Performance evaluation of IB-DFE-based strategies for SC-FDMA systems

The aim of this paper is to propose and evaluate multi-user iterative block decision feedback equalization (IB-DFE) schemes for the uplink of single-carrier frequency-division multiple access (SC-FDMA)-based systems. It is assumed that a set of single antenna users share the same physical channel to transmit its own information to the base station, which is equipped with an antenna array. Two space-frequency multi-user IB-DFE-based processing are considered: iterative successive interference cancellation and parallel interference cancellation. In the first approach, the equalizer vectors are computed by minimizing the mean square error (MSE) of each individual user, at each subcarrier. In the second one, the equalizer matrices are obtained by minimizing the overall MSE of all users at each subcarrier. For both cases, we propose a simple yet accurate analytical approach for obtaining the performance of the discussed receivers. The proposed schemes allow an efficient user separation, with a performance close to the one given by the matched filter bound for severely time-dispersive channels, with only a few iterations

Técnicas de igualização adaptativas com estimativas imperfeitas do canal para os futuros sistemas 5G

Wireless communication networks have been continuously experiencing an exponential growth since their inception. The overwhelming demand for high data rates, support of a large number of users while mitigating disruptive interference are the constant research focus and it has led to the creation of new technologies and efficient techniques. Orthogonal frequency division multiplexing (OFDM) is the most common example of a technology that has come to the fore in this past decade as it provided a simple and generally ideal platform for wireless data transmission. It’s drawback of a rather high peak-to-average power ratio (PAPR) and sensitivity to phase noise, which in turn led to the adoption of alternative techniques, such as the single carrier systems with frequency domain equalization (SC-FDE) or the multi carrier systems with code division multiple access (MC-CDMA), but the nonlinear Frequency Domain Equalizers (FDE) have been of special note due to their improved performance. From these, the Iterative Block Decision Feedback Equalizer (IB-DFE) has proven itself especially promising due to its compatibility with space diversity, MIMO systems and CDMA schemes. However, the IB-DFE requires the system to have constant knowledge of the communication channel properties, that is, to have constantly perfect Channel State Information (CSI), which is both unrealistic and impractical to implement. In this dissertation we shall design an altered IB-DFE receiver that is able to properly detect signals from SC-FDMA based transmitters, even with constantly erroneous channel states. The results shall demonstrate that the proposed equalization scheme is robust to imperfect CSI (I-CSI) situations, since its performance is constantly close to the perfect CSI case, within just a few iterations.Redes sem fios têm crescido de maneira contínua e exponencial desde a sua incepção. A tremenda exigência para altas taxas de dados e o suporte para um elevado número de utilizadores sem aumentar a interferência disruptiva originada por estes são alguns dos focos que levaram ao desenvolvimento de técnicas de compensação e novas tecnologias. “Orthogonal frequency division multiplexing” (OFDM) é um dos exemplos de tecnologias que se destacaram nesta última década, visto ter fornecido uma plataforma para transmissão de dados sem-fio eficaz e simples. O seu maior problema é a alta “peak-to-average power ratio” (PAPR) e a sua sensibilidade a ruído de fase que deram motivo à adoção de técnicas alternativas, tais como os sistemas “single carrier” com “frequency domain equalization” (SC-FDE) ou os sistemas “multi-carrier” com “code division multiple access” (MC-CDMA), mas equalizadores não lineares no domínio de frequência têm sido alvo de especial atenção devido ao seu melhor desempenho. Destes, o “iterative block decision feedback equalizer” (IB-DFE) tem-se provado especialmente promissor devido à sua compatibilidade com técnicas de diversidade no espaço, sistemas MIMO e esquemas CDMA. No entanto, IB-DFE requer que o sistema tenha constante conhecimento das propriedades dos canais usados, ou seja, necessita de ter perfeito “channel state information” (CSI) constantemente, o que é tanto irrealista como impossível de implementar. Nesta dissertação iremos projetar um recetor IB-DFE alterado de forma a conseguir detetar sinais dum transmissor baseado em tecnologia SC-FDMA, mesmo com a informação de estado de canal errada. Os resultados irão então demonstrar que o novo esquema de equalização proposto é robusto para situações de CSI imperfeito (I-CSI), visto que o seu desempenho se mantém próximo dos valores esperados para CSI perfeito, em apenas algumas iterações.Mestrado em Engenharia Eletrónica e Telecomunicaçõe

