Formes d'ondes avancées et traitements itératifs pour les canaux non linéaires satellites

L'augmentation de l'efficacité spectrale des transmissions mono-porteuses sur un lien de diffusion par satellite est devenu un défi d'envergure afin de pallier la demande croissante en débits de transmission. Si des techniques émergentes de transmissions encouragent l'utilisation de modulations à ordre élevé telles que les modulations de phase et d'amplitude (APSK), certaines dégradations sont encourues lors du traitement à bord du satellite. En effet, en raison de l'utilisation d'amplificateurs de puissance ainsi que de filtres à mémoires, les modulations d'ordre élevé subissent des distorsions non-linéaires dues à la fluctuation de leur enveloppe, ce qui nécessite des traitements au sein de l'émetteur ou bien au sein du récepteur. Dans cette thèse, nous nous intéressons au traitement de l'interférence non-linéaire au sein du récepteur, avec une attention particulière aux égaliseurs itératifs qui améliorent les performances du système au prix d'une complexité élevée. A partir du modèle temporel des interférences non-linéaires induites par l'amplificateur de puissance, des algorithmes de réception optimaux et sous optimaux sont dérivés, et leurs performances comparées. Des égaliseurs à complexité réduite sont aussi étudiés dans le but d'atteindre un compromis performances-complexité satisfaisant. Ensuite, un modèle des non-linéarités est dérivé dans le domaine fréquentiel, et les égaliseurs correspondants sont présentés. Dans un second temps, nous analysons et dérivons des récepteurs itératifs pour l'interférence entre symboles non linéaire. L'objectif est d'optimiser les polynômes de distributions d'un code externe basé sur les codes de contrôle de parité à faible densité (LDPC) afin de coller au mieux à la sortie de l'égaliseur. Le récepteur ainsi optimisé atteint de meilleures performances comparé à un récepteur non optimisé pour le canal non-linéaire. Finalement, nous nous intéressons à une classe spécifique de techniques de transmissions mono-porteuse basée sur le multiplexage par division de fréquence (SC-OFDM) pour les liens satellites. L'avantage de ces formes d'ondes réside dans l'efficacité de leur égaliseur dans le domaine fréquentiel. Des formules analytiques de la densité spectrale de puissance et du rapport signal sur bruit et interférence sont dérivées et utilisées afin de prédire les performances du système. ABSTRACT : Increasing both the data rate and power efficiency of single carrier transmissions over broadcast satellite links has become a challenging issue to comply with the urging demand of higher transmission rates. If emerging transmission techniques encourage the use of high order modulations such as Amplitude and Phase Shift Keying (APSK) and Quadrature Amplitude Modulation (QAM), some channel impairments arise due to onboard satellite processing. Indeed, due to satellite transponder Power Amplifiers (PA) as well as transmission filters, high order modulations incur non linear distortions due to their high envelope fluctuations which require specific processing either at the transmitter or at the receiver. In this thesis, we investigate on non linear interference mitigation at the receiver with a special focus on iterative equalizers which dramatically enhance the performance at the cost of additional complexity. Based on the time domain model of the non linear interference induced by the PA, optimal and sub-optimal receiving algorithms are proposed and their performance compared. Low complexity implementations are also investigated for the sake of a better complexity-performance trade-off. Then, a non linear frequency domain model is derived and the corresponding frequency equalizers are investigated. In the second part, we analyse and design an iterative receiver for the non linear Inter Symbol Interference (ISI) channel. The objective is to optimize an outer Low Density Parity Check (LDPC) code distribution polynomials so as to best fit the inner equalizer Extrinsic information. The optimized receiver is shown to achieve better performance compared to a code only optimized for linear ISI channel. Finally, we investigate on a specific class of single carrier transmissions relying on Single Carrier Orthogonal Frequency Division Multiplexing (SCO-FDM) for satellite downlink. The advantage of such waveforms lies in their practical receiver implementation in the frequency domain. General analytical formulas of the power spectral density and signal to noise and interference ratio are derived and used to predict the bit error rate for frequency selective multiplexers

