Gaussian process regression for forecasting battery state of health

Accurately predicting the future capacity and remaining useful life of batteries is necessary to ensure reliable system operation and to minimise maintenance costs. The complex nature of battery degradation has meant that mechanistic modelling of capacity fade has thus far remained intractable; however, with the advent of cloud-connected devices, data from cells in various applications is becoming increasingly available, and the feasibility of data-driven methods for battery prognostics is increasing. Here we propose Gaussian process (GP) regression for forecasting battery state of health, and highlight various advantages of GPs over other data-driven and mechanistic approaches. GPs are a type of Bayesian non-parametric method, and hence can model complex systems whilst handling uncertainty in a principled manner. Prior information can be exploited by GPs in a variety of ways: explicit mean functions can be used if the functional form of the underlying degradation model is available, and multiple-output GPs can effectively exploit correlations between data from different cells. We demonstrate the predictive capability of GPs for short-term and long-term (remaining useful life) forecasting on a selection of capacity vs. cycle datasets from lithium-ion cells.Comment: 13 pages, 7 figures, published in the Journal of Power Sources, 201

A rest time-based prognostic framework for state of health estimation of lithium-ion batteries with regeneration phenomena

State of health (SOH) prognostics is significant for safe and reliable usage of lithium-ion batteries. To accurately predict regeneration phenomena and improve long-term prediction performance of battery SOH, this paper proposes a rest time-based prognostic framework (RTPF) in which the beginning time interval of two adjacent cycles is adopted to reflect the rest time. In this framework, SOH values of regeneration cycles, the number of cycles in regeneration regions and global degradation trends are extracted from raw SOH time series and predicted respectively, and then the three sets of prediction results are integrated to calculate the final overall SOH prediction values. Regeneration phenomena can be found by support vector machine and hyperplane shift (SVM-HS) model by detecting long beginning time intervals. Gaussian process (GP) model is utilized to predict the global degradation trend, and nonlinear models are utilized to predict the regeneration amplitude and the cycle number of each regeneration region. The proposed framework is validated through experimental data from the degradation tests of lithium-ion batteries. The results demonstrate that both the global degradation trend and the regeneration phenomena of the testing batteries can be well predicted. Moreover, compared with the published methods, more accurate SOH prediction results can be obtained under this framewor

State of health estimation of Li-ion batteries with regeneration phenomena: a similar rest time-based prognostic framework

State of health (SOH) prediction in Li-ion batteries plays an important role in intelligent battery management systems (BMS). However, the existence of capacity regeneration phenomena remains a great challenge for accurately predicting the battery SOH. This paper proposes a novel prognostic framework to predict the regeneration phenomena of the current battery using the data of a historical battery. The global degradation trend and regeneration phenomena (characterized by regeneration amplitude and regeneration cycle number) of the current battery are extracted from its raw SOH time series. Moreover, regeneration information of the historical battery derived from corresponding raw SOH data is utilized in this framework. The global degradation trend and regeneration phenomena of the current battery are predicted, and then the prediction results are integrated together to calculate the overall SOH prediction values. Particle swarm optimization (PSO) is employed to obtain an appropriate regeneration threshold for the historical battery. Gaussian process (GP) model is adopted to predict the global degradation trend, and linear models are utilized to predict the regeneration amplitude and the cycle number of each regeneration region. The proposed framework is validated using experimental data from the degradation tests of Li-ion batteries. The results demonstrate that both the global degradation trend and the regeneration phenomena of the testing batteries can be well predicted. Moreover, compared with the published methods, more accurate SOH prediction results can be obtained under this framewor

Gaussian Process Regression for In-situ Capacity Estimation of Lithium-ion Batteries

