Enhanced multi-user DMT spectrum management using polynomial matrix decomposition techniques

This thesis researches the increasingly critical roles played by intelligent resource management and interference mitigation algorithms in present-day input multiple output (MIMO) communication systems. This thesis considers the application of polynomial matrix decomposition (PMD) algorithms, an emerging broadband factorisation technology for broadband MIMO access networks. Present DSL systems’ performance is constrained by the presence of interference (crosstalk) between multiple users sharing a common physical cable bundle. Compared to the traditional static spectrum management methods that define their survival to the worst-case scenarios, DSM methods provides some degree of flexibility to both direct channel and noise parameters to improve evolvability and robustness significantly. A novel crosstalk-aware DSM algorithm is proposed for the efficient management of multi-user DSL systems. Joint power allocation procedures are considered for the proposed single-channel equalisation method in DSL access networks. This thesis then shows that DSM can also benefit overdetermined precoding-equalisation systems, when the channel state information (CSI) parameters call for a specific decision feedback criterion to achieve a perfect reconstruction. A reasonable redundancy is introduced to reformulate the original multi-user MIMO problem into the simplest case of power management problem. DSM algorithms are primarily applied to solve the power allocation problem in DSM networks with the aim of maximising the system attribute rather than meeting specific requirements. Also, a powerful PMD algorithm known as sequential matrix diagonalisation (SMD) is used for analysing the eigenvalue decomposition problem by quantifying the available system resource including the effects of the crosstalk and its parameters. This analysis is carried out through joint precoding and equalisation structures. The thesis also investigates dynamic interference mitigation strategies for improving the performance of DSL networks. Two different mitigation strategies through a decision feedback equalisation (DFE) criterion are considered, including zero-forcing (ZF) and minimum mean square error (MMSE) equalisers. The difference between ZF and MMSE equalisations is analysed. Some experimental simulation results demonstrate the performance of both ZF and MMSE equalisation under the DFE equalisation constraint settings. Model reduction on the MMSE equalisation is thus applied to balance the crosstalk interference and enhance the data-rate throughput. Finally, the thesis studies a multi-user MIMO problem under the utility maximisation framework. Simulation results illustrate that the power allocation of multi-user DSL transmission can be jointly controlled and the interference can often be mitigated optimally on a single user basis. Driven by imperfect CSI information in current DSL networks, the research presents a novel DSM method that allows not only crosstalk mitigation, but also the exploitation of crosstalk environments through the fielding of versatile, flexible and evolvable systems. The proposed DSM tool is presented to achieve a robust mitigating system in any arbitrary overdetermined multi-user MIMO environment. Numerical optimisation results show that the mitigation of crosstalk impairment using the proposed DSM strategy. The design and implementation of the proposed DSM are carried out in the environment of MATLAB

Multiple-Antenna Systems: From Generic to Hardware-Informed Precoding Designs

5G-and-beyond communication systems are expected to be in a heterogeneous form of multiple-antenna cellular base stations (BSs) overlaid with small cells. The fully-digital BS structures can incur significant power consumption and hardware complexity. Moreover, the wireless BSs for small cells usually have strict size constraints, which incur additional hardware effects such as mutual coupling (MC). Consequently, the transmission techniques designed for future wireless communication systems should respect the hardware structures at the BSs. For this reason, in this thesis we extend generic downlink precoding to more advanced hardware-informed transmission techniques for a variety of BS structures. This thesis firstly extends the vector perturbation (VP) precoding to multiple-modulation scenarios, where existing VP-based techniques are sub-optimal. Subsequently, this thesis focuses on the downlink transmission designs for hardware effects in the form of MC, limited number of radio frequency (RF) chains, and low-precision digital-to-analog converters (DACs). For these scenarios, existing precoding techniques are either sub-optimal or not directly applicable due to the specific hardware constraints. In this context, this thesis first proposes analog-digital (AD) precoding methods for MC exploitation in compact single-user multiple-antenna systems with the concept of constructive interference, and further extends the idea of MC exploitation to multi-user scenarios with a joint optimisation on the precoding matrix and the mutual coupling effect. We further consider precoding for wireless BSs with a limited number of RF chains, in the form of compact parasitic antenna array as well as hybrid analog-digital structures designed for large-scale multiple-antenna systems. In addition, with a reformulation of the constructive interference, this thesis also considers the low-complexity precoding design for the use of low-resolution DACs for a massive-antenna array at the BSs. Analytical and numerical results reveal an improved performance of the proposed techniques compared to the state-of-the-art approaches, which validates the effectiveness of the introduced methods

