Validation of Canopy Height Profile methodology for small-footprint full-waveform airborne LiDAR data in a discontinuous canopy environment

A Canopy Height Profile (CHP) procedure presented in Harding et al. (2001) for large footprint LiDAR data was tested in a closed canopy environment as a way of extracting vertical foliage profiles from LiDAR raw-waveform. In this study, an adaptation of this method to small-footprint data has been shown, tested and validated in an Australian sparse canopy forest at plot- and site-level. Further, the methodology itself has been enhanced by implementing a dataset-adjusted reflectance ratio calculation according to Armston et al. (2013) in the processing chain, and tested against a fixed ratio of 0.5 estimated for the laser wavelength of 1550nm. As a by-product of the methodology, effective leaf area index (LAIe) estimates were derived and compared to hemispherical photography-derived values. To assess the influence of LiDAR aggregation area size on the estimates in a sparse canopy environment, LiDAR CHPs and LAIes were generated by aggregating waveforms to plot- and site-level footprints (plot/site-aggregated) as well as in 5m grids (grid-processed). LiDAR profiles were then compared to leaf biomass field profiles generated based on field tree measurements. The correlation between field and LiDAR profiles was very high, with a mean R2 of 0.75 at plot-level and 0.86 at site-level for 55 plots and the corresponding 11 sites. Gridding had almost no impact on the correlation between LiDAR and field profiles (only marginally improvement), nor did the dataset-adjusted reflectance ratio. However, gridding and the dataset-adjusted reflectance ratio were found to improve the correlation between raw-waveform LiDAR and hemispherical photography LAIe estimates, yielding the highest correlations of 0.61 at plot-level and of 0.83 at site-level. This proved the validity of the approach and superiority of dataset-adjusted reflectance ratio of Armston et al. (2013) over a fixed ratio of 0.5 for LAIe estimation, as well as showed the adequacy of small-footprint LiDAR data for LAIe estimation in discontinuous canopy forests

CHP toolkit: case study of LAIe sensitivity to discontinuity of canopy cover in fruit plantations

This paper presents an open-source canopy height profile (CHP) toolkit designed for processing small-footprint full-waveform LiDAR data to obtain the estimates of effective leaf area index (LAIe) and CHPs. The use of the toolkit is presented with a case study of LAIe estimation in discontinuous-canopy fruit plantations. The experiments are carried out in two study areas, namely, orange and almond plantations, with different percentages of canopy cover (48% and 40%, respectively). For comparison, two commonly used discrete-point LAIe estimation methods are also tested. The LiDAR LAIe values are first computed for each of the sites and each method as a whole, providing “apparent” site-level LAIe, which disregards the discontinuity of the plantations’ canopies. Since the toolkit allows for the calculation of the study area LAIe at different spatial scales, between-tree-level clumpingcan be easily accounted for and is then used to illustrate the impact of the discontinuity of canopy cover on LAIe retrieval. The LiDAR LAIe estimates are therefore computed at smaller scales as a mean of LAIe in various grid-cell sizes, providing estimates of “actual” site-level LAIe. Subsequently, the LiDAR LAIe results are compared with theoretical models of “apparent” LAIe versus “actual” LAIe, based on known percent canopy cover in each site. The comparison of those models to LiDAR LAIe derived from the smallest grid-cell sizes against the estimates of LAIe for the whole site has shown that the LAIe estimates obtained from the CHP toolkit provided values that are closest to those of theoretical models

Effective LAI and CHP of a single tree from small-footprint full-waveform LiDAR

This letter has tested the canopy height profile (CHP) methodology as a way of effective leaf area index (LAIe) and vertical vegetation profile retrieval at a single-tree level. Waveform and discrete airborne LiDAR data from six swaths, as well as from the combined data of six swaths, were used to extract the LAIe of a single live Callitris glaucophylla tree. LAIe was extracted from raw waveform as an intermediate step in the CHP methodology, with two different vegetation-ground reflectance ratios. Discrete point LAIe estimates were derived from the gap probability using the following: 1) single ground returns and 2) all ground returns. LiDAR LAIe retrievals were subsequently compared to hemispherical photography estimates, yielding mean values within ±7% of the latter, depending on the method used. The CHP of a single dead Callitris glaucophylla tree, representing the distribution of vegetation material, was verified with a field profile manually reconstructed from convergent photographs taken with a fixed-focal-length camera. A binwise comparison of the two profiles showed very high correlation between the data reaching R2 of 0.86 for the CHP from combined swaths. Using a study-area-adjusted reflectance ratio improved the correlation between the profiles, but only marginally in comparison to using an arbitrary ratio of 0.5 for the laser wavelength of 1550 nm

