The electronically steerable parasitic array radiator antenna for wireless communications : signal processing and emerging techniques

Smart antenna technology is expected to play an important role in future wireless communication networks in order to use the spectrum efficiently, improve the quality of service, reduce the costs of establishing new wireless paradigms and reduce the energy consumption in wireless networks. Generally, smart antennas exploit multiple widely spaced active elements, which are connected to separate radio frequency (RF) chains. Therefore, they are only applicable to base stations (BSs) and access points, by contrast with modern compact wireless terminals with constraints on size, power and complexity. This dissertation considers an alternative smart antenna system the electronically steerable parasitic array radiator (ESPAR) which uses only a single RF chain, coupled with multiple parasitic elements. The ESPAR antenna is of significant interest because of its flexibility in beamforming by tuning a number of easy-to-implement reactance loads connected to parasitic elements; however, parasitic elements require no expensive RF circuits. This work concentrates on the study of the ESPAR antenna for compact transceivers in order to achieve some emerging techniques in wireless communications. The work begins by presenting the work principle and modeling of the ESPAR antenna and describes the reactance-domain signal processing that is suited to the single active antenna array, which are fundamental factors throughout this thesis. The major contribution in this chapter is the adaptive beamforming method based on the ESPAR antenna. In order to achieve fast convergent beamforming for the ESPAR antenna, a modified minimum variance distortionless response (MVDR) beamfomer is proposed. With reactance-domain signal processing, the ESPAR array obtains a correlation matrix of receive signals as the input to the MVDR optimization problem. To design a set of feasible reactance loads for a desired beampattern, the MVDR optimization problem is reformulated as a convex optimization problem constraining an optimized weight vector close to a feasible solution. Finally, the necessary reactance loads are optimized by iterating the convex problem and a simple projector. In addition, the generic algorithm-based beamforming method has also studied for the ESPAR antenna. Blind interference alignment (BIA) is a promising technique for providing an optimal degree of freedom in a multi-user, multiple-inputsingle-output broadcast channel, without the requirements of channel state information at the transmitters. Its key is antenna mode switching at the receive antenna. The ESPAR antenna is able to provide a practical solution to beampattern switching (one kind of antenna mode switching) for the implementation of BIA. In this chapter, three beamforming methods are proposed for providing the required number of beampatterns that are exploited across one super symbol for creating the channel fluctuation patterns seen by receivers. These manually created channel fluctuation patterns are jointly combined with the designed spacetime precoding in order to align the inter-user interference. Furthermore, the directional beampatterns designed in the ESPAR antenna are demonstrated to improve the performance of BIA by alleviating the noise amplification. The ESPAR antenna is studied as the solution to interference mitigation in small cell networks. Specifically, ESPARs analog beamforming presented in the previous chapter is exploited to suppress inter-cell interference for the system scenario, scheduling only one user to be served by each small BS at a single time. In addition, the ESPAR-based BIA is employed to mitigate both inter-cell and intracell interference for the system scenario, scheduling a small number of users to be simultaneously served by each small BS for a single time. In the cognitive radio (CR) paradigm, the ESPAR antenna is employed for spatial spectrum sensing in order to utilize the new angle dimension in the spectrum space besides the conventional frequency, time and space dimensions. The twostage spatial spectrum sensing method is proposed based on the ESPAR antenna being targeted at identifying white spectrum space, including the new angle dimension. At the first stage, the occupancy of a specific frequency band is detected by conventional spectrum-sensing methods, including energy detector and eigenvalue-based methods implemented with the switched-beam ESPAR antenna. With the presence of primary users, their directions are estimated at the second stage, by high-resolution angle-of-arrival (AoA) estimation algorithms. Specifically, the compressive sensing technology has been studied for AoA detection with the ESPAR antenna, which is demonstrated to provide high-resolution estimation results and even to outperform the reactance-domain multiple signal classification

Capacity Enhancement by Pattern-Reconfigurable Multiple Antenna Systems in Vehicular Applications

This work presents a design methodology for pattern reconfigurable antennas in automotive applications. Channel simulation is used to identify the relevant beam directions prior to the design of the antenna. Based on this knowledge several reconfigurable multiple antenna systems are designed. These antennas are evaluated by the channel capacity calculation from virtual and real-world test drives. An increase of the channel capacity by a factor of 2 compared to a conventional system is observed

