297 research outputs found
Doctor of Philosophy
dissertationThis dissertation addresses several key challenges in multiple-antenna communications, including information-theoretical analysis of channel capacity, capacity-achieving signaling design, and practical statistical detection algorithms. The first part of the thesis studies the capacity limits of multiple-input multiple-output (MIMO) multiple access channel (MAC) via virtual representation (VR) model. The VR model captures the physical scattering environment via channel gains in the angular domain, and hence is a realistic MIMO channel model that includes many existing channel models as special cases. This study provides analytical characterization of the optimal input distribution that achieves the sum-capacity of MAC-VR. It also investigates the optimality of beamforming, which is a simple scalar coding strategy desirable in practice. For temporally correlated channels, beamforming codebook designs are proposed that can efficiently exploit channel correlation. The second part of the thesis focuses on statistical detection for time-varying frequency-selective channels. The proposed statistical detectors are developed based on Markov Chain Monte Carlo (MCMC) techniques. The complexity of such detectors grows linearly in system dimensions, which renders them applicable to inter-symbol-interference (ISI) channels with long delay spread, for which the traditional trellis-based detectors fail due to prohibitive complexity. The proposed MCMC detectors provide substantial gain over the de facto turbo minimum-mean square-error (MMSE) detector for both synthetic channel and underwater acoustic (UWA) channels. The effectiveness of the proposed MCMC detectors is successfully validated through experimental data collected from naval at-sea experiments
Transmission strategies for broadband wireless systems with MMSE turbo equalization
This monograph details efficient transmission strategies for single-carrier wireless broadband communication systems employing iterative (turbo) equalization. In particular, the first part focuses on the design and analysis of low complexity and robust MMSE-based turbo equalizers operating in the frequency domain. Accordingly, several novel receiver schemes are presented which improve the convergence properties and error performance over the existing turbo equalizers. The second part discusses concepts and algorithms that aim to increase the power and spectral efficiency of the communication system by efficiently exploiting the available resources at the transmitter side based upon the channel conditions. The challenging issue encountered in this context is how the transmission rate and power can be optimized, while a specific convergence constraint of the turbo equalizer is guaranteed.Die vorliegende Arbeit beschäftigt sich mit dem Entwurf und der Analyse von
effizienten Ăśbertragungs-konzepten fĂĽr drahtlose, breitbandige
Einträger-Kommunikationssysteme mit iterativer (Turbo-) Entzerrung und
Kanaldekodierung. Dies beinhaltet einerseits die Entwicklung von
empfängerseitigen Frequenzbereichs-entzerrern mit geringer Komplexität
basierend auf dem Prinzip der Soft Interference Cancellation Minimum-Mean
Squared-Error (SC-MMSE) Filterung und andererseits den Entwurf von
senderseitigen Algorithmen, die durch Ausnutzung von
Kanalzustandsinformationen die Bandbreiten- und Leistungseffizienz in Ein-
und Mehrnutzersystemen mit Mehrfachantennen (sog. Multiple-Input
Multiple-Output (MIMO)) verbessern.
Im ersten Teil dieser Arbeit wird ein allgemeiner Ansatz fĂĽr Verfahren zur
Turbo-Entzerrung nach dem Prinzip der linearen MMSE-Schätzung, der
nichtlinearen MMSE-Schätzung sowie der kombinierten MMSE- und
Maximum-a-Posteriori (MAP)-Schätzung vorgestellt. In diesem Zusammenhang
werden zwei neue Empfängerkonzepte, die eine Steigerung der
Leistungsfähigkeit und Verbesserung der Konvergenz in Bezug auf
existierende SC-MMSE Turbo-Entzerrer in verschiedenen Kanalumgebungen
erzielen, eingeführt. Der erste Empfänger - PDA SC-MMSE - stellt eine
Kombination aus dem Probabilistic-Data-Association (PDA) Ansatz und dem
bekannten SC-MMSE Entzerrer dar. Im Gegensatz zum SC-MMSE nutzt der PDA
SC-MMSE eine interne EntscheidungsrĂĽckfĂĽhrung, so dass zur UnterdrĂĽckung
von Interferenzen neben den a priori Informationen der Kanaldekodierung
auch weiche Entscheidungen der vorherigen Detektions-schritte
berücksichtigt werden. Durch die zusätzlich interne
EntscheidungsrĂĽckfĂĽhrung erzielt der PDA SC-MMSE einen wesentlichen Gewinn
an Performance in räumlich unkorrelierten MIMO-Kanälen gegenüber dem
SC-MMSE, ohne dabei die Komplexität des Entzerrers wesentlich zu erhöhen.
Der zweite Empfänger - hybrid SC-MMSE - bildet eine Verknüpfung von
gruppenbasierter SC-MMSE Frequenzbereichsfilterung und MAP-Detektion.
