263 research outputs found
Nonparametric Anomaly Detection and Secure Communication
Two major security challenges in information systems are detection of anomalous data patterns that reflect malicious intrusions into data storage systems and protection of data from malicious eavesdropping during data transmissions. The first problem typically involves design of statistical tests to identify data variations, and the second problem generally involves design of communication schemes to transmit data securely in the presence of malicious eavesdroppers. The main theme of this thesis is to exploit information theoretic and statistical tools to address the above two security issues in order to provide information theoretically provable security, i.e., anomaly detection with vanishing probability of error and guaranteed secure communication with vanishing leakage rate at eavesdroppers.
First, the anomaly detection problem is investigated, in which typical and anomalous patterns (i.e., distributions that generate data) are unknown \emph{a priori}. Two types of problems are investigated. The first problem considers detection of the existence of anomalous geometric structures over networks, and the second problem considers the detection of a set of anomalous data streams out of a large number of data streams. In both problems, anomalous data are assumed to be generated by a distribution , which is different from a distribution generating typical samples. For both problems, kernel-based tests are proposed, which are based on maximum mean discrepancy (MMD) that measures the distance between mean embeddings of distributions into a reproducing kernel Hilbert space. These tests are nonparametric without exploiting the information about and and are universally applicable to arbitrary and . Furthermore, these tests are shown to be statistically consistent under certain conditions on the parameters of the problems. These conditions are further shown to be necessary or nearly necessary, which implies that the MMD-based tests are order level optimal or nearly order level optimal. Numerical results are provided to demonstrate the performance of the proposed tests.
The secure communication problem is then investigated, for which the focus is on degraded broadcast channels. In such channels, one transmitter sends messages to multiple receivers, the channel quality of which can be ordered. Two specific models are studied. In the first model, layered decoding and layered secrecy are required, i.e., each receiver decodes one more message than the receiver with one level worse channel quality, and this message should be kept secure from all receivers with worse channel qualities. In the second model, secrecy only outside a bounded range is required, i.e., each message is required to be kept secure from the receiver with two-level worse channel quality. Communication schemes for both models are designed and the corresponding achievable rate regions (i.e., inner bounds on the capacity region) are characterized. Furthermore, outer bounds on the capacity region are developed, which match the inner bounds, and hence the secrecy capacity regions are established for both models
Lecture Notes on Network Information Theory
These lecture notes have been converted to a book titled Network Information
Theory published recently by Cambridge University Press. This book provides a
significantly expanded exposition of the material in the lecture notes as well
as problems and bibliographic notes at the end of each chapter. The authors are
currently preparing a set of slides based on the book that will be posted in
the second half of 2012. More information about the book can be found at
http://www.cambridge.org/9781107008731/. The previous (and obsolete) version of
the lecture notes can be found at http://arxiv.org/abs/1001.3404v4/
Physical-Layer Security in Wireless Communication Systems
The use of wireless networks has grown significantly in contemporary
times, and continues to develop further. The broadcast nature of
wireless communications, however, makes them particularly vulnerable
to eavesdropping. Unlike traditional solutions, which usually handle
security at the application layer, the primary concern of this
dissertation is to analyze and develop solutions based on coding
techniques at the physical-layer.
First, in chapter , we consider a scenario where a source node
wishes to broadcast two confidential messages to two receivers,
while a wire-tapper also receives the transmitted signal. This model
is motivated by wireless communications, where individual secure
messages are broadcast over open media and can be received by any
illegitimate receiver. The secrecy level is measured by the
equivocation rate at the eavesdropper. We first study the general
(non-degraded) broadcast channel with an eavesdropper, and present
an inner bound on the secrecy capacity region for this model. This
inner bound is based on a combination of random binning, and the
Gelfand-Pinsker binning. We further study the situation in which the
channels are degraded. For the degraded broadcast channel with an
eavesdropper, we present the secrecy capacity region. Our achievable
coding scheme is based on Cover's superposition scheme and random
binning. We refer to this scheme as the Secret Superposition Scheme.
