Optimization of a Coded-Modulation System with Shaped Constellation

Conventional communication systems transmit signals that are selected from a signal constellation with uniform probability. However, information-theoretic results suggest that performance may be improved by shaping the constellation such that lower-energy signals are selected more frequently than higher-energy signals. This dissertation presents an energy efficient approach for shaping the constellations used by coded-modulation systems. The focus is on designing shaping techniques for systems that use a combination of amplitude phase shift keying (APSK) and low-density parity check (LDPC) coding. Such a combination is typical of modern satellite communications, such as the system used by the DVB-S2 standard.;The system implementation requires that a subset of the bits at the output of the LDPC encoder are passed through a nonlinear shaping encoder whose output bits are more likely to be a zero than a one. The constellation is partitioned into a plurality of sub-constellations, each with a different average signal energy, and the shaping bits are used to select the sub-constellation. An iterative receiver exchanges soft information among the demodulator, LDPC decoder, and shaping decoder. Parameters associated with the modulation and shaping code are optimized with respect to information rate, while the design of the LDPC code is optimized for the shaped modulation with the assistance of extrinsic-information transfer (EXIT) charts. The rule for labeling the constellation with bits is optimized using a novel hybrid cost function and a binary switching algorithm.;Simulation results show that the combination of constellation shaping, LDPC code optimization, and optimized bit labeling can achieve a gain in excess of 1 dB in an additive white Gaussian noise (AWGN) channel at a rate of 3 bits/symbol compared with a system that adheres directly to the DVB-S2 standard

Analysis of hybrid-ARQ based relaying protocols under modulation constraints

In a seminal paper published in 2001, Caire and Tuninetti derived an information theoretic bound on the throughput of hybrid-ARQ in the presence of block fading. However, the results placed no constraints on the modulation used, and therefore the input to the channel was Gaussian. The purpose of this thesis is to investigate the impact of modulation constraints on the throughput of hybrid-ARQ in a block fading environment. First, we consider the impact of modulation constraints on information outage probability for a block fading channel with a fixed length codeword. Then, we consider the effect of modulation constraints upon the throughput of hybrid-ARQ, where the rate of the codeword varies depending on the instantaneous channel conditions. These theoretical bounds are compared against the simulated performance of HSDPA, a newly standardized hybrid-ARQ protocol that uses QPSK and 16-QAM bit interleaved turbo-coded modulation. The results indicate how much of the difference between HSDPA and the previous unconstrained modulation bound is due to the use of the turbo-code and how much is due to the modulation constraints. (Abstract shortened by UMI.)

Towards Fully Optimized BICM Transceivers

Bit-interleaved coded modulation (BICM) transceivers often use equally spaced constellations and a random interleaver. In this paper, we propose a new BICM design, which considers hierarchical (nonequally spaced) constellations, a bit-level multiplexer, and multiple interleavers. It is shown that this new scheme increases the degrees of freedom that can be exploited in order to improve its performance. Analytical bounds on the bit error rate (BER) of the system in terms of the constellation parameters and the multiplexing rules are developed for the additive white Gaussian Noise (AWGN) and Nakagami-$m$ fading channels. These bounds are then used to design the BICM transceiver. Numerical results show that, compared to conventional BICM designs, and for a target BER of $10^{-6}$, gains up to 3 dB in the AWGN channel are obtained. For fading channels, the gains depend on the fading parameter, and reach 2 dB for a target BER of $10^{-7}$ and $m=5$.Comment: Submitted to the IEEE Transactions on Communication

Low-Density Parity-Check Coded High-order Modulation Schemes

In this thesis, we investigate how to support reliable data transmissions at high speeds in future communication systems, such as 5G/6G, WiFi, satellite, and optical communications. One of the most fundamental problems in these communication systems is how to reliably transmit information with a limited number of resources, such as power and spectral. To obtain high spectral efficiency, we use coded modulation (CM), such as bit-interleaved coded modulation (BICM) and delayed BICM (DBICM). To be specific, BICM is a pragmatic implementation of CM which has been largely adopted in both industry and academia. While BICM approaches CM capacity at high rates, the capacity gap between BICM and CM is still noticeable at lower code rates. To tackle this problem, DBICM, as a variation of BICM, introduces a delay module to create a dependency between multiple codewords, which enables us to exploit extrinsic information from the decoded delayed sub-blocks to improve the detection of the undelayed sub-blocks. Recent work shows that DBICM improves capacity over BICM. In addition, BICM and DBICM schemes protect each bit-channel differently, which is often referred to as the unequal error protection (UEP) property. Therefore, bit mapping designs are important for constructing pragmatic BICM and DBICM. To provide reliable communication, we have jointly designed bit mappings in DBICM and irregular low-density parity-check (LDPC) codes. For practical considerations, spatially coupled LDPC (SC-LDPC) codes have been considered as well. Specifically, we have investigated the joint design of the multi-chain SC-LDPC and the BICM bit mapper. In addition, the design of SC-LDPC codes with improved decoding threshold performance and reduced rate loss has been investigated in this thesis as well. The main body of this thesis consists of three parts. In the first part, considering Gray-labeled square M-ary quadrature amplitude modulation (QAM) constellations, we investigate the optimal delay scheme with the largest spectrum efficiency of DBICM for a fixed maximum number of delayed time slots and a given signal-to-noise ratio. Furthermore, we jointly optimize degree distributions and channel assignments of LDPC codes using protograph-based extrinsic information transfer charts. In addition, we proposed a constrained progressive edge growth-like algorithm to jointly construct LDPC codes and bit mappings for DBICM, taking the capacity of each bit-channel into account. Simulation results demonstrate that the designed LDPC-coded DBICM systems significantly outperform LDPC-coded BICM systems. In the second part, we proposed a windowed decoding algorithm for DBICM, which uses the extrinsic information of both the decoded delayed and undelayed sub-blocks, to improve the detection for all sub-blocks. We show that the proposed windowed decoding significantly outperforms the original decoding, demonstrating the effectiveness of the proposed decoding algorithm. In the third part, we apply multi-chain SC-LDPC to BICM. We investigate various connections for multi-chain SC-LDPC codes and bit mapping designs and analyze the performance of the multi-chain SC-LDPC codes over the equivalent binary erasure channels via density evolution. Numerical results demonstrate the superiority of the proposed design over existing connected-chain ensembles and over single-chain ensembles with the existing bit mapping design

