. Failure frequency modeling 90 3.3.6. Consequence modeling 95 3.3.7. Simulation method 101 3.4. Case study 103 3.4.1. Statistical review of Industrial complex underground pipeline 103 3.5. Result and discussion 107 3.5.1. Estimation result of failure probability 107 3.5.1. Estimation result validation 118 CHAPTER 4. Maintenance optimization methodology for cost effective underground pipeline management 120 4.1. Introduction 120 4.2. Problem Definition 124 4.3. Maintenance scenario analysis modeling 126 4.3.1. Methodology description 128 4.3.2. Cost modeling 129 4.3.3. Maintenance mitigation model 132 4.4. Case study 136 4.5. Results 138 4.5.1. Result of optimal re-inspection period 138 4.5.2. Result of optimal maintenance actions 144 CHAPTER 5. Concluding Remarks 145 References 147Docto