Vibration-based Fault Diagnostics in Wind Turbine Gearboxes Using Machine Learning

A significantly increased production of wind energy offers a path to achieve the goals of green energy policies in the United States and other countries. However, failures in wind turbines and specifically their gearboxes are higher due to their operation in unpredictable wind conditions that result in downtime and losses. Early detection of faults in wind turbines will greatly increase their reliability and commercial feasibility. Recently, data-driven fault diagnosis techniques based on deep learning have gained significant attention due to their powerful feature learning capabilities. Nonetheless, diagnosing faults in wind turbines operating under varying conditions poses a major challenge. Signal components unrelated to faults and high levels of noise obscure the signature generated by early-stage damage. To address this issue, we propose an innovative fault diagnosis framework that utilizes deep learning and leverages cyclostationary analysis of sensor data. By generating cyclic spectral coherence maps from the sensor data, we can emphasize fault-related signatures. These 2D color map representations are then used to train convolutional neural networks capable of detecting even minor faults and early-stage damages. The proposed method is evaluated using test data obtained from multibody dynamic simulations conducted under various operating conditions. The benchmark test cases, inspired by an NREL study, are successfully detected using our approach. To further enhance the accuracy of the model, subsequent studies employ Convolutional Neural Networks with Local Interpretable Model-Agnostic Explanations (LIME). This approach aids in interpreting classifier predictions and developing an interpretable classifier by focusing on a subset range of cyclic spectral coherence maps that carry the unique fault signatures. This improvement contributes to better accuracy, especially in scenarios involving multiple faults in the gearbox that need to be identified. Moreover, to address the challenge of applying this framework in practical settings, where standard deep learning techniques tend to provide inaccurate predictions for unseen faults or unusual operating conditions, we investigate fault diagnostics using a Bayesian convolutional neural network. This approach incorporates uncertainty bounds into prediction results, reducing overconfident misclassifications. The results demonstrate the effectiveness of the Bayesian approach in fault diagnosis, offering valuable implications for condition monitoring in other rotating machinery applications

A novel wind turbine gearbox fault diagnosis method based on ASO-VMD and NRF

The combination of feature extraction and pattern recognition can make it possible to realize wind turbine gearboxes based on vibration signals. However, these methods need to be constantly adjusted parameters and spend time training when processing different vibration signals, which is time-consuming. Aiming at reducing the number of parameters that need to be adjusted and training time, this paper proposes a variational mode decomposition (VMD) based on atomic search optimization (ASO) and neural random forest (NRF) fault diagnosis model. The parameters of the VMD are adaptively adjusted by the ASO, which has the advantages of less adjustment parameters. After ASO-VMD decomposition, signals will be used as the input of NRF. We evaluate our method on simulation gearbox model which is established by Solidworks and Adams. Experimental results show that our method has faster training speed and higher recognition accuracy without set many parameters manually

Friction, Vibration and Dynamic Properties of Transmission System under Wear Progression

This reprint focuses on wear and fatigue analysis, the dynamic properties of coating surfaces in transmission systems, and non-destructive condition monitoring for the health management of transmission systems. Transmission systems play a vital role in various types of industrial structure, including wind turbines, vehicles, mining and material-handling equipment, offshore vessels, and aircrafts. Surface wear is an inevitable phenomenon during the service life of transmission systems (such as on gearboxes, bearings, and shafts), and wear propagation can reduce the durability of the contact coating surface. As a result, the performance of the transmission system can degrade significantly, which can cause sudden shutdown of the whole system and lead to unexpected economic loss and accidents. Therefore, to ensure adequate health management of the transmission system, it is necessary to investigate the friction, vibration, and dynamic properties of its contact coating surface and monitor its operating conditions

30th International Conference on Condition Monitoring and Diagnostic Engineering Management (COMADEM 2017)

Proceedings of COMADEM 201

Vibration Image Representations for Fault Diagnosis of Rotating Machines: A Review

Data Availability Statement: The vibration data used to produce some of the figures may be available on request from the first author, H.O.A.A.Copyright: © 2022 by the authors. Rotating machine vibration signals typically represent a large collection of responses from various sources in a machine, along with some background noise. This makes it challenging to precisely utilise the collected vibration signals for machine fault diagnosis. Much of the research in this area has focused on computing certain features of the original vibration signal in the time domain, frequency domain, and time–frequency domain, which can sufficiently describe the signal in essence. Yet, computing useful features from noisy fault signals, including measurement errors, needs expert prior knowledge and human labour. The past two decades have seen rapid developments in the application of feature-learning or representation-learning techniques that can automatically learn representations of time series vibration datasets to address this problem. These include supervised learning techniques with known data classes and unsupervised learning or clustering techniques with data classes or class boundaries that are not obtainable. More recent developments in the field of computer vision have led to a renewed interest in transforming the 1D time series vibration signal into a 2D image, which can often offer discriminative descriptions of vibration signals. Several forms of features can be learned from the vibration images, including shape, colour, texture, pixel intensity, etc. Given its high performance in fault diagnosis, the image representation of vibration signals is receiving growing attention from researchers. In this paper, we review the works associated with vibration image representation-based fault detection and diagnosis for rotating machines in order to chart the progress in this field. We present the first comprehensive survey of this topic by summarising and categorising existing vibration image representation techniques based on their characteristics and the processing domain of the vibration signal. In addition, we also analyse the application of these techniques in rotating machine fault detection and classification. Finally, we briefly outline future research directions based on the reviewed works.This research received no external funding

