Spatial Precoder Design for Space-Time Coded MIMO Systems: Based on Fixed Parameters of MIMO Channels

In this paper, we introduce the novel use of linear spatial precoding based on fixed and known parameters of multiple-input multiple-output (MIMO) channels to improve the performance of space-time coded MIMO systems. We derive linear spatial precoding schemes for both coherent (channel is known at the receiver) and non-coherent (channel is un-known at the receiver) space-time coded MIMO systems. Antenna spacing and antenna placement (geometry) are considered as fixed parameters of MIMO channels, which are readily known at the transmitter. These precoding schemes exploit the antenna placement information at both ends of the MIMO channel to ameliorate the effect of non-ideal antenna placement on the performance of space-time coded systems. In these schemes, the precoder is fixed for given transmit and receive antenna configurations and transmitter does not require any feedback of channel state information (partial or full) from the receiver. Closed form solutions for both precoding schemes are presented for systems with up to three receiver antennas. A generalized method is proposed for more than three receiver antennas. We use the coherent space-time block codes (STBC) and differential space-time block codes to analyze the performance of proposed precoding schemes. Simulation results show that at low SNRs, both precoders give significant performance improvement over a non-precoded system for small antenna aperture sizes.Comment: 15 Figures, 1-Table. Submitted to Personal Wireless Communications Springer 08/12/200

A Survey on MIMO Transmission with Discrete Input Signals: Technical Challenges, Advances, and Future Trends

Multiple antennas have been exploited for spatial multiplexing and diversity transmission in a wide range of communication applications. However, most of the advances in the design of high speed wireless multiple-input multiple output (MIMO) systems are based on information-theoretic principles that demonstrate how to efficiently transmit signals conforming to Gaussian distribution. Although the Gaussian signal is capacity-achieving, signals conforming to discrete constellations are transmitted in practical communication systems. As a result, this paper is motivated to provide a comprehensive overview on MIMO transmission design with discrete input signals. We first summarize the existing fundamental results for MIMO systems with discrete input signals. Then, focusing on the basic point-to-point MIMO systems, we examine transmission schemes based on three most important criteria for communication systems: the mutual information driven designs, the mean square error driven designs, and the diversity driven designs. Particularly, a unified framework which designs low complexity transmission schemes applicable to massive MIMO systems in upcoming 5G wireless networks is provided in the first time. Moreover, adaptive transmission designs which switch among these criteria based on the channel conditions to formulate the best transmission strategy are discussed. Then, we provide a survey of the transmission designs with discrete input signals for multiuser MIMO scenarios, including MIMO uplink transmission, MIMO downlink transmission, MIMO interference channel, and MIMO wiretap channel. Additionally, we discuss the transmission designs with discrete input signals for other systems using MIMO technology. Finally, technical challenges which remain unresolved at the time of writing are summarized and the future trends of transmission designs with discrete input signals are addressed.Comment: 110 pages, 512 references, submit to Proceedings of the IEE

A Generalized Framework on Beamformer Design and CSI Acquisition for Single-Carrier Massive MIMO Systems in Millimeter Wave Channels

In this paper, we establish a general framework on the reduced dimensional channel state information (CSI) estimation and pre-beamformer design for frequency-selective massive multiple-input multiple-output MIMO systems employing single-carrier (SC) modulation in time division duplex (TDD) mode by exploiting the joint angle-delay domain channel sparsity in millimeter (mm) wave frequencies. First, based on a generic subspace projection taking the joint angle-delay power profile and user-grouping into account, the reduced rank minimum mean square error (RR-MMSE) instantaneous CSI estimator is derived for spatially correlated wideband MIMO channels. Second, the statistical pre-beamformer design is considered for frequency-selective SC massive MIMO channels. We examine the dimension reduction problem and subspace (beamspace) construction on which the RR-MMSE estimation can be realized as accurately as possible. Finally, a spatio-temporal domain correlator type reduced rank channel estimator, as an approximation of the RR-MMSE estimate, is obtained by carrying out least square (LS) estimation in a proper reduced dimensional beamspace. It is observed that the proposed techniques show remarkable robustness to the pilot interference (or contamination) with a significant reduction in pilot overhead

Area Rate Evaluation based on Spatial Clustering of massive MIMO Channel Measurements