Dieser Empfänger besitzt eine skalierbare Berechnungskomplexität und weist
eine hohe Robustheit gegenüber räumlichen Korrelationen in MIMO-Kanälen
auf. Die numerischen Ergebnisse von Simulationen basierend auf Messungen
mit einem Channel-Sounder in Mehrnutzerkanälen mit starken räumlichen
Korrelationen zeigen eindrucksvoll die Ăśberlegenheit des hybriden
SC-MMSE-Ansatzes gegenüber dem konventionellen SC-MMSE-basiertem Empfänger.
Im zweiten Teil wird der Einfluss von System- und Kanalmodellparametern auf
die Konvergenzeigenschaften der vorgestellten iterativen Empfänger mit
Hilfe sogenannter Korrelationsdiagramme untersucht. Durch semi-analytische
Berechnungen der Entzerrer- und Kanaldecoder-Korrelationsfunktionen wird
eine einfache Berechnungsvorschrift zur Vorhersage der
Bitfehlerwahrscheinlichkeit von SC-MMSE und PDA SC-MMSE Turbo Entzerrern
für MIMO-Fadingkanäle entwickelt. Des Weiteren werden zwei Fehlerschranken
für die Ausfallwahrscheinlichkeit der Empfänger vorgestellt. Die
semi-analytische Methode und die abgeleiteten Fehlerschranken ermöglichen
eine aufwandsgeringe Abschätzung sowie Optimierung der Leistungsfähigkeit
des iterativen Systems.
Im dritten und abschlieĂźenden Teil werden Strategien zur Raten- und
Leistungszuweisung in Kommunikationssystemen mit konventionellen iterativen
SC-MMSE Empfängern untersucht. Zunächst wird das Problem der Maximierung
der instantanen Summendatenrate unter der BerĂĽcksichtigung der Konvergenz
des iterativen Empfängers für einen Zweinutzerkanal mit fester
Leistungsallokation betrachtet. Mit Hilfe des Flächentheorems von
Extrinsic-Information-Transfer (EXIT)-Funktionen wird eine obere Schranke
fĂĽr die erreichbare Ratenregion hergeleitet. Auf Grundlage dieser Schranke
wird ein einfacher Algorithmus entwickelt, der fĂĽr jeden Nutzer aus einer
Menge von vorgegebenen Kanalcodes mit verschiedenen Codierraten denjenigen
auswählt, der den instantanen Datendurchsatz des Mehrnutzersystems
verbessert. Neben der instantanen Ratenzuweisung wird auch ein
ausfallbasierter Ansatz zur Ratenzuweisung entwickelt. Hierbei erfolgt die
Auswahl der Kanalcodes fĂĽr die Nutzer unter BerĂĽcksichtigung der Einhaltung
einer bestimmten Ausfallwahrscheinlichkeit (outage probability) des
iterativen Empfängers. Des Weiteren wird ein neues Entwurfskriterium für
irreguläre Faltungscodes hergeleitet, das die Ausfallwahrscheinlichkeit von
Turbo SC-MMSE Systemen verringert und somit die Zuverlässigkeit der
Datenübertragung erhöht. Eine Reihe von Simulationsergebnissen von
Kapazitäts- und Durchsatzberechnungen werden vorgestellt, die die
Wirksamkeit der vorgeschlagenen Algorithmen und Optimierungsverfahren in
Mehrnutzerkanälen belegen. Abschließend werden außerdem verschiedene
MaĂźnahmen zur Minimierung der Sendeleistung in Einnutzersystemen mit
senderseitiger Singular-Value-Decomposition (SVD)-basierter Vorcodierung
untersucht. Es wird gezeigt, dass eine Methode, welche die Leistungspegel
des Senders hinsichtlich der Bitfehlerrate des iterativen Empfängers
optimiert, den konventionellen Verfahren zur Leistungszuweisung ĂĽberlegen
ist
Robust massive MIMO Equilization for mmWave systems with low resolution ADCs
Leveraging the available millimeter wave spectrum will be important for 5G.