Spectral-energy efficiency trade-off for next-generation wireless communication systems

The data traffic in cellular networks has had and will experience a rapid exponential rise. Therefore, it is essential to innovate a new cellular architecture with advanced wireless technologies that can offer more capacity and enhanced spectral efficiency to manage the exponential data traffic growth. Managing such mass data traffic, however, brings up another challenge of increasing energy consumption. This is because it contributes into a growing fraction of the carbon dioxide (CO2) emission which is a global concern today due to its negative impact on the environment. This has resulted in creating a new paradigm shift towards both spectral and energy efficient orientated design for the next-generation wireless access networks. Acquiring both improved energy efficiency and spectral efficiency has, nonetheless, shown to be a difficult goal to achieve as it seems improving one is at the detriment to the other. Therefore, the trade-off between the spectral and energy efficiency is of paramount importance to assess the energy consumption in a wireless communication system required to attain a specific spectral efficiency. This thesis looks into this problem. It studies the spectral-energy efficiency tradeoff for some of the emerging wireless communication technologies which are seen as potential candidates for the fifth generation (5G) mobile cellular system. The focus is on the orthogonal frequency division multiple access (OFDMA), mobile femtocell (MFemtocell), cognitive radio (CR), and the spatial modulation (SM). Firstly, the energy-efficient resource allocation scheme for multi-user OFDMA (MU-OFDMA) system is studied. The spectral-energy efficiency trade-off is analysed under the constraint of maintaining the fairness among users. The energy-efficient optimisation problem has been formulated as integer fractional programming. We then apply an iterative method to simplify the problem to an integer linear programming (ILP) problem. Secondly, the spectral and energy efficiency for a cellular system with MFemtocell deployment is investigated using different resource partitioning schemes. Femtocells are low range, low power base stations (BSs) that improve the coverage inside a home or office building. MFemtocell adopts the femtocell solution to be deployed in public transport and emergency vehicles. Closed-form expressions for the relationships between the spectral and energy efficiency are derived for a single-user (SU) MFemtocell network. We also study the spectral efficiency for MU-MFemtocells with two opportunistic scheduling schemes. Thirdly, the spectral-energy efficiency trade-off for CR networks is analysed at both SU and MU CR systems against varying signal-to-noise ratio (SNR) values. CR is an innovative radio device that aims to utilise the spectrum more efficiently by opportunistically exploiting underutilised licensed spectrum. For the SU system, we study the required energy to achieve a specific spectral efficiency for a CR channel under two different types of power constraints in different fading environments. In this scenario, interference constraint at the primary receiver (PR) is also considered to protect the PR from harmful interference. At the system level, we study the spectral and energy efficiency for a CR network that shares the spectrum with an indoor network. Adopting the extreme-value theory, we are able to derive the average spectral efficiency of the CR network. Finally, we propose two innovative schemes to enhance the capability of (SM). SM is a recently developed technique that is employed for a low complexity multipleinput multiple-output (MIMO) transmission. The first scheme can be applied for SU MIMO (SU-MIMO) to offer more degrees of freedom than SM. Whereas the second scheme introduces a transmission structure by which the SM is adopted into a downlink MU-MIMO system. Unlike SM, both proposed schemes do not involve any restriction into the number of transmit antennas when transmitting signals. The spectral-energy efficiency trade-off for the MU-SM in the massive MIMO system is studied. In this context, we develop an iterative energy-efficient water-filling algorithm to optimises the transmit power and achieve the maximum energy efficiency for a given spectral efficiency. In summary, the research presented in this thesis reveals mathematical tools to analysis the spectral and energy efficiency for wireless communications technologies. It also offers insight to solve optimisation problems that belong to a class of problems with objectives of enhancing the energy efficiency

