Retrieval of vegetation height in rice fields using polarimetric SAR interferometry with TanDEM-X data

This work presents for the first time a demonstration with satellite data of polarimetric SAR interferometry (PolInSAR) applied to the retrieval of vegetation height in rice fields. Three series of dual-pol interferometric SAR data acquired with large baselines (2–3 km) by the TanDEM-X system during its science phase (April–September 2015) are exploited. A novel inversion algorithm especially suited for rice fields cultivated in flooded soil is proposed and evaluated. The validation is carried out over three test sites located in geographically different areas: Sevilla (SW Spain), Valencia (E Spain), and Ipsala (W Turkey), in which different rice types are present. Results are obtained during the whole growth cycle and demonstrate that PolInSAR is useful to produce accurate height estimates (RMSE 10–20 cm) when plants are tall enough (taller than 25–40 cm), without relying on external reference information.This work has been supported by the Spanish Ministry of Economy and Competitiveness (MINECO) and EU FEDER under project TIN2014-55413-C2-2-P. The research leading to these results has received funding from the European Union Seventh Framework Programme (FP7/2007–2013) under grant agreement 606983, and the Land-SAF (the EUMETSAT Network of Satellite Application Facilities) project. The in-situ measurements in the Ipsala site were conducted with the funding of The Scientific and Technological Research Council of Turkey (TUBITAK, Project No.: 113Y446)

Rice Crop Height Inversion from TanDEM-X PolInSAR Data Using the RVoG Model Combined with the Logistic Growth Equation

The random volume over ground (RVoG) model has been widely used in the field of vegetation height retrieval based on polarimetric interferometric synthetic aperture radar (PolInSAR) data. However, to date, its application in a time-series framework has not been considered. In this study, the logistic growth equation was introduced into the PolInSAR method for the first time to assist in estimating crop height, and an improved inversion scheme for the corresponding RVoG model parameters combined with the logistic growth equation was proposed. This retrieval scheme was tested using a time series of single-pass HH-VV bistatic TanDEM-X data and reference data obtained over rice fields. The effectiveness of the time-series RVoG model based on the logistic growth equation and the convenience of using equation parameters to evaluate vegetation growth status were analyzed at three test plots. The results show that the improved method can effectively monitor the height variation of crops throughout the whole growth cycle and the rice height estimation achieved an accuracy better than when single dates were considered. This proved that the proposed method can reduce the dependence on interferometric sensitivity and can achieve the goal of monitoring the whole process of rice height evolution with only a few PolInSAR observations.This research was funded in part by the National Natural Science Foundation of China (grant nos. 41820104005, 42030112, 41904004) and in part by the and the Spanish Ministry of Science and Innovation (grant no. PID2020-117303GB-C22)

Study of the speckle noise effects over the eigen decomposition of polarimetric SAR data: a review

This paper is focused on considering the effects of speckle noise on the eigen decomposition of the co- herency matrix. Based on a perturbation analysis of the matrix, it is possible to obtain an analytical expression for the mean value of the eigenvalues and the eigenvectors, as well as for the Entropy, the Anisotroopy and the dif- ferent a angles. The analytical expressions are compared against simulated polarimetric SAR data, demonstrating the correctness of the different expressions.Peer ReviewedPostprint (published version

The NASA AfriSAR campaign: Airborne SAR and lidar measurements of tropical forest structure and biomass in support of current and future space missions

International audienceIn 2015 and 2016, the AfriSAR campaign was carried out as a collaborative effort among international space and National Park agencies (ESA, NASA, ONERA, DLR, ANPN and AGEOS) in support of the upcoming ESA BIOMASS, NASA-ISRO Synthetic Aperture Radar (NISAR) and NASA Global Ecosystem Dynamics Initiative (GEDI) missions. The NASA contribution to the campaign was conducted in 2016 with the NASA LVIS (Land Vegetation and Ice Sensor) Lidar, the NASA L-band UAVSAR (Uninhabited Aerial Vehicle Synthetic Aperture Radar). A central motivation for the AfriSAR deployment was the common AGBD estimation requirement for the three future spaceborne missions, the lack of sufficient airborne and ground calibration data covering the full range of ABGD in tropical forest systems, and the intercomparison and fusion of the technologies. During the campaign, over 7000 km2 of waveform Lidar data from LVIS and 30,000 km2 of UAVSAR data were collected over 10 key sites and transects. In addition, field measurements of forest structure and biomass were collected in sixteen 1-hectare sized plots. The campaign produced gridded Lidar canopy structure products, gridded aboveground biomass and associated uncertainties, Lidar based vegetation canopy cover profile products, Polarimetric Interferometric SAR and Tomographic SAR products and field measurements. Our results showcase the types of data products and scientific results expected from the spaceborne Lidar and SAR missions; we also expect that the AfriSAR campaign data will facilitate further analysis and use of waveform lidar and multiple baseline polarimetric SAR datasets for carbon cycle, biodiversity, water resources and more applications by the greater scientific community