Information Theory and Its Application in Machine Condition Monitoring

Condition monitoring of machinery is one of the most important aspects of many modern industries. With the rapid advancement of science and technology, machines are becoming increasingly complex. Moreover, an exponential increase of demand is leading an increasing requirement of machine output. As a result, in most modern industries, machines have to work for 24 hours a day. All these factors are leading to the deterioration of machine health in a higher rate than before. Breakdown of the key components of a machine such as bearing, gearbox or rollers can cause a catastrophic effect both in terms of financial and human costs. In this perspective, it is important not only to detect the fault at its earliest point of inception but necessary to design the overall monitoring process, such as fault classification, fault severity assessment and remaining useful life (RUL) prediction for better planning of the maintenance schedule. Information theory is one of the pioneer contributions of modern science that has evolved into various forms and algorithms over time. Due to its ability to address the non-linearity and non-stationarity of machine health deterioration, it has become a popular choice among researchers. Information theory is an effective technique for extracting features of machines under different health conditions. In this context, this book discusses the potential applications, research results and latest developments of information theory-based condition monitoring of machineries

A Literature Review of Fault Diagnosis Based on Ensemble Learning

The accuracy of fault diagnosis is an important indicator to ensure the reliability of key equipment systems. Ensemble learning integrates different weak learning methods to obtain stronger learning and has achieved remarkable results in the field of fault diagnosis. This paper reviews the recent research on ensemble learning from both technical and field application perspectives. The paper summarizes 87 journals in recent web of science and other academic resources, with a total of 209 papers. It summarizes 78 different ensemble learning based fault diagnosis methods, involving 18 public datasets and more than 20 different equipment systems. In detail, the paper summarizes the accuracy rates, fault classification types, fault datasets, used data signals, learners (traditional machine learning or deep learning-based learners), ensemble learning methods (bagging, boosting, stacking and other ensemble models) of these fault diagnosis models. The paper uses accuracy of fault diagnosis as the main evaluation metrics supplemented by generalization and imbalanced data processing ability to evaluate the performance of those ensemble learning methods. The discussion and evaluation of these methods lead to valuable research references in identifying and developing appropriate intelligent fault diagnosis models for various equipment. This paper also discusses and explores the technical challenges, lessons learned from the review and future development directions in the field of ensemble learning based fault diagnosis and intelligent maintenance

Challenges and opportunities of deep learning models for machinery fault detection and diagnosis: a review

In the age of industry 4.0, deep learning has attracted increasing interest for various research applications. In recent years, deep learning models have been extensively implemented in machinery fault detection and diagnosis (FDD) systems. The deep architecture's automated feature learning process offers great potential to solve problems with traditional fault detection and diagnosis (TFDD) systems. TFDD relies on manual feature selection, which requires prior knowledge of the data and is time intensive. However, the high performance of deep learning comes with challenges and costs. This paper presents a review of deep learning challenges related to machinery fault detection and diagnosis systems. The potential for future work on deep learning implementation in FDD systems is briefly discussed

A composite learning approach for multiple fault diagnosis in gears

A major part of Prognostic and Health Management of rotating machines is dedicated to diagnosis operations. This makes early and accurate diagnosis of single and multiple faults an economically important requirement of many industries. With the well-known challenges of multiple faults, this paper proposes a new Blended Ensemble Convolutional Neural Network – Support Vector Machine (BECNN-SVM) model for multiple and single faults diagnosis of gears. The proposed approach is obtained by preprocessing the acquired signals using complementary signal processing techniques. This form inputs to 2D Convolutional Neural Network base learners which are fused through a blended ensemble model for fault detection in gears. Discriminative properties of the complementary features ensure the high capabilities of the approach to give good results under different load, speed, and fault conditions of the gear system. The experimental results show that the proposed method can accurately detect rotating machine faults. The proposed approach compared with other state-of-the-art methods indicates improved overall effectiveness for gear faults diagnosis

Sensors Fault Diagnosis Trends and Applications

Fault diagnosis has always been a concern for industry. In general, diagnosis in complex systems requires the acquisition of information from sensors and the processing and extracting of required features for the classification or identification of faults. Therefore, fault diagnosis of sensors is clearly important as faulty information from a sensor may lead to misleading conclusions about the whole system. As engineering systems grow in size and complexity, it becomes more and more important to diagnose faulty behavior before it can lead to total failure. In the light of above issues, this book is dedicated to trends and applications in modern-sensor fault diagnosis