Multicarrier Faster-than-Nyquist Signaling Transceivers: From Theory to Practice

The demand for spectrum resources in cellular systems worldwide has seen a tremendous escalation in the recent past. The mobile phones of today are capable of being cameras taking pictures and videos, able to browse the Internet, do video calling and much more than an yesteryear computer. Due to the variety and the amount of information that is being transmitted the demand for spectrum resources is continuously increasing. Efficient use of bandwidth resources has hence become a key parameter in the design and realization of wireless communication systems. Faster-than-Nyquist (FTN) signaling is one such technique that achieves bandwidth efficiency by making better use of the available spectrum resources at the expense of higher processing complexity in the transceiver. This thesis addresses the challenges and design trade offs arising during the hardware realization of Faster-than-Nyquist signaling transceivers. The FTN system has been evaluated for its achievable performance compared to the processing overhead in the transmitter and the receiver. Coexistence with OFDM systems, a more popular multicarrier scheme in existing and upcoming wireless standards, has been considered by designing FTN specific processing blocks as add-ons to the conventional transceiver chain. A multicarrier system capable of operating under both orthogonal and FTN signaling has been developed. The performance of the receiver was evaluated for AWGN and fading channels. The FTN system was able to achieve 2x improvement in bandwidth usage with similar performance as that of an OFDM system. The extra processing in the receiver was in terms of an iterative decoder for the decoding of FTN modulated signals. An efficient hardware architecture for the iterative decoder reusing the FTN specific processing blocks and realize different functionality has been designed. An ASIC implementation of this decoder was implemented in a 65nm CMOS technology and the implemented chip has been successfully verified for its functionality

Advanced receivers and waveforms for UAV/Aircraft aeronautical communications

Nowadays, several studies are launched for the design of reliable and safe communications systems that introduce Unmanned Aerial Vehicle (UAV), this paves the way for UAV communication systems to play an important role in a lot of applications for non-segregated military and civil airspaces. Until today, rules for integrating commercial UAVs in airspace still need to be defined, the design of secure, highly reliable and cost effective communications systems still a challenging task. This thesis is part of this communication context. Motivated by the rapid growth of UAV quantities and by the new generations of UAVs controlled by satellite, the thesis aims to study the various possible UAV links which connect UAV/aircraft to other communication system components (satellite, terrestrial networks, etc.). Three main links are considered: the Forward link, the Return link and the Mission link. Due to spectrum scarcity and higher concentration in aircraft density, spectral efficiency becomes a crucial parameter for largescale deployment of UAVs. In order to set up a spectrally efficient UAV communication system, a good understanding of transmission channel for each link is indispensable, as well as a judicious choice of the waveform. This thesis begins to study propagation channels for each link: a mutipath channels through radio Line-of-Sight (LOS) links, in a context of using Meduim Altitude Long drones Endurance (MALE) UAVs. The objective of this thesis is to maximize the solutions and the algorithms used for signal reception such as channel estimation and channel equalization. These algorithms will be used to estimate and to equalize the existing muti-path propagation channels. Furthermore, the proposed methods depend on the choosen waveform. Because of the presence of satellite link, in this thesis, we consider two low-papr linear waveforms: classical Single-Carrier (SC) waveform and Extented Weighted Single-Carrier Orthogonal Frequency-Division Multiplexing (EW-SC-OFDM) waveform. channel estimation and channel equalization are performed in the time-domain (SC) or in the frequency-domain (EW-SC-OFDM). UAV architecture envisages the implantation of two antennas placed at wings. These two antennas can be used to increase diversity gain (channel matrix gain). In order to reduce channel equalization complexity, the EWSC- OFDM waveform is proposed and studied in a muti-antennas context, also for the purpose of enhancing UAV endurance and also increasing spectral efficiency, a new modulation technique is considered: Spatial Modulation (SM). In SM, transmit antennas are activated in an alternating manner. The use of EW-SC-OFDM waveform combined to SM technique allows us to propose new modified structures which exploit exces bandwidth to improve antenna bit protection and thus enhancing system performances

Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Spectrally Efficient FDM System with Probabilistic Shaping

This work proposes and explores the use of probabilistic shaping for the non-orthogonal multicarrier spectrally efficient frequency division multiplexing (SEFDM) system. The system design considers the reverse concatenation architecture which cascades the constant composition distribution matching (CCDM) algorithm together with soft-decision forward error correction (SD-FEC)-LDPC code for the probabilistic shaping scheme. The non-orthogonal signalling is implemented by discrete Fourier transform (DFT)-based SEFDM modulation with matched filtering demodulation and advanced interference cancellation detection. The high achievable spectral efficiency, low computation complexity and reliability make SEFDM a good candidate for multicarrier signalling for beyond 5G communications. By adding extra shaping gain and flexibility of rate adaptation, the combination of two capacity-achieving techniques provides significant insight of further performance improvement. In this paper, we investigate the performance of the proposed probabilistically shaped-SEFDM (PS-SEFDM) system with regular QAM constellations. The presented results of the proposed system show less required power and bandwidth saving compared to OFDM when achieving the same error performance and same spectral efficiency