Towards an enhanced noncoherent massive MU-MIMO system

PhD ThesisMany multiple-input multiple-output (MIMO) downlink transmission schemes assume channel state information (CSI) is available at the receiver/transmitter. In practice, knowledge of CSI is often obtained by using pilot symbols transmitted periodically. However, for some systems, due to high mobility and the cost of channel training and estimation, CSI acquisition is not always feasible. The problem becomes even more difficult when many antennas are used in the system and the channel is changing very rapidly before training is completed. Moreover, as the number of transmit/receive antennas grows large, the number of pilot symbols, system overheads, latency, and power consumption will grow proportionately and thereby the system becomes increasingly complex. As an alternative, a noncoherent system may be used wherein the transmitter/receiver does not need any knowledge of the CSI to perform precoding or detection. This thesis focuses on the design of a noncoherent downlink transmission system to jointly improve the performance and achieve a simple low complexity transmission scheme in three MIMO system scenarios: low rate differential spacetime block coding (STBC) in a downlink multiuser (MU-MIMO) system; high rate differential algebraic STBC in a downlink MU-MIMO system; and differential downlink transmission in a massive MU-MIMO system. Three novel design methods for each of these systems are proposed and analysed thoroughly. For the MIMO system with a low rate noncoherent scheme, a differential STBC MU-MIMO system with a downlink transmission scheme is considered. Specifically, downlink precoding combined with differential modulation (DM) is used to shift the complexity from the receivers to the transmitter. The block diagonalization (BD) precoding scheme is used to cancel co-channel interference (CCI) in addition to exploiting its advantage of enhancing diversity. Since the BD scheme requires channel knowledge at the transmitter, the downlink spreading technique along with DM is also proposed, which does not require channel knowledge neither at the transmitter nor at the receivers. The orthogonal spreading (OS) scheme is employed to have similar principle as code division multiple access (CDMA) multiplexing scheme in order to eliminate the interference between users. As a STBC scheme, the Alamouti code is used that can be encoded/decoded using DM thereby eliminating the need for channel knowledge at the receiver. The proposed schemes yield low complexity transceivers while providing good performance. For the MIMO system with a high rate noncoherent scheme, a differential STBC MU-MIMO system that operates at a high data rate is considered. In particular, a full-rate full-diversity downlink algebraic transmission scheme combined with a differential STBC systems is proposed. To achieve this, perfect algebraic space time codes and Cayley differential (CD) transforms are employed. Since CSI is not needed at the differential receiver, differential schemes are ideal for multiuser systems to shift the complexity from the receivers to the transmitter, thus simplifying user equipment. Furthermore, OS matrices are employed at the transmitter to separate the data streams of different users and enable simple single user decoding. In the OS scheme, the transmitter does not require any knowledge of the CSI to separate the data streams of multiple users; this results in a system which does not need CSI at either end. With this system, to limit the number of possible codewords, a sphere decoder (SD) is used to decode the signals at the receiving end. The proposed scheme yields low complexity transceivers while providing full-rate full-diversity system with good performance. Lastly, a differential downlink transmission scheme is proposed for a massive MIMO system without explicit channel estimation. In particular, a downlink precoding technique combined with a differential encoding scheme is used to simplify the overall system complexity. A novel precoder is designed which, with a large number of transmit antennas, can effectively precancel the multiple access interference (MAI) for each user, thus enhancing the system performance. Maximising the worst case signal-to-interference-plus-noise ratio (SINR) is adopted to optimise the precoder for the users in which full power space profile (PSP) knowledge is available to the base station (BS). Also, two suboptimal solutions based on the matched and the orthogonality approach of PSP are provided to separate the data streams of multiple users. The decision feedback differential detection (DFDD) technique is employed to further improve the performance. In summary, the proposed methods eliminate MAI, enhance system performance, and achieve a simple low complexity system. Moreover, transmission overheads are significantly reduced, the proposed methods avoid explicit channel estimation at both ends.King Fahad Security Collage at the Ministry of Interior - Saudi Arabia

