Real-time Digital Signal Processing for Software-defined Optical Transmitters and Receivers

A software-defined optical Tx is designed and demonstrated generating signals with various formats and pulse-shapes in real-time. Special pulse-shapes such as OFDM or Nyquist signaling were utilized resulting in a highly efficient usage of the available fiber channel bandwidth. This was achieved by parallel data processing with high-end FPGAs. Furthermore, highly efficient Rx algorithms for carrier and timing recovery as well as for polarization demultiplexing were developed and investigated

Techniques to Improve the Efficiency of Data Transmission in Cable Networks

The cable television (CATV) networks, since their introduction in the late 1940s, have now become a crucial part of the broadcasting industry. To keep up with growing demands from the subscribers, cable networks nowadays not only provide television programs but also deliver two-way interactive services such as telephone, high-speed Internet and social TV features. A new standard for CATV networks is released every five to six years to satisfy the growing demands from the mass market. From this perspective, this thesis is concerned with three main aspects for the continuing development of cable networks: (i) efficient implementations of backward-compatibility functions from the old standard, (ii) addressing and providing solutions for technically-challenging issues in the current standard and, (iii) looking for prospective features that can be implemented in the future standard. Since 1997, five different versions of the digital CATV standard had been released in North America. A new standard often contains major improvements over the previous one. The latest version of the standard, namely DOCSIS 3.1 (released in late 2013), is packed with state-of-the-art technologies and allows approximately ten times the amount of traffic as compared to the previous standard, DOCSIS 3.0 (released in 2008). Backward-compatibility is a must-have function for cable networks. In particular, to facilitate the system migration from older standards to a newer one, the backward compatible functions in the old standards must remain in the newer-standard products. More importantly, to keep the implementation cost low, the inherited backward compatible functions must be redesigned by taking advantage of the latest technology and algorithms. To improve the backward-compatibility functions, the first contribution of the thesis focuses on redesigning the pulse shaping filter by exploiting infinite impulse response (IIR) filter structures as an alternative to the conventional finite impulse response (FIR) structures. Comprehensive comparisons show that more economical filters with better performance can be obtained by the proposed design algorithm, which considers a hybrid parameterization of the filter's transfer function in combination with a constraint on the pole radius to be less than 1. The second contribution of the thesis is a new fractional timing estimation algorithm based on peak detection by log-domain interpolation. When compared with the commonly-used timing detection method, which is based on parabolic interpolation, the proposed algorithm yields more accurate estimation with a comparable implementation cost. The third contribution of the thesis is a technique to estimate the multipath channel for DOCSIS 3.1 cable networks. DOCSIS 3.1 is markedly different from prior generations of CATV networks in that OFDM/OFDMA is employed to create a spectrally-efficient signal. In order to effectively demodulate such a signal, it is necessary to employ a demodulation circuit which involves estimation and tracking of the multipath channel. The estimation and tracking must be highly accurate because extremely dense constellations such as 4096-QAM and possibly 16384-QAM can be used in DOCSIS 3.1. The conventional OFDM channel estimators available in the literature either do not perform satisfactorily or are not suitable for the DOCSIS 3.1 channel. The novel channel estimation technique proposed in this thesis iteratively searches for parameters of the channel paths. The proposed technique not only substantially enhances the channel estimation accuracy, but also can, at no cost, accurately identify the delay of each echo in the system. The echo delay information is valuable for proactive maintenance of the network. The fourth contribution of this thesis is a novel scheme that allows OFDM transmission without the use of a cyclic prefix (CP). The structure of OFDM in the current DOCSIS 3.1 does not achieve the maximum throughput if the channel has multipath components. The multipath channel causes inter-symbol-interference (ISI), which is commonly mitigated by employing CP. The CP acts as a guard interval that, while successfully protecting the signal from ISI, reduces the transmission throughput. The problem becomes more severe for downstream direction, where the throughput of the entire system is determined by the user with the worst channel. To solve the problem, this thesis proposes major alterations to the current DOCSIS 3.1 OFDM/OFDMA structure. The alterations involve using a pair of Nyquist filters at the transceivers and an efficient time-domain equalizer (TEQ) at the receiver to reduce ISI down to a negligible level without the need of CP. Simulation results demonstrate that, by incorporating the proposed alterations to the DOCSIS 3.1 down-link channel, the system can achieve the maximum throughput over a wide range of multipath channel conditions