Airborne and Terrestrial Laser Scanning Data for the Assessment of Standing and Lying Deadwood: Current Situation and New Perspectives

LiDAR technology is finding uses in the forest sector, not only for surveys in producing forests but also as a tool to gain a deeper understanding of the importance of the three-dimensional component of forest environments. Developments of platforms and sensors in the last decades have highlighted the capacity of this technology to catch relevant details, even at finer scales. This drives its usage towards more ecological topics and applications for forest management. In recent years, nature protection policies have been focusing on deadwood as a key element for the health of forest ecosystems and wide-scale assessments are necessary for the planning process on a landscape scale. Initial studies showed promising results in the identification of bigger deadwood components (e.g., snags, logs, stumps), employing data not specifically collected for the purpose. Nevertheless, many efforts should still be made to transfer the available methodologies to an operational level. Newly available platforms (e.g., Mobile Laser Scanner) and sensors (e.g., Multispectral Laser Scanner) might provide new opportunities for this field of study in the near future

A Signal processing approach for preprocessing and 3d analysis of airborne small-footprint full waveform lidar data

The extraction of structural object metrics from a next generation remote sensing modality, namely waveform light detection and ranging (LiDAR), has garnered increasing interest from the remote sensing research community. However, a number of challenges need to be addressed before structural or 3D vegetation modeling can be accomplished. These include proper processing of complex, often off-nadir waveform signals, extraction of relevant waveform parameters that relate to vegetation structure, and from a quantitative modeling perspective, 3D rendering of a vegetation object from LiDAR waveforms. Three corresponding, broad research objectives therefore were addressed in this dissertation. Firstly, the raw incoming LiDAR waveform typically exhibits a stretched, misaligned, and relatively distorted character. A robust signal preprocessing chain for LiDAR waveform calibration, which includes noise reduction, deconvolution, waveform registration, and angular rectification is presented. This preprocessing chain was validated using both simulated waveform data of high fidelity 3D vegetation models, which were derived via the Digital Imaging and Remote Sensing Image Generation (DIRSIG) modeling environment and real small-footprint waveform LiDAR data, collected by the Carnegie Airborne Observatory (CAO) in a savanna region of South Africa. Results showed that the preprocessing approach significantly increased our ability to recover the temporal signal resolution, and resulted in improved waveform-based vegetation biomass estimation. Secondly, a model for savanna vegetation biomass was derived using the resultant processed waveform data and by decoding the waveform in terms of feature metrics for woody and herbaceous biomass estimation. The results confirmed that small-footprint waveform LiDAR data have significant potential in the case of this application. Finally, a 3D image clustering-based waveform LiDAR inversion model was developed for 1st order (principal branch level) 3D tree reconstruction in both leaf-off and leaf-on conditions. These outputs not only contribute to the visualization of complex tree structures, but also benefit efforts related to the quantification of vegetation structure for natural resource applications from waveform LiDAR data

Recovery of forest canopy parameters by inversion of multispectral LiDAR data

We describe the use of Bayesian inference techniques, notably Markov chain Monte Carlo (MCMC) and reversible jump MCMC (RJMCMC) methods, to recover forest structural and biochemical parameters from multispectral LiDAR (Light Detection and Ranging) data. We use a variable dimension, multi-layered model to represent a forest canopy or tree, and discuss the recovery of structure and depth profiles that relate to photochemical properties. We first demonstrate how simple vegetation indices such as the Normalized Differential Vegetation Index (NDVI), which relates to canopy biomass and light absorption, and Photochemical Reflectance Index (PRI) which is a measure of vegetation light use efficiency, can be measured from multispectral data. We further describe and demonstrate our layered approach on single wavelength real data, and on simulated multispectral data derived from real, rather than simulated, data sets. This evaluation shows successful recovery of a subset of parameters, as the complete recovery problem is ill-posed with the available data. We conclude that the approach has promise, and suggest future developments to address the current difficulties in parameter inversion

Tropical Peatland Vegetation Structure and Biomass: Optimal Exploitation of Airborne Laser Scanning