Simultaneous Wireless Information and Power Transfer in 5G communication

Green communication technology is expected to be widely adopted in future generation networks to improve energy efficiency and reliability of wireless communication network. Among the green communication technologies,simultaneous wireless information and power transfer (SWIPT) is adopted for its flexible energy harvesting technology through the radio frequency (RF) signa lthati sused for information transmission. Even though existing SWIPT techniques are flexible and adoptable for the wireless communication networks, the power and time resources of the signal need to be shared between infor- mation transmission and RF energy harvesting, and this compromises the quality of the signal. Therefore,SWIP Ttechniques need to be designed to allow an efficient resource allocation for communication and energy harvesting. The goal oft his thesisis to design SWIP Ttechniques that allow efficient,reliable and secure joint communications and power transference. A problem associated to SWIPT techniques combined with multi carrier signals is that the increased power requirements inherent to energy harvesting purposes can exacerbate nonlinear distortion effects at the transmitter. Therefore, we evaluate nonlinear distortion and present feasible solutions to mitigate the impact of nonlinear distortion effects on the performance.Another goal of the thesisis to take advantage of the energy harvesting signals in SWIP Ttechniques for channel estimation and security purposes.Theperformance of these SWIPT techniques is evaluated analytically, and those results are validated by simulations. It is shownthatthe proposed SWIPT schemes can have excellent performance, out performing conventional SWIPT schemes.Espera-se que aschamadas tecnologiasde green communications sejam amplamente ado- tadas em futuras redes de comunicação sem fios para melhorar a sua eficiência energética a fiabilidade.Entre estas,encontram-se as tecnologias SWIPT (Simultaneous Wireless Information and Power Transference), nas quais um sinal radio é usado para transferir simultaneamente potência e informações.Embora as técnicas SWIPT existentes sejam fle- xíveis e adequadas para as redes de comunicações sem fios, os recursos de energia e tempo do sinal precisam ser compartilhados entre a transmissão de informações e de energia, o que pode comprometer a qualidade do sinal. Deste modo,as técnicas SWIPT precisam ser projetadas para permitir uma alocação eficiente de recursos para comunicação e recolha de energia. O objetivo desta tese é desenvolver técnicas SWIPT que permitam transferência de energia e comunicações eficientes,fiáveis e seguras.Um problema associado às técnicas SWIPT combinadas com sinais multi-portadora são as dificuldades de amplificação ine- rentes à combinação de sinais de transmissão de energia com sinais de transferência de dados, que podem exacerbar os efeitos de distorção não-linear nos sinais transmitidos. Deste modo, um dos objectivos desta tese é avaliar o impacto da distorção não-linear em sinais SWIPT, e apresentar soluções viáveis para mitigar os efeitos da distorção não-linear no desempenho da transmissão de dados.Outro objetivo da tese é aproveitar as vantagens dos sinais de transferência de energia em técnicas SWIPT para efeitos de estimação de canal e segurança na comunicação.Os desempenhos dessas técnicas SWIPT são avaliados analiticamente,sendo os respectivos resultados validados por simulações.É mostrado que os esquemas SWIPT propostos podem ter excelente desempenho, superando esquemas SWIPT convencionais

Secure information transmission with self jamming SWIPT

Grant No. 19-37-50083\19This article is focused on implementing simultaneous wireless information and power transmission as a physical layer security measure by using artificial noise. A series of high energy precoded symbols is simultaneously transmitted along with the information symbols over a Rayleigh frequency selective fading channel. The high energy precoded symbols act as an artificial noise for the eavesdroppers. The energy symbols are precoded on the basis of a legitimate user’s channel matrix to form a null space vector, which eliminates the interference of energy symbols at the information symbol receiver antennas, while allowing the rectenna to harvest energy from the superimposed information and energy symbols. We analyze the secrecy rate and error rate performance at the receiver under different circumstances, and we show that the performance of the legitimate user can be improved by using the iterative block decision feedback equalization method at the receiver.publishersversionpublishe