Architectures and Algorithms for the Signal Processing of Advanced MIMO Radar Systems

This thesis focuses on the research, development and implementation of novel concepts, architectures, demonstrator systems and algorithms for the signal processing of advanced Multiple Input Multiple Output (MIMO) radar systems. The key concept is to address compact system, which have high resolutions and are able to perform a fast radar signal processing, three-dimensional (3D), and four-dimensional (4D) beamforming for radar image generation and target estimation. The idea is to obtain a complete sensing of range, Azimuth and elevation (additionally Doppler as the fourth dimension) from the targets in the radar captures. The radar technology investigated, aims at addressing sev- eral civil and military applications, such as surveillance and detection of targets, both air and ground based, and situational awareness, both in cars and in flying platforms, from helicopters, to Unmanned Aerial Vehicles (UAV) and air-taxis. Several major topics have been targeted. The development of complete systems and innovative FPGA, ARM and software based digital architectures for 3D imaging MIMO radars, which operate in both Time Division Multiplexing (TDM) and Frequency Divi- sion Multiplexing (FDM) modes, with Frequency Modulated Continuous Wave (FMCW) and Orthogonal Frequency Division Multiplexing (OFDM) signals, respectively. The de- velopment of real-time radar signal processing, beamforming and Direction-Of-Arrival (DOA) algorithms for target detection, with particular focus on FFT based, hardware implementable techniques. The study and implementation of advanced system concepts, parametrisation and simulation of next generation real-time digital radars (e.g. OFDM based). The design and development of novel constant envelope orthogonal waveforms for real-time 3D OFDM MIMO radar systems. The MIMO architectures presented in this thesis are a collection of system concepts, de- sign and simulations, as well as complete radar demonstrators systems, with indoor and outdoor measurements. Several of the results shown, come in the form of radar images which have been captured in field-test, in different scenarios, which aid in showing the proper functionality of the systems. The research activities for this thesis, have been carried out on the premises of Air- bus, based in Munich (Germany), as part of a Ph.D. candidate joint program between Airbus and the Polytechnic Department of Engineering and Architecture (Dipartimento Politecnico di Ingegneria e Architettura), of the University of Udine, based in Udine (Italy).Questa tesi si concentra sulla ricerca, lo sviluppo e l\u2019implementazione di nuovi concetti, architetture, sistemi dimostrativi e algoritmi per l\u2019elaborazione dei segnali in sistemi radar avanzati, basati su tecnologia Multiple Input Multiple Output (MIMO). Il con- cetto chiave `e quello di ottenere sistemi compatti, dalle elevate risoluzioni e in grado di eseguire un\u2019elaborazione del segnale radar veloce, un beam-forming tri-dimensionale (3D) e quadri-dimensionale (4D) per la generazione di immagini radar e la stima delle informazioni dei bersagli, detti target. L\u2019idea `e di ottenere una stima completa, che includa la distanza, l\u2019Azimuth e l\u2019elevazione (addizionalmente Doppler come quarta di- mensione) dai target nelle acquisizioni radar. La tecnologia radar indagata ha lo scopo di affrontare diverse applicazioni civili e militari, come la sorveglianza e la rilevazione di targets, sia a livello aereo che a terra, e la consapevolezza situazionale, sia nelle auto che nelle piattaforme di volo, dagli elicotteri, ai Unmanned Aerial Vehicels (UAV) e taxi volanti (air-taxis). Le tematiche affrontante sono molte. Lo sviluppo di sistemi completi e di architetture digitali innovative, basate su tecnologia FPGA, ARM e software, per radar 3D MIMO, che operano in modalit`a Multiplexing Time Division Multiplexing (TDM) e Multiplexing Frequency Diversion (FDM), con segnali di tipo FMCW (Frequency Modulated Contin- uous Wave) e Orthogonal Frequency Division Multiplexing (OFDM), rispettivamente. Lo sviluppo di tecniche di elaborazione del segnale radar in tempo reale, algoritmi di beam-forming e di stima della direzione di arrivo, Direction-Of-Arrival (DOA), dei seg- nali radar, per il rilevamento dei target, con particolare attenzione a processi basati su trasformate di Fourier (FFT). Lo studio e l\u2019implementazione di concetti di sistema avan- zati, parametrizzazione e simulazione di radar digitali di prossima generazione, capaci di operare in tempo reale (ad esempio basati su architetture OFDM). Progettazione e sviluppo di nuove forme d\u2019onda ortogonali ad inviluppo costante per sistemi radar 3D di tipo OFDM MIMO, operanti in tempo reale. Le attivit`a di ricerca di questa tesi sono state svolte presso la compagnia Airbus, con sede a Monaco di Baviera (Germania), nell\u2019ambito di un programma di dottorato, svoltosi in maniera congiunta tra Airbus ed il Dipartimento Politecnico di Ingegneria e Architettura dell\u2019Universit`a di Udine, con sede a Udine

