Two-path succesive relaying schemes in the presence of inter-relay interference

Relaying is a promising technique to improve wireless network performance. A conventional relay transmits and receives signals in two orthogonal channels due to half duplex constraint of wireless network. This results in inefficient use of spectral resources. Two-Path Successive Relaying (TPSR) has been proposed to recover loss in spectral efficiency. However, the performance of TPSR is degraded by Inter-Relay Interference (IRI). This thesis investigates the performance of TPSR affected by IRI and proposes several schemes to improve relaying reliability, throughput and secrecy. Simulations revealed that the existing TPSR could perform worse than the conventional Half Duplex Relaying (HDR) scheme. Opportunistic TPSR schemes are proposed to improve the capacity performance. Several relay pair selection criteria are developed to ensure the selection of the best performing relay pair. Adaptive schemes which dynamically switch between TPSR and conventional HDR are proposed to further improve the performance. Simulation and analytical results show that the proposed schemes can achieve up to 45% ergodic capacity improvement and lower outage probability compared to baseline schemes, while achieving the maximum diversity and multiplexing tradeoff of the multi-input single-output channel. In addition, this thesis proposes secrecy TPSR schemes to protect secrecy of wireless transmission from eavesdropper. The use of two relays in the proposed schemes deliver more robust secrecy transmission while the use of scheduled jamming signals improves secrecy rate. Simulation and analytical results reveal that the proposed schemes can achieve up to 62% ergodic secrecy capacity improvement and quadratically lower intercept and secrecy outage probabilities if compared to existing schemes. Overall, this thesis demonstrates that the proposed TPSR schemes are able to deliver performance improvement in terms of throughput, reliability and secrecy in the presence of IRI

Esquemas de retransmissão baseados no protocolo decodifica-e-encaminha em redes cognitivas do tipo underlay

Orientador: José Cândido Silveira Santos FilhoTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: O conceito de compartilhamento de espectro do tipo underlay tem sido proposto como uma técnica promissora para contornar o problema da escassez e da subutilização do espectro, permitindo que usuários não licenciados, chamados de usuários secundários, possam acessar simultaneamente uma banda licenciada, alocada aos usuários primários, desde que o nível de interferência sobre os mesmos seja mantido abaixo de um dado limiar aceitável. Entretanto, isso implica que a potência de transmissão na rede secundária deve ser restringida, comprometendo assim a confiabilidade e a cobertura da comunicação. A fim de contornar esse problema, técnicas de retransmissão cooperativa, as quais proveem um novo tipo de diversidade espacial, podem ser exploradas como um meio eficaz para melhorar o desempenho da rede secundária. De fato, a utilização conjunta de ambas as técnicas ¿ compartilhamento de espectro do tipo underlay e retransmissão cooperativa ¿ em redes cooperativas e cognitivas tem recebido especial atenção, já que a eficiência espectral do sistema e o desempenho da rede secundária podem ser melhorados significativamente. Esta tese apresenta quatro contribuições principais na referida área. Em particular, estuda-se o efeito conjunto de duas restrições de potência importantes sobre o desempenho de outage de redes cooperativas e cognitivas, especificamente, o nível máximo de potência interferente tolerada pelo receptor primário e o valor máximo de potência transmitida nos usuários secundários. Foca-se em esquemas de retransmissão baseados no protocolo decodifica-e-encaminha, abordando cenários em que o enlace direto entre fonte e destino está disponível para transmitir informação útil. Como uma primeira contribuição, analisa-se o desempenho de dois esquemas baseados no protocolo de retransmissão half-duplex incremental, os quais exploram a diversidade espacial dos enlaces diretos em redes cooperativas e cognitivas multiusuário. A segunda contribuição investiga o impacto de estimativas desatualizadas do canal sobre o mecanismo de seleção de destino para um desses esquemas anteriores, focando-se apenas no aspecto cooperativo da rede, ou seja, desconsiderando-se o uso de compartilhamento espectral. A terceira contribuição estuda o desempenho de redes cooperativas e cognitivas baseadas no modo full-duplex. Para esse cenário, avalia-se o impacto tanto da autointerferência residual, que é inerente ao modo full-duplex, bem como das restrições de potência que caracterizam o compartilhamento de espectro do tipo underlay. Como contribuição final, motivada pelo compromisso entre a perda de eficiência espectral e o problema da autointerferência residual, próprios dos modos half-duplex e full-duplex, respectivamente, propõe-se e analisa-se um esquema de transmissão adaptativo para redes cooperativas e cognitivas, através do qual, antes de cada processo de comunicação, um dos seguintes modos de transmissão é selecionado: retransmissão half-duplex, retransmissão full-duplex ou transmissão direta. Para todos os cenários considerados, expressões analíticas exatas para a probabilidade de outage são obtidas. Adicionalmente, uma análise assintótica é realizada a fim de caracterizar a ordem de diversidade e o comportamento de outage da rede secundária no regime assintótico de alta relação sinal-ruído. Simulações de Monte Carlo validam os resultados analíticos apresentadosAbstract: Underlay spectrum sharing has been proposed as a promising technique to alleviate the problem of spectrum scarcity and underutilization, by enabling secondary (unlicensed) users to concurrently access a licensed band, provided that the resulting interference on the primary (licensed) users remains below a given acceptable level. However, such a technique implies that the transmit power at the secondary network must be constrained, thereby compromising the communication reliability and coverage. To counteract this, cooperative relaying techniques, which provide a new form of spatial diversity, can be exploited as an effective means to boost the performance of the secondary network. Indeed, the joint use of both techniques¿underlay spectrum sharing and cooperative relaying¿in cognitive relaying networks has drawn special attention, since the overall spectral efficiency and the secondary-network performance can be significantly improved. This dissertation comprises four main contributions in this field. In particular, we examine the combined effect of two crucial power constraints on the outage performance of cognitive relaying networks, namely, the maximum tolerable interference power at the primary receiver and the maximum transmit power at the secondary users. We focus on relaying schemes operating under the decode-and-forward protocol, for scenarios in which the direct link between source and destination is available to convey useful information. As a first contribution, we analyze the performance of two incremental half-duplex relaying schemes, which exploit the spatial diversity of the direct links in a multiuser scenario. Our second contribution investigates the impact of outdated channel estimates on the destination-scheduling mechanism of one of those incremental schemes, from the perspective of a cooperative network only, that is, in the absence of spectrum sharing. The third contribution addresses cognitive full-duplex relaying networks. More specifically, we assess the system performance as a function of both the residual self-interference, which is inherent to the full-duplex relaying mode, and the underlay spectrum-sharing power constraints. As a final contribution, driven by the tradeoff between the spectral-efficiency loss and the residual self-interference problem, intrinsic to the half- and full-duplex relaying modes, respectively, we propose and analyze an adaptive transmission scheme whereby, before each communication process, one out of the following transmission modes is selected: half-duplex relaying, full-duplex relaying, or direct transmission. For all the considered scenarios, exact analytical expressions for the outage probability are derived. In addition, an asymptotic analysis is performed to obtain further insights on the diversity order and outage behavior of the secondary network at the high signal-to-noise ratio regime. Monte Carlo simulations corroborate the accuracy of the presented mathematical analysisDoutoradoTelecomunicações e TelemáticaDoutor em Engenharia ElétricaCAPE