High performance faster-than-nyquist signaling

AbstractIn a wireless broadband context, multi-path dispersive channels can severely affectdata communication of Mobile Terminals (MTs) uplink.Single Carrier withFrequency-Domain Equalization (SC-FDE) has been proposed to deal with highlydispersive channels for the uplink of broadband wireless systems. However, currentsystems rely on older assumptions of the Nyquist theorem and assume that a systemneeds a minimum bandwidth 2Wper MT. Faster-Than-Nyquist (FTN) assumesthat it is possible to employ a bandwidth as low as 0.802 of the original Nyquistbandwidth with minimum loss - despite this, the current literature has only proposedcomplex receivers for a simple characterization of the wireless channel. Furthermore,the uplink of SC-FDE can be severely affected by a deep-fade and or poor channelconditions; to cope with such difficulties Diversity Combining (DC) Hybrid ARQ(H-ARQ) is a viable technique, since it combines the several packet copies sent bya MT to create reliable packet symbols at the receiver.In this thesis we consider the use of FTN signaling for the uplink of broadbandwireless systems employing SC-FDE based on the Iterative Block with DecisionFeedback Equalization (IB-DFE) receiver with a simple scheduled access HybridAutomatic Repeat reQuest (H-ARQ) specially designed taking into account thecharacteristics of FTN signals. This approach achieves a better performance thanNyquist signaling by taking advantage of the additional bandwidth employed of aroot-raised cosine pulse for additional diversity.Alongside a Packet Error Rate (PER) analytical model, simulation results show that this receiver presents a better performance when compared with a regular system,with higher system throughputs and a lower Energy per Useful Packet (EPUP)

Experimental Demonstration of Spectrally Efficient Frequency Division Multiplexing Transmissions at E-Band

This paper presents the design and the experimental demonstration of transmission of spectrally efficient frequency division multiplexing (SEFDM) signals, using a single 5-GHz channel, from 81 to 86 CHz in the E-hand frequency allocation. A purpose-built E-band SEFDM experimental demonstrator, consisting of transmitter and receiver GaAs microwave integrated circuits, along with a complete chain of digital signal processing is explained. Solutions are proposed to solve the channel and phase offset estimation and equalization issues, which arise from the well-known intercarrier interference between the SEFDM signal subcarriers. This paper shows the highest transmission rate of 12 Gb/s over a bandwidth varying between 2.67 to 4 CHz depending on the compression level of the SEFDM signals, which results in a spectral efficiency improvement by up to 50%, compared to the conventional orthogonal frequency division multiplexing modulation format

WIMAX 802.16 PHYSICAL LAYER IMPLEMENTATION AND WIMAX COVERAGE AND PLANNING.

Over the last decade, the impact of wireless communication on the way we live and carry out business has been surpassed only by impact of the internet. But wireless communications is still in its infancy and the next stage of its development will be supplementing or replacing network infrastructure that was traditionally wired. The advent and adoption of the computer and the myriad software packages available for it offered the ability to generate a new wave of communication combining art, pictures, music and words into a targeted multimedia presentation. These presentations are large so that is requires higher bandwidth transmission facilities. Coupling this with the need for mobility, the solution would be wireless data delivery putting in consideration the bandwidth request. WiMAX technology is based on the IEEE 802.16 standard, it was only recently when the first IEEE 802.16 based equipment broadband began to enter the market. The additional spectrum, bandwidth and throughout capabilities of 802.16 will remarkably improve wireless data delivery and should allows even more wireless data service areas to be deployed economically. In this Final Year Project, a study about the IEEE 802.16 standard and mainly concentrate on the 802.16 PHY Layer behaviors was performed. A Simulink based model for the 802.16 PHY Layer was built for simulation and performance evaluation of WiMAX. MATLA

Waveform Advancements and Synchronization Techniques for Generalized Frequency Division Multiplexing

To enable a new level of connectivity among machines as well as between people and machines, future wireless applications will demand higher requirements on data rates, response time, and reliability from the communication system. This will lead to a different system design, comprising a wide range of deployment scenarios. One important aspect is the evolution of physical layer (PHY), specifically the waveform modulation. The novel generalized frequency division multiplexing (GFDM) technique is a prominent proposal for a flexible block filtered multicarrier modulation. This thesis introduces an advanced GFDM concept that enables the emulation of other prominent waveform candidates in scenarios where they perform best. Hence, a unique modulation framework is presented that is capable of addressing a wide range of scenarios and to upgrade the PHY for 5G networks. In particular, for a subset of system parameters of the modulation framework, the problem of symbol time offset (STO) and carrier frequency offset (CFO) estimation is investigated and synchronization approaches, which can operate in burst and continuous transmissions, are designed. The first part of this work presents the modulation principles of prominent 5G candidate waveforms and then focuses on the GFDM basic and advanced attributes. The GFDM concept is extended towards the use of OQAM, introducing the novel frequency-shift OQAM-GFDM, and a new low complexity model based on signal processing carried out in the time domain. A new prototype filter proposal highlights the benefits obtained in terms of a reduced out-of-band (OOB) radiation and more attractive hardware implementation cost. With proper parameterization of the advanced GFDM, the achieved gains are applicable to other filtered OFDM waveforms. In the second part, a search approach for estimating STO and CFO in GFDM is evaluated. A self-interference metric is proposed to quantify the effective SNR penalty caused by the residual time and frequency misalignment or intrinsic inter-symbol interference (ISI) and inter-carrier interference (ICI) for arbitrary pulse shape design in GFDM. In particular, the ICI can be used as a non-data aided approach for frequency estimation. Then, GFDM training sequences, defined either as an isolated preamble or embedded as a midamble or pseudo-circular pre/post-amble, are designed. Simulations show better OOB emission and good estimation results, either comparable or superior, to state-of-the-art OFDM system in wireless channels