Distributed optimisation techniques for wireless networks

Alongside the ever increasing traffic demand, the fifth generation (5G) cellular network architecture is being proposed to provide better quality of service, increased data rate, decreased latency, and increased capacity. Without any doubt, the 5G cellular network will comprise of ultra-dense networks and multiple input multiple output technologies. This will make the current centralised solutions impractical due to increased complexity. Moreover, the amount of coordination information that needs to be transported over the backhaul links will be increased. Distributed or decentralised solutions are promising to provide better alternatives. This thesis proposes new distributed algorithms for wireless networks which aim to reduce the amount of system overheads in the backhaul links and the system complexity. The analysis of conflicts amongst transmitters, and resource allocation are conducted via the use of game theory, convex optimisation, and auction theory. Firstly, game-theoretic model is used to analyse a mixed quality of service (QoS) strategic non-cooperative game (SNG), for a two-user multiple-input single-output (MISO) interference channel. The players are considered to have different objectives. Following this, the mixed QoS SNG is extended to a multicell multiuser network in terms of signal-to-interference-and-noise ratio (SINR) requirement. In the multicell multiuser setting, each transmitter is assumed to be serving real time users (RTUs) and non-real time users (NRTUs), simultaneously. A novel mixed QoS SNG algorithm is proposed, with its operating point identified as the Nash equilibrium-mixed QoS (NE-mixed QoS). Nash, Kalai-Smorodinsky, and Egalitarian bargain solutions are then proposed to improve the performance of the NE-mixed QoS. The performance of the bargain solutions are observed to be comparable to the centralised solutions. Secondly, user offloading and user association problems are addressed for small cells using auction theory. The main base station wishes to offload some of its users to privately owned small cell access points. A novel bid-wait-auction (BWA) algorithm, which allows single-item bidding at each auction round, is designed to decompose the combinatorial mathematical nature of the problem. An analysis on the existence and uniqueness of the dominant strategy equilibrium is conducted. The BWA is then used to form the forward BWA (FBWA) and the backward BWA (BBWA). It is observed that the BBWA allows more users to be admitted as compared to the FBWA. Finally, simultaneous multiple-round ascending auction (SMRA), altered SMRA (ASMRA), sequential combinatorial auction with item bidding (SCAIB), and repetitive combinatorial auction with item bidding (RCAIB) algorithms are proposed to perform user offloading and user association for small cells. These algorithms are able to allow bundle bidding. It is then proven that, truthful bidding is individually rational and leads to Walrasian equilibrium. The performance of the proposed auction based algorithms is evaluated. It is observed that the proposed algorithms match the performance of the centralised solutions when the guest users have low target rates. The SCAIB algorithm is shown to be the most preferred as it provides high admission rate and competitive revenue to the bidders

Full-duplex wireless communications: challenges, solutions and future research directions

The family of conventional half-duplex (HD) wireless systems relied on transmitting and receiving in different time-slots or frequency sub-bands. Hence the wireless research community aspires to conceive full-duplex (FD) operation for supporting concurrent transmission and reception in a single time/frequency channel, which would improve the attainable spectral efficiency by a factor of two. The main challenge encountered in implementing an FD wireless device is the large power difference between the self-interference (SI) imposed by the device’s own transmissions and the signal of interest received from a remote source. In this survey, we present a comprehensive list of the potential FD techniques and highlight their pros and cons. We classify the SI cancellation techniques into three categories, namely passive suppression, analog cancellation and digital cancellation, with the advantages and disadvantages of each technique compared. Specifically, we analyse the main impairments (e.g. phase noise, power amplifier nonlinearity as well as in-phase and quadrature-phase (I/Q) imbalance, etc.) that degrading the SI cancellation. We then discuss the FD based Media Access Control (MAC)-layer protocol design for the sake of addressing some of the critical issues, such as the problem of hidden terminals, the resultant end-to-end delay and the high packet loss ratio (PLR) due to network congestion. After elaborating on a variety of physical/MAC-layer techniques, we discuss potential solutions conceived for meeting the challenges imposed by the aforementioned techniques. Furthermore, we also discuss a range of critical issues related to the implementation, performance enhancement and optimization of FD systems, including important topics such as hybrid FD/HD scheme, optimal relay selection and optimal power allocation, etc. Finally, a variety of new directions and open problems associated with FD technology are pointed out. Our hope is that this treatise will stimulate future research efforts in the emerging field of FD communication

Performance investigation of spatial modulation systems under realistic channel models

In order to fulfil the explosive demand for convenient wireless data access, novel wireless technologies such as the multiple-input-multiple-output (MIMO) have widely been used to improve the link reliability and capacity of wireless communication systems. In recent years, a new MIMO technology named the spatial modulation (SM) has attracted signi cant research interest due to its reported enhancement on the system performance with the reasonable system complexity. Before a new technology comes into real use, it is necessary to comprehensively evaluate its performance under different scenarios. In this thesis, we investigate the performance of SM systems under some important realistic scenarios for future wireless communications, such as the vehicle-to-vehicle (V2V), the high-speed train (HST), and the massive MIMO scenarios. Firstly, the bit error rate (BER) performance of SM systems under a novel threedimensional (3D) geometry based stochastic model (GBSM) for V2V MIMO channels is investigated by both theoretical analysis and system simulations. The impacts of vehicle tra c density (VTD), Doppler effect, and 3D feature on the BER performance of SM systems are thoroughly studied. In addition, other MIMO technologies, such as the vertical Bell Labs layered space-time (V-BLAST), the Alamouti scheme are compared with SM under different simulation settings. Secondly, the BER performance of SM systems is studied under a non-stationary wideband HST GBSM considering the non-ideal channel estimation case. The timevarying behaviour of the channel and its impact on the performance of SM systems are comprehensively investigated. The accurate theoretical BER expression of SM systems under a non-stationary wideband HST channels with non-ideal channel estimation is derived. A novel statistic property named stationary interval in terms of the space-time correlation function (STCF) is introduced in order to clearly explain all theoretical and simulation results. Thirdly, the performance of SM systems is evaluated under a Kroneck-based massive MIMO channel model. As a massive MIMO system employs large numbers of antennas, antenna elements are distributed over a wide range. Thus, different antenna elements may observe different sets of clusters. How this phenomenon affects the performance of SM systems is investigated by considering a survival probability of clusters, which abstracts the birth-death process of each cluster in the channel model. Moreover, the performance of SM systems is also compared with that of other MIMO technologies under the massive MIMO channel model. In summary, all research works in this thesis have considered realistic MIMO channel models, which are meaningful for the test, performance evaluation, and implementation of SM technology for future advanced wireless communications systems

