Limited Feedback Techniques in Multiple Antenna Wireless Communication Systems

Multiple antenna systems provide spatial multiplexing and diversity benefits.These systems also offer beamforming and interference mitigation capabilities in single-user (SU) and multi-user (MU) scenarios, respectively. Although diversity can be achieved without channel state information (CSI) at the transmitter using space-time codes, the knowledge of instantaneous CSI at the transmitter is essential to the above mentioned gains. In frequency division duplexing (FDD) systems, limited feedback techniques are employed to obtain CSI at the transmitter from the receiver using a low-rate link. As a consequence, CSI acquired by the transmitter in such manner have errors due to channel estimation and codebook quantization at the receiver, resulting in performance degradation of multi-antenna systems. In this thesis, we examine CSI inaccuracies due to codebook quantization errors and investigate several other aspects of limited feedback in SU, MU and multicell wireless communication systems with various channel models. For SU multiple-input multiple-output (MIMO) systems, we examine the capacity loss using standard codebooks. In particular, we consider single-stream and two-stream MIMO transmissions and derive capacity loss expressions in terms of minimum squared chordal distance for various MIMO receivers. Through simulations, we investigate the impact of codebook quantization errors on the capacity performance in uncorrelated Rayleigh, spatially correlated Rayleigh and standardized MIMO channels. This work motivates the need of effective codebook design to reduce the codebook quantization errors in correlated channels. Subsequently, we explore the improvements in the design of codebooks in temporally and spatially correlated channels for MU multiple-input single-output (MISO) systems, by employing scaling and rotation techniques. These codebooks quantize instantaneous channel direction information (CDI) and are referred as differential codebooks in the thesis. We also propose various adaptive scaling techniques for differential codebooks where packing density of codewords in the differential codebook are altered according to the channel condition, in order to reduce the quantization errors. The proposed differential codebooks improve the spectral efficiency of the system by minimizing the codebook quantization errors in spatially and temporally correlated channels. Later, we broaden the scope to massive MISO systems and propose trellis coded quantization (TCQ) schemes to quantize CDI. Unlike conventional codebook approach, the TCQ scheme does not require exhaustive search to select an appropriate codeword, thus reducing computational complexity and memory requirement at the receiver. The proposed TCQ schemes yield significant performance improvements compared to the existing TCQ based limited feedback schemes in both temporally and spatially correlated channels. Finally, we investigate interference coordination for multicell MU MISO systems using regularized zero-forcing (RZF) precoding. We consider random vector quantization (RVQ) codebooks and uncorrelated Rayleigh channels. We derive expected SINR approximations for perfect CDI and RVQ codebook-based CDI. We also propose an adaptive bit allocation scheme which aims to minimize the network interference and moreover, improves the spectral efficiency compared to equal bit allocation and coordinated zero-forcing (ZF) based adaptive bit allocation schemes

Deep Reinforcement Learning for Practical Phase Shift Optimization in RIS-aided MISO URLLC Systems

Reconfigurable intelligent surfaces (RISs) can assist the wireless systems in providing reliable and low-latency links to realize the requirements in Industry 4.0. In this paper, the practical phase shift optimization in a RIS-aided ultra-reliable and low-latency communication (URLLC) system at a factory setting is performed by applying a novel deep reinforcement learning (DRL) algorithm named as twin-delayed deep deterministic policy gradient (TD3). First, the system achievable rate in finite blocklength (FBL) regime is identified for each actuator then, the problem is formulated where the objective is to maximize the total achievable FBL rate, subject to non-linear amplitude response and the phase shift values constraint. Since the amplitude response equality constraint is highly non-convex and non-linear, we employ the TD3 to tackle the problem. The considered method relies on interacting RIS with industrial scenario by taking actions which are the phase shifts at the RIS elements, to maximize the total FBL rate. We assess the performance loss of the system when the RIS is non-ideal, i.e., non-linear amplitude response with/without phase quantization and compare it with ideal RIS. The numerical results show that optimizing phase shifts in non-ideal RIS via the considered TD3 method is highly beneficial to improve the performance.Comment: This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl

Radio Resource Management for New Application Scenarios in 5G: Optimization and Deep Learning