WAVEFORM AND TRANSCEIVER OPTIMIZATION FOR MULTI-FUNCTIONAL AIRBORNE RADAR THROUGH ADAPTIVE PROCESSING

Pulse compression techniques have been widely used for target detection and remote sensing. The primary concern for pulse compression is the sidelobe interference. Waveform design is an important method to improve the sidelobe performance. As a multi-functional aircraft platform in aviation safety domain, ADS-B system performs functions involving detection, localization and alerting of external traffic. In this work, a binary phase modulation is introduced to convert the original 1090 MHz ADS-B signal waveform into a radar signal. Both the statistical and deterministic models of new waveform are developed and analyzed. The waveform characterization, optimization and its application are studied in details. An alternative way to achieve low sidelobe levels without trading o range resolution and SNR is the adaptive pulse compression - RMMSE (Reiterative Minimum Mean-Square error). Theoretically, RMMSE is able to suppress the sidelobe level down to the receiver noise floor. However, the application of RMMSE to actual radars and the related implementation issues have not been investigated before. In this work, implementation aspects of RMMSE such as waveform sensitivity, noise immunity and computational complexity are addressed. Results generated by applying RMMSE to both simulated and measured radar data are presented and analyzed. Furthermore, a two-dimensional RMMSE algorithm is derived to mitigate the sidelobe effects from both pulse compression processing and antenna radiation pattern. In addition, to achieve even better control of the sidelobe level, a joint transmit and receive optimization scheme (JTRO) is proposed, which reduces the impacts of HPA nonlinearity and receiver distortion. Experiment results obtained with a Ku-band spaceborne radar transceiver testbed are presented

Linear Operation of Switch-Mode Outphasing Power Amplifiers

Radio transceivers are playing an increasingly important role in modern society. The ”connected” lifestyle has been enabled by modern wireless communications. The demand that has been placed on current wireless and cellular infrastructure requires increased spectral efficiency however this has come at the cost of power efficiency. This work investigates methods of improving wireless transceiver efficiency by enabling more efficient power amplifier architectures, specifically examining the role of switch-mode power amplifiers in macro cell scenarios. Our research focuses on the mechanisms within outphasing power amplifiers which prevent linear amplification. From the analysis it was clear that high power non-linear effects are correctable with currently available techniques however non-linear effects around the zero crossing point are not. As a result signal processing techniques for suppressing and avoiding non-linear operation in low power regions are explored. A novel method of digital pre-distortion is presented, and conventional techniques for linearisation are adapted for the particular needs of the outphasing power amplifier. More unconventional signal processing techniques are presented to aid linearisation of the outphasing power amplifier, both zero crossing and bandwidth expansion reduction methods are designed to avoid operation in nonlinear regions of the amplifiers. In combination with digital pre-distortion the techniques will improve linearisation efforts on outphasing systems with dynamic range and bandwidth constraints respectively. Our collaboration with NXP provided access to a digital outphasing power amplifier, enabling empirical analysis of non-linear behaviour and comparative analysis of behavioural modelling and linearisation efforts. The collaboration resulted in a bench mark for linear wideband operation of a digital outphasing power amplifier. The complimentary linearisation techniques, bandwidth expansion reduction and zero crossing reduction have been evaluated in both simulated and practical outphasing test benches. Initial results are promising and indicate that the benefits they provide are not limited to the outphasing amplifier architecture alone. Overall this thesis presents innovative analysis of the distortion mechanisms of the outphasing power amplifier, highlighting the sensitivity of the system to environmental effects. Practical and novel linearisation techniques are presented, with a focus on enabling wide band operation for modern communications standards

