System capacity enhancement for 5G network and beyond

A thesis submitted to the University of Bedfordshire, in fulfilment of the requirements for the degree of Doctor of PhilosophyThe demand for wireless digital data is dramatically increasing year over year. Wireless communication systems like Laptops, Smart phones, Tablets, Smart watch, Virtual Reality devices and so on are becoming an important part of people’s daily life. The number of mobile devices is increasing at a very fast speed as well as the requirements for mobile devices such as super high-resolution image/video, fast download speed, very short latency and high reliability, which raise challenges to the existing wireless communication networks. Unlike the previous four generation communication networks, the fifth-generation (5G) wireless communication network includes many technologies such as millimetre-wave communication, massive multiple-input multiple-output (MIMO), visual light communication (VLC), heterogeneous network (HetNet) and so forth. Although 5G has not been standardised yet, these above technologies have been studied in both academia and industry and the goal of the research is to enhance and improve the system capacity for 5G networks and beyond by studying some key problems and providing some effective solutions existing in the above technologies from system implementation and hardware impairments’ perspective. The key problems studied in this thesis include interference cancellation in HetNet, impairments calibration for massive MIMO, channel state estimation for VLC, and low latency parallel Turbo decoding technique. Firstly, inter-cell interference in HetNet is studied and a cell specific reference signal (CRS) interference cancellation method is proposed to mitigate the performance degrade in enhanced inter-cell interference coordination (eICIC). This method takes carrier frequency offset (CFO) and timing offset (TO) of the user’s received signal into account. By reconstructing the interfering signal and cancelling it afterwards, the capacity of HetNet is enhanced. Secondly, for massive MIMO systems, the radio frequency (RF) impairments of the hardware will degrade the beamforming performance. When operated in time duplex division (TDD) mode, a massive MIMO system relies on the reciprocity of the channel which can be broken by the transmitter and receiver RF impairments. Impairments calibration has been studied and a closed-loop reciprocity calibration method is proposed in this thesis. A test device (TD) is introduced in this calibration method that can estimate the transmitters’ impairments over-the-air and feed the results back to the base station via the Internet. The uplink pilots sent by the TD can assist the BS receivers’ impairment estimation. With both the uplink and downlink impairments estimates, the reciprocity calibration coefficients can be obtained. By computer simulation and lab experiment, the performance of the proposed method is evaluated. Channel coding is an essential part of a wireless communication system which helps fight with noise and get correct information delivery. Turbo codes is one of the most reliable codes that has been used in many standards such as WiMAX and LTE. However, the decoding process of turbo codes is time-consuming and the decoding latency should be improved to meet the requirement of the future network. A reverse interleave address generator is proposed that can reduce the decoding time and a low latency parallel turbo decoder has been implemented on a FPGA platform. The simulation and experiment results prove the effectiveness of the address generator and show that there is a trade-off between latency and throughput with a limited hardware resource. Apart from the above contributions, this thesis also investigated multi-user precoding for MIMO VLC systems. As a green and secure technology, VLC is achieving more and more attention and could become a part of 5G network especially for indoor communication. For indoor scenario, the MIMO VLC channel could be easily ill-conditioned. Hence, it is important to study the impact of the channel state to the precoding performance. A channel state estimation method is proposed based on the signal to interference noise ratio (SINR) of the users’ received signal. Simulation results show that it can enhance the capacity of the indoor MIMO VLC system

Waveform Advancements and Synchronization Techniques for Generalized Frequency Division Multiplexing