Pré-codificação e equalização para sistemas SC-FDMA heterogéneos

Mestrado em Engenharia Electrónica e TelecomunicaçõesMobile traffic in cellular networks is increasing exponentially. Small-cells are considered as a key solution to meet these requirements. Under the same spectrum the small-cells and the associated macro-cell (forming the so called heterogeneous systems) must cooperate so that one system can adapt to the other. If no cooperation is considered then the small-cells will generate harmful interference at the macro-cell. Interference alignment (IA) is a precoding technique that is able to achieve the maximum degrees of freedom of the interference channel, and can efficiently deal with inter-systems interference. Single carrier frequency division multiple access (SC-FDMA) is a promising solution technique for high data rate uplink communications in future cellular systems. Conventional linear equalizers are not efficient to remove the residual inter-carrier interference of the SC-FDMA systems. For this reason, there has been significant interest in the design of nonlinear frequency domain equalizers in general and decision feedback equalizers in particular, with the iterative block decision feedback equalizer (IB-DFE) being the most promising nonlinear equalizer. In this dissertation we propose and evaluate joint interference alignment precoding at the small cell user terminals with iterative non-linear frequency domain equalizer at the receivers (macro base station and central unit) for SC-FDMA based heterogeneous networks. The small-cell precoders are designed by enforcing that all generated interference at the macro-cell is aligned in an orthogonal subspace to the macro-cell received signal subspace. This enforces that no performance degradation is observed at the macro cell. Then, we design an iterative nonlinear frequency domain equalizer at the macro-cell receiver that is able to recover the macro-cell spatial streams, in the presence of both small-cell and inter-carrier interferences. The results show that the proposed transmitter and receiver structures are robust to the inter-system interferences and at the same time are able to efficient separate the macro and small cells spatial streams.O trafego móvel nas redes celulares tem aumentado exponencialmente. As pico- células são consideradas como a solução chave para cumprir estes requisitos. Dentro do mesmo espectro, as pico-células e as macro-células (formando os chamados sistemas heterogéneos) precisam de colaborar de modo a que um sistema possa adaptar-se ao outro. Se não for considerada a cooperação, então as pico-células irão gerar interferência prejudicial na macro-célula. Interference alignment (IA) é uma técnica de précodificação que é capaz de atingir o grau máximo de liberdade do canal de interferência, e consegue lidar eficazmente com interferência entre sistemas. Single carrier frequency division multiple access (SC-FDMA) é uma solução técnica promissora para transmissão de dados em uplink, para sistemas celulares futuros. Equalizadores lineares convencionais não são eficientes a remover a interferência residual entre portadoras dos sistemas SC-FDMA. Por este motivo, tem havido interesse significativo no desenho de equalizadores não lineares no domínio da frequência em geral e em equalizadores baseados em decisão por feedback em particular, tendo o iterative block decision feedback equalizer (IB-DFE) como o equalizador não linear mais promissor. Nesta dissertação propomos e avaliamos précodificação de alinhamento de interferência nos terminais das pico-células em conjunto com equalizadores não lineares no domínio da frequência nos recetores (estação base da macro-célula e unidade central de processamento) para redes heterogéneas baseadas em SC-FDMA. Os précodificadores das pico-células são desenhados de maneira a obrigar a que toda a interferência gerada na macro-célula esteja alinhada num subespaço ortogonal em relação ao subespaço do sinal recebido na macro- célula. Isto obriga a que não seja observada degradação de desempenho na macro-célula. Em seguida, desenhamos um equalizador não linear no domínio da frequência no recetor da macro-célula capaz de recuperar os fluxos de dados da macro-célula, na presença de interferência tanto entre portadoras como das pico-células. Os resultados mostram que as estruturas de transmissão e receção propostas são robustas contra a interferência entre sistemas e ao mesmo tempo capaz de separar eficientemente os dados da macro e das pico células