Wavelet Theory

The wavelet is a powerful mathematical tool that plays an important role in science and technology. This book looks at some of the most creative and popular applications of wavelets including biomedical signal processing, image processing, communication signal processing, Internet of Things (IoT), acoustical signal processing, financial market data analysis, energy and power management, and COVID-19 pandemic measurements and calculations. The editor’s personal interest is the application of wavelet transform to identify time domain changes on signals and corresponding frequency components and in improving power amplifier behavior

Multibeam radar system based on waveform diversity for RF seeker applications

Existing radiofrequency (RF) seekers use mechanically steerable antennas. In order to improve the robustness and performance of the missile seeker, current research is investigating the replacement of mechanical 2D antennas with active electronically controlled 3D antenna arrays capable of steering much faster and more accurately than existing solutions. 3D antenna arrays provide increased radar coverage, as a result of the conformal shape and flexible beam steering in all directions. Therefore, additional degrees of freedom can be exploited to develop a multifunctional seeker, a very sophisticated sensor that can perform multiple simultaneous tasks and meet spectral allocation requirements. This thesis presents a novel radar configuration, named multibeam radar (MBR), to generate multiple beams in transmission by means of waveform diversity. MBR systems based on waveform diversity require a set of orthogonal waveforms in order to generate multiple channels in transmission and extract them efficiently at the receiver with digital signal processing. The advantage is that MBR transmit differently designed waveforms in arbitrary directions so that waveforms can be selected to provide multiple radar functions and better manage the available resources. An analytical model of an MBR is derived to analyse the relationship between individual channels and their performance in terms of isolation and phase steering effects. Combinations of linear frequency modulated (LFM) waveforms are investigated and the analytical expressions of the isolation between adjacent channels are presented for rectangular and Gaussian amplitude modulated LFM signals with different bandwidths, slopes and frequency offsets. The theoretical results have been tested experimentally to corroborate the isolation properties of the proposed waveforms. In addition, the practical feasibility of the MBR concept has been proved with a radar test bed with two orthogonal channels simultaneously detecting a moving target

Three Dimensional Bistatic Tomography Using HDTV

The thesis begins with a review of the principles of diffraction and reflection tomography; starting with the analytic solution to the inhomogeneous Helmholtz equation, after linearization by the Born approximation (the weak scatterer solution), and arriving at the Filtered Back Projection (Propagation) method of reconstruction. This is followed by a heuristic derivation more directly couched in the radar imaging context, without the rigor of the general inverse problem solution and more closely resembling an imaging turntable or inverse synthetic aperture radar. The heuristic derivation leads into the concept of the line integral and projections (the Radon Transform), followed by more general geometries where the plane wave approximation is invalid. We proceed next to study of the dependency of reconstruction on the space-frequency trajectory, combining the spatial aperture and waveform. Two and three dimensional apertures, monostatic and bistatic, fully and sparsely sampled and including partial apertures, with controlled waveforms (CW and pulsed, with and without modulation) define the filling of k-space and concomitant reconstruction performance. Theoretical developments in the first half of the thesis are applied to the specific example of bistatic tomographic imaging using High Definition Television (HDTV); the United States version of DVB-T. Modeling of the HDTV waveform using pseudonoise modulation to represent the hybrid 8VSB HDTV scheme and the move-stop-move approximation established the imaging potential, employing an idealized, isotropic 18 scatterer. As the move-stop-move approximation places a limitation on integration time (in cross correlation/pulse compression) due to transmitter/receiver motion, an exact solution for compensation of Doppler distortion is derived. The concept is tested with the assembly and flight test of a bistatic radar system employing software-defined radios (SDR). A three dimensional, bistatic collection aperture, exploiting an elevated commercial HDTV transmitter, is focused to demonstrate the principle. This work, to the best of our knowledge, represents a first in the formation of three dimensional images using bistatically-exploited television transmitters

Radio Communications

In the last decades the restless evolution of information and communication technologies (ICT) brought to a deep transformation of our habits. The growth of the Internet and the advances in hardware and software implementations modified our way to communicate and to share information. In this book, an overview of the major issues faced today by researchers in the field of radio communications is given through 35 high quality chapters written by specialists working in universities and research centers all over the world. Various aspects will be deeply discussed: channel modeling, beamforming, multiple antennas, cooperative networks, opportunistic scheduling, advanced admission control, handover management, systems performance assessment, routing issues in mobility conditions, localization, web security. Advanced techniques for the radio resource management will be discussed both in single and multiple radio technologies; either in infrastructure, mesh or ad hoc networks