Machine Learning in Digital Signal Processing for Optical Transmission Systems

The future demand for digital information will exceed the capabilities of current optical communication systems, which are approaching their limits due to component and fiber intrinsic non-linear effects. Machine learning methods are promising to find new ways of leverage the available resources and to explore new solutions. Although, some of the machine learning methods such as adaptive non-linear filtering and probabilistic modeling are not novel in the field of telecommunication, enhanced powerful architecture designs together with increasing computing power make it possible to tackle more complex problems today. The methods presented in this work apply machine learning on optical communication systems with two main contributions. First, an unsupervised learning algorithm with embedded additive white Gaussian noise (AWGN) channel and appropriate power constraint is trained end-to-end, learning a geometric constellation shape for lowest bit-error rates over amplified and unamplified links. Second, supervised machine learning methods, especially deep neural networks with and without internal cyclical connections, are investigated to combat linear and non-linear inter-symbol interference (ISI) as well as colored noise effects introduced by the components and the fiber. On high-bandwidth coherent optical transmission setups their performances and complexities are experimentally evaluated and benchmarked against conventional digital signal processing (DSP) approaches. This thesis shows how machine learning can be applied to optical communication systems. In particular, it is demonstrated that machine learning is a viable designing and DSP tool to increase the capabilities of optical communication systems

Bit-Wise Decoders for Coded Modulation and Broadcast Coded Slotted ALOHA

This thesis deals with two aspects of wireless communications. The first aspect is about efficient point-to-point data transmission. To achieve high spectral efficiency, coded modulation, which is a concatenation of higher order modulation with error correction coding, is used. Bit-interleaved coded modulation (BICM) is a pragmatic approach to coded modulation, where soft information on encoded bits is calculated at the receiver and passed to a bit-wise decoder. Soft information is usually obtained in the form of log-likelihood ratios (also known as L-values), calculated using the max-log approximation. In this thesis, we analyze bit-wise decoders for pulse-amplitude modulation (PAM) constellations over the additive white Gaussian noise (AWGN) channel when the max-log approximation is used for calculating L-values. First, we analyze BICM systems from an information theoretic perspective. We prove that the max-log approximation causes information loss for all PAM constellations and labelings with the exception of a symmetric 4-PAM constellation labeled with a Gray code. We then analyze how the max-log approximation affects the generalized mutual information (GMI), which is an achievable rate for a standard BICM decoder. Second, we compare the performance of the standard BICM decoder with that of the ML decoder. We show that, when the signal-to-noise ratio (SNR) goes to infinity, the loss in terms of pairwise error probability is bounded by 1.25 dB for any two codewords. The analysis further shows that the loss is zero for a wide range of linear codes. The second aspect of wireless communications treated in this thesis is multiple channel access. Our main objective here is to provide reliable message exchange between nodes in a wireless ad hoc network with stringent delay constraints. To that end, we propose an uncoordinated medium access control protocol, termed all-to-all broadcast coded slotted ALOHA (B-CSA), that exploits coding over packets at the transmitter side and successive interference cancellation at the receiver side. The protocol resembles low-density parity-check codes and can be analyzed using the theory of codes on graphs. The packet loss rate performance of the protocol exhibits a threshold behavior with distinct error floor and waterfall regions. We derive a tight error floor approximation that is used for the optimization of the protocol. We also show how the error floor approximation can be used to design protocols for networks, where users have different reliability requirements. We use B-CSA in vehicular networks and show that it outperforms carrier sense multiple access currently adopted as the MAC protocol for vehicular communications. Finally, we investigate the possibility of establishing a handshake in vehicular networks by means of B-CSA