Our converse proof is based on a combination of the converse proof
of the conventional degraded broadcast channel and Csiszar Lemma. We
then assume that the channels are Additive White Gaussian Noise and
show that the Secret Superposition Scheme with Gaussian codebook is
optimal. The converse proof is based on Costa's entropy power
inequality. Finally, we use a broadcast strategy for the slowly
fading wire-tap channel when only the eavesdropper's channel is
fixed and known at the transmitter. We derive the optimum power
allocation for the coding layers, which maximizes the total average
rate.
Second, in chapter , we consider the
Multiple-Input-Multiple-Output (MIMO) scenario of a broadcast
channel where a wiretapper also receives the transmitted signal via
another MIMO channel. First, we assume that the channels are
degraded and the wiretapper has the worst channel. We establish the
capacity region of this scenario. Our achievability scheme is the
Secret Superposition Coding. For the outerbound, we use notion of
the enhanced channels to show that the secret superposition of
Gaussian codes is optimal. We show that we only need to enhance the
channels of the legitimate receivers, and the channel of the
eavesdropper remains unchanged. We then extend the result of the
degraded case to a non-degraded case. We show that the secret
superposition of Gaussian codes, along with successive decoding,
cannot work when the channels are not degraded. We develop a Secret
Dirty Paper Coding scheme and show that it is optimal for this
channel. We then present a corollary generalizing the capacity
region of the two receivers case to the case of multiple receivers.
Finally, we investigate a scenario which frequently occurs in the
practice of wireless networks. In this scenario, the transmitter and
the eavesdropper have multiple antennae, while both intended
receivers have a single antenna (representing resource limited
mobile units). We characterize the secrecy capacity region in terms
of generalized eigenvalues of the receivers' channels and the
eavesdropper's channel. We refer to this configuration as the MISOME
case. We then present a corollary generalizing the results of the
two receivers case to multiple receivers. In the high SNR regime, we
show that the capacity region is a convex closure of rectangular
regions.
Finally, in chapter , we consider a -user secure Gaussian
Multiple-Access-Channel with an external eavesdropper. We establish
an achievable rate region for the secure discrete memoryless MAC.
Thereafter, we prove the secrecy sum capacity of the degraded
Gaussian MIMO MAC using Gaussian codebooks. For the non-degraded
Gaussian MIMO MAC, we propose an algorithm inspired by the
interference alignment technique to achieve the largest possible
total Secure-Degrees-of-Freedom . When all the terminals are
equipped with a single antenna, Gaussian codebooks have shown to be
inefficient in providing a positive S-DoF. Instead, we propose a
novel secure coding scheme to achieve a positive S-DoF in the single
antenna MAC. This scheme converts the single-antenna system into a
multiple-dimension system with fractional dimensions. The
achievability scheme is based on the alignment of signals into a
small sub-space at the eavesdropper, and the simultaneous separation
of the signals at the intended receiver. We use tools from the field
of Diophantine Approximation in number theory to analyze the
probability of error in the coding scheme. We prove that the total
S-DoF of can be achieved for almost all channel
gains. For the other channel gains, we propose a multi-layer coding
scheme to achieve a positive S-DoF. As a function of channel gains,
therefore, the achievable S-DoF is discontinued
Information-Theoretically Secure Communication Under Channel Uncertainty
Secure communication under channel uncertainty is an important and challenging problem in physical-layer security and cryptography. In this dissertation, we take a
fundamental information-theoretic view at three concrete settings and use them to shed insight into efficient secure communication techniques for different scenarios under channel uncertainty.
First, a multi-input multi-output (MIMO) Gaussian broadcast channel with two receivers and two messages: a common message intended for both receivers (i.e., channel
uncertainty for decoding the common message at the receivers) and a confidential message intended for one of the receivers but needing to be kept asymptotically perfectly secret from the other is considered. A matrix characterization of the secrecy capacity region is established via a channel-enhancement argument and an extremal entropy inequality previously established for characterizing the capacity region of a degraded compound MIMO Gaussian broadcast channel.