To enable a new level of connectivity among machines as well as between people and machines, future wireless applications will demand higher requirements on data rates, response time, and reliability from the communication system. This will lead to a different system design, comprising a wide range of deployment scenarios. One important aspect is the evolution of physical layer (PHY), specifically the waveform modulation. The novel generalized frequency division multiplexing (GFDM) technique is a prominent proposal for a flexible block filtered multicarrier modulation. This thesis introduces an advanced GFDM concept that enables the emulation of other prominent waveform candidates in scenarios where they perform best. Hence, a unique modulation framework is presented that is capable of addressing a wide range of scenarios and to upgrade the PHY for 5G networks. In particular, for a subset of system parameters of the modulation framework, the problem of symbol time offset (STO) and carrier frequency offset (CFO) estimation is investigated and synchronization approaches, which can operate in burst and continuous transmissions, are designed. The first part of this work presents the modulation principles of prominent 5G candidate waveforms and then focuses on the GFDM basic and advanced attributes. The GFDM concept is extended towards the use of OQAM, introducing the novel frequency-shift OQAM-GFDM, and a new low complexity model based on signal processing carried out in the time domain. A new prototype filter proposal highlights the benefits obtained in terms of a reduced out-of-band (OOB) radiation and more attractive hardware implementation cost. With proper parameterization of the advanced GFDM, the achieved gains are applicable to other filtered OFDM waveforms. In the second part, a search approach for estimating STO and CFO in GFDM is evaluated. A self-interference metric is proposed to quantify the effective SNR penalty caused by the residual time and frequency misalignment or intrinsic inter-symbol interference (ISI) and inter-carrier interference (ICI) for arbitrary pulse shape design in GFDM. In particular, the ICI can be used as a non-data aided approach for frequency estimation. Then, GFDM training sequences, defined either as an isolated preamble or embedded as a midamble or pseudo-circular pre/post-amble, are designed. Simulations show better OOB emission and good estimation results, either comparable or superior, to state-of-the-art OFDM system in wireless channels

Physical Layer Security for Visible Light Communication Systems:A Survey

Due to the dramatic increase in high data rate services and in order to meet the demands of the fifth-generation (5G) networks, researchers from both academia and industry are exploring advanced transmission techniques, new network architectures and new frequency spectrum such as the visible light spectra. Visible light communication (VLC) particularly is an emerging technology that has been introduced as a promising solution for 5G and beyond. Although VLC systems are more immune against interference and less susceptible to security vulnerabilities since light does not penetrate through walls, security issues arise naturally in VLC channels due to their open and broadcasting nature, compared to fiber-optic systems. In addition, since VLC is considered to be an enabling technology for 5G, and security is one of the 5G fundamental requirements, security issues should be carefully addressed and resolved in the VLC context. On the other hand, due to the success of physical layer security (PLS) in improving the security of radio-frequency (RF) wireless networks, extending such PLS techniques to VLC systems has been of great interest. Only two survey papers on security in VLC have been published in the literature. However, a comparative and unified survey on PLS for VLC from information theoretic and signal processing point of views is still missing. This paper covers almost all aspects of PLS for VLC, including different channel models, input distributions, network configurations, precoding/signaling strategies, and secrecy capacity and information rates. Furthermore, we propose a number of timely and open research directions for PLS-VLC systems, including the application of measurement-based indoor and outdoor channel models, incorporating user mobility and device orientation into the channel model, and combining VLC and RF systems to realize the potential of such technologies

A review of gallium nitride LEDs for multi-gigabit-per-second visible light data communications

The field of visible light communications (VLC) has gained significant interest over the last decade, in both fibre and free-space embodiments. In fibre systems, the availability of low cost plastic optical fibre (POF) that is compatible with visible data communications has been a key enabler. In free-space applications, the availability of hundreds of THz of the unregulated spectrum makes VLC attractive for wireless communications. This paper provides an overview of the recent developments in VLC systems based on gallium nitride (GaN) light-emitting diodes (LEDs), covering aspects from sources to systems. The state-of-the-art technology enabling bandwidth of GaN LEDs in the range of >400 MHz is explored. Furthermore, advances in key technologies, including advanced modulation, equalisation, and multiplexing that have enabled free-space VLC data rates beyond 10 Gb/s are also outlined

Lights and Shadows: A Comprehensive Survey on Cooperative and Precoding Schemes to Overcome LOS Blockage and Interference in Indoor VLC