The fifth-generation (5G) New Radio (NR) systems are expected to support a wide range of emerging applications with diverse Quality-of-Service (QoS) requirements. New application scenarios in 5G NR include enhanced mobile broadband (eMBB), massive machine-type communication (mMTC), and ultra-reliable low-latency communications (URLLC). New wireless architectures, such as full-dimension (FD) massive multiple-input multiple-output (MIMO) and mobile edge computing (MEC) system, and new coding scheme, such as short block-length channel coding, are envisioned as enablers of QoS requirements for 5G NR applications. Resource management in these new wireless architectures is crucial in guaranteeing the QoS requirements of 5G NR systems. The traditional optimization problems, such as subcarriers and user association, are usually non-convex or Non-deterministic Polynomial-time (NP)-hard. It is time-consuming and computing-expensive to find the optimal solution, especially in a large-scale network. To solve these problems, one approach is to design a low-complexity algorithm with near optimal performance. In some cases, the low complexity algorithms are hard to obtain, deep learning can be used as an accurate approximator that maps environment parameters, such as the channel state information and traffic state, to the optimal solutions. In this thesis, we design low-complexity optimization algorithms, and deep learning frameworks in different architectures of 5G NR to resolve optimization problems subject to QoS requirements. First, we propose a low-complexity algorithm for a joint cooperative beamforming and user association problem for eMBB in 5G NR to maximize the network capacity. Next, we propose a deep learning (DL) framework to optimize user association, resource allocation, and offloading probabilities for delay-tolerant services and URLLC in 5G NR. Finally, we address the issue of time-varying traffic and network conditions on resource management in 5G NR

Energy-efficient resource allocation in limited fronthaul capacity cloud-radio access networks

In recent years, cloud radio access networks (C-RANs) have demonstrated their role as a formidable technology candidate to address the challenging issues from the advent of Fifth Generation (5G) mobile networks. In C-RANs, the modules which are capable of processing data and handling radio signals are physically separated in two main functional groups: the baseband unit (BBU) pool consisting of multiple BBUs on the cloud, and the radio access networks (RANs) consisting of several low-power remote radio heads (RRH) whose functionality are simplified with radio transmission/reception. Thanks to the centralized computation capability of cloud computing, C-RANs enable the coordination between RRHs to significantly improve the achievable spectral efficiency to satisfy the explosive traffic demand from users. More importantly, this enhanced performance can be attained at its power-saving mode, which results in the energy-efficient C-RAN perspective. Note that such improvement can be achieved under an ideal fronthaul condition of very high and stable capacity. However, in practice, dedicated fronthaul links must remarkably be divided to connect a large amount of RRHs to the cloud, leading to a scenario of non-ideal limited fronthaul capacity for each RRH. This imposes a certain upper-bound on each user’s spectral efficiency, which limits the promising achievement of C-RANs. To fully harness the energy-efficient C-RANs while respecting their stringent limited fronthaul capacity characteristics, a more appropriate and efficient network design is essential. The main scope of this thesis aims at optimizing the green performance of C-RANs in terms of energy-efficiency under the non-ideal fronthaul capacity condition, namely energy-efficient design in limited fronthaul capacity C-RANs. Our study, via jointly determining the transmit beamforming, RRH selection, and RRH–user association, targets the following three vital design issues: the optimal trade-off between maximizing achievable sum rate and minimizing total power consumption, the maximum energy-efficiency under adaptive rate-dependent power model, the optimal joint energy-efficient design of virtual computing along with the radio resource allocation in virtualized C-RANs. The significant contributions and novelties of this work can be elaborated in the followings. Firstly, the joint design of transmit beamforming, RRH selection, and RRH–user association to optimize the trade-off between user sum rate maximization and total power consumption minimization in the downlink transmissions of C-RANs is presented in Chapter 3. We develop one powerful with high-complexity and two novel efficient low-complexity algorithms to respectively solve for a global optimal and high-quality sub-optimal solutions. The findings in this chapter show that the proposed algorithms, besides overcoming the burden to solve difficult non-convex problems within a polynomial time, also outperform the techniques in the literature in terms of convergence and achieved network performance. Secondly, Chapter 4 proposes a novel model reflecting the dependence of consumed power on the user data rate and highlights its impact through various energy-efficiency metrics in CRANs. The dominant performance of the results form Chapter 4, compared to the conventional work without adaptive rate-dependent power model, corroborates the importance of the newly proposed model in appropriately conserving the system power to achieve the most energy efficient C-RAN performance. Finally, we propose a novel model on the cloud center which enables the virtualization and adaptive allocation of computing resources according to the data traffic demand to conserve more power in Chapter 5. A problem of jointly designing the virtual computing resource together with the beamforming, RRH selection, and RRH–user association which maximizes the virtualized C-RAN energy-efficiency is considered. To cope with the huge size of the formulated optimization problem, a novel efficient with much lower-complexity algorithm compared to previous work is developed to achieve the solution. The achieved results from different evaluations demonstrate the superiority of the proposed designs compared to the conventional work