Second, a multilevel security wiretap channel where there is one possible realization for the legitimate receiver channel but multiple possible realizations for the eavesdropper channel (i.e., channel uncertainty at the eavesdropper) is considered. A coding scheme is designed such that the number of secure bits delivered to the legitimate receiver depends on the actual realization of the eavesdropper channel. More specifically, when the eavesdropper channel realization is weak, all bits delivered to the legitimate receiver need to be secure. In addition, when the eavesdropper channel realization is strong, a prescribed part of the bits needs to remain secure. We call such codes security embedding codes, referring to the fact that high-security bits are now embedded into the low-security ones. We show that the key to achieving efficient security embedding is to jointly encode the low-security and high-security bits. In particular, the low-security bits can be used as (part of) the transmitter randomness to protect the high-security ones.
Finally, motivated by the recent interest in building secure, robust and efficient distributed information storage systems, the problem of secure symmetrical multilevel diversity coding (S-SMDC) is considered. This is a setting where there are channel uncertainties at both the legitimate receiver and the eavesdropper. The problem of encoding individual sources is first studied. A precise characterization of the entire admissible rate region is established via a connection to the problem of secure coding over a three-layer wiretap network and utilizing some basic polyhedral structure of the admissible rate region. Building on this result, it is then shown that the simple coding strategy of separately encoding individual sources at the encoders can achieve the minimum sum rate for the general S-SMDC problem
Coding for Cryptographic Security Enhancement using Stopping Sets
In this paper we discuss the ability of channel codes to enhance
cryptographic secrecy. Toward that end, we present the secrecy metric of
degrees of freedom in an attacker's knowledge of the cryptogram, which is
similar to equivocation. Using this notion of secrecy, we show how a specific
practical channel coding system can be used to hide information about the
ciphertext, thus increasing the difficulty of cryptographic attacks. The system
setup is the wiretap channel model where transmitted data traverse through
independent packet erasure channels with public feedback for authenticated ARQ
(Automatic Repeat reQuest). The code design relies on puncturing nonsystematic
low-density parity-check codes with the intent of inflicting an eavesdropper
with stopping sets in the decoder. Furthermore, the design amplifies errors
when stopping sets occur such that a receiver must guess all the channel-erased
bits correctly to avoid an expected error rate of one half in the ciphertext.
We extend previous results on the coding scheme by giving design criteria that
reduces the effectiveness of a maximum-likelihood attack to that of a
message-passing attack. We further extend security analysis to models with
multiple receivers and collaborative attackers. Cryptographic security is
enhanced in all these cases by exploiting properties of the physical-layer. The
enhancement is accurately presented as a function of the degrees of freedom in
the eavesdropper's knowledge of the ciphertext, and is even shown to be present
when eavesdroppers have better channel quality than legitimate receivers.Comment: 13 pages, 8 figure
Construction of lattices for communications and security
In this thesis, we propose a new class of lattices based on polar codes, namely polar lattices. Polar lattices enjoy explicit construction and provable goodness for the additive white Gaussian noise (AWGN) channel, \textit{i.e.}, they are \emph{AWGN-good} lattices, in the sense that the error probability (for infinite lattice coding) vanishes for any fixed volume-to-noise ratio (VNR) greater than . Our construction is based on the multilevel approach of Forney \textit{et al.}, where on each level we construct a capacity-achieving polar code. We show the component polar codes are naturally nested, thereby fulfilling the requirement of the multilevel lattice construction. We present a more precise analysis of the VNR of the resultant lattice, which is upper-bounded in terms of the flatness factor and the capacity losses of the component codes. The proposed polar lattices are efficiently decodable by using multi-stage decoding. Design examples are presented to demonstrate the superior performance of polar lattices.
