Silicon Photonics for All-Optical Processing and High-Bandwidth-Density Interconnects

Silicon photonics has emerged in recent years as one of the leading technologies poised to enable penetration of optical communications deeper and more intimately into computing systems than ever before. The integration potential of power efficient WDM links at the first level package or even deeper has been a strong driver for the rapid development this field has seen in recent years. The integration of photonic communication modules with very high bandwidth densities and virtually no bandwidth-distance limitations at the short reach regime of high performance computers and data centers has the potential to alleviate many of the bandwidth bottlenecks currently faced by board, rack, and facility levels. While networks on chip for chip multiprocessors (CMP) were initially deemed the target application of silicon photonic components, it has become evident in recent years that the initial lower hanging fruit is the CMP's I/O links to memory as well as other CMPs. The first chapter of the thesis provides more detailed motivation for the integration of silicon photonic modules into compute systems and surveys some of the recent developments in the field. The second chapter then proceeds to detail a technical case study of silicon photonic microring-based WDM links' scalability and power efficiency for these chip I/O applications which could be developed in the intermediate future. The analysis, initiated originally for a workshop on optical and electrical board and rack level interconnects, looks into a detailed model of the optical power budget for such a link capturing both single-channel aspects as well as WDM-operation-related considerations which are unique for a microring physical characteristics. The holistic analysis for the full link captures the wavelength-channel-spacing dependent characteristics, provides some methodologies for device design in the WDM-operation context, and provides performance predictions based on current best-of-class silicon photonic devices. The key results of the analysis are the determination of upper bounds on the aggregate achievable communication bandwidth per link, identifying design trade-offs for bandwidth versus power efficiency, and highlighting the need for continued technological improvements in both laser as well as photodetector technologies to allow acceptable power efficiency operation of such systems.The third chapter, while continuing on the theme silicon photonic high bandwidth density links, proceeds to detail the first experimental demonstration and characterization of an on-chip spatial division multiplexing (SDM) scheme based on microrings for the multiplexing and demultiplexing functionalities. In the context of more forward looking optical network-on-chip environments, SDM-enabled WDM photonic interconnects can potentially achieve superior bandwidth densities per waveguide compared to WDM-only photonic interconnects. The microring-based implementation allows dynamic tuning of the multiplexing and demultiplexing characteristic of the system which allows operation on WDM grid as well device tuning to combat intra-channel crosstalk. The characterization focuses on the first reported power penalty measurements for on-chip silicon photonic SDM link showing minimal penalties achievable with 3 spatial modes concurrently operating on a single waveguide with 10-Gb/s data carried by each mode. The chapter also details the first demonstration of WDM combined with SDM operation with six separate wavelength-and-spatial 10-Gb/s channels with error free operation and low power penalties. The fourth, fifth, and sixth chapters shift in topic from the application of silicon photonics to communication links to the evolving use of silicon waveguides for nonlinear all-optical processing. The unique tight mode confinement in sub-micron cross-sections combined with the high response of silicon have motivated the development of four-wave mixing (FWM)-based processing silicon devices. The key feature of the silicon platform for these nonlinear processing platforms is the ability to finely and uniformly control the dispersive properties of the optical structures in a way that enables completely offsetting the material dispersion and achieve dispersion profiles required for effective parametric interaction of waves in the optical structures. Chapter four primarily introduces and motivates nonlinear processing in communication applications and focuses on recent achievements in non-silicon and silicon FWM platforms. Chapter five describes some of the author's contributions on parametric processing of high speed data in silicon nonlinear devices, with first of a kind demonstrations of wavelength conversion of 160-Gb/s optically time division multiplexed (OTDM) data as well as the wavelength-multicasting of a 320-Gb/s OTDM stream. The chapter then details a methodical characterization and demonstration of several record wavelength conversion experiments of data in silicon with 40-Gb/s data wavelength-converted across more than 100 nm with only 1.4-dB of power penalties as well as the wavelength and format conversion of 10-Gb/s data across up to 168 nm with sensitivity gains stemming from the format conversion of about 2 dB and a residual conversion penalty of only 0.1 dB, achieved by implementing an improved experimental setup. Both experiments highlight the performance uniformity of the conversion process for a wide range of probe-idler detuning settings, showcasing the silicon platform's unique broadband phase matching properties. The sixth chapter presents a slight shift in motivation for parametric processing from traditional telecom-wavelength applications to functionalities developed targeting mid-IR operation. Parametric-processing in the silicon platform at long wavelengths holds large potential for performance improvements due to the elimination of two-photon absorption in silicon at long wavelengths as well as silicon's dispersion engineering capabilities which uniquely position the silicon platform for effective phase matching of significantly wavelength detuned waves. Four-wave mixing signal generation and reception at mid-IR wavelengths are attractive candidates for tunable flexible operation with modulation and detection speeds which are currently only available at telecom wavelengths. With this vision in mind, several contributions detailing extension of FWM functionalities in silicon to operate at wavelengths close to 2 μm with performance equivalent to much smaller detuning setting measurements. The contributions detail the experimental demonstration of the first silicon optical processing functionalities achieved at such long wavelengths including the wavelength conversion and unicast of 10-Gb/s signals with up to 700 nm of probe-idler detuning, the combined two-stage 10-Gb/s FWM-link in which both data generation and detection at 1900 nm is facilitated by parametric processing in silicon with only 2.1-dB overall penalty, the first ever 40-Gb/s receiver at 1900 nm based on a FWM stage for simultaneous temporal demultiplexing and wavelength conversion, and lastly, the demonstration of a 40-Gb/s FWM-link operation with only 3.6 dB of penalty. The chapter concludes with a short discussion on possible extensions to enable silicon parametric processing at even longer wavelengths targeting the mid-IR spectral transmission window of 3-5 μm