Analysis and Mitigation of Channel Non-Reciprocity in TDD MIMO Systems

The ever-growing demands for higher number of connected devices as well as higher data rates and more energy efficient wireless communications have necessitated the use of new technical solutions. One of the main enablers in this respect is Multiple-Input Multiple-Output (MIMO) systems in which transmitting and receiving sides are equipped with multiple antennas. Such systems need precise information of the MIMO radio channel available at the transmitter side to reach their full potential. Owing to the reciprocity of uplink and downlink channels in Time Division Duplexing (TDD) systems, Base Stations (BSs) may acquire the required channel state information for downlink transmission by processing the received uplink pilots. However, such reciprocity only applies to the physical propagation channels and does not take into consideration the so-called observable or effective uplink and downlink channels which also include the possible non-reciprocal behavior of the involved transceiver circuits and antenna systems. This thesis focuses on the channel non-reciprocity problem in TDD MIMO systems due to mismatches in Frequency Response (FR) and mutual coupling of transmitting and receiving chains of transceivers and associated antenna systems. The emphasis in the work and developments is placed on multi-user MIMO precoded downlink transmission. In this respect, the harmful impacts of channel non-reciprocity on the performance of such downlink transmission are analyzed. Additionally, non-reciprocity mitigation methods are developed seeking to reclaim TDD reciprocity and thus to avoid the involved performance degradations. Firstly, the focus is on the small-scale MIMO systems where BSs are equipped with relatively limited number of antennas, say in the order of 4 to 8. The provided analysis on Zero-Forcing (ZF) and eigen-based precoding schemes in single-cell scenario shows that both schemes experience considerable performance degradations in the presence of FR and mutual coupling mismatches. Whereas, in general, the system performance is more sensitive to i) non-reciprocity sources in the BS transceiver; and ii) mutual coupling mismatches. Then, assuming reasonably good antenna isolation, an Over-The-Air (OTA) pilot-based algorithm is proposed to efficiently mitigate the BS transceiver non-reciprocity. The numerical results indicate high accuracy in estimating the BS transceiver non- reciprocity parameters as well as considerable improvement in the performance of the system. In multi-cell scenario, both centralized and decentralized precoding approaches are covered while the focus is on the impacts of FR mismatches of UE transceivers. The how that there is severe degradation in the performance of decentralized precoding while centralized precoding is immune to such channel non-reciprocity impacts. Secondly, the so-called massive MIMO systems are considered in which the number of antennas in the BS side is increased with an order of magnitude or more. Based on the detailed developed signal models, closed-form analytical expressions are first provided for effective signal-to-interference-plus-noise ratios of both ZF and maximum ratio transmission precoding schemes. The analysis covers the joint impacts of channel non-reciprocity and imperfect uplink channel estimation and shows that while both precoding schemes suffer from channel non-reciprocity impacts, ZF is more sensitive to such non-idealities. Next, a concept and an algorithm are proposed, involving UE side measurements and processing, to be deployed in the UE side to efficiently estimate the level of BS transceiver non-reciprocity. This enables the UEs to inform the BS about the optimum time to perform channel non-reciprocity mitigation round and thus improves the spectral efficiency. Finally, in order to mitigate channel non-reciprocity in massive MIMO systems, an efficient iterative OTA pilot-based algorithm is proposed which estimates and mitigates transceiver non-reciprocity impacts in both BS and UE sides. Compared to the state-of-the-art methods, the simulation results indicate substantial improvements in system spectral efficiency when the proposed method is being used. Overall, the analyses provided in this thesis can be used as valuable tools to better understand practical TDD MIMO systems which can be very helpful in designing such systems. Furthermore, the channel non-reciprocity mitigation methods proposed in this thesis can be deployed in practical TDD MIMO syst channel reciprocity and thus significantly increase the spectral efficiency