Design and Performance Analysis of Efficient Cooperative Wireless Communication Systems

Cooperative communication has recently become a key technology for modern wireless networks such as 3GPP long-term evolution and WiMAX, because in such networks the transmission rate, the communication reliability, and coverage problems could be improved in a cost-effective manner. This, however, faces many design challenges. First, cooperative transmission typically involves a relaying phase which requires extra resources. This may cause a reduction in the spectral efficiency. Second, extra control signaling increases the complexity of operation, which may limit practical implementation. In addition, a wireless channel is time-varying, mainly due to the multipath propagation. As a result, a careful design of efficient cooperative communication systems is required, not only to enhance the spectral efficiency and maintain the quality-of-service (QoS), but also to be practical. In this dissertation, we aim to address the challenges imposed by cooperative communication and wireless transmission, and design the efficient and distributed systems which can be practically implemented in existing wireless systems. The research work is divided into two main topics: 1) adaptive cooperative wireless systems with variable-rate transmission, and 2) cooperative wireless systems with a power consumption constraint. The first topic investigates how the spectral efficiency of cooperative wireless communication systems can be improved while maintaining the QoS in terms of bit error rate and outage probability. The spectral efficiency enhancement is achieved by using three techniques: adaptivity over the relay node (i.e., relay node is active or not), adaptivity over the modulation mode, and relay selection. Based on that, we propose several adaptive cooperative schemes for both the decode-and-forward (DF) and amplify-and-forward (AF) protocols. To evaluate these schemes, we provide performance analysis in terms of average spectral efficiency, average bit error rate (ABER), and outage probability over Rayleigh fading channels. We start with the single-relay cooperative system using DF protocol, in which two adaptive cooperative schemes with variable-rate transmission are proposed. The first scheme, called the minimum error rate scheme (MERS), aims to exploit the transmit diversity to improve the bit error rate. By trading the multiplexing gain against the diversity gain, we propose the second scheme, called the maximum spectral efficiency scheme (MSES), in which cooperative transmission is avoided whenever it is not beneficial. The MERS improves the ABER significantly and achieves equal or better average spectral efficiency compared to the fixed (i.e., non-adaptive) relaying scheme. In contrast, the MSES provides the best average spectral efficiency due to its ability to not only adapt to the channel variation but also to switch between cooperative and non-cooperative transmissions. To further increase the spectral efficiency, we then propose the third scheme, called variable-rate based relay selection (VRRS) scheme, in which a relay node is selected from among the available relay nodes, based on a predefined criterion. Furthermore, we propose two AF adaptive cooperative schemes, mainly to enhance the spectral efficiency. In the first scheme, we introduce a generalized switching policy (GSP) for a single-relay cooperative wireless system that exploits the variable-rate transmission and useful cooperative regions. The second scheme, called the AF efficient relay selection (AFERS) scheme, extends the GSP to also consider the relay selection technique. Analytical and simulation results verify that the AFERS scheme not only outperforms conventional direct transmission in terms of the average spectral efficiency, but also the AF fixed relaying and the outage-based AF adaptive cooperative scheme. The second topic investigates the fair power consumption of the relay nodes for AF cooperative wireless communication systems. The fairness is defined as to achieve equal power consumption over the relay nodes. We focus on how the relay selection process can be controlled in a distributed manner so that the power consumption of the relay nodes can be included in relay selection. We first introduce a simple closed-form expression for the weight coefficient used in order to achieve the considered fairness that depends only on the local average channel conditions of the relay path. We then derive closed-form expressions of the weighted outage probability and ABER and show that our proposed strategy not only has less complexity than the conventional centralized one but also provides better accuracy in distributing the total consumed power equally among the relay nodes without affecting the performance

