The electronically steerable parasitic array radiator antenna for wireless communications : signal processing and emerging techniques

Smart antenna technology is expected to play an important role in future wireless communication networks in order to use the spectrum efficiently, improve the quality of service, reduce the costs of establishing new wireless paradigms and reduce the energy consumption in wireless networks. Generally, smart antennas exploit multiple widely spaced active elements, which are connected to separate radio frequency (RF) chains. Therefore, they are only applicable to base stations (BSs) and access points, by contrast with modern compact wireless terminals with constraints on size, power and complexity. This dissertation considers an alternative smart antenna system the electronically steerable parasitic array radiator (ESPAR) which uses only a single RF chain, coupled with multiple parasitic elements. The ESPAR antenna is of significant interest because of its flexibility in beamforming by tuning a number of easy-to-implement reactance loads connected to parasitic elements; however, parasitic elements require no expensive RF circuits. This work concentrates on the study of the ESPAR antenna for compact transceivers in order to achieve some emerging techniques in wireless communications. The work begins by presenting the work principle and modeling of the ESPAR antenna and describes the reactance-domain signal processing that is suited to the single active antenna array, which are fundamental factors throughout this thesis. The major contribution in this chapter is the adaptive beamforming method based on the ESPAR antenna. In order to achieve fast convergent beamforming for the ESPAR antenna, a modified minimum variance distortionless response (MVDR) beamfomer is proposed. With reactance-domain signal processing, the ESPAR array obtains a correlation matrix of receive signals as the input to the MVDR optimization problem. To design a set of feasible reactance loads for a desired beampattern, the MVDR optimization problem is reformulated as a convex optimization problem constraining an optimized weight vector close to a feasible solution. Finally, the necessary reactance loads are optimized by iterating the convex problem and a simple projector. In addition, the generic algorithm-based beamforming method has also studied for the ESPAR antenna. Blind interference alignment (BIA) is a promising technique for providing an optimal degree of freedom in a multi-user, multiple-inputsingle-output broadcast channel, without the requirements of channel state information at the transmitters. Its key is antenna mode switching at the receive antenna. The ESPAR antenna is able to provide a practical solution to beampattern switching (one kind of antenna mode switching) for the implementation of BIA. In this chapter, three beamforming methods are proposed for providing the required number of beampatterns that are exploited across one super symbol for creating the channel fluctuation patterns seen by receivers. These manually created channel fluctuation patterns are jointly combined with the designed spacetime precoding in order to align the inter-user interference. Furthermore, the directional beampatterns designed in the ESPAR antenna are demonstrated to improve the performance of BIA by alleviating the noise amplification. The ESPAR antenna is studied as the solution to interference mitigation in small cell networks. Specifically, ESPARs analog beamforming presented in the previous chapter is exploited to suppress inter-cell interference for the system scenario, scheduling only one user to be served by each small BS at a single time. In addition, the ESPAR-based BIA is employed to mitigate both inter-cell and intracell interference for the system scenario, scheduling a small number of users to be simultaneously served by each small BS for a single time. In the cognitive radio (CR) paradigm, the ESPAR antenna is employed for spatial spectrum sensing in order to utilize the new angle dimension in the spectrum space besides the conventional frequency, time and space dimensions. The twostage spatial spectrum sensing method is proposed based on the ESPAR antenna being targeted at identifying white spectrum space, including the new angle dimension. At the first stage, the occupancy of a specific frequency band is detected by conventional spectrum-sensing methods, including energy detector and eigenvalue-based methods implemented with the switched-beam ESPAR antenna. With the presence of primary users, their directions are estimated at the second stage, by high-resolution angle-of-arrival (AoA) estimation algorithms. Specifically, the compressive sensing technology has been studied for AoA detection with the ESPAR antenna, which is demonstrated to provide high-resolution estimation results and even to outperform the reactance-domain multiple signal classification

Performance analysis of cellular and ad-hoc sensor networks : theory and applications

