On performance analysis of cognitive radios

fi=vertaisarvioitu|en=peerReviewed

Joint Spatial and Spectrum Cooperation in Wireless Network.

PhDThe sky-rocketing growth of multimedia infotainment applications and broadband-hungry mobile devices exacerbate the stringent demand for ultra high data rate and more spectrum resources. Along with it, the unbalanced temporal and geographical variations of spectrum usage further inspires those spectral-efficient networks, namely, cognitive radio and heterogeneous cellular networks (HCNs). This thesis focuses on the system design and performance enhancement of cognitive radio (CR) and HCNs. Three different aspects of performance improvement are considered, including link reliability of cognitive radio networks (CNs), security enhancement of CNs, and energy efficiency improvement of CNs and HCNs. First, generalized selection combining (GSC) is proposed as an effective receiver design for interference reduction and reliability improvement of CNs with outdated CSI. A uni- ed way for deriving the distribution of received signal-to-noise ratio (SNR) is developed in underlay spectrum sharing networks subject to interference from the primary trans- mitter (PU-Tx) to the secondary receiver (SU-Rx), maximum transmit power constraint at the secondary transmitter (SU-Tx), and peak interference power constraint at the PU receiver (PU-Rx), is developed. Second, transmit antenna selection with receive generalized selection combining (TAS/GSC) in multi-antenna relay-aided communica- tion is introduced in CNs under Rayleigh fading and Nakagami-m fading. Based on newly derived complex statistical properties of channel power gain of TAS/GSC, exact ergodic capacity and high SNR ergodic capacity are derived over Nakagami-m fading. Third, beamforming and arti cial noise generation (BF&AN) is introduced as a robust scheme to enhance the secure transmission of large-scale spectrum sharing networks with multiple randomly located eavesdroppers (Eves) modeled as homogeneous Poisson Point Process (PPP). Stochastic geometry is applied to model and analyze the impact of i BF&AN on this complex network. Optimal power allocation factor for BF&AN which maximizes the average secrecy rate is further studied under the outage probability con- straint of primary network. Fourth, a new wireless energy harvesting protocol is proposed for underlay cognitive relay networks with the energy-constrained SU-Txs. Exact and asymptotic outage probability, delay-sensitive throughput, and delay-tolerant through- put are derived to explore the tradeoff between the energy harvested from the PU-Txs and the interference caused by the PU-Txs. Fifth, a harvest-then-transmit protocol is proposed in K-tier HCNs with randomly located multiple-antenna base stations (BSs) and single antenna mobile terminals (MTs) modeled as homogeneous PPP. The average received power at MT, the uplink (UL) outage probability, and the UL average ergodic rate are derived to demonstrate the intrinsic relationship between the energy harvested from BSs in the downlink (DL) and the MT performance in the UL. Throughout the thesis, it is shown that link reliability, secrecy performance, and energy efficiency of CNs and HCNs can be signi cantly leveraged by taking advantage of multiple antennas, relays, and wireless energy harvesting

Physical Layer Security in Wireless Networks: Design and Enhancement.

PhDSecurity and privacy have become increasingly significant concerns in wireless communication networks, due to the open nature of the wireless medium which makes the wireless transmission vulnerable to eavesdropping and inimical attacking. The emergence and development of decentralized and ad-hoc wireless networks pose great challenges to the implementation of higher-layer key distribution and management in practice. Against this background, physical layer security has emerged as an attractive approach for performing secure transmission in a low complexity manner. This thesis concentrates on physical layer security design and enhancement in wireless networks. First, this thesis presents a new unifying framework to analyze the average secrecy capacity and secrecy outage probability. Besides the exact average secrecy capacity and secrecy outage probability, a new approach for analyzing the asymptotic behavior is proposed to compute key performance parameters such as high signal-to-noise ratio slope, power offset, secrecy diversity order, and secrecy array gain. Typical fading environments such as two-wave with diffuse power and Nakagami-m are taken into account. Second, an analytical framework of using antenna selection schemes to achieve secrecy is provided. In particular, transmit antenna selection and generalized selection combining are considered including its special cases of selection combining and maximal-ratio combining. Third, the fundamental questions surrounding the joint impact of power constraints on the cognitive wiretap channel are addressed. Important design insights are revealed regarding the interplay between two power constraints, namely the maximum transmit at the secondary network and the peak interference power at the primary network. Fourth, secure single carrier transmission is considered in the two-hop decode-andi forward relay networks. A two-stage relay and destination selection is proposed to minimize the eavesdropping and maximize the signal power of the link between the relay and the destination. In two-hop amplify-and-forward untrusted relay networks, secrecy may not be guaranteed even in the absence of external eavesdroppers. As such, cooperative jamming with optimal power allocation is proposed to achieve non-zero secrecy rate. Fifth and last, physical layer security in large-scale wireless sensor networks is introduced. A stochastic geometry approach is adopted to model the positions of sensors, access points, sinks, and eavesdroppers. Two scenarios are considered: i) the active sensors transmit their sensing data to the access points, and ii) the active access points forward the data to the sinks. Important insights are concluded