Power Allocation and Cooperative Diversity in Two-Way Non-Regenerative Cognitive Radio Networks

In this paper, we investigate the performance of a dual-hop block fading cognitive radio network with underlay spectrum sharing over independent but not necessarily identically distributed (i.n.i.d.) Nakagami-$m$ fading channels. The primary network consists of a source and a destination. Depending on whether the secondary network which consists of two source nodes have a single relay for cooperation or multiple relays thereby employs opportunistic relay selection for cooperation and whether the two source nodes suffer from the primary users' (PU) interference, two cases are considered in this paper, which are referred to as Scenario (a) and Scenario (b), respectively. For the considered underlay spectrum sharing, the transmit power constraint of the proposed system is adjusted by interference limit on the primary network and the interference imposed by primary user (PU). The developed new analysis obtains new analytical results for the outage capacity (OC) and average symbol error probability (ASEP). In particular, for Scenario (a), tight lower bounds on the OC and ASEP of the secondary network are derived in closed-form. In addition, a closed from expression for the end-to-end OC of Scenario (a) is achieved. With regards to Scenario (b), a tight lower bound on the OC of the secondary network is derived in closed-form. All analytical results are corroborated using Monte Carlo simulation method

Wireless transmission protocols using relays for broadcast and information exchange channels

Relays have been used to overcome existing network performance bottlenecks in meeting the growing demand for large bandwidth and high quality of service (QoS) in wireless networks. This thesis proposes several wireless transmission protocols using relays in practical multi-user broadcast and information exchange channels. The main theme is to demonstrate that efficient use of relays provides an additional dimension to improve reliability, throughput, power efficiency and secrecy. First, a spectrally efficient cooperative transmission protocol is proposed for the multiple-input and singleoutput (MISO) broadcast channel to improve the reliability of wireless transmission. The proposed protocol mitigates co-channel interference and provides another dimension to improve the diversity gain. Analytical and simulation results show that outage probability and the diversity and multiplexing tradeoff of the proposed cooperative protocol outperforms the non-cooperative scheme. Second, a two-way relaying protocol is proposed for the multi-pair, two-way relaying channel to improve the throughput and reliability. The proposed protocol enables both the users and the relay to participate in interference cancellation. Several beamforming schemes are proposed for the multi-antenna relay. Analytical and simulation results reveal that the proposed protocol delivers significant improvements in ergodic capacity, outage probability and the diversity and multiplexing tradeoff if compared to existing schemes. Third, a joint beamforming and power management scheme is proposed for multiple-input and multiple-output (MIMO) two-way relaying channel to improve the sum-rate. Network power allocation and power control optimisation problems are formulated and solved using convex optimisation techniques. Simulation results verify that the proposed scheme delivers better sum-rate or consumes lower power when compared to existing schemes. Fourth, two-way secrecy schemes which combine one-time pad and wiretap coding are proposed for the scalar broadcast channel to improve secrecy rate. The proposed schemes utilise the channel reciprocity and employ relays to forward secret messages. Analytical and simulation results reveal that the proposed schemes are able to achieve positive secrecy rates even when the number of users is large. All of these new wireless transmission protocols help to realise better throughput, reliability, power efficiency and secrecy for wireless broadcast and information exchange channels through the efficient use of relays