Esquemas de cooperação entre estações base para o LTE no sentido descendente

The explosive growth in wireless traffic and in the number of connected devices as smart phones or computers, are causing a dramatic increase in the levels of interference, which significantly degrades the capacity gains promised by the point-to-point multi input, multi output (MIMO) based techniques. Therefore, it is becoming increasingly clear that major new improvements in spectral efficiency of wireless networks will have to entail addressing intercell interference. So, there is a need for a new cellular architecture that can take these factors under consideration. It is in this context that LTE-Advanced arises. One of the most promising LTE-Advanced technology is Coordinated Multipoint (CoMP), which allows base stations to cooperate among them, in order to mitigate or eliminate the intercell interference and, by doing so, increase the system’s capacity. This thesis intends to study this concept, implementing some schemes that fall under the CoMP concept. In this thesis we consider a distributed precoded multicell approach, where the precoders are computed locally at each BS to mitigate the intercell interference. Two precoder are considered: distributed zero forcing (DZF) and distributed virtual signal-to-interference noise ratio (DVSINR) recently proposed. Then the system is further optimized by computing a power allocation algorithm over the subcarriers that minimizes the average bit error rate (BER). The considered algorithms are also evaluated under imperfect channel state information. A quantized version of the CSI associated to the different links between the BS and the UT is feedback from the UT to the BS. This information is then employed by the different BSs to perform the precoding design. A new DVSINR precoder explicitly designed under imperfect CSI is proposed. The proposed schemes were implemented considering the LTE specifications, and the results show that the considered precoders are efficiently to remove the interference even under imperfect CSI.O crescimento exponencial no tráfego de comunicações sem-fios e no número de dispositivos utilizados (smart phones, computadores portáteis, etc.) está a causar um aumento significativo nos níveis de interferência, que prejudicam significativamente os ganhos de capacidade assegurados pelas tecnologias baseadas em ligações ponto-a-ponto MIMO. Deste modo, torna-se cada vez mais necessário que os grandes aperfeiçoamentos na eficiência espectral de sistemas de comunicações sem-fios tenham em consideração a interferência entre células. De forma a tomar em consideração estes aspectos, uma nova arquitectura celular terá de ser desenvolvida. É assim, neste contexto, que surge o LTE-Advanced. Uma das tecnologias mais promissoras do LTE-Advanced é a Coordenação Multi-Ponto (CoMP), que permite que as estações base cooperem de modo a mitigar a interferência entre células e, deste modo, aumentar a capacidade do sistema. Esta dissertação pretende estudar este conceito, implementando para isso algumas técnicas que se enquadram no conceito do CoMP. Nesta dissertação iremos considerar a implementação de um sistema de pré-codificação em múltiplas células, em que os pré-codificadores são calculados em cada BS, de modo a mitigar a interferência entre células. São considerados dois pré-codificadores: Distributed Zero Forcing (DZF) e Distributed Virtual Signal-to-Interferance Noise Ratio (DVSINR), recentemente proposto. De seguida o sistema é optimizado com a introdução de algoritmos de alocação de potência entre as sub-portadoras com o objectivo de minimizar a taxa média de erros (BER). Os algoritmos considerados são também avaliados em situações em que a informação do estado do canal é imperfeita. Uma versão quantizada da CSI associada a cada uma das diferentes ligações entre as BS e os UT é assim enviada do UT para a BS. Esta informação é então utilizada para calcular os diferentes pré-codificadores em cada BS. Uma nova versão do pré-codificador DVSINR é proposta de modo a lidar com CSI imperfeito. Os esquemas propostos foram implementados considerandos especificações do LTE, e os resultados obtidos demonstram que os pré-codificadores removem de uma forma eficiente a interferência, mesmo em situações em que a CSI é imperfeita

Performance Evaluation of Low Complexity Massive MIMO Techniques for SC-FDE Schemes

Massive-MIMO technology has emerged as a means to achieve 5G's ambitious goals; mainly to obtain higher capacities and excellent performances without requiring the use of more spectrum. In this thesis, focused on the uplink direction, we make a study of performance of low complexity equalization techniques as well as we also approach the impact of the non-linear elements located on the receivers of a system of this type. For that purpose, we consider a multi-user uplink scenario through the Single Carrier with Frequency Domain Equalization (SC-FDE) scheme. This seems to be the most appropriate due to the low energy consumption that it implies, as well as being less favorable to the detrimental effects of high envelope fluctuations, that is, by have a low Peak to Average Power Ratio (PAPR) comparing to other similar modulations, such as the Orthogonal Frequency Division Multiplexing (OFDM). Due to the greater number of antennas and consequent implementation complexity, the equalization processes for Massive- MIMO schemes are aspects that should be simplified, that is, they should avoid the inversion of matrices, contrary to common 4G, with the Zero Forcing (ZF) and Minimum Mean Square Error (MMSE) techniques. To this end, we use low-complexity techniques, such as the Equal Gain Combining (EGC) and the Maximum Ratio Combining (MRC). Since these algorithms are not sufficiently capable of removing the entire Inter-Symbol Interference (ISI) and Inter-User Interference (IUI), we combine them with iterative techniques, namely with the Iterative Block with Decision Feedback Equalizer (IB-DFE) to completely remove the residual ISI and IUI. We also take into account the hardware used in the receivers, since the effects of non-linear distortion can impact negatively the performance of the system. It is expected a strong performance degradation associated to the high quantization noise levels when implementing low-resolution Analog to Digital Converters (ADCs). However, despite these elements with these configurations become harmful to the performance of the majority of the systems, they are considered a desirable solution for Massive-MIMO scenarios, because they make their implementation cheaper and more energy efficient. In this way, we made a study of the impact in the performance by the low-resolution ADCs. In this thesis we suggest that it is possible to bypass these negative effects by implementing a number of receiving antennas far superior to the number of transmitting antennas

