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    Converse Bounds for Entropy-Constrained Quantization Via a Variational Entropy Inequality

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    We derive a lower bound on the smallest output entropy that can be achieved via vector quantization of a dd-dimensional source with given expected rrth-power distortion. Specialized to the one-dimensional case, and in the limit of vanishing distortion, this lower bound converges to the output entropy achieved by a uniform quantizer, thereby recovering the result by Gish and Pierce that uniform quantizers are asymptotically optimal as the allowed distortion tends to zero. Our lower bound holds for all dd-dimensional memoryless sources having finite differential entropy and whose integer part has finite entropy. In contrast to Gish and Pierce, we do not require any additional constraints on the continuity or decay of the source probability density function. For one-dimensional sources, the derivation of the lower bound reveals a necessary condition for a sequence of quantizers to be asymptotically optimal as the allowed distortion tends to zero. This condition implies that any sequence of asymptotically-optimal almost-regular quantizers must converge to a uniform quantizer as the allowed distortion tends to zero.Comment: 26 pages, 1 figure. Submitted to IEEE Transactions on Information Theory. Most important changes with respect to previous version: i) changed title (the old title was "Rate-distortion bounds for high-resolution vector quantization via Gibbs's inequality"); ii) added necessary conditions for a sequence of quantizers to be asymptotically optimal (Theorem 7 and Corollary 8

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    This report was prepared as an account of work sponsored by an agency of the United States Government. Neither the United States Government nor any agency thereof, nor any of their employees, makes any warranty, express or implied, or assumes any legal liability or responsibility for the accuracy, completeness, or usefulness of any information, apparatus, product, or process disclosed, or represents that its use would not infringe privately owned rights. Reference herein to any specific commercial product, process, or service by trade name, trademark, manufacturer, or otherwise, does not necessarily constitute or imply its endorsement, recommendation, or favoring by the United States Government or any agency thereof. The views and opinions of authors expressed herein do not necessarily state or reflect those of the United States Government or any agency thereof
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