Low-Cost Beam Steerable Antennas Using Parasitic Elements

Beam steerable antennas are considered as a possible solution for meeting challenges in military and civilian systems such as satellite communication networks, automotive collision avoidance radar, base stations and biomedical applications. Phased array antennas are a natural choice as the foundation for many steerable antenna platform due to its exibility and gain scalability. The implementation of a phased array requires a large number of electronic components, tending to drive the cost of phased arrays and limit their usage to military applications. The electrically steerable parasitic array radiator (ESPAR) has been introduced as an antenna which is capable of adaptively controlling its beam pattern using parasitic elements loaded with varactors. ESPAR has attracted the attention of researchers from the desire for electrically scanned beams with inexpensive fabrication and has found as a suitable candidate for communication systems applications, including advanced radars, cellular base stations and space communications. The ultimate goal of this research is to design and propose state of the art designs in the �eld of ESPAR that can satisfy the requirements of today's advanced communication systems, which should be cost-e�ective and can compete with other rival technologies. Considering the potentials of ESPAR, it can be proved that it is a good candidate for modern wireless communications. The thesis presents several contributions related to the design and analysis of ESPAR technology using dielectric resonator antenna (DRA) as the main radiator element. First, the thesis presents solutions to alleviate the problems associated in implementing a large ESPAR. The large array is useful in many applications since some required recon�gurable radiation characteristics may not be achievable with a single ESPAR element. The proposed structure consists of 240 perforated DRAs, whichare uniformly excited by a parallel-series feeding network. By employing the perforation technique, the need for aligning and bonding individual DRA is eliminated. The subarrays are placed in an interleaved arrangement to suppress the grating lobes. The proposed large ESPAR can incredibly reduce the number of phase shifter by 80% in comparison with the conventional phased array, which makes it inexpensive. Second, the thesis investigates potentials of ESPAR for massive multi-input multiple output (MIMO) communication. Massive MIMO technology has attracted tremendous interest due to its capabilities in enhancing the data transmission capacity, increasing the reliability, and reducing the multipath fading. However, in this technology for feeding each individual antenna, one radio frequency chain is required that can increase the power consumption and complexity of the structure. Moreover, to obtain decorrelated channels and to reduce mutual coupling, the antenna should be spaced suffciently far from each other that imposes increased physical dimensions. In contrast to the conventional MIMO structures, in ESPAR only one RF chain is needed and the small size constraint turns to be an advantage as the mutual coupling is exploited to form the desired signals. Furthermore, by controlling the tunable loads at each parasitic antenna element, different radiation patterns can be formed which can signi�cantly improve the performance of a MIMO antenna system operating in a changing environment. Thus, by using the advantages of ESPAR, a design approach to address the size and cost issues is proposed through this work. The proposed design is validated by simulation and measurement of a prototype, and results include the antenna and MIMO �gure of merits such as radiation patterns, efficiency, S-parameters, signal correlations, total active reection coeffcient (TARC), and channel capacity. These results have demonstrated that the proposed ESPAR design can be successfully implemented for a massive MIMO structure. Finally, the thesis presents an effective method to design a ESPAR with a circularly polarized (CP) beam-scanning feature. Circular polarization is an ideal polarization due to its advantages in signal propagation properties, which can address the di�culties associated with mobility, inclement weather conditions, and immunity to multi path distortion. In this work, the CP beam steering is achieved by adopting a sequential rotation approach for placing the parasitic antennas that are loaded with tunable varactors. The proposed CP-ESPAR technique eliminates the need of expensive phase shifters, which signi�cantly reduces cost and fabrication complexity. For performance evaluation, a prototype of the proposed antenna is designed, fabricated, and measured. It is observed that the proposed antenna has a monotonic CP beam scanning from { 22 to 22 operating at 10.5 GHz