Single carrier frequency domain equalization and energy efficiency optimization for MIMO cognitive radio.

This dissertation studies two separate topics in wireless communication systems. One topic focuses on the Single Carrier Frequency Domain Equalization (SC-FDE), which is a promising technique to mitigate the multipath effect in the broadband wireless communication. Another topic targets on the energy efficiency optimization in a multiple input multiple output (MIMO) cognitive radio network. For SC-FDE, the conventional linear receivers suffer from the noise amplification in deep fading channel. To overcome this, a fractional spaced frequency domain (FSFD) receiver based on frequency domain oversampling (FDO) is proposed for SC-FDE to improve the performance of the linear receiver under deep fading channels. By properly designing the guard interval, a larger sized Discrete Fourier Transform (DFT) is equipped to oversample the received signal in frequency domain. Thus, the effect of frequency-selective fading can still be eliminated by a one-tap frequency domain filter. Two types of FSFD receivers are proposed based on the least square (LS) and minimum mean square error (MMSE) criterion. Both the semi-analytical analysis and simulation results are given to evaluate the performance of the proposed receivers. Another challenge in SC-FDE is the in-phase/quadrature phase (IQ) imbalance caused by unideal radio frequency (RF) front-end at the transmitter or the receiver. Most existing works in single carrier transmission employ linear compensation methods, such as LS and MMSE, to combat the interference caused by IQ imbalance. Actually, for single carrier transmissions, it is possible for the receivers to adopt advanced nonlinear compensation methods to improve the system performance under IQ imbalance. For such purpose, an iterative decision feedback receiver is proposed to compensate the IQ imbalance caused by unideal RF front-end in SC-FDE. Numerical results show that the proposed iterative IQ imbalance compensation can significantly improve the performance of SC-FDE system under IQ imbalance compared with the conventional linear method. For the energy efficiency optimization in the MIMO cognitive radio network, multiple secondary users (SUs) coexisting with a primary user (PU) adjust their antenna radiation patterns and power allocations to achieve energy-efficient transmission. The optimization problems are formulated to maximize the energy efficiency of a cognitive radio network in both distributed and centralized point of views. Also, constraints on the transmission power and the interference to PU are introduced to protect the PU’s transmission. In order to solve the non-convex optimization problems, convex relaxations are used to transform them into equivalent problems with better tractability. Then three optimization algorithms are proposed to find the energy-efficient transmission strategies. Simulation results show that the proposed energy-efficiency optimization algorithms outperform the existing algorithms

Semi-blind channel estimation for multiuser OFDM-IDMA systems.