Fifth-generation (5G) mobile networks have three main goals namely enhanced mobile broadband (eMBB), massive machine-type communication (mMTC) and ultra-reliable low latency communication (URLLC). The performance measures associated with these goals are high peak throughput, high spectral efficiency, high capacity and mobility. Moreover, achieving ubiquitous coverage, network and device energy efficiency, ultra-high reliability and ultra-low latency are associated with the performance of 5G mobile networks. One of the challenges that arises during the analysis of these networks is the randomness of the number of nodes and their locations. Randomness is an inherent property of network topologies and could occur due to communication outage, node failure, blockage or mobility of the communication nodes. One of the tools that enable analysis of such random networks is stochastic geometry, including the point process theory. The stochastic geometry and Poisson point theory allow us to build upon tractable models and study the random networks, which is the main focus of this dissertation. In particular, we focus on the performance analysis of cellular heterogeneous networks (HetNet) and ad-hoc sensor networks. We derive closed-forms and easy-to-use expressions, characterising some of the crucial performance metrics of these networks. First, as a HetNet example, we consider a three-tier hybrid network, where microwave (µWave) links are used for the first two tiers and millimetre wave (mmWave) links for the last tier. Since HetNets are considered as interference-limited networks, therefore, we also propose to improve the coverage in HetNet by deploying directional antennas to mitigate interference. Moreover, we propose an optimisation framework for the overall area spectral and energy efficiency concerning the optimal signal-to-interference ratio (SIR) threshold required for µWave and mmWave links. Results indicate that for the µWave tiers (wireless backhaul) the optimal SIR threshold required depends only on the path-loss exponent and that for the mmWave tier depends on the area of line-of-sight (LOS) region. Furthermore, we consider the average rate under coverage and show that the area spectral and energy efficiency are strictly decreasing functions with respect to the SIR threshold. Second, in ad-hoc sensor networks, coverage probability is usually defined according to a fixed detection range ignoring interference and propagation effects. Hence, we define the coverage probability in terms of the probability of detection for localisability. To this end, we provide an analysis for the detection probability and S-Localisability probability, i.e. the probability that at least S sensors may successfully participate in the localisation procedure, according to the propagation effects such as path-loss and small-scale fading. Moreover, we analyse the effect of the number of sensors S on node localisation and compare different range based localisation algorithms

RSS-based indoor localization system with single base station

The paper proposes an Indoor Localization System (ILS) which uses only one fixed Base Station (BS) with simple non-reconfigurable antennas. The proposed algorithm measures Received Signal Strength (RSS) and maps it to the location in the room by estimating signal strength of a direct line of sight (LOS) signal and signal of the first order reflection from the wall. The algorithm is evaluated through both simulations and empirical measurements in a furnished open space office, sampling 21 different locations in the room. It is demonstrated the system can identify user’s real-time location with a maximum estimation error below 0.7 m for 80% confidence Cumulative Distribution Function (CDF) user level, demonstrating the ability to accurately estimate the receiver’s location within the room. The system is intended as a cost-efficient indoor localization technique, offering simplicity and easy integration with existing wireless communication systems. Unlike comparable single base station localization techniques, the proposed system does not require beam scanning, offering stable communication capacity while performing the localization process

Angle of Arrival Estimation Utilising Frequency Diverse Radio Antenna Arrays

The purpose of this research is to investigate a novel way of combining carrier signals that are transmitted successively over Multiple Frequencies (MF) and traditional metrics to improve AoA estimation. Every signal contains three metrics, amplitude, phase, and frequency. To achieve localisation, current systems utilise the metrics of amplitude (also known as Received Signal Strength (RSS)) and phase that resolves the AoA. However, the metric of frequency is mostly used with Orthogonal Frequency-Division Multiplexing (OFDM) to increase the number of RSS and AoA metrics, which is not optimal. This research answers two questions. Can the use of MF improve AoA estimation? Also, how can MF and traditional metrics be combined for AoA estimation? The aim is to prove that the metric of frequency can be utilised more optimally. Therefore, measurements of RSS and AoA are performed in different environments for MF. To perform these measurements, ten frequency diverse Software Defined Radios (SDRs) are employed. A novel technique to time/frequency synchronise the SDRs is developed and presented. Moreover, a ten element Uniform Linear Array (ULA) is designed, simulated and manufactured. The outcomes of this research are two novel algorithms for the MF AoA estimation of a carrier transmitter. Findings of the first algorithm show that the use of MF with the RSS metric performs equally with current systems that have a higher cost and complexity. The second algorithm that utilises MF with the AoA metric demonstrates a significant reduction in the AoA estimation error, compared to current systems. Specifically, for 50\% of the measured cases the AoA estimation error is reduced by 3.7 degrees, while for 95\% of the measured cases the AoA estimation error is reduced by 27 degrees. Hence, this research proves that MF with traditional metrics can reduce system complexity and greatly improve AoA estimation