An Optimization Theoretical Framework for Resource Allocation over Wireless Networks

With the advancement of wireless technologies, wireless networking has become ubiquitous owing to the great demand of pervasive mobile applications. Some fundamental challenges exist for the next generation wireless network design such as time varying nature of wireless channels, co-channel interferences, provisioning of heterogeneous type of services, etc. So how to overcome these difficulties and improve the system performance have become an important research topic. Dynamic resource allocation is a general strategy to control the interferences and enhance the performance of wireless networks. The basic idea behind dynamic resource allocation is to utilize the channel more efficiently by sharing the spectrum and reducing interference through optimizing parameters such as the transmitting power, symbol transmission rate, modulation scheme, coding scheme, bandwidth, etc. Moreover, the network performance can be further improved by introducing diversity, such as multiuser, time, frequency, and space diversity. In addition, cross layer approach for resource allocation can provide advantages such as low overhead, more efficiency, and direct end-to-end QoS provision. The designers for next generation wireless networks face the common problem of how to optimize the system objective under the user Quality of Service (QoS) constraint. There is a need of unified but general optimization framework for resource allocation to allow taking into account a diverse set of objective functions with various QoS requirements, while considering all kinds of diversity and cross layer approach. We propose an optimization theoretical framework for resource allocation and apply these ideas to different network situations such as: 1.Centralized resource allocation with fairness constraint 2.Distributed resource allocation using game theory 3.OFDMA resource allocation 4.Cross layer approach On the whole, we develop a universal view of the whole wireless networks from multiple dimensions: time, frequency, space, user, and layers. We develop some schemes to fully utilize the resources. The success of the proposed research will significantly improve the way how to design and analyze resource allocation over wireless networks. In addition, the cross-layer optimization nature of the problem provides an innovative insight into vertical integration of wireless networks

Resilience-oriented control and communication framework for cyber-physical microgrids

Climate change drives the energy supply transition from traditional fossil fuel-based power generation to renewable energy resources. This transition has been widely recognised as one of the most significant developing pathways promoting the decarbonisation process toward a zero-carbon and sustainable society. Rapidly developing renewables gradually dominate energy systems and promote the current energy supply system towards decentralisation and digitisation. The manifestation of decentralisation is at massive dispatchable energy resources, while the digitisation features strong cohesion and coherence between electrical power technologies and information and communication technologies (ICT). Massive dispatchable physical devices and cyber components are interdependent and coupled tightly as a cyber-physical energy supply system, while this cyber-physical energy supply system currently faces an increase of extreme weather (e.g., earthquake, flooding) and cyber-contingencies (e.g., cyberattacks) in the frequency, intensity, and duration. Hence, one major challenge is to find an appropriate cyber-physical solution to accommodate increasing renewables while enhancing power supply resilience. The main focus of this thesis is to blend centralised and decentralised frameworks to propose a collaboratively centralised-and-decentralised resilient control framework for energy systems i.e., networked microgrids (MGs) that can operate optimally in the normal condition while can mitigate simultaneous cyber-physical contingencies in the extreme condition. To achieve this, we investigate the concept of "cyber-physical resilience" including four phases, namely prevention/upgrade, resistance, adaption/mitigation, and recovery. Throughout these stages, we tackle different cyber-physical challenges under the concept of microgrid ranging from a centralised-to-decentralised transitional control framework coping with cyber-physical out of service, a cyber-resilient distributed control methodology for networked MGs, a UAV assisted post-contingency cyber-physical service restoration, to a fast-convergent distributed dynamic state estimation algorithm for a class of interconnected systems.Open Acces