M. Sc. Eng. University of KwaZulu-Natal, Durban 2014.Over the last decade, the data rate and spectral efficiency of wireless mobile communications have been significantly enhanced. OFDM technology has been used in the development of advanced systems such as 3GPP LTE and terrestrial digital TV broadcasting. In general, bits of information in mobile communication systems are conveyed through radio links to receivers. The radio channels in mobile radio systems are usually multipath fading channels, which cause inter-symbol interference (ISI) in the received signal. The ability to know the channel impulse response (CIR) and Channel State Information (CSI) helps to remove the ISI from the signal and make coherent detection of the transmitted signal at the receiver end of the system easy and simple. The information about CIR and CSI are primarily provided by channel estimation. This thesis is focused on the development of multiple access communication technique, Multicarrier Interleave Division Multiple Access (MC-IDMA) and the corresponding estimation of the system channel. It compares various efficient channel estimation algorithms. Channel estimation of OFDM-IDMA scheme is important because the emphasis from previous studies assumed the implementation of MC-IDMA in a perfect scenario, where Channel State Information (CSI) is known. MC-IDMA technique incorporates three key features that will be common to the next generation communication systems; multiple access capability, resistance to multipath fading and high bandwidth efficiency. OFDM is almost completely immune to multipath fading effects and IDMA has a recently proposed multiuser capability scheme which employs random interleavers as the only method for user separation. MC-IDMA combines the features of OFDM and IDMA to produce a system that is Inter Symbol Interference (ISI) free and has higher data rate capabilities for multiple users simultaneously. The interleaver property of IDMA is used by MC-IDMA as the only means by which users are separated at the receiver and also its entire bandwidth expansion is devoted to low rate Forward Error Correction (FEC). This provides additional coding gain which is not present in conventional Multicarrier Multiuser systems, (MC-MU) such as Code Division Multiple Access (CDMA), Multicarrier-Code Division Multiple Access (MC-CDMA) systems, and others. The effect of channel fading and both cross-cell and intra-cell Multiple Access Interference (MAI) in MC-IDMA is suppressed efficiently by its low-cost turbo-type Chip-by-Chip (CBC) multiuser detection algorithm. We present the basic principles of OFDM-IDMA transmitter and receiver. Comparative studies between Multiple Access Scheme such as Frequency Division Multiple Access (FDMA), Time Division Multiple Access (TDMA), CDMA and IDMA are carried out. A linear Minimum Mean Square Error (MMSE)-based estimation algorithm is adopted and implemented. This proposed algorithm is a non-data aided method that focuses on obtaining the CSI, remove ISI and reduce the complexity of the MMSE algorithm. However, to obtain a better and improved system performance, an improved MMSE algorithm and simplified MMSE using the structured correlation and reduced auto-covariance matrix are developed in this thesis and proposed for implementation of semi-blind channel estimation in OFDM-IDMA communication systems. The effectiveness of the adopted and proposed algorithms are implemented in a Rayleigh fading multipath channel with varying mobile speeds thus demonstrating the performance of the system in a practical scenario. Also, the implemented algorithms are compared to ascertain which of these algorithms offers a better and more efficient system performance, and with less complexity. The performance of the channel estimation algorithm is presented in terms of the mean square error (MSE) and bit error rate (BER) in both slow fading and fast fading multipath scenarios and the results are documented as well

Frequency-domain receiver design for doubly-selective channels

This work is devoted to the broadband wireless transmission techniques, which are serious candidates to be implemented in future broadband wireless and cellular systems, aiming at providing high and reliable data transmission and concomitantly high mobility. In order to cope with doubly-selective channels, receiver structures based on OFDM and SC-FDE block transmission techniques, are proposed, which allow cost-effective implementations, using FFT-based signal processing. The first subject to be addressed is the impact of the number of multipath components, and the diversity order, on the asymptotic performance of OFDM and SC-FDE, in uncoded and for different channel coding schemes. The obtained results show that the number of relevant separable multipath components is a key element that influences the performance of OFDM and SC-FDE schemes. Then, the improved estimation and detection performance of OFDM-based broadcasting systems, is introduced employing SFN (Single Frequency Network) operation. An initial coarse channel is obtained with resort to low-power training sequences estimation, and an iterative receiver with joint detection and channel estimation is presented. The achieved results have shown very good performance, close to that with perfect channel estimation. The next topic is related to SFN systems, devoting special attention to time-distortion effects inherent to these networks. Typically, the SFN broadcast wireless systems employ OFDM schemes to cope with severely time-dispersive channels. However, frequency errors, due to CFO, compromises the orthogonality between subcarriers. As an alternative approach, the possibility of using SC-FDE schemes (characterized by reduced envelope fluctuations and higher robustness to carrier frequency errors) is evaluated, and a technique, employing joint CFO estimation and compensation over the severe time-distortion effects, is proposed. Finally, broadband mobile wireless systems, in which the relative motion between the transmitter and receiver induces Doppler shift which is different or each propagation path, is considered, depending on the angle of incidence of that path in relation to the direction of travel. This represents a severe impairment in wireless digital communications systems, since that multipath propagation combined with the Doppler effects, lead to drastic and unpredictable fluctuations of the envelope of the received signal, severely affecting the detection performance. The channel variations due this effect are very difficult to estimate and compensate. In this work we propose a set of SC-FDE iterative receivers implementing efficient estimation and tracking techniques. The performance results show that the proposed receivers have very good performance, even in the presence of significant Doppler spread between the different groups of multipath components