Esquemas de pré-codificação IA com IB-DFE para sistemas MC-CDMA

Mestrado em Engenharia Eletrónica e TelecomunicaçõesTo achieve high bit rates, needed to meet the quality of service requirements of future multimedia applications, multi-carrier code division multiple access (MC-CDMA) has been considered as a candidate air-interface. Interference alignment (IA) is a promising technique that allows high capacity gains in interfering channels. On the other hand, iterative block decision feedback equalization (IB-DFE) based receivers can efficiently exploit the inherent space-frequency diversity of the MIMO MC-CDMA systems. In this thesis we proposed an IA precoding at the transmitter with IB-DFE based processing at the receiver for MC-CDMA systems. The IA precoding is applied at chip level instead of the data symbols level, as in the conventional IA based systems. The receiver is designed in two steps: first the equalizers based on zero forcing (ZF) or minimum mean square error (MMSE) are used to remove the aligned users´ interference. Then and after a whitening noise process, an IB-DFE based equalizer is designed to remove both the residual inter-user aligned and inter-carrier interferences. The results have shown that the obtained performance is very close to the one obtained by the optimal matched filter, with few iterations at the receiver side.Para atingir maiores ritmos de transmissão, as futures aplicações multimédia necessitam de atingir a qualidade de serviço necessária. Para isso, o multi-carrier code division multiple access (MC-CDMA) tem sido apontado como um forte candidato para interface ar dos futuros sistemas celulares. O Interference Alignment (IA) ou alinhamento de interferência é uma técnica promissora que permite ter altos ganhos de capacidade em canais com interferência. Por outro lado, temos receptores baseados no conceito iterative block decision feedback equalization(IB-DFE) que conseguem tirar partido, de uma forma eficiente, da inerente diversidade espaço-frequência dos sistemas MIMO MC-CDMA. Nesta dissertação é implementada uma pré-codificação baseada no conceito de IA considerando três transmissores (ou estações base) juntamente, com um processamento IB-DFE no receptor para sistemas MC-CDMA.A pré-codificação é aplicada ao nível de chip em vez de ser aplicado ao nível dos dados. O receptor é projectado em dois passos: em primeiro lugar equalizadores baseados em ZF ou em MMSE são utilizados para remover a interferência alinhada dos restantes utilizadores. De seguida, e após aplicar um processo de branqueamento do ruído ao sinal à saída do primeiro equalizador, um segundo equalizador baseado em IB-DFE é projectado para remover a interferência inter-utilizador residual e também a interferência residual entre portadoras. Os resultados obtidos mostraram-se satisfatórios na remoção da interferência obtendo-se um desempenho muito próximo do obtido considerando um filtro adaptado

Protocol for Extreme Low Latency M2M Communication Networks

As technology evolves, more Machine to Machine (M2M) deployments and mission critical services are expected to grow massively, generating new and diverse forms of data traffic, posing unprecedented challenges in requirements such as delay, reliability, energy consumption and scalability. This new paradigm vindicates a new set of stringent requirements that the current mobile networks do not support. A new generation of mobile networks is needed to attend to this innovative services and requirements - the The fifth generation of mobile networks (5G) networks. Specifically, achieving ultra-reliable low latency communication for machine to machine networks represents a major challenge, that requires a new approach to the design of the Physical (PHY) and Medium Access Control (MAC) layer to provide these novel services and handle the new heterogeneous environment in 5G. The current LTE Advanced (LTE-A) radio access network orthogonality and synchronization requirements are obstacles for this new 5G architecture, since devices in M2M generate bursty and sporadic traffic, and therefore should not be obliged to follow the synchronization of the LTE-A PHY layer. A non-orthogonal access scheme is required, that enables asynchronous access and that does not degrade the spectrum. This dissertation addresses the requirements of URLLC M2M traffic at the MAC layer. It proposes an extension of the M2M H-NDMA protocol for a multi base station scenario and a power control scheme to adapt the protocol to the requirements of URLLC. The system and power control schemes performance and the introduction of more base stations are analyzed in a system level simulator developed in MATLAB, which implements the MAC protocol and applies the power control algorithm. Results showed that with the increase in the number of base stations, delay can be significantly reduced and the protocol supports more devices without compromising delay or reliability bounds for Ultra-Reliable and Low Latency Communication (URLLC), while also increasing the throughput. The extension of the protocol will enable the study of different power control algorithms for more complex scenarios and access schemes that combine asynchronous and synchronous access