Channel models for massive MIMO are typically based on matrices with complex Gaussian entries, extended by the Kronecker and Weichselberger model. One reason for observing a gap between modeled and actual channel behavior is the absence of spatial consistency in many such models, that is, spatial correlations over an area in the x, y-dimensions are not accounted for, making it difficult to study, e.g., area-throughput measures. In this paper, we propose an algorithm that can distinguish between regions of non-line-of-sight (NLoS) and line-of-sight (LoS) via a rank-metric criterion combined with a spiral search. With a k-means clustering algorithm a throughput per region (i.e., cluster) can be calculated, leading to what we refer to as "area-throughput". For evaluating the proposed orthogonality clustering scheme we use a simple filtered MIMO channel model which is spatially consistent, with known degrees of freedom. Moreover, we employ actual (spatially consistent) area channel measurements based on spatial sampling using a spider antenna and show that the proposed algorithm can be used to estimate the degrees of freedom, and, subsequently, the number of users that maximizes the throughput per square meter.Comment: Submitted to WSA201

Tucker Decomposition For Rotated Codebook in 3D MIMO System Under Spatially Correlated Channel

This correspondence proposes a new rotated codebook for three-dimensional (3D) multi-input-multi-output (MIMO) system under spatially correlated channel. To avoid the problem of high dimensionality led by large antenna array, the rotation matrix in the rotated codebook is proposed to be decomposed by Tucker decomposition into three lowdimensional units, i.e., statistical channel direction information in horizontal and vertical directions respectively, and statistical channel power in the joint horizontal and vertical direction. A closed-form suboptimal solution is provided to reduce the computational complexity in Tucker decomposition. The proposed codebook has a significant dimension reduction from conventional rotated codebooks, and is applicable for 3D MIMO system with arbitrary form of antenna array. Simulation results demonstrate that the proposed codebook works very well for various 3D MIMO systems.Comment: accepted by IEEE Transactions on Vehicular Technolog

Principal Component Analysis (PCA)-based Massive-MIMO Channel Feedback

Channel-state-information (CSI) feedback methods are considered, especially for massive or very large-scale multiple-input multiple-output (MIMO) systems. To extract essential information from the CSI without redundancy that arises from the highly correlated antennas, a receiver transforms (sparsifies) a correlated CSI vector to an uncorrelated sparse CSI vector by using a Karhunen-Loeve transform (KLT) matrix that consists of the eigen vectors of covariance matrix of CSI vector and feeds back the essential components of the sparse CSI, i.e., a principal component analysis method. A transmitter then recovers the original CSI through the inverse transformation of the feedback vector. Herein, to obtain the covariance matrix at transceiver, we derive analytically the covariance matrix of spatially correlated Rayleigh fading channels based on its statistics including transmit antennas' and receive antennas' correlation matrices, channel variance, and channel delay profile. With the knowledge of the channel statistics, the transceiver can readily obtain the covariance matrix and KLT matrix. Compression feedback error and bit-error-rate performance of the proposed method are analyzed. Numerical results verify that the proposed method is promising, which reduces significantly the feedback overhead of the massive-MIMO systems with marginal performance degradation from full-CSI feedback (e.g., feedback amount reduction by 80%, i.e., 1/5 of original CSI, with spectral efficiency reduction by only 2%). Furthermore, we show numerically that, for a given limited feedback amount, we can find the optimal number of transmit antennas to achieve the largest spectral efficiency, which is a new design framework.Comment: 10 pages, 5 figure

A Generalized Spatial Correlation Model for 3D MIMO Channels based on the Fourier Coefficients of Power Spectrums