Visible light communications (VLC) have received significant attention as a way of moving part of the saturated indoor wireless traffic to the wide and unregulated visible optical spectrum. Nowadays, VLC are considered as a suitable technology, for several applications such as high-rate data transmission, supporting internet of things communications or positioning. The signal processing originally derived from radio-frequency (RF) systems such as cooperative or precoding schemes can be applied to VLC. However, its implementation is not straightforward. Furthermore, unlike RF transmission, VLC present a predominant line-of-sight link, although a weak non-LoS component may appear due to the reflection of the light on walls, floor, ceiling and nearby objects. Blocking effects may compromise the performance of the aforementioned transmission schemes. There exist several surveys in the literature focused on VLC and its applications, but the management of the shadowing and interference in VLC requires a comprehensive study. To fill this gap, this work introduces the implementation of cooperative and precoding schemes to VLC, while remarking their benefits and drawbacks for overcoming the shadowing effects. After that, the combination of both cooperative and precoding schemes is analyzed as a way of providing resilient VLC networks. Finally, we propose several open issues that the cooperative and precoding schemes must face in order to provide satisfactory VLC performance in indoor scenarios.This work has been supported partially by Spanish National Project TERESA-ADA(TEC2017-90093-C3-2-R) (MINECO/AEI/FEDER, UE), the research project GEOVEOLUZ-CM-UC3Mfunded by the call “Programa de apoyo a la realización de proyectos interdisciplinares de I+D parajóvenes investigadores de la Universidad Carlos III de Madrid 2019-2020” under the frame ofthe Convenio Plurianual Comunidad de Madrid-Universidad Carlos III de Madrid and projectMadrid Flight on Chip (Innovation Cooperative Projects Comunidad of Madrid - HUBS 2018/MadridFlightOnChip). Additionally, it has been supported partially by the Juan de la CiervaIncorporación grant IJC2019-040317-I and Juan de la Cierva Formación grant (FJC2019-039541-I/AEI/10.13039/501100011033)

Digital signal processing for fiber-optic communication systems

As the available bandwidth of optical fibers has been almost fully exploited, Digital Signal Processing (DSP) comes to rescue and is a critical technology underpinning the next generation advanced fiber-optic systems. Literally, it contributes two principal enforcements with respect to information communication. One is the implementation of spectrally-efficient modulation schemes, and the other is the guarantee of the recovery of information from the spectrally-efficient optical signals after channel transmission. The dissertation is dedicated to DSP techniques for the advanced fiber-optic systems. It consists of two main research topics. The first topic is about Fast-orthogonal frequency-division multiplexing (OFDM) — a variant OFDM scheme whose subcarrier spacing is half of that of conventional OFDM. The second one is about Fresnel transform with the derivation of an interesting discrete Fresnel transform (DFnT), and the proposal of orthogonal chirp-division multiplexing (OCDM), which is fundamentally underlain by the Fresnel transform. In the first part, equalization and signal recovery problems result from the halved subcarrier spacing in both double-sideband (DSB) and single-sideband (SSB) modulated Fast-OFDM systems are studied, respectively. By exploiting the relation between the multiplexing kernels of Fast-OFDM systems and Fourier transform, equalization algorithms are proposed for respective Fast-OFDM systems for information recovery. Detailed analysis is also provided. With the proposed algorithms, the DSB Fast-OFDM was experimentally implemented by intensity-modulation and direct detection in the conventional 1.55-μm and the emerging 2-μm fiber-optic systems, and the SSB Fast-OFDM was first implemented in coherent fiber-optic system with a spectral efficiency of 6 bit/s/Hz at 36 Gbps, for the first time. In the second part, Fresnel transform from optical Fresnel diffraction is studied. The discrete Fresnel transform (DFnT) is derived, as an interesting transformation that would be potentially useful for DSP. Its properties are proved. One of the attractive properties, the convolution-preservation property states that the DFnT of a circular convolution of two sequences is equal to the DFnT of either one convolving with the other. One application of DFnT is practically utilized in the proposal of OCDM. In the OCDM system, a large number of orthogonal chirped waveforms are multiplexed for high-speed communication, achieving the maximum spectral efficiency of chirp spread spectrum systems, in the same way as OFDM attains the maximum spectral efficiency of frequency-division multiplexing. Owing to the unique time-frequency properties of chirped waveforms, OCDM outperforms OFDM and single-carrier systems, and is more resilient against the noise effect, especially, when time-domain and frequency-domain distortions are severe. Experiments were carried out to validate the feasibility and advantages of the proposed OCDM systems