Hybrid multi-user equalizer for massive MIMO millimeter-wave dynamic subconnected architecture

This paper proposes a hybrid multi-user equalizer for the uplink of broadband millimeterwave massive multiple input/multiple output (MIMO) systems with dynamic subarray antennas. Hybrid subconnected architectures are more suitable for practical applications since the number of required phase shifters is lower than in fully connected architectures. We consider a set of only analog precoded users transmitting to a base station and sharing the same radio resources. At the receiver end, the hybrid multi-user equalizer is designed by minimizing the sum of the mean square error (MSE) of all subcarriers, considering a two-step approach. In the first step, the digital part is iteratively computed as a function of the analog part. It is considered that the digital equalizers are computed on a per subcarrier basis, while the analog equalizer is constant over the subcarriers and the digital iterations due to hardware constraints. In the second step, the analog equalizer with dynamic antenna mapping is derived to connect the best set of antennas to each radio frequency (RF) chain. For each subset of antennas, one antenna and a quantized phase shifter are selected at a time, taking into account all previously selected antennas. The results show that the proposed hybrid dynamic two-step equalizer achieves a performance close to the fully connected counterpart, although it is less complex in terms of hardware and signal processing requirements.publishe

Técnicas de equalização e pré-codificação para sistemas MC-CDMA

Mestrado em Engenharia Eletrónica e TelecomunicaçõesO número de dispositivos com ligações e aplicações sem fios está a aumentar exponencialmente, causando problemas de interferência e diminuindo a capacidade do sistema. Isto desencadeou uma procura por uma eficiência espectral superior e, consequentemente, tornou-se necessário desenvolver novas arquitecturas celulares que suportem estas novas exigências. Coordenação ou cooperação multicelular é uma arquitectura promissora para sistemas celulares sem fios. Esta ajuda a mitigar a interferência entre células, melhorando a equidade e a capacidade do sistema. É, portanto, uma arquitectura já em estudo ao abrigo da tecnologia LTE-Advanced sob o conceito de coordenação multiponto (CoMP). Nesta dissertação, considerámos um sistema coordenado MC-CDMA com pré-codificação e equalização iterativas. Uma das técnicas mais eficientes de pré-codificação é o alinhamento de interferências (IA). Este é um conceito relativamente novo que permite aumentar a capacidade do sistema em canais de elevada interferência. Sabe-se que, para os sistemas MC-CDMA, os equalizadores lineares convencionais não são os mais eficientes, devido à interferência residual entre portadoras (ICI). No entanto, a equalização iterativa no domínio da frequência (FDE) foi identificada como sendo uma das técnicas mais eficientes para lidar com ICI e explorar a diversidade oferecida pelos sistemas MIMO MC-CDMA. Esta técnica é baseada no conceito Iterative Block Decision Feedback Equalization (IB-DFE). Nesta dissertação, é proposto um sistema MC-CDMA que une a pré-codificação iterativa do alinhamento de interferências no transmissor ao equalizador baseado no IB-DFE, com cancelamento sucessivo de interferências (SIC) no receptor. Este é construído por dois blocos: um filtro linear, que mitiga a interferência inter-utilizador, seguido por um bloco iterativo no domínio da frequência, que separa eficientemente os fluxos de dados espaciais na presença de interferência residual inter-utilizador alinhada. Este esquema permite atingir o número máximo de graus de liberdade e permite simultaneamente um ganho óptimo de diversidade espacial. O desempenho deste esquema está perto do filtro adaptado- Matched Filter Bound (MFB).The number of devices with wireless connections and applications is increasing exponentially, causing interference problems and reducing the system’s capacity gain. This initiated a search for a higher spectral efficiency and therefore it became necessary to develop new cellular architectures that support these new requirements. Multicell cooperation or coordination is a promising architecture for cellular wireless systems to mitigate intercell interference, improving system fairness and increasing capacity, and thus is already under study in LTE-Advanced under the coordinated multipoint (CoMP) concept. In this thesis, efficient iterative precoding and equalization is considered for coordinated MC-CDMA based systems. One of the most efficient precoding techniques is interference alignment (IA), which is a relatively new concept that allows high capacity gains in interfering channels. It is well known that for MC-CDMA systems standard linear equalizers are not the most efficient due to residual inter carrier interference (ICI). However, iterative frequency-domain equalization (FDE) has been identified as one of the most efficient technique to deal with ICI and exploit the inherent space-frequency diversity of the MIMO MC-CDMA systems, namely the one based on Iterative Block Decision Feedback Equalization (IB-DFE) concept. In this thesis, it is proposed a MC-CDMA system that joins iterative IA precoding at the transmitter with IB-DFE successive interference cancellation (SIC) based receiver structure. The receiver is implemented in two steps: a linear filter, which mitigates the inter-user aligned interference, followed by an iterative frequency-domain receiver, which efficiently separates the spatial streams in the presence of residual inter-user aligned interference. This scheme provides the maximum degrees of freedom (DoF) and allows almost the optimum space-diversity gain. The scheme performance is close to the matched filter bound (MFB)