Accurate on-board capacity estimation is of critical importance in lithium-ion battery applications. Battery charging/discharging often occurs under a constant current load, and hence voltage vs. time measurements under this condition may be accessible in practice. This paper presents a data-driven diagnostic technique, Gaussian Process regression for In-situ Capacity Estimation (GP-ICE), which estimates battery capacity using voltage measurements over short periods of galvanostatic operation. Unlike previous works, GP-ICE does not rely on interpreting the voltage-time data as Incremental Capacity (IC) or Differential Voltage (DV) curves. This overcomes the need to differentiate the voltage-time data (a process which amplifies measurement noise), and the requirement that the range of voltage measurements encompasses the peaks in the IC/DV curves. GP-ICE is applied to two datasets, consisting of 8 and 20 cells respectively. In each case, within certain voltage ranges, as little as 10 seconds of galvanostatic operation enables capacity estimates with approximately 2-3% RMSE.Comment: 12 pages, 10 figures, submitted to IEEE Transactions on Industrial Informatic

Prediction of lithium-ion battery capacity by functional monitoring data using functional principal component analysis

Lithium-ion batteries have been a promising energy storage technology for applications such as electronics, automobiles, and smart grids over the years. Extensive research was conducted to improve the prediction of the remaining capacity of the lithium-ion battery. A robust prediction model would improve the battery performance and reliability for forthcoming usage. To develop a data-driven capacity prediction model of lithium-ion batteries most of past studies employed capacity degradation data, yet very few tried using other performance monitoring variables such as temperature, voltage, and current data to estimate and predict the battery capacity. In this thesis, we aim to develop a data-driven model for predicting the capacity of lithium-ion battery adopting functional principal component analysis applied to functional monitoring data of temperature, voltage, and current observations collected from NASA Ames Prognostics Center of Excellence repository. The result of capacity prediction has been substantiated with past studies and obtained root mean square error (RMSE) of 0.009. The proposed data-driven approach performs well to predict the capacity employing functional performance measures over the life span of a lithium-ion battery

Prognostics and health management for maintenance practitioners - Review, implementation and tools evaluation.

In literature, prognostics and health management (PHM) systems have been studied by many researchers from many different engineering fields to increase system reliability, availability, safety and to reduce the maintenance cost of engineering assets. Many works conducted in PHM research concentrate on designing robust and accurate models to assess the health state of components for particular applications to support decision making. Models which involve mathematical interpretations, assumptions and approximations make PHM hard to understand and implement in real world applications, especially by maintenance practitioners in industry. Prior knowledge to implement PHM in complex systems is crucial to building highly reliable systems. To fill this gap and motivate industry practitioners, this paper attempts to provide a comprehensive review on PHM domain and discusses important issues on uncertainty quantification, implementation aspects next to prognostics feature and tool evaluation. In this paper, PHM implementation steps consists of; (1) critical component analysis, (2) appropriate sensor selection for condition monitoring (CM), (3) prognostics feature evaluation under data analysis and (4) prognostics methodology and tool evaluation matrices derived from PHM literature. Besides PHM implementation aspects, this paper also reviews previous and on-going research in high-speed train bogies to highlight problems faced in train industry and emphasize the significance of PHM for further investigations

Reliability Study of Battery Lives: A Functional Degradation Analysis Approach

Renewable energy is critical for combating climate change, whose first step is the storage of electricity generated from renewable energy sources. Li-ion batteries are a popular kind of storage units. Their continuous usage through charge-discharge cycles eventually leads to degradation. This can be visualized in plotting voltage discharge curves (VDCs) over discharge cycles. Studies of battery degradation have mostly concentrated on modeling degradation through one scalar measurement summarizing each VDC. Such simplification of curves can lead to inaccurate predictive models. Here we analyze the degradation of rechargeable Li-ion batteries from a NASA data set through modeling and predicting their full VDCs. With techniques from longitudinal and functional data analysis, we propose a new two-step predictive modeling procedure for functional responses residing on heterogeneous domains. We first predict the shapes and domain end points of VDCs using functional regression models. Then we integrate these predictions to perform a degradation analysis. Our approach is fully functional, allows the incorporation of usage information, produces predictions in a curve form, and thus provides flexibility in the assessment of battery degradation. Through extensive simulation studies and cross-validated data analysis, our approach demonstrates better prediction than the existing approach of modeling degradation directly with aggregated data.Comment: 28 pages,16 figure