The MIMO Iterative Waterfilling Algorithm

This paper considers the non-cooperative maximization of mutual information in the vector Gaussian interference channel in a fully distributed fashion via game theory. This problem has been widely studied in a number of works during the past decade for frequency-selective channels, and recently for the more general MIMO case, for which the state-of-the art results are valid only for nonsingular square channel matrices. Surprisingly, these results do not hold true when the channel matrices are rectangular and/or rank deficient matrices. The goal of this paper is to provide a complete characterization of the MIMO game for arbitrary channel matrices, in terms of conditions guaranteeing both the uniqueness of the Nash equilibrium and the convergence of asynchronous distributed iterative waterfilling algorithms. Our analysis hinges on new technical intermediate results, such as a new expression for the MIMO waterfilling projection valid (also) for singular matrices, a mean-value theorem for complex matrix-valued functions, and a general contraction theorem for the multiuser MIMO watefilling mapping valid for arbitrary channel matrices. The quite surprising result is that uniqueness/convergence conditions in the case of tall (possibly singular) channel matrices are more restrictive than those required in the case of (full rank) fat channel matrices. We also propose a modified game and algorithm with milder conditions for the uniqueness of the equilibrium and convergence, and virtually the same performance (in terms of Nash equilibria) of the original game.Comment: IEEE Transactions on Signal Processing (accepted

Improving Macrocell - Small Cell Coexistence through Adaptive Interference Draining

The deployment of underlay small base stations (SBSs) is expected to significantly boost the spectrum efficiency and the coverage of next-generation cellular networks. However, the coexistence of SBSs underlaid to an existing macro-cellular network faces important challenges, notably in terms of spectrum sharing and interference management. In this paper, we propose a novel game-theoretic model that enables the SBSs to optimize their transmission rates by making decisions on the resource occupation jointly in the frequency and spatial domains. This procedure, known as interference draining, is performed among cooperative SBSs and allows to drastically reduce the interference experienced by both macro- and small cell users. At the macrocell side, we consider a modified water-filling policy for the power allocation that allows each macrocell user (MUE) to focus the transmissions on the degrees of freedom over which the MUE experiences the best channel and interference conditions. This approach not only represents an effective way to decrease the received interference at the MUEs but also grants the SBSs tier additional transmission opportunities and allows for a more agile interference management. Simulation results show that the proposed approach yields significant gains at both macrocell and small cell tiers, in terms of average achievable rate per user, reaching up to 37%, relative to the non-cooperative case, for a network with 150 MUEs and 200 SBSs

Energy-Efficient Resource Allocation in Multiuser MIMO Systems: A Game-Theoretic Framework

This paper focuses on the cross-layer issue of resource allocation for energy efficiency in the uplink of a multiuser MIMO wireless communication system. Assuming that all of the transmitters and the uplink receiver are equipped with multiple antennas, the situation considered is that in which each terminal is allowed to vary its transmit power, beamforming vector, and uplink receiver in order to maximize its own utility, which is defined as the ratio of data throughput to transmit power; the case in which non-linear interference cancellation is used at the receiver is also investigated. Applying a game-theoretic formulation, several non-cooperative games for utility maximization are thus formulated, and their performance is compared in terms of achieved average utility, achieved average SINR and average transmit power at the Nash equilibrium. Numerical results show that the use of the proposed cross-layer resource allocation policies brings remarkable advantages to the network performance.Comment: Proceedings of the 16th European Signal Processing Conference, Lausanne, Switzerland, August 25-29, 200

Real and Complex Monotone Communication Games

Noncooperative game-theoretic tools have been increasingly used to study many important resource allocation problems in communications, networking, smart grids, and portfolio optimization. In this paper, we consider a general class of convex Nash Equilibrium Problems (NEPs), where each player aims to solve an arbitrary smooth convex optimization problem. Differently from most of current works, we do not assume any specific structure for the players' problems, and we allow the optimization variables of the players to be matrices in the complex domain. Our main contribution is the design of a novel class of distributed (asynchronous) best-response- algorithms suitable for solving the proposed NEPs, even in the presence of multiple solutions. The new methods, whose convergence analysis is based on Variational Inequality (VI) techniques, can select, among all the equilibria of a game, those that optimize a given performance criterion, at the cost of limited signaling among the players. This is a major departure from existing best-response algorithms, whose convergence conditions imply the uniqueness of the NE. Some of our results hinge on the use of VI problems directly in the complex domain; the study of these new kind of VIs also represents a noteworthy innovative contribution. We then apply the developed methods to solve some new generalizations of SISO and MIMO games in cognitive radios and femtocell systems, showing a considerable performance improvement over classical pure noncooperative schemes.Comment: to appear on IEEE Transactions in Information Theor

Power Allocation Games in Wireless Networks of Multi-antenna Terminals

We consider wireless networks that can be modeled by multiple access channels in which all the terminals are equipped with multiple antennas. The propagation model used to account for the effects of transmit and receive antenna correlations is the unitary-invariant-unitary model, which is one of the most general models available in the literature. In this context, we introduce and analyze two resource allocation games. In both games, the mobile stations selfishly choose their power allocation policies in order to maximize their individual uplink transmission rates; in particular they can ignore some specified centralized policies. In the first game considered, the base station implements successive interference cancellation (SIC) and each mobile station chooses his best space-time power allocation scheme; here, a coordination mechanism is used to indicate to the users the order in which the receiver applies SIC. In the second framework, the base station is assumed to implement single-user decoding. For these two games a thorough analysis of the Nash equilibrium is provided: the existence and uniqueness issues are addressed; the corresponding power allocation policies are determined by exploiting random matrix theory; the sum-rate efficiency of the equilibrium is studied analytically in the low and high signal-to-noise ratio regimes and by simulations in more typical scenarios. Simulations show that, in particular, the sum-rate efficiency is high for the type of systems investigated and the performance loss due to the use of the proposed suboptimum coordination mechanism is very small

Jamming Games in the MIMO Wiretap Channel With an Active Eavesdropper

This paper investigates reliable and covert transmission strategies in a multiple-input multiple-output (MIMO) wiretap channel with a transmitter, receiver and an adversarial wiretapper, each equipped with multiple antennas. In a departure from existing work, the wiretapper possesses a novel capability to act either as a passive eavesdropper or as an active jammer, under a half-duplex constraint. The transmitter therefore faces a choice between allocating all of its power for data, or broadcasting artificial interference along with the information signal in an attempt to jam the eavesdropper (assuming its instantaneous channel state is unknown). To examine the resulting trade-offs for the legitimate transmitter and the adversary, we model their interactions as a two-person zero-sum game with the ergodic MIMO secrecy rate as the payoff function. We first examine conditions for the existence of pure-strategy Nash equilibria (NE) and the structure of mixed-strategy NE for the strategic form of the game.We then derive equilibrium strategies for the extensive form of the game where players move sequentially under scenarios of perfect and imperfect information. Finally, numerical simulations are presented to examine the equilibrium outcomes of the various scenarios considered.Comment: 27 pages, 8 figures. To appear, IEEE Transactions on Signal Processin