Joint Source and Relay Precoding Designs for MIMO Two-Way Relaying Based on MSE Criterion

Properly designed precoders can significantly improve the spectral efficiency of multiple-input multiple-output (MIMO) relay systems. In this paper, we investigate joint source and relay precoding design based on the mean-square-error (MSE) criterion in MIMO two-way relay systems, where two multi-antenna source nodes exchange information via a multi-antenna amplify-and-forward relay node. This problem is non-convex and its optimal solution remains unsolved. Aiming to find an efficient way to solve the problem, we first decouple the primal problem into three tractable sub-problems, and then propose an iterative precoding design algorithm based on alternating optimization. The solution to each sub-problem is optimal and unique, thus the convergence of the iterative algorithm is guaranteed. Secondly, we propose a structured precoding design to lower the computational complexity. The proposed precoding structure is able to parallelize the channels in the multiple access (MAC) phase and broadcast (BC) phase. It thus reduces the precoding design to a simple power allocation problem. Lastly, for the special case where only a single data stream is transmitted from each source node, we present a source-antenna-selection (SAS) based precoding design algorithm. This algorithm selects only one antenna for transmission from each source and thus requires lower signalling overhead. Comprehensive simulation is conducted to evaluate the effectiveness of all the proposed precoding designs.Comment: 32 pages, 10 figure

Linear Precoders for Non-Regenerative Asymmetric Two-way Relaying in Cellular Systems

Two-way relaying (TWR) reduces the spectral-efficiency loss caused in conventional half-duplex relaying. TWR is possible when two nodes exchange data simultaneously through a relay. In cellular systems, data exchange between base station (BS) and users is usually not simultaneous e.g., a user (TUE) has uplink data to transmit during multiple access (MAC) phase, but does not have downlink data to receive during broadcast (BC) phase. This non-simultaneous data exchange will reduce TWR to spectrally-inefficient conventional half-duplex relaying. With infrastructure relays, where multiple users communicate through a relay, a new transmission protocol is proposed to recover the spectral loss. The BC phase following the MAC phase of TUE is now used by the relay to transmit downlink data to another user (RUE). RUE will not be able to cancel the back-propagating interference. A structured precoder is designed at the multi-antenna relay to cancel this interference. With multiple-input multiple-output (MIMO) nodes, the proposed precoder also triangulates the compound MAC and BC phase MIMO channels. The channel triangulation reduces the weighted sum-rate optimization to power allocation problem, which is then cast as a geometric program. Simulation results illustrate the effectiveness of the proposed protocol over conventional solutions.Comment: 30 pages, 7 figures, submitted to IEEE Transactions on Wireless Communication

Power allocation and linear precoding for wireless communications with finite-alphabet inputs

This dissertation proposes a new approach to maximizing data rate/throughput of practical communication system/networks through linear precoding and power allocation. First, the mutual information or capacity region is derived for finite-alphabet inputs such as phase-shift keying (PSK), pulse-amplitude modulation (PAM), and quadrature amplitude modulation (QAM) signals. This approach, without the commonly used Gaussian input assumptions, complicates the mutual information analysis and precoder design but improves performance when the designed precoders are applied to practical systems and networks. Second, several numerical optimization methods are developed for multiple-input multiple-output (MIMO) multiple access channels, dual-hop relay networks, and point-to-point MIMO systems. In MIMO multiple access channels, an iterative weighted sum rate maximization algorithm is proposed which utilizes an alternating optimization strategy and gradient descent update. In dual-hop relay networks, the structure of the optimal precoder is exploited to develop a two-step iterative algorithm based on convex optimization and optimization on the Stiefel manifold. The proposed algorithm is insensitive to initial point selection and able to achieve a near global optimal precoder solution. The gradient descent method is also used to obtain the optimal power allocation scheme which maximizes the mutual information between the source node and destination node in dual-hop relay networks. For point-to-point MIMO systems, a low complexity precoding design method is proposed, which maximizes the lower bound of the mutual information with discretized power allocation vector in a non-iterative fashion, thus reducing complexity. Finally, performances of the proposed power allocation and linear precoding schemes are evaluated in terms of both mutual information and bit error rate (BER). Numerical results show that at the same target mutual information or sum rate, the proposed approaches achieve 3-10dB gains compared to the existing methods in the medium signal-to-noise ratio region. Such significant gains are also indicated in the coded BER systems --Abstract, page iv-v

Rate-Splitting Robustness in Multi-Pair Massive MIMO Relay Systems

Relay systems improve both coverage and system capacity. Toward this direction, a full-duplex (FD) technology, being able to boost the spectral efficiency by transmitting and receiving simultaneously on the same frequency and time resources, is envisaged to play a key role in future networks. However, its benefits come at the expense of self-interference (SI) from their own transmit signal. At the same time, massive multiple-input massive multiple-output systems, bringing unconventionally many antennas, emerge as a promising technology with huge degrees-of-freedom. To this end, this paper considers a multi-pair decode-and-forward FD relay channel, where the relay station is deployed with a large number of antennas. Moreover, the rate-splitting (RS) transmission has recently been shown to provide significant performance benefits in various multi-user scenarios with imperfect channel state information at the transmitter (CSIT). Engaging the RS approach, we employ the deterministic equivalent analysis to derive the corresponding sum-rates in the presence of interferences. Initially, numerical results demonstrate the robustness of RS in half-duplex (HD) systems, since the achievable sum-rate increases without bound, i.e., it does not saturate at high signal-to-noise ratio. Next, we tackle the detrimental effect of SI in FD. In particular, and most importantly, not only FD outperforms HD, but also RS enables increasing the range of SI over which FD outperforms HD. Furthermore, increasing the number of relay station antennas, RS appears to be more efficacious due to imperfect CSIT, since SI decreases. Interestingly, increasing the number of users, the efficiency of RS worsens and its implementation becomes less favorable under these conditions. Finally, we verify that the proposed DEs, being accurate for a large number of relay station antennas, are tight approximations even for realistic system dimensions.Peer reviewedFinal Accepted Versio

Rate-Energy Balanced Precoding Design for SWIPT based Two-Way Relay Systems

Simultaneous wireless information and power transfer (SWIPT) technique is a popular strategy to convey both information and RF energy for harvesting at receivers. In this regard, we consider a two-way relay system with multiple users and a multi-antenna relay employing SWIPT strategy, where splitting the received signal leads to a rate-energy trade-off. In literature, the works on transceiver design have been studied using computationally intensive and suboptimal convex relaxation based schemes. In this paper, we study the balanced precoder design using chordal distance (CD) decomposition, which incurs much lower complexity, and is flexible to dynamic energy requirements. It is analyzed that given a non-negative value of CD, the achieved harvested energy for the proposed balanced precoder is higher than that for the perfect interference alignment (IA) precoder. The corresponding loss in sum rates is also analyzed via an upper bound. Simulation results add that the IA schemes based on mean-squared error are better suited for the SWIPT maximization than the subspace alignment-based methods.Comment: arXiv admin note: text overlap with arXiv:2101.1216