However, there is no infinite lattice coding in the practical applications. We need to apply the power constraint on the polar lattices which generates the polar lattice codes. We prove polar lattice codes can achieve the capacity \frac{1}{2}\log(1+\SNR) of the power-constrained AWGN channel with a novel shaping scheme. The main idea is that by implementing the lattice Gaussian distribution over the AWGN-good polar lattices, the maximum error-free transmission rate of the resultant coding scheme can be arbitrarily close to the capacity \frac{1}{2}\log(1+\SNR). The shaping technique is based on discrete lattice Gaussian distribution, which leads to a binary asymmetric channel at each level for the multilevel lattice codes. Then it is straightforward to employ multilevel asymmetric polar codes which is a combination of polar lossless source coding and polar channel coding. The construction of polar codes for an asymmetric channel can be converted to that for a related symmetric channel, and it turns out that this symmetric channel is equivalent to an minimum mean-square error (MMSE) scaled channel in lattice coding in terms of polarization, which eventually simplifies our coding design.
Finally, we investigate the application of polar lattices in physical layer security. Polar lattice codes are proved to be able to achieve the strong secrecy capacity of the Mod- AWGN wiretap channel. The Mod- assumption was due to the fact that a practical shaping scheme aiming to achieve the optimum shaping gain was missing. In this thesis, we use our shaping scheme and extend polar lattice coding to the Gaussian wiretap channel. By employing the polar coding technique for asymmetric channels, we manage to construct an AWGN-good lattice and a secrecy-good lattice with optimal shaping simultaneously. Then we prove the resultant wiretap coding scheme can achieve the strong secrecy capacity for the Gaussian wiretap channel.Open Acces
Rate-splitting multiple access for non-terrestrial communication and sensing networks
Rate-splitting multiple access (RSMA) has emerged as a powerful and flexible
non-orthogonal transmission, multiple access (MA) and interference management
scheme for future wireless networks. This thesis is concerned with the application of
RSMA to non-terrestrial communication and sensing networks. Various scenarios
and algorithms are presented and evaluated.
First, we investigate a novel multigroup/multibeam multicast beamforming strategy
based on RSMA in both terrestrial multigroup multicast and multibeam satellite
systems with imperfect channel state information at the transmitter (CSIT). The
max-min fairness (MMF)-degree of freedom (DoF) of RSMA is derived and shown
to provide gains compared with the conventional strategy. The MMF beamforming
optimization problem is formulated and solved using the weighted minimum mean
square error (WMMSE) algorithm. Physical layer design and link-level simulations
are also investigated. RSMA is demonstrated to be very promising for multigroup
multicast and multibeam satellite systems taking into account CSIT uncertainty
and practical challenges in multibeam satellite systems.
Next, we extend the scope of research from multibeam satellite systems to satellite-
terrestrial integrated networks (STINs). Two RSMA-based STIN schemes are
investigated, namely the coordinated scheme relying on CSI sharing and the co-
operative scheme relying on CSI and data sharing. Joint beamforming algorithms
are proposed based on the successive convex approximation (SCA) approach to
optimize the beamforming to achieve MMF amongst all users. The effectiveness and
robustness of the proposed RSMA schemes for STINs are demonstrated.
Finally, we consider RSMA for a multi-antenna integrated sensing and communications (ISAC) system, which simultaneously serves multiple communication users
and estimates the parameters of a moving target. Simulation results demonstrate
that RSMA is beneficial to both terrestrial and multibeam satellite ISAC systems by
evaluating the trade-off between communication MMF rate and sensing Cramer-Rao
bound (CRB).Open Acces
Finite-Block-Length Analysis in Classical and Quantum Information Theory
Coding technology is used in several information processing tasks. In
particular, when noise during transmission disturbs communications, coding
technology is employed to protect the information. However, there are two types
of coding technology: coding in classical information theory and coding in
quantum information theory. Although the physical media used to transmit
information ultimately obey quantum mechanics, we need to choose the type of
coding depending on the kind of information device, classical or quantum, that
is being used. In both branches of information theory, there are many elegant
theoretical results under the ideal assumption that an infinitely large system
is available. In a realistic situation, we need to account for finite size
effects. The present paper reviews finite size effects in classical and quantum
information theory with respect to various topics, including applied aspects
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