Améliorations des transmissions VLC (Visible Light Communication) sous contrainte d'éclairage : études théoriques et expérimentations

Abstract : Indoor visible light communication (VLC) networks based on light-emitting diodes (LEDs) currently enjoy growing interest thanks in part to their robustness against interference, wide license-free available bandwidth, low cost, good energy efficiency and compatibility with existing lighting infrastructure. In this thesis, we investigate spectral-efficient modulation techniques for the physical layer of VLC to increase throughput while considering the quality of illumination as well as implementation costs. Numerical and experimental studies are performed employing pulse amplitude modulation (PAM) and carrierless amplitude and phase (CAP) modulation under illumination constraints and for high modulation orders. Furthermore, the impact of LED nonlinearity is investigated and a postdistortion technique is evaluated to compensate these nonlinear effects. Within this framework, transmission rates in the order of a few hundred Mb/s are achieved using a test bench made of low-cost components. In addition, an imaging multiple input multiple-output (MIMO) system is developed and the impact on performance of imaging lens misalignment is theoretically and numerically assessed. Finally, a polynomial matrix decomposition technique based on the classical LU factorization method is studied and applied for the first time to MIMO VLC systems in large space indoor environments.Les réseaux de communication en lumière visible (VLC) s’appuyant sur l’utilisation de diodes électroluminescentes (LED) bénéficient actuellement d’un intérêt grandissant, en partie grâce à leur robustesse face aux interférences électromagnétiques, leur large bande disponible non-régulée, leur faible coût, leur bonne efficacité énergétique, ainsi que leur compatibilité avec les infrastructures d’éclairage déjà existantes. Dans cette thèse, nous étudions des techniques de modulation à haute efficacité spectrale pour la couche physique des VLC pour augmenter les débits tout en considérant la qualité de l’éclairage ainsi que les coûts d’implémentation. Des études numériques et expérimentales sont réalisées sur la modulation d’impulsion d’amplitude (PAM) et sur la modulation d’amplitude et de phase sans porteuse (CAP) sous des contraintes d’éclairage et pour des grands ordres de modulation. De plus, l’impact des non-linéarités de la LED est étudié et une technique de post-distorsion est évaluée pour corriger ces effets non-linéaires. Dans ce cadre, des débits de plusieurs centaines de Mb/s sont atteints en utilisant un banc de test réalisé à partir de composants à bas coûts. Par ailleurs, un système multi-entrées multi-sorties (MIMO) imageant est également développé et l’impact du désaxage de l’imageur sur les performances est étudié. Finalement, une technique de décomposition polynomiale basée sur la méthode de factorisation classique LU est étudiée et appliquée aux systèmes MIMO VLC dans des grands espaces intérieurs

Recent Advances in Wireless Communications and Networks

This book focuses on the current hottest issues from the lowest layers to the upper layers of wireless communication networks and provides "real-time" research progress on these issues. The authors have made every effort to systematically organize the information on these topics to make it easily accessible to readers of any level. This book also maintains the balance between current research results and their theoretical support. In this book, a variety of novel techniques in wireless communications and networks are investigated. The authors attempt to present these topics in detail. Insightful and reader-friendly descriptions are presented to nourish readers of any level, from practicing and knowledgeable communication engineers to beginning or professional researchers. All interested readers can easily find noteworthy materials in much greater detail than in previous publications and in the references cited in these chapters