Frequency-Reconfigurable Microstrip Patch and Cavity-Backed Slot ESPARs

Wireless communication systems have rapidly evolved over the past decade which has led to an explosion of mobile data traffic. Since more and more wireless devices and sensors are being connected, the transition from the current 4G/LTE mobile network to 5G is expected to happen within the next decade. In order to improve signal-to-noise ratio (SNR), system capacity, and link budget, beam steerable antenna arrays are desirable due to their advantage in spatial selectivity and high directivity. Electronically steerable parasitic array radiator (ESPAR) that can achieve low-cost continuously beamsteering using varactor diodes have attracted a lot of attention. This dissertation explores bandwidth enhancement of the ESPAR using frequency-reconfigurable microstrip patch and cavity-backed slot (CBS) antennas. In chapter 2, an ESPAR of three closely-coupled rectangular patch elements that do not use phase shifters is presented; the beamsteering is realized by tunable reactive loads which are used to control the mutual coupling between the elements. Additional loading varactors are strategically placed on the radiating edge of all the antenna elements to achieve a 15% continuous frequency tuning range while simultaneously preserving the beamsteering capability at each operating frequency. Therefore, this frequency-reconfigurable ESPAR is able to provide spectrum diversity in addition to the spatial diversity inherent in a frequency-fixed ESPAR. A prototype of the patch ESPAR is fabricated and demonstrated to operate from 0.87 to 1.02 GHz with an instantaneous fractional bandwidth (FBW) of ~1%. At each operating frequency, this ESPAR is able to scan from -20 to +20 degrees in the H plane. However, the beamsteering of the patch ESPAR is limited in the H-plane and its instantaneous S11 fractional bandwidth (FBW) is very narrow. This dissertation also explores how to achieve 2-D beamsteering with enhanced FBW using CBS antennas. A 20-element cavity-backed slot antenna array is designed and fabricated based on a CBS ESPAR cross subarray in chapter 5. This ESPAR array is able to steer the main beam from +45 degrees to -45 degrees in the E plane and from +40 degrees to -40 degrees in the H plane, respectively, without grating lobes in either plane. The impedance matching is maintained below -10 dB from 6.0 to 6.4 GHz (6.4% fractional bandwidth) at all scan angles. In addition, the CBS ESPAR exhibits minimum beam squint at all scan angles within the impedance matching bandwidth. This array successfully demonstrates the cost savings and associated reduction in the required number of phase shifters in the RF front end by employing ESPAR technology

Indoor Positioning and Navigation

In recent years, rapid development in robotics, mobile, and communication technologies has encouraged many studies in the field of localization and navigation in indoor environments. An accurate localization system that can operate in an indoor environment has considerable practical value, because it can be built into autonomous mobile systems or a personal navigation system on a smartphone for guiding people through airports, shopping malls, museums and other public institutions, etc. Such a system would be particularly useful for blind people. Modern smartphones are equipped with numerous sensors (such as inertial sensors, cameras, and barometers) and communication modules (such as WiFi, Bluetooth, NFC, LTE/5G, and UWB capabilities), which enable the implementation of various localization algorithms, namely, visual localization, inertial navigation system, and radio localization. For the mapping of indoor environments and localization of autonomous mobile sysems, LIDAR sensors are also frequently used in addition to smartphone sensors. Visual localization and inertial navigation systems are sensitive to external disturbances; therefore, sensor fusion approaches can be used for the implementation of robust localization algorithms. These have to be optimized in order to be computationally efficient, which is essential for real-time processing and low energy consumption on a smartphone or robot

Applications of Antenna Technology in Sensors

During the past few decades, information technologies have been evolving at a tremendous rate, causing profound changes to our world and to our ways of living. Emerging applications have opened u[ new routes and set new trends for antenna sensors. With the advent of the Internet of Things (IoT), the adaptation of antenna technologies for sensor and sensing applications has become more important. Now, the antennas must be reconfigurable, flexible, low profile, and low-cost, for applications from airborne and vehicles, to machine-to-machine, IoT, 5G, etc. This reprint aims to introduce and treat a series of advanced and emerging topics in the field of antenna sensors

1-D broadside-radiating leaky-wave antenna based on a numerically synthesized impedance surface

A newly-developed deterministic numerical technique for the automated design of metasurface antennas is applied here for the first time to the design of a 1-D printed Leaky-Wave Antenna (LWA) for broadside radiation. The surface impedance synthesis process does not require any a priori knowledge on the impedance pattern, and starts from a mask constraint on the desired far-field and practical bounds on the unit cell impedance values. The designed reactance surface for broadside radiation exhibits a non conventional patterning; this highlights the merit of using an automated design process for a design well known to be challenging for analytical methods. The antenna is physically implemented with an array of metal strips with varying gap widths and simulation results show very good agreement with the predicted performance

Beam scanning by liquid-crystal biasing in a modified SIW structure

A fixed-frequency beam-scanning 1D antenna based on Liquid Crystals (LCs) is designed for application in 2D scanning with lateral alignment. The 2D array environment imposes full decoupling of adjacent 1D antennas, which often conflicts with the LC requirement of DC biasing: the proposed design accommodates both. The LC medium is placed inside a Substrate Integrated Waveguide (SIW) modified to work as a Groove Gap Waveguide, with radiating slots etched on the upper broad wall, that radiates as a Leaky-Wave Antenna (LWA). This allows effective application of the DC bias voltage needed for tuning the LCs. At the same time, the RF field remains laterally confined, enabling the possibility to lay several antennas in parallel and achieve 2D beam scanning. The design is validated by simulation employing the actual properties of a commercial LC medium