Cooperative Radio Communications for Green Smart Environments

The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin

Cooperative Radio Communications for Green Smart Environments

The demand for mobile connectivity is continuously increasing, and by 2020 Mobile and Wireless Communications will serve not only very dense populations of mobile phones and nomadic computers, but also the expected multiplicity of devices and sensors located in machines, vehicles, health systems and city infrastructures. Future Mobile Networks are then faced with many new scenarios and use cases, which will load the networks with different data traffic patterns, in new or shared spectrum bands, creating new specific requirements. This book addresses both the techniques to model, analyse and optimise the radio links and transmission systems in such scenarios, together with the most advanced radio access, resource management and mobile networking technologies. This text summarises the work performed by more than 500 researchers from more than 120 institutions in Europe, America and Asia, from both academia and industries, within the framework of the COST IC1004 Action on "Cooperative Radio Communications for Green and Smart Environments". The book will have appeal to graduates and researchers in the Radio Communications area, and also to engineers working in the Wireless industry. Topics discussed in this book include: • Radio waves propagation phenomena in diverse urban, indoor, vehicular and body environments• Measurements, characterization, and modelling of radio channels beyond 4G networks• Key issues in Vehicle (V2X) communication• Wireless Body Area Networks, including specific Radio Channel Models for WBANs• Energy efficiency and resource management enhancements in Radio Access Networks• Definitions and models for the virtualised and cloud RAN architectures• Advances on feasible indoor localization and tracking techniques• Recent findings and innovations in antenna systems for communications• Physical Layer Network Coding for next generation wireless systems• Methods and techniques for MIMO Over the Air (OTA) testin

Indoor Positioning and Navigation

In recent years, rapid development in robotics, mobile, and communication technologies has encouraged many studies in the field of localization and navigation in indoor environments. An accurate localization system that can operate in an indoor environment has considerable practical value, because it can be built into autonomous mobile systems or a personal navigation system on a smartphone for guiding people through airports, shopping malls, museums and other public institutions, etc. Such a system would be particularly useful for blind people. Modern smartphones are equipped with numerous sensors (such as inertial sensors, cameras, and barometers) and communication modules (such as WiFi, Bluetooth, NFC, LTE/5G, and UWB capabilities), which enable the implementation of various localization algorithms, namely, visual localization, inertial navigation system, and radio localization. For the mapping of indoor environments and localization of autonomous mobile sysems, LIDAR sensors are also frequently used in addition to smartphone sensors. Visual localization and inertial navigation systems are sensitive to external disturbances; therefore, sensor fusion approaches can be used for the implementation of robust localization algorithms. These have to be optimized in order to be computationally efficient, which is essential for real-time processing and low energy consumption on a smartphone or robot

1-D broadside-radiating leaky-wave antenna based on a numerically synthesized impedance surface

A newly-developed deterministic numerical technique for the automated design of metasurface antennas is applied here for the first time to the design of a 1-D printed Leaky-Wave Antenna (LWA) for broadside radiation. The surface impedance synthesis process does not require any a priori knowledge on the impedance pattern, and starts from a mask constraint on the desired far-field and practical bounds on the unit cell impedance values. The designed reactance surface for broadside radiation exhibits a non conventional patterning; this highlights the merit of using an automated design process for a design well known to be challenging for analytical methods. The antenna is physically implemented with an array of metal strips with varying gap widths and simulation results show very good agreement with the predicted performance

Beam scanning by liquid-crystal biasing in a modified SIW structure

A fixed-frequency beam-scanning 1D antenna based on Liquid Crystals (LCs) is designed for application in 2D scanning with lateral alignment. The 2D array environment imposes full decoupling of adjacent 1D antennas, which often conflicts with the LC requirement of DC biasing: the proposed design accommodates both. The LC medium is placed inside a Substrate Integrated Waveguide (SIW) modified to work as a Groove Gap Waveguide, with radiating slots etched on the upper broad wall, that radiates as a Leaky-Wave Antenna (LWA). This allows effective application of the DC bias voltage needed for tuning the LCs. At the same time, the RF field remains laterally confined, enabling the possibility to lay several antennas in parallel and achieve 2D beam scanning. The design is validated by simulation employing the actual properties of a commercial LC medium