Time diversity solutions to cope with lost packets

A dissertation submitted to Departamento de Engenharia Electrotécnica of Faculdade de Ciências e Tecnologia of Universidade Nova de Lisboa in partial fulfilment of the requirements for the degree of Doctor of Philosophy in Engenharia Electrotécnica e de ComputadoresModern broadband wireless systems require high throughputs and can also have very high Quality-of-Service (QoS) requirements, namely small error rates and short delays. A high spectral efficiency is needed to meet these requirements. Lost packets, either due to errors or collisions, are usually discarded and need to be retransmitted, leading to performance degradation. An alternative to simple retransmission that can improve both power and spectral efficiency is to combine the signals associated to different transmission attempts. This thesis analyses two time diversity approaches to cope with lost packets that are relatively similar at physical layer but handle different packet loss causes. The first is a lowcomplexity Diversity-Combining (DC) Automatic Repeat reQuest (ARQ) scheme employed in a Time Division Multiple Access (TDMA) architecture, adapted for channels dedicated to a single user. The second is a Network-assisted Diversity Multiple Access (NDMA) scheme, which is a multi-packet detection approach able to separate multiple mobile terminals transmitting simultaneously in one slot using temporal diversity. This thesis combines these techniques with Single Carrier with Frequency Division Equalizer (SC-FDE) systems, which are widely recognized as the best candidates for the uplink of future broadband wireless systems. It proposes a new NDMA scheme capable of handling more Mobile Terminals (MTs) than the user separation capacity of the receiver. This thesis also proposes a set of analytical tools that can be used to analyse and optimize the use of these two systems. These tools are then employed to compare both approaches in terms of error rate, throughput and delay performances, and taking the implementation complexity into consideration. Finally, it is shown that both approaches represent viable solutions for future broadband wireless communications complementing each other.Fundação para a Ciência e Tecnologia - PhD grant(SFRH/BD/41515/2007); CTS multi-annual funding project PEst-OE/EEI/UI0066/2011, IT pluri-annual funding project PEst-OE/EEI/LA0008/2011, U-BOAT project PTDC/EEATEL/ 67066/2006, MPSat project PTDC/EEA-TEL/099074/2008 and OPPORTUNISTICCR project PTDC/EEA-TEL/115981/200