Multi-source Remote Sensing for Forest Characterization and Monitoring

As a dominant terrestrial ecosystem of the Earth, forest environments play profound roles in ecology, biodiversity, resource utilization, and management, which highlights the significance of forest characterization and monitoring. Some forest parameters can help track climate change and quantify the global carbon cycle and therefore attract growing attention from various research communities. Compared with traditional in-situ methods with expensive and time-consuming field works involved, airborne and spaceborne remote sensors collect cost-efficient and consistent observations at global or regional scales and have been proven to be an effective way for forest monitoring. With the looming paradigm shift toward data-intensive science and the development of remote sensors, remote sensing data with higher resolution and diversity have been the mainstream in data analysis and processing. However, significant heterogeneities in the multi-source remote sensing data largely restrain its forest applications urging the research community to come up with effective synergistic strategies. The work presented in this thesis contributes to the field by exploring the potential of the Synthetic Aperture Radar (SAR), SAR Polarimetry (PolSAR), SAR Interferometry (InSAR), Polarimetric SAR Interferometry (PolInSAR), Light Detection and Ranging (LiDAR), and multispectral remote sensing in forest characterization and monitoring from three main aspects including forest height estimation, active fire detection, and burned area mapping. First, the forest height inversion is demonstrated using airborne L-band dual-baseline repeat-pass PolInSAR data based on modified versions of the Random Motion over Ground (RMoG) model, where the scattering attenuation and wind-derived random motion are described in conditions of homogeneous and heterogeneous volume layer, respectively. A boreal and a tropical forest test site are involved in the experiment to explore the flexibility of different models over different forest types and based on that, a leveraging strategy is proposed to boost the accuracy of forest height estimation. The accuracy of the model-based forest height inversion is limited by the discrepancy between the theoretical models and actual scenarios and exhibits a strong dependency on the system and scenario parameters. Hence, high vertical accuracy LiDAR samples are employed to assist the PolInSAR-based forest height estimation. This multi-source forest height estimation is reformulated as a pan-sharpening task aiming to generate forest heights with high spatial resolution and vertical accuracy based on the synergy of the sparse LiDAR-derived heights and the information embedded in the PolInSAR data. This process is realized by a specifically designed generative adversarial network (GAN) allowing high accuracy forest height estimation less limited by theoretical models and system parameters. Related experiments are carried out over a boreal and a tropical forest to validate the flexibility of the method. An automated active fire detection framework is proposed for the medium resolution multispectral remote sensing data. The basic part of this framework is a deep-learning-based semantic segmentation model specifically designed for active fire detection. A dataset is constructed with open-access Sentinel-2 imagery for the training and testing of the deep-learning model. The developed framework allows an automated Sentinel-2 data download, processing, and generation of the active fire detection results through time and location information provided by the user. Related performance is evaluated in terms of detection accuracy and processing efficiency. The last part of this thesis explored whether the coarse burned area products can be further improved through the synergy of multispectral, SAR, and InSAR features with higher spatial resolutions. A Siamese Self-Attention (SSA) classification is proposed for the multi-sensor burned area mapping and a multi-source dataset is constructed at the object level for the training and testing. Results are analyzed by different test sites, feature sources, and classification methods to assess the improvements achieved by the proposed method. All developed methods are validated with extensive processing of multi-source data acquired by Uninhabited Aerial Vehicle Synthetic Aperture Radar (UAVSAR), Land, Vegetation, and Ice Sensor (LVIS), PolSARproSim+, Sentinel-1, and Sentinel-2. I hope these studies constitute a substantial contribution to the forest applications of multi-source remote sensing