Kerr Solitons and Brillouin Lasers in Optical Microresonators

Optical resonators are capable of storing electromagnetic energies in the visible and infrared band. The light intensity is greatly enhanced within the resonator, which makes them suitable as a platform for nonlinear optics studies. Here, using silica microresonators as platforms, we explore the fundamental nonlinear dynamics of light induced by Kerr nonlinearity and Brillouin scattering. The first half of the thesis analyzes optical solitons as a result of Kerr nonlinearity, including its universal scaling, its dynamics in the presence of laser feedback, the analytical properties of its relativistic counterpart, as well as its applications as a wavelength reference. The second half of the thesis focuses on stimulated Brillouin lasers and their linewidth performance, demonstrating new performance levels of the Brillouin laser and two correction factors to its linewidth that have been established for semiconductor lasers.</p

Hybrid integration towards single-chip Brillouin devices

On-chip RF signal processing and generation via the stimulated Brillouin scattering (SBS) process have become significant research topics in the past few years due to their unmatched capabilities. Having access to gigahertz repetition rates can enable applications such as RF filters, true time delay (TTD), optoelectronic oscillator (OEO), and optical frequency comb (OFC). Chalcogenide glass, and in particularly Arsenic Trisulfide, has become a popular optical material due to its high optical nonlinearity, near ideal acoustic properties for SBS applications. However, monolithic integration cannot be realised using chalcogenide glass due to its high propagation loss, fibre-to-chip coupling loss, and facet reflection. In this thesis, a hybrid waveguide solution will be proposed by leveraging the vertical taper technology via shadow mask deposition. By overlaying the Brillouin active waveguide on a low loss versatile germanosilicate platform, a variety of linear functionalities such as ring resonators, Bragg gratings and tolerant couplers can be incorporated in a fully integrated Brillouin based device. The optimisation process for flame hydrolysis deposition of the 3% index contrast germanosilicate and its facet machining have been rigorously studied in this work. This has led to an experimental propagation loss and fibre-to-chip coupling loss of <0.1 dB/cm and 0.2 dB/facet when coupled with a Nufern UHNA-3 fibre. Further, whilst the 0.7 nm/W Brillouin gain coefficient obtained in the proposed hybrid arsenic trisulfide - germanosilicate waveguide is identical to the previous monolithic arsenic trisulfide counterpart, the hybrid structure offers an extra 20 dB reduction in the pump back reflection, making it so suitable to be implemented in the backward SBS applications

Optical Communication

Optical communication is very much useful in telecommunication systems, data processing and networking. It consists of a transmitter that encodes a message into an optical signal, a channel that carries the signal to its desired destination, and a receiver that reproduces the message from the received optical signal. It presents up to date results on communication systems, along with the explanations of their relevance, from leading researchers in this field. The chapters cover general concepts of optical communication, components, systems, networks, signal processing and MIMO systems. In recent years, optical components and other enhanced signal processing functions are also considered in depth for optical communications systems. The researcher has also concentrated on optical devices, networking, signal processing, and MIMO systems and other enhanced functions for optical communication. This book is targeted at research, development and design engineers from the teams in manufacturing industry, academia and telecommunication industries

Optoelectronics – Devices and Applications

Optoelectronics - Devices and Applications is the second part of an edited anthology on the multifaced areas of optoelectronics by a selected group of authors including promising novices to experts in the field. Photonics and optoelectronics are making an impact multiple times as the semiconductor revolution made on the quality of our life. In telecommunication, entertainment devices, computational techniques, clean energy harvesting, medical instrumentation, materials and device characterization and scores of other areas of R&D the science of optics and electronics get coupled by fine technology advances to make incredibly large strides. The technology of light has advanced to a stage where disciplines sans boundaries are finding it indispensable. New design concepts are fast emerging and being tested and applications developed in an unimaginable pace and speed. The wide spectrum of topics related to optoelectronics and photonics presented here is sure to make this collection of essays extremely useful to students and other stake holders in the field such as researchers and device designers