In this work, we investigate the performance of digital beamforming with low
resolution ADCs based on link level simulations including channel estimation,
MIMO equalization and channel decoding. We consider the recently agreed 3GPP NR
type 1 OFDM reference signals. The comparison shows sequential DCD outperforms
MMSE-based MIMO equalization both in terms of detection performance and
complexity. We also show that the DCD based algorithm is more robust to channel
estimation errors. In contrast to the common believe we also show that the
complexity of MMSE equalization for a massive MIMO system is not dominated by
the matrix inversion but by the computation of the Gram matrix.Comment: submitted to WCNC 2018 Workshop
Multiuser MIMO-OFDM for Next-Generation Wireless Systems
This overview portrays the 40-year evolution of orthogonal frequency division multiplexing (OFDM) research. The amelioration of powerful multicarrier OFDM arrangements with multiple-input multiple-output (MIMO) systems has numerous benefits, which are detailed in this treatise. We continue by highlighting the limitations of conventional detection and channel estimation techniques designed for multiuser MIMO OFDM systems in the so-called rank-deficient scenarios, where the number of users supported or the number of transmit antennas employed exceeds the number of receiver antennas. This is often encountered in practice, unless we limit the number of users granted access in the base station’s or radio port’s coverage area. Following a historical perspective on the associated design problems and their state-of-the-art solutions, the second half of this treatise details a range of classic multiuser detectors (MUDs) designed for MIMO-OFDM systems and characterizes their achievable performance. A further section aims for identifying novel cutting-edge genetic algorithm (GA)-aided detector solutions, which have found numerous applications in wireless communications in recent years. In an effort to stimulate the cross pollination of ideas across the machine learning, optimization, signal processing, and wireless communications research communities, we will review the broadly applicable principles of various GA-assisted optimization techniques, which were recently proposed also for employment inmultiuser MIMO OFDM. In order to stimulate new research, we demonstrate that the family of GA-aided MUDs is capable of achieving a near-optimum performance at the cost of a significantly lower computational complexity than that imposed by their optimum maximum-likelihood (ML) MUD aided counterparts. The paper is concluded by outlining a range of future research options that may find their way into next-generation wireless systems
Successive Integer-Forcing and its Sum-Rate Optimality
Integer-forcing receivers generalize traditional linear receivers for the
multiple-input multiple-output channel by decoding integer-linear combinations
of the transmitted streams, rather then the streams themselves. Previous works
have shown that the additional degree of freedom in choosing the integer
coefficients enables this receiver to approach the performance of
maximum-likelihood decoding in various scenarios. Nonetheless, even for the
optimal choice of integer coefficients, the additive noise at the equalizer's
output is still correlated. In this work we study a variant of integer-forcing,
termed successive integer-forcing, that exploits these noise correlations to
improve performance. This scheme is the integer-forcing counterpart of
successive interference cancellation for traditional linear receivers.
Similarly to the latter, we show that successive integer-forcing is capacity
achieving when it is possible to optimize the rate allocation to the different
streams. In comparison to standard successive interference cancellation
receivers, the successive integer-forcing receiver offers more possibilities
for capacity achieving rate tuples, and in particular, ones that are more
balanced.Comment: A shorter version was submitted to the 51st Allerton Conferenc
Near-Instantaneously Adaptive HSDPA-Style OFDM Versus MC-CDMA Transceivers for WIFI, WIMAX, and Next-Generation Cellular Systems
Burts-by-burst (BbB) adaptive high-speed downlink packet access (HSDPA) style multicarrier systems are reviewed, identifying their most critical design aspects. These systems exhibit numerous attractive features, rendering them eminently eligible for employment in next-generation wireless systems. It is argued that BbB-adaptive or symbol-by-symbol adaptive orthogonal frequency division multiplex (OFDM) modems counteract the near instantaneous channel quality variations and hence attain an increased throughput or robustness in comparison to their fixed-mode counterparts. Although they act quite differently, various diversity techniques, such as Rake receivers and space-time block coding (STBC) are also capable of mitigating the channel quality variations in their effort to reduce the bit error ratio (BER), provided that the individual antenna elements experience independent fading. By contrast, in the presence of correlated fading imposed by shadowing or time-variant multiuser interference, the benefits of space-time coding erode and it is unrealistic to expect that a fixed-mode space-time coded system remains capable of maintaining a near-constant BER
Power allocation and linear precoding for wireless communications with finite-alphabet inputs
This dissertation proposes a new approach to maximizing data rate/throughput of practical communication system/networks through linear precoding and power allocation. First, the mutual information or capacity region is derived for finite-alphabet inputs such as phase-shift keying (PSK), pulse-amplitude modulation (PAM), and quadrature amplitude modulation (QAM) signals. This approach, without the commonly used Gaussian input assumptions, complicates the mutual information analysis and precoder design but improves performance when the designed precoders are applied to practical systems and networks. Second, several numerical optimization methods are developed for multiple-input multiple-output (MIMO) multiple access channels, dual-hop relay networks, and point-to-point MIMO systems. In MIMO multiple access channels, an iterative weighted sum rate maximization algorithm is proposed which utilizes an alternating optimization strategy and gradient descent update. In dual-hop relay networks, the structure of the optimal precoder is exploited to develop a two-step iterative algorithm based on convex optimization and optimization on the Stiefel manifold. The proposed algorithm is insensitive to initial point selection and able to achieve a near global optimal precoder solution. The gradient descent method is also used to obtain the optimal power allocation scheme which maximizes the mutual information between the source node and destination node in dual-hop relay networks. For point-to-point MIMO systems, a low complexity precoding design method is proposed, which maximizes the lower bound of the mutual information with discretized power allocation vector in a non-iterative fashion, thus reducing complexity. Finally, performances of the proposed power allocation and linear precoding schemes are evaluated in terms of both mutual information and bit error rate (BER). Numerical results show that at the same target mutual information or sum rate, the proposed approaches achieve 3-10dB gains compared to the existing methods in the medium signal-to-noise ratio region. Such significant gains are also indicated in the coded BER systems --Abstract, page iv-v
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