Study and Development of Power Control Schemes within a Cognitive Radio-based Game Theoretic Framework

Projecte final de carrera fet en col.laboració amb Nokia Siemens NetworksThe requirements of the International Telecommunication Union (ITU) for the 4th generation of mobile devices raised up to 100 Mbps for high and 1Gbps for low mobility conditions. Reaching such challenging targets requires the deployment of picocells and femtocells. These techniques permit to achieve large cell capacity but also lead to di culties in terms of interference. The GRACE algorithm, based on Cognitive Radio and Game Theory, has shown a fair balance between cell capacity and outage as well as short convergence time, low complexity and easy scalability. The aim of this work is to find an e cient power control algorithm that fits GRACE these goals. Therefore, a study of Cognitive Radio, Game Theory and Power Control algorithms is developed and a new power control algorithm is proposed. The simulation results show that the Fractional Power Control can increase notably the outage performance and the energy saving to the mobile devices

Enabling Technologies for Internet of Things: Licensed and Unlicensed Techniques

The Internet of Things (IoT) is a novel paradigm which is shaping the evolution of the future Internet. According to the vision underlying the IoT, the next step in increasing the ubiquity of the Internet, after connecting people anytime and everywhere, is to connect inanimate objects. By providing objects with embedded communication capabilities and a common addressing scheme, a highly distributed and ubiquitous network of seamlessly connected heterogeneous devices is formed, which can be fully integrated into the current Internet and mobile networks, thus allowing for the development of new intelligent services available anytime, anywhere, by anyone and anything. Such a vision is also becoming known under the name of Machine-to-Machine (M2M), where the absence of human interaction in the system dynamics is further emphasized. A massive number of wireless devices will have the ability to connect to the Internat through the IoT framework. With the accelerating pace of marketing such framework, the new wireless communications standards are studying/proposing solutions to incorporate the services needed for the IoT. However, with an estimate of 30 billion connected devices, a lot of challenges are facing the current wireless technology. In our research, we address a variety of technology candidates for enabling such a massive framework. Mainly, we focus on the nderlay cognitive radio networks as the unlicensed candidate for IoT. On the other hand, we look into the current efforts done by the standardization bodies to accommodate the requirements of the IoT into the current cellular networks. Specifically, we survey the new features and the new user equipment categories added to the physical layer of the LTE-A. In particular, we study the performance of a dual-hop cognitive radio network sharing the spectrum of a primary network in an underlay fashion. In particular, the cognitive network consists of a source, a destination, and multiple nodes employed as amplify-and-forward relays. To improve the spectral efficiency, all relays are allowed to instantaneously transmit to the destination over the same frequency band. We present the optimal power allocation that maximizes the received signal-to-noise ratio (SNR) at the destination while satisfying the interference constrains of the primary network. The optimal power allocation is obtained through an eigen-solution of a channel-dependent matrix, and is shown to transform the transmission over the non-orthogonal relays into parallel channels. Furthermore, while the secondary destination is equipped with multiple antennas, we propose an antenna selection scheme to select the antenna with the highest SNR. To this end, we propose a clustering scheme to subgroup the available relays and use antenna selection at the receiver to extract the same diversity order. We show that random clustering causes the system to lose some of the available degrees of freedom. We provide analytical expression of the outage probability of the system for the random clustering and the proposed maximum-SNR clustering scheme with antenna selection. In addition, we adapt our design to increase the energy-efficiency of the overall network without significant loss in the data rate. In the second part of this thesis, we will look into the current efforts done by the standardization bodies to accommodate the equirements of the IoT into the current cellular networks. Specifically, we present the new features and the new user equipment categories added to the physical layer of the LTE-A. We study some of the challenges facing the LTE-A when dealing with Machine Type communications (MTC). Specifically, the MTC Physical Downlink control channel (MPDCCH) is among the newly introduced features in the LTE-A that carries the downlink control information (DCI) for MTC devices. Correctly decoding the PDCCH, mainly depends on the channel estimation used to compensate for the channel errors during transmission, and the choice of such technique will affect both the complexity and the performance of the user equipment. We propose and assess the performance of a simple channel estimation technique depends in essence on the Least Squares (LS) estimates of the pilots signal and linear interpolations for low-Doppler channels associated with the MTC application

