Achieving "Massive MIMO" Spectral Efficiency with a Not-so-Large Number of Antennas

The main focus and contribution of this paper is a novel network-MIMO TDD architecture that achieves spectral efficiencies comparable with "Massive MIMO", with one order of magnitude fewer antennas per active user per cell. The proposed architecture is based on a family of network-MIMO schemes defined by small clusters of cooperating base stations, zero-forcing multiuser MIMO precoding with suitable inter-cluster interference constraints, uplink pilot signals reuse across cells, and frequency reuse. The key idea consists of partitioning the users population into geographically determined "bins", such that all users in the same bin are statistically equivalent, and use the optimal network-MIMO architecture in the family for each bin. A scheduler takes care of serving the different bins on the time-frequency slots, in order to maximize a desired network utility function that captures some desired notion of fairness. This results in a mixed-mode network-MIMO architecture, where different schemes, each of which is optimized for the served user bin, are multiplexed in time-frequency. In order to carry out the performance analysis and the optimization of the proposed architecture in a clean and computationally efficient way, we consider the large-system regime where the number of users, the number of antennas, and the channel coherence block length go to infinity with fixed ratios. The performance predicted by the large-system asymptotic analysis matches very well the finite-dimensional simulations. Overall, the system spectral efficiency obtained by the proposed architecture is similar to that achieved by "Massive MIMO", with a 10-fold reduction in the number of antennas at the base stations (roughly, from 500 to 50 antennas).Comment: Full version with appendice (proofs of theorems). A shortened version without appendice was submitted to IEEE Trans. on Wireless Commun. Appendix B was revised after submissio

Enhanced Compressive Wideband Frequency Spectrum Sensing for Dynamic Spectrum Access

Wideband spectrum sensing detects the unused spectrum holes for dynamic spectrum access (DSA). Too high sampling rate is the main problem. Compressive sensing (CS) can reconstruct sparse signal with much fewer randomized samples than Nyquist sampling with high probability. Since survey shows that the monitored signal is sparse in frequency domain, CS can deal with the sampling burden. Random samples can be obtained by the analog-to-information converter. Signal recovery can be formulated as an L0 norm minimization and a linear measurement fitting constraint. In DSA, the static spectrum allocation of primary radios means the bounds between different types of primary radios are known in advance. To incorporate this a priori information, we divide the whole spectrum into subsections according to the spectrum allocation policy. In the new optimization model, the minimization of the L2 norm of each subsection is used to encourage the cluster distribution locally, while the L0 norm of the L2 norms is minimized to give sparse distribution globally. Because the L0/L2 optimization is not convex, an iteratively re-weighted L1/L2 optimization is proposed to approximate it. Simulations demonstrate the proposed method outperforms others in accuracy, denoising ability, etc.Comment: 23 pages, 6 figures, 4 table. arXiv admin note: substantial text overlap with arXiv:1005.180

Broadband adaptive beamforming with low complexity and frequency invariant response

This thesis proposes different methods to reduce the computational complexity as well as increasing the adaptation rate of adaptive broadband beamformers. This is performed exemplarily for the generalised sidelobe canceller (GSC) structure. The GSC is an alternative implementation of the linearly constrained minimum variance beamformer, which can utilise well-known adaptive filtering algorithms, such as the least mean square (LMS) or the recursive least squares (RLS) to perform unconstrained adaptive optimisation.A direct DFT implementation, by which broadband signals are decomposed into frequency bins and processed by independent narrowband beamforming algorithms, is thought to be computationally optimum. However, this setup fail to converge to the time domain minimum mean square error (MMSE) if signal components are not aligned to frequency bins, resulting in a large worst case error. To mitigate this problem of the so-called independent frequency bin (IFB) processor, overlap-save based GSC beamforming structures have been explored. This system address the minimisation of the time domain MMSE, with a significant reduction in computational complexity when compared to time-domain implementations, and show a better convergence behaviour than the IFB beamformer. By studying the effects that the blocking matrix has on the adaptive process for the overlap-save beamformer, several modifications are carried out to enhance both the simplicity of the algorithm as well as its convergence speed. These modifications result in the GSC beamformer utilising a significantly lower computational complexity compare to the time domain approach while offering similar convergence characteristics.In certain applications, especially in the areas of acoustics, there is a need to maintain constant resolution across a wide operating spectrum that may extend across several octaves. To attain constant beamwidth is difficult, particularly if uniformly spaced linear sensor array are employed for beamforming, since spatial resolution is reciprocally proportional to both the array aperture and the frequency. A scaled aperture arrangement is introduced for the subband based GSC beamformer to achieve near uniform resolution across a wide spectrum, whereby an octave-invariant design is achieved. This structure can also be operated in conjunction with adaptive beamforming algorithms. Frequency dependent tapering of the sensor signals is proposed in combination with the overlap-save GSC structure in order to achieve an overall frequency-invariant characteristic. An adaptive version is proposed for frequency-invariant overlap-save GSC beamformer. Broadband adaptive beamforming algorithms based on the family of least mean squares (LMS) algorithms are known to exhibit slow convergence if the input signal is correlated. To improve the convergence of the GSC when based on LMS-type algorithms, we propose the use of a broadband eigenvalue decomposition (BEVD) to decorrelate the input of the adaptive algorithm in the spatial dimension, for which an increase in convergence speed can be demonstrated over other decorrelating measures, such as the Karhunen-Loeve transform. In order to address the remaining temporal correlation after BEVD processing, this approach is combined with subband decomposition through the use of oversampled filter banks. The resulting spatially and temporally decorrelated GSC beamformer provides further enhanced convergence speed over spatial or temporal decorrelation methods on their own