Accurate estimation of above ground biomass (AGB) is required to better understand the variability and dynamics of tropical peat swamp forest (PSF) ecosystem function and resilience to disturbance events. The objective of this work is to examine the relationship between tropical PSF AGB and small-footprint airborne Light Detection and Ranging (LiDAR) discrete return (DR) and full waveform (FW) derived metrics, with a view to establishing the optimal use of this technology in this environment. The study was undertaken in North Selangor peat swamp forest (NSPSF) reserve, Peninsular Malaysia. Plot-based multiple regression analysis was performed to established the strongest predictive models of PSF AGB using DR metrics (only), FW metrics (only), and a combination of DR and FW metrics. Overall, the results demonstrate that a Combination-model, coupling the benefits derived from both DR and FW metrics, had the best performance in modelling AGB for tropical PSF (R2 = 0.77, RMSE = 36.4, rRMSE = 10.8%); however, no statistical difference was found between the rRMSE of this model and the best models using only DR and FW metrics. We conclude that the optimal approach to using airborne LiDAR for the estimation of PSF AGB is to use LiDAR metrics that relate to the description of the mid-canopy. This should inform the use of remote sensing in this ecosystem and how innovation in LiDAR-based technology could be usefully deployed

Sub-canopy terrain modelling for archaeological prospecting in forested areas through multiple-echo discrete-pulse laser ranging: a case study from Chopwell Wood, Tyne & Wear

Airborne Light Detection and Ranging (LiDAR) technology is assessed for its effectiveness as a tool for measuring terrain under forest canopy. To evaluate the capability of multiple-return discrete-pulse airborne laser ranging for detecting and resolving sub-canopy archaeological features, LiDAR data were collected from a helicopter over a forest near Gateshead in July 2009. Coal mining and timber felling have characterised Chopwell Wood, a mixed coniferous and deciduous woodland of 360 hectares, since the Industrial Revolution. The state-of-the-art Optech ALTM 3100EA LiDAR system operated at 70,000 pulses per second and raw data were acquired over the study area at a point density of over 30 points per square metre. Reference terrain elevation data were acquired on-site to ‘train’ the progressive densification filtering algorithm of Axelsson (1999; 2000) to identify laser reflections from the terrain surface. A number of sites, offering a variety of tree species, variable terrain roughness & gradient and understorey vegetation cover of varying density, were identified in the wood to assess the accuracy of filtered LiDAR terrain data. Results showed that the laser scanner over-estimated the elevation of reference terrain data by 13±17 cm under deciduous canopy and 23±18 cm under coniferous canopy. Terrain point density was calculated as 4.1 and 2.4 points per square metre under deciduous and coniferous forest, respectively. Classified terrain points were modelled with the kriging interpolation technique and topographic archaeological features, such as coal tubways (transportation routes) and areas of subsidence over relic mine shafts, were identified in digital terrain models (DTMs) using advanced exaggeration and artificial illumination techniques. Airborne LiDAR is capable of recording high quality terrain data even under the most dense forest canopy, but the accuracy and density of terrain data are controlled by a combination of tree species, forest management practices and understorey vegetation

Airborne Laser Scanning to support forest resource management under alpine, temperate and Mediterranean environments in Italy

Abstract This paper aims to provide general considerations, in the form of a scientific review, with reference to selected experiences of ALS applications under alpine, temperate and Mediterranean environments in Italy as case studies. In Italy, the use of ALS data have been mainly focused on the stratification of forest stands and the estimation of their timber volume and biomass at local scale. Potential for ALS data exploitation concerns their integration in forest inventories on large territories, their usage for silvicultural systems detection and their use for the estimation of fuel load in forest and pre-forest stands. Multitemporal ALS may even be suitable to support the assessment of current annual volume increment and the harvesting rates. Keywords: Airborne laser scanning, area-based approaches, individual tree crown approaches, forest management, timber volume estimation, multitemporal ALS surveys. Introduction Information about the state and changes to forest stands is important for environmental and timber assessment on various levels of forest ecosystem planning and management and for the global change science community [Corona and Marchetti, 2007]. Standing volume and above-ground tree biomass are key parameters in this respect. Actually, fine-scale studies have demonstrated the influence of structural characteristics on ecosystem functioning: characterization of forest attributes at fine scales is necessary to manage resources in a manner that replicates, as closely as possible, natural ecological conditions. To apply this knowledge at broad scales is problematical because information on broad-scale patterns of vertical canopy structure has been very difficult to be obtained. Passive remote sensing tools cannot help for detailed height, total biomass, or leaf biomass estimates beyond early stages of succession in forests with high leaf area or biomass [Means et al., 1999]. Over the last decades, survey methods and techniques for assessing such biophysical attributes have greatly advanced [Corona, 2010]. Among others, laser scanning techniques from space o