Physical-Layer Security in Cognitive Radio Networks

The fifth-generation (5G) communications and beyond are expected to serve a huge number of devices and services. However, due to the fixed spectrum allocation policies, the need for cognitive radio networks (CRNs) has increased accordingly. CRNs have been proposed as a promising approach to address the problem of under-utilization and scarcity of the spectrum. In CRNs, secondary users (SUs) access the licensed spectrum of the primary users (PUs) using underlay, overlay, or interweave paradigms. SUs can access the spectrum band simultaneously with the PUs in underlay access mode provided that the SUs’ transmission power does not cause interference to the PUs’ communication. In this case, SUs should keep monitoring the interference level that the PU receiver can tolerate and adjust the transmission power accordingly. However, varying the transmission power may lead to some threats to the privacy of the information transfer of CRNs. Therefore, securing data transmission in an underlay CRN is a challenge that should be addressed. Physical-layer security (PLS) has recently emerged as a reliable method to protect the confidentiality of the SUs’ transmission against attacks, especially for the underlay model with no need for sharing security keys. Indeed, PLS has the advantage of safeguarding the data transmission without the necessity of adding enormous additional resources, specifically when there are massively connected devices. Apart from the energy consumed by the various functions carried out by SUs, enhancing security consumes additional energy. Therefore, energy harvesting (EH) is adopted in our work to achieve both; energy efficiency and spectral efficiency. EH is a significant breakthrough for green communication, allowing the network nodes to reap energy from multiple sources to lengthen battery life. The energy from various sources, such as solar, wind, vibration, and radio frequency (RF) signals, can be obtained through the process of EH. This accumulated energy can be stored to be used for various processes, such as improving the users’ privacy and prolonging the energy-constrained devices’ battery life. In this thesis, for the purpose of realistic modelling of signal transmission, we explicitly assume scenarios involving moving vehicles or nodes in networks that are densely surrounded by obstacles. Hence, we begin our investigations by studying the link performance under the impact of cascaded κ−μ fading channels. Moreover, using the approach of PLS, we address the privacy of several three-node wiretap system models, in which there are two legitimate devices communicating under the threat of eavesdroppers. We begin by a three-node wiretap system model operating over cascaded κ − μ fading channels and under worst-case assumptions. Moreover, assuming cascaded κ − μ distributions for all the links, we investigate the impact of these cascade levels, as well as the impact of multiple antennas employed at the eavesdropper on security. Additionally, the PLS is examined for two distinct eavesdropping scenarios: colluding and non-colluding eavesdroppers. Throughout the thesis, PLS is mainly evaluated through the secrecy outage probability (SOP), the probability of non-zero secrecy capacity (Pnzcr ), and the intercept probability (Pint). Considering an underlay CRN operating over cascaded Rayleigh fading channel, with the presence of an eavesdropper, we explore the PLS for SUs in the network. This study is then extended to investigate the PLS of SUs in an underlay single-input-multiple-output (SIMO) CRN over cascaded κ-μ general fading channels with the presence of a multi-antenna eavesdropper. The impact of the constraint over the transmission power of the SU transmitter due to the underlay access mode is investigated. In addition, the effects of multiple antennas and cascade levels over security are well-explored. In the second part of our thesis, we propose an underlay CRN, in which an SU transmitter communicates with an SU destination over cascaded κ-μ channels. The confidentiality of the shared information between SUs is threatened by an eavesdropper. Our major objective is to achieve a secured network, while at the same time improving the energy and spectrum efficiencies with practical modeling for signals’ propagation. Hence, we presume that the SU destination harvests energy from the SU transmitter. The harvested energy is used to produce jamming signals to be transmitted to mislead the eavesdropper. In this scenario, a comparison is made between an energy-harvesting eavesdropper and a non-energy harvesting one. Additionally, we present another scenario in which cooperative jamming is utilized as one of the means to boost security. In this system model, the users are assumed to communicate over cascaded Rayleigh channels. Moreover, two scenarios for the tapping capabilities of the eavesdroppers are presented; colluding and non-colluding eavesdroppers. This study is then extended for the case of non-colluding eavesdroppers, operating over cascaded κ-μ channels. Finally, we investigate the reliability of the SUs and PUs while accessing the licensed bands using the overlay mode, while enhancing the energy efficiency via EH techniques. Hence, we assume that multiple SUs are randomly distributed, in which one of the SUs is selected to harvest energy from the PUs’ messages. Then, utilizing the gathered energy, this SU combines its own messages with the amplified PUs messages and forwards them to the destinations. Furthermore, we develop two optimization problems with the potential of maximizing the secondary users’ rate and the sum rate of both networks