Multiband Spectrum Access: Great Promises for Future Cognitive Radio Networks

Cognitive radio has been widely considered as one of the prominent solutions to tackle the spectrum scarcity. While the majority of existing research has focused on single-band cognitive radio, multiband cognitive radio represents great promises towards implementing efficient cognitive networks compared to single-based networks. Multiband cognitive radio networks (MB-CRNs) are expected to significantly enhance the network's throughput and provide better channel maintenance by reducing handoff frequency. Nevertheless, the wideband front-end and the multiband spectrum access impose a number of challenges yet to overcome. This paper provides an in-depth analysis on the recent advancements in multiband spectrum sensing techniques, their limitations, and possible future directions to improve them. We study cooperative communications for MB-CRNs to tackle a fundamental limit on diversity and sampling. We also investigate several limits and tradeoffs of various design parameters for MB-CRNs. In addition, we explore the key MB-CRNs performance metrics that differ from the conventional metrics used for single-band based networks.Comment: 22 pages, 13 figures; published in the Proceedings of the IEEE Journal, Special Issue on Future Radio Spectrum Access, March 201

Wideband data-independent beamforming for subarrays

The desire to operate large antenna arrays for e.g. RADAR applications over a wider frequency range is currently limited by the hardware, which due to weight, cost and size only permits complex multipliers behind each element. In contrast, wideband processing would have to rely on tap delay lines enabling digital filters for every element.As an intermediate step, in this thesis we consider a design where elements are grouped into subarrays, within which elements are still individually controlled by narrowband complex weights, but where each subarray output is given a tap delay line or finite impulse response digital filter for further wideband processing. Firstly, this thesis explores how a tap delay line attached to every subarray can be designed as a delay-and-sum beamformer. This filter is set to realised a fractional delay design based on a windowed sinc function. At the element level, we show that designing a narrowband beam w.r.t. a centre frequency of wideband operation is suboptimal,and suggest an optimisation technique that can yield sufficiently accurate gain over a frequency band of interest for an arbitrary look direction, which however comes at the cost of reduced aperture efficiency, as well as significantly increased sidelobes. We also suggest an adaptive method to enhance the frequency characteristic of a partial wideband array design, by utilising subarrays pointing in different directions in different frequency bands - resolved by means of a filter bank - to adaptively suppress undesired components in the beam patterns of the subarrays. Finally, the thesis proposes a novel array design approach obtained by rotational tiling of subarrays such that the overall array aperture is densely constructed from the same geometric subarray by rotation and translation only. Since the grating lobes of differently oriented subarrays do not necessarily align, an effective grating lobe attenuation w.r.t. the main beam is achieved. Based on a review of findings from geometry,a number of designs are highlight and transformed into numerical examples, and the theoretically expected grating lobe suppression is compared to uniformly spaced arrays.Supported by a number of models and simulations, the thesis thus suggests various numerical and hardware design techniques, mainly the addition of tap-delay-line per subarray and some added processing overhead, that can help to construct a large partial wideband array close in wideband performance to currently existing hardware.The desire to operate large antenna arrays for e.g. RADAR applications over a wider frequency range is currently limited by the hardware, which due to weight, cost and size only permits complex multipliers behind each element. In contrast, wideband processing would have to rely on tap delay lines enabling digital filters for every element.As an intermediate step, in this thesis we consider a design where elements are grouped into subarrays, within which elements are still individually controlled by narrowband complex weights, but where each subarray output is given a tap delay line or finite impulse response digital filter for further wideband processing. Firstly, this thesis explores how a tap delay line attached to every subarray can be designed as a delay-and-sum beamformer. This filter is set to realised a fractional delay design based on a windowed sinc function. At the element level, we show that designing a narrowband beam w.r.t. a centre frequency of wideband operation is suboptimal,and suggest an optimisation technique that can yield sufficiently accurate gain over a frequency band of interest for an arbitrary look direction, which however comes at the cost of reduced aperture efficiency, as well as significantly increased sidelobes. We also suggest an adaptive method to enhance the frequency characteristic of a partial wideband array design, by utilising subarrays pointing in different directions in different frequency bands - resolved by means of a filter bank - to adaptively suppress undesired components in the beam patterns of the subarrays. Finally, the thesis proposes a novel array design approach obtained by rotational tiling of subarrays such that the overall array aperture is densely constructed from the same geometric subarray by rotation and translation only. Since the grating lobes of differently oriented subarrays do not necessarily align, an effective grating lobe attenuation w.r.t. the main beam is achieved. Based on a review of findings from geometry,a number of designs are highlight and transformed into numerical examples, and the theoretically expected grating lobe suppression is compared to uniformly spaced arrays.Supported by a number of models and simulations, the thesis thus suggests various numerical and hardware design techniques, mainly the addition of tap-delay-line per subarray and some added processing overhead, that can help to construct a large partial wideband array close in wideband performance to currently existing hardware

Acoustic Solutions for Door Station

This thesis investigates how the audio quality in a door station can be improved by using multiple microphones and implementing beamforming. The concept of beamforming is explained, and two beamforming algorithms are implemented. These are tested with different microphone configurations in both simulated and real environments. Three already implemented solutions for single microphones are also tested. The performance of different microphone configurations is analysed, and the beamforming algorithms are compared to the single microphone solutions. Finally a solution for the application is proposed