Previous studies have confirmed the adverse impact of fading correlation on the mutual information (MI) of two-dimensional (2D) multiple-input multiple-output (MIMO) systems. More recently, the trend is to enhance the system performance by exploiting the channel's degrees of freedom in the elevation, which necessitates the derivation and characterization of three-dimensional (3D) channels in the presence of spatial correlation. In this paper, an exact closed-form expression for the Spatial Correlation Function (SCF) is derived for 3D MIMO channels. This novel SCF is developed for a uniform linear array of antennas with nonisotropic antenna patterns. The proposed method resorts to the spherical harmonic expansion (SHE) of plane waves and the trigonometric expansion of Legendre and associated Legendre polynomials. The resulting expression depends on the underlying arbitrary angular distributions and antenna patterns through the Fourier Series (FS) coefficients of power azimuth and elevation spectrums. The novelty of the proposed method lies in the SCF being valid for any 3D propagation environment. The developed SCF determines the covariance matrices at the transmitter and the receiver that form the Kronecker channel model. In order to quantify the effects of correlation on the system performance, the information-theoretic deterministic equivalents of the MI for the Kronecker model are utilized in both mono-user and multi-user cases. Numerical results validate the proposed analytical expressions and elucidate the dependence of the system performance on azimuth and elevation angular spreads and antenna patterns. Some useful insights into the behaviour of MI as a function of downtilt angles are provided. The derived model will help evaluate the performance of correlated 3D MIMO channels in the future.Comment: Accepted in IEEE Transactions on signal processin

Precoder Design for Multi-antenna Partial Decode-and-Forward (PDF) Cooperative Systems with Statistical CSIT and MMSE-SIC Receivers

Cooperative communication is an important technology in next generation wireless networks. Aside from conventional amplify-and-forward (AF) and decode-and-forward (DF) protocols, the partial decode-and-forward (PDF) protocol is an alternative relaying scheme that is especially promising for scenarios in which the relay node cannot reliably decode the complete source message. However, there are several important issues to be addressed regarding the application of PDF protocols. In this paper, we propose a PDF protocol and MIMO precoder designs at the source and relay nodes. The precoder designs are adapted based on statistical channel state information for correlated MIMO channels, and matched to practical minimum mean-square-error successive interference cancelation (MMSE-SIC) receivers at the relay and destination nodes. We show that under similar system settings, the proposed MIMO precoder design with PDF protocol and MMSE-SIC receivers achieves substantial performance enhancement compared with conventional baselines

Linear Precoding for the MIMO Multiple Access Channel with Finite Alphabet Inputs and Statistical CSI

In this paper, we investigate the design of linear precoders for the multiple-input multiple-output (MIMO) multiple access channel (MAC). We assume that statistical channel state information (CSI) is available at the transmitters and consider the problem under the practical finite alphabet input assumption. First, we derive an asymptotic (in the large system limit) expression for the weighted sum rate (WSR) of the MIMO MAC with finite alphabet inputs and Weichselberger's MIMO channel model. Subsequently, we obtain the optimal structures of the linear precoders of the users maximizing the asymptotic WSR and an iterative algorithm for determining the precoders. We show that the complexity of the proposed precoder design is significantly lower than that of MIMO MAC precoders designed for finite alphabet inputs and instantaneous CSI. Simulation results for finite alphabet signalling indicate that the proposed precoder achieves significant performance gains over existing precoder designs.Comment: Accepted by IEEE Transactions on Wireless Communications. arXiv admin note: substantial text overlap with arXiv:1401.540

Optimization of Massive Full-Dimensional MIMO for Positioning and Communication

Massive Full-Dimensional multiple-input multiple-output (FD-MIMO) base stations (BSs) have the potential to bring multiplexing and coverage gains by means of three-dimensional (3D) beamforming. Key technical challenges for their deployment include the presence of limited-resolution front ends and the acquisition of channel state information (CSI) at the BSs. This paper investigates the use of FD-MIMO BSs to provide simultaneously high-rate data communication and mobile 3D positioning in the downlink. The analysis concentrates on the problem of beamforming design by accounting for imperfect CSI acquisition via Time Division Duplex (TDD)-based training and for the finite resolution of analog-to-digital converter (ADC) and digital-to-analog converter (DAC) at the BSs. Both \textit{unstructured beamforming} and a low-complexity \textit{Kronecker beamforming} solution are considered, where for the latter the beamforming vectors are decomposed into separate azimuth and elevation components. The proposed algorithmic solutions are based on Bussgang theorem, rank-relaxation and successive convex approximation (SCA) methods. Comprehensive numerical results demonstrate that the proposed schemes can effectively cater to both data communication and positioning services, providing only minor performance degradations as compared to the more conventional cases in which either function is implemented. Moreover, the proposed low-complexity Kronecker beamforming solutions are seen to guarantee a limited performance loss in the presence of a large number of BS antennas.Comment: 30 pages, 6 figure