Study and Development of Power Control Schemes within a Cognitive Radio-based Game Theoretic Framework

Projecte final de carrera fet en col.laboració amb Nokia Siemens NetworksThe requirements of the International Telecommunication Union (ITU) for the 4th generation of mobile devices raised up to 100 Mbps for high and 1Gbps for low mobility conditions. Reaching such challenging targets requires the deployment of picocells and femtocells. These techniques permit to achieve large cell capacity but also lead to di culties in terms of interference. The GRACE algorithm, based on Cognitive Radio and Game Theory, has shown a fair balance between cell capacity and outage as well as short convergence time, low complexity and easy scalability. The aim of this work is to find an e cient power control algorithm that fits GRACE these goals. Therefore, a study of Cognitive Radio, Game Theory and Power Control algorithms is developed and a new power control algorithm is proposed. The simulation results show that the Fractional Power Control can increase notably the outage performance and the energy saving to the mobile devices

Esquemas distribuídos para seleção de múltiplas antenas em redes com retransmissores do tipo amplifica-e-encaminha

Orientador: José Cândido Silveira Santos FilhoTese (doutorado) - Universidade Estadual de Campinas, Faculdade de Engenharia Elétrica e de ComputaçãoResumo: A seleção de antena na transmissão tem sido apresentada como uma estratégia promissora para explorar os benefícios do uso de múltiplas antenas em sistemas de comunicações com retransmissores. No entanto, essa abordagem pode exigir um montante considerável de estimações de canal, transmissões de realimentação e atraso, dado que a sua implementação ótima e centralizada requer o monitoramento do estado do canal de todos os enlaces. Para aliviar essas deficiências, este trabalho propõe e analisa um conjunto de esquemas subótimos de seleção de antena na transmissão para sistemas com retransmissores do tipo amplifica-e-encaminha, os quais podem ser implementados de uma forma distribuída. Nos esquemas propostos, a antena é selecionada com base na informação local do estado de canal que está disponível na fonte, requerendo, portanto, um atraso e uma carga de realimentação pequenos e constantes. Tal abordagem é considerada em uso conjunto com diferentes técnicas, incluindo métodos de combinação de diversidade (combinação por máxima razão e combinação por seleção) no destino, protocolos de ganho fixo ou variável no relay, e transceptores com múltiplas antenas no relay. Além disso, para o caso particular em que o retransmissor tem ganho fixo e uma única antena, considera-se também o uso de um mecanismo de seleção de enlace na fonte. Para cada caso, o desempenho do sistema é avaliado em termos de probabilidade de outage, eficiência espectral e/ou vazão. O foco principal é direcionado à probabilidade de outage, para a qual são deduzidas expressões exatas e limitantes de desempenho. Uma análise assintótica é também efetuada para enriquecer a compreensão do comportamento do sistema quando operando sob alta relação sinal-ruído. Finalmente, como contribuição isolada, uma estratégia subótima e simples de alocação de potência é elaborada para um sistema com múltiplos retransmissores do tipo decodifica-e-encaminha, considerando-se enlaces com erros e codificação de fonte distribuídaAbstract: Transmit-antenna selection has been presented as a promising strategy for exploiting the benefits of multiple antennas in relaying communication systems. However, this approach may demand a considerable amount of channel estimations, feedback transmissions, and delay, since its optimal centralized implementation requires monitoring the channel state of all links. To alleviate those impairments, this work proposes and analyzes a set of suboptimal transmit-antenna selection schemes for amplify-and-forward relaying systems, which can be implemented in a distributed manner. In the proposed schemes, the antenna is selected based on the local channel-state information that is available at the source, thus requiring a low and constant delay/feedback overhead. Such an approach is considered along with different techniques, including diversity combining methods (maximal-ratio combining and selection combining) at the destination, fixed- and variable-gain protocols at the relay, and multi-antenna transceivers at the relay. A link-selection mechanism at the source is also considered for the special case of a single-antenna fixed-gain relay. For each case, the system performance is assessed in terms of outage probability, spectral efficiency, and/or throughput. The main focus is placed on the outage probability, for which exact or bound expressions are derived. An asymptotic analysis is also performed to provide further insights into the system behavior at high signal-to-noise ratio. Finally, as an isolated contribution, a simple suboptimal power allocation strategy is designed for a decode-and-forward multi-relay system with lossy intra-links and distributed source codingDoutoradoTelecomunicações e TelemáticaDoutora em Engenharia ElétricaCAPE