Bandwidth Compressed Waveform and System Design for Wireless and Optical Communications: Theory and Practice

This thesis addresses theoretical and practical challenges of spectrally efficient frequency division multiplexing (SEFDM) systems in both wireless and optical domains. SEFDM improves spectral efficiency relative to the well-known orthogonal frequency division multiplexing (OFDM) by non-orthogonally multiplexing overlapped sub-carriers. However, the deliberate violation of orthogonality results in inter carrier interference (ICI) and associated detection complexity, thus posing many challenges to practical implementations. This thesis will present solutions for these issues. The thesis commences with the fundamentals by presenting the existing challenges of SEFDM, which are subsequently solved by proposed transceivers. An iterative detection (ID) detector iteratively removes self-created ICI. Following that, a hybrid ID together with fixed sphere decoding (FSD) shows an optimised performance/complexity trade-off. A complexity reduced Block-SEFDM can subdivide the signal detection into several blocks. Finally, a coded Turbo-SEFDM is proved to be an efficient technique that is compatible with the existing mobile standards. The thesis also reports the design and development of wireless and optical practical systems. In the optical domain, given the same spectral efficiency, a low-order modulation scheme is proved to have a better bit error rate (BER) performance when replacing a higher order one. In the wireless domain, an experimental testbed utilizing the LTE-Advanced carrier aggregation (CA) with SEFDM is operated in a realistic radio frequency (RF) environment. Experimental results show that 40% higher data rate can be achieved without extra spectrum occupation. Additionally, a new waveform, termed Nyquist-SEFDM, which compresses bandwidth and suppresses out-of-band power leakage is investigated. A 4th generation (4G) and 5th generation (5G) coexistence experiment is followed to verify its feasibility. Furthermore, a 60 GHz SEFDM testbed is designed and built in a point-to-point indoor fiber wireless experiment showing 67% data rate improvement compared to OFDM. Finally, to meet the requirements of future networks, two simplified SEFDM transceivers are designed together with application scenarios and experimental verifications

Interleaved frequency Division Multiple Access with Multiple Antennas and Block spreading for Mobile Broadband Communications

Ph.DDOCTOR OF PHILOSOPH

Etude et évaluation d un multiplexage fréquentiel basé sur l OFDM/OQAM

Cette thèse est consacrée à l étude de la modulation OFDM/OQAM en tant qu alternative à la modulation OFDM. Nous traitons plus particulièrement le contexte multiusagers. De ce point de vue, les aspects de synchronisation sont déterminants. Les différentes options plus le choix de la forme d onde sont donc examinés de ce point de vue. Un autre objectif est de montrer de manière précise comment la modulation OFDM/OQAM peut s adapter à une transmission de type cellulaire, en prenant comme référence le système 3GPP/LTE. Les principales contributions que nous avons apportées sont : 1) Une analyse des phénomènes de désynchronisation : nous analysons l effet de la désynchronisation, suivant les axes temporel et fréquentiel, sur les performances de l OFDM/OQAM au récepteur. 2) Méthode de synchronisation : nous analysons une méthode de synchronisation temporelle définie dans un contexte de transmission OFDM/OQAM mono-usager et nous l adaptons à un scénario de type multi-usagers. 3) Proposition d un schéma d accès multiple : nous proposons un schéma d accès multiple basé sur la modulation OFDM/OQAM, alternatif aux techniques connues OFDMA et SC-FDMA, pour la transmission en liaison montante dans un contexte de type 3GPP/LTE.This thesis is dedicated to the study of the OFDM/OQAM modulation as an alternative to the OFDM modulation. We treat more especially the multi-user environment. In this respect, synchronization aspects are crucial. The different options plus the choice of the waveform are examined in this point of view. Another objective is to precisely show how the OFDM/OQAM can be adapted to a cellular transmission type, taking as reference the 3GPP/LTE system. The main contributions we have made are : 1) Analysis of the desynchronization phenomena : we analyze the effect of desynchronization, according to the time and frequency axes, on the performance of OFDM/OQAM at the receiver side. 2) Synchronization method : we analyze a method of temporal synchronization defined in a single user OFDM/OQAM transmission and we adapt it to a multi-user scenario type. 3) Proposing for a multiple access scheme : we propose a multiple access scheme based on theOFDM/OQAM modulation, alternative to the known techniques OFDMA and SC-FDMA, for the UL transmission in a 3GPP/LTE context.PARIS-CNAM (751032301) / SudocSudocFranceF