The NASA AfriSAR campaign: Airborne SAR and lidar measurements of tropical forest structure and biomass in support of current and future space missions

In 2015 and 2016, the AfriSAR campaign was carried out as a collaborative effort among international space and National Park agencies (ESA, NASA, ONERA, DLR, ANPN and AGEOS) in support of the upcoming ESA BIOMASS, NASA-ISRO Synthetic Aperture Radar (NISAR) and NASA Global Ecosystem Dynamics Initiative (GEDI) missions. The NASA contribution to the campaign was conducted in 2016 with the NASA LVIS (Land Vegetation and Ice Sensor) Lidar, the NASA L-band UAVSAR (Uninhabited Aerial Vehicle Synthetic Aperture Radar). A central motivation for the AfriSAR deployment was the common AGBD estimation requirement for the three future spaceborne missions, the lack of sufficient airborne and ground calibration data covering the full range of ABGD in tropical forest systems, and the intercomparison and fusion of the technologies. During the campaign, over 7000 km2 of waveform Lidar data from LVIS and 30,000 km2 of UAVSAR data were collected over 10 key sites and transects. In addition, field measurements of forest structure and biomass were collected in sixteen 1-hectare sized plots. The campaign produced gridded Lidar canopy structure products, gridded aboveground biomass and associated uncertainties, Lidar based vegetation canopy cover profile products, Polarimetric Interferometric SAR and Tomographic SAR products and field measurements. Our results showcase the types of data products and scientific results expected from the spaceborne Lidar and SAR missions; we also expect that the AfriSAR campaign data will facilitate further analysis and use of waveform lidar and multiple baseline polarimetric SAR datasets for carbon cycle, biodiversity, water resources and more applications by the greater scientific community.Additional co-authors: Bryan Blair, Christy Hansen, Yunling Lou, Ralph Dubayah, Scott Hensley, Carlos Silva, John R Poulsen, Nicolas Labrière, Nicolas Barbier, David Kenfack, Memiaghe Herve, Pulchérie Bissiengou, Alfonso Alonso, Ghislain Moussavou, Simon Lewis, Kathleen Hibbar

Coherent Change Detection Under a Forest Canopy

Coherent change detection (CCD) is an established technique for remotely monitoring landscapes with minimal vegetation or buildings. By evaluating the local complex correlation between a pair of synthetic aperture radar (SAR) images acquired on repeat passes of an airborne or spaceborne imaging radar system, a map of the scene coherence is obtained. Subtle disturbances of the ground are detected as areas of low coherence in the surface clutter. This thesis investigates extending CCD to monitor the ground in a forest. It is formulated as a multichannel dual-layer coherence estimation problem, where the coherence of scattering from the ground is estimated after suppressing interference from the canopy by vertically beamforming multiple image channels acquired at slightly different grazing angles on each pass. This 3D SAR beamforming must preserve the phase of the ground response. The choice of operating wavelength is considered in terms of the trade-off between foliage penetration and change sensitivity. A framework for comparing the performance of different radar designs and beamforming algorithms, as well as assessing the sensitivity to error, is built around the random-volume-over-ground (RVOG) model of forest scattering. If the ground and volume scattering contributions in the received echo are of similar strength, it is shown that an L-band array of just three channels can provide enough volume attenuation to permit reasonable estimation of the ground coherence. The proposed method is demonstrated using an RVOG clutter simulation and a modified version of the physics-based SAR image simulator PolSARproSim. Receiver operating characteristics show that whilst ordinary single-channel CCD is unusable when a canopy is present, 3D SAR CCD permits reasonable detection performance. A novel polarimetric filtering algorithm is also proposed to remove contributions from the ground-trunk double-bounce scattering mechanism, which may mask changes on the ground near trees. To enable this kind of polarimetric processing, fully polarimetric data must be acquired and calibrated. Motivated by an interim version of the Ingara airborne imaging radar, which used a pair of helical antennas to acquire circularly polarised data, techniques for the estimation of polarimetric distortion in the circular basis are investigated. It is shown that the standard approach to estimating cross-talk in the linear basis, whereby expressions for the distortion of reflection-symmetric clutter are linearised and solved, cannot be adapted to the circular basis, because the first-order effects of individual cross-talk parameters cannot be distinguished. An alternative approach is proposed that uses ordinary and gridded trihedral corner reflectors, and optionally dihedrals, to iteratively estimate the channel imbalance and cross-talk parameters. Monte Carlo simulations show that the method reliably converges to the true parameter values. Ingara data is calibrated using the method, with broadly consistent parameter estimates obtained across flights. Genuine scene changes may be masked by coherence loss that arises when the bands of spatial frequencies supported by the two passes do not match. Trimming the spatial-frequency bands to their common area of support would remove these uncorrelated contributions, but the bands, and therefore the required trim, depend on the effective collection geometry at each pixel position. The precise dependence on local slope and collection geometry is derived in this thesis. Standard methods of SAR image formation use a flat focal plane and allow only a single global trim, which leads to spatially varying coherence loss when the terrain is undulating. An image-formation algorithm is detailed that exploits the flexibility offered by back-projection not only to focus the image onto a surface matched to the scene topography but also to allow spatially adaptive trimming. Improved coherence is demonstrated in simulation and using data from two airborne radar systems.Thesis (Ph.D.) -- University of Adelaide, School of Electrical & Electronic Engineering, 202

FUSING GEDI LIDAR AND TANDEM-X INSAR OBSERVATIONS FOR IMPROVED FOREST STRUCTURE AND BIOMASS MAPPING

The upcoming NASA’s Global Ecosystem Dynamics Investigation (GEDI) mission presents an unprecedented opportunity to advance current global biomass estimates. However, gaps are expected between GEDI’s ground tracks, requiring the development of fusion-based methodologies to contiguously map forest biomass at satisfactory resolutions and accuracies. This dissertation is built on the complementary advantages of observations from GEDI and DLR’s TerraSAR-X/TanDEM-X (TDX)) Interferometric Synthetic Aperture Radar (InSAR) mission. To meet the goal of mapping forest structure and biomass contiguously and accurately, three types of fusion strategies have been investigated. First, a simulated GEDI-derived digital terrain model (DTM) was utilized to improve height estimation from TDX. Forest heights were initially derived from TDX coherence alone as a baseline using the widely used Random Volume over Ground (RVoG) scattering model. Here, assumptions about RVoG parameters – extinction coefficient (σ) and ground-to-volume amplitude ratio (µ) – were made. Using an external DTM derived from simulated GEDI lidar data, RVoG model was used to calculate spatially varied σ values and derived forest heights with better accuracy. TDX forest height estimation was further improved with the aid of simulated GEDI-derived DTM and canopy heights. The additional use of simulated GEDI canopy heights as RVoG input not just refined σ but also enabled the estimation of µ. Based on these parameters, forest heights were improved across three different forest types; biases were reduced from 1.7–3.8 m using only simulated GEDI DTMs to -0.9–1.1 m by using both simulated GEDI DTMs and canopy heights. Finally, wall-to-wall TDX heights were used to improve biomass estimates from simulated GEDI data over three contrasting forest types. When using simulated GEDI sampled observations alone, uncertainties were estimated statistically to be 9.0–19.9% at 1 km. These were improved to 5.2–11.7% at the same resolution by upscaling simulated GEDI footprint biomass with TDX heights. The GEDI/TDX data fusion also enabled the generation of biomass maps at a fine spatial resolution of 100 m, with uncertainties estimated to be 6.0–14.0%. Through the exploration of these fusion strategies, it has been demonstrated that a fusion-based mapping method could realize the generation of forest biomass products from GEDI with unprecedented resolutions and accuracies, while taking advantage of global seamless observations from TDX

Polarimetric Synthetic Aperture Radar

This open access book focuses on the practical application of electromagnetic polarimetry principles in Earth remote sensing with an educational purpose. In the last decade, the operations from fully polarimetric synthetic aperture radar such as the Japanese ALOS/PalSAR, the Canadian Radarsat-2 and the German TerraSAR-X and their easy data access for scientific use have developed further the research and data applications at L,C and X band. As a consequence, the wider distribution of polarimetric data sets across the remote sensing community boosted activity and development in polarimetric SAR applications, also in view of future missions. Numerous experiments with real data from spaceborne platforms are shown, with the aim of giving an up-to-date and complete treatment of the unique benefits of fully polarimetric synthetic aperture radar data in five different domains: